Role of Cumulus Congestus in Tropical Cyclone Formation in a High-Resolution Numerical Model Simulation

Zhuo Wang Department of Atmospheric Sciences, University of Illinois at Urbana–Champaign, Urbana, Illinois

Search for other papers by Zhuo Wang in
Current site
Google Scholar
PubMed
Close
Restricted access

Abstract

The role of cumulus congestus (shallow and congestus convection) in tropical cyclone (TC) formation is examined in a high-resolution simulation of Tropical Cyclone Fay (2008). It is found that cumulus congestus plays a dominant role in moistening the lower to middle troposphere and spinning up the near-surface circulation prior to genesis, while deep convection plays a key role in moistening the upper troposphere and intensifying the cyclonic circulation over a deep layer. The transition from the tropical wave stage to the TC stage is marked by a substantial increase in net condensation and potential vorticity generation by deep convection in the inner wave pouch region.

This study suggests that TC formation can be regarded as a two-stage process. The first stage is a gradual process of moisture preconditioning and low-level spinup, in which cumulus congestus plays a dominant role. The second stage commences with the rapid development of deep convection in the inner pouch region after the air column is moistened sufficiently, whereupon the concentrated convective heating near the pouch center strengthens the transverse circulation and leads to the amplification of the cyclonic circulation over a deep layer. The rapid development of deep convection can be explained by the power-law increase of precipitation rate with column water vapor (CWV) above a critical value. The high CWV near the pouch center thus plays an important role in convective organization. It is also shown that cumulus congestus can effectively drive the low-level convergence and provides a direct and simple pathway for the development of the TC protovortex near the surface.

Corresponding author address: Zhuo Wang, Dept. of Atmospheric Sciences, University of Illinois at Urbana–Champaign, Urbana, IL 61801. E-mail: zhuowang@illinois.edu

Abstract

The role of cumulus congestus (shallow and congestus convection) in tropical cyclone (TC) formation is examined in a high-resolution simulation of Tropical Cyclone Fay (2008). It is found that cumulus congestus plays a dominant role in moistening the lower to middle troposphere and spinning up the near-surface circulation prior to genesis, while deep convection plays a key role in moistening the upper troposphere and intensifying the cyclonic circulation over a deep layer. The transition from the tropical wave stage to the TC stage is marked by a substantial increase in net condensation and potential vorticity generation by deep convection in the inner wave pouch region.

This study suggests that TC formation can be regarded as a two-stage process. The first stage is a gradual process of moisture preconditioning and low-level spinup, in which cumulus congestus plays a dominant role. The second stage commences with the rapid development of deep convection in the inner pouch region after the air column is moistened sufficiently, whereupon the concentrated convective heating near the pouch center strengthens the transverse circulation and leads to the amplification of the cyclonic circulation over a deep layer. The rapid development of deep convection can be explained by the power-law increase of precipitation rate with column water vapor (CWV) above a critical value. The high CWV near the pouch center thus plays an important role in convective organization. It is also shown that cumulus congestus can effectively drive the low-level convergence and provides a direct and simple pathway for the development of the TC protovortex near the surface.

Corresponding author address: Zhuo Wang, Dept. of Atmospheric Sciences, University of Illinois at Urbana–Champaign, Urbana, IL 61801. E-mail: zhuowang@illinois.edu
Save
  • Bister, M., and K. Emanuel, 1997: The genesis of Hurricane Guillermo: TEXMEX analyses and a modeling study. Mon. Wea. Rev., 125, 26622682.

    • Search Google Scholar
    • Export Citation
  • Braun, S. A., 2006: High-resolution simulation of Hurricane Bonnie (1998). Part II: Water budget. J. Atmos. Sci., 63, 4364.

  • Bretherton, C. S., M. E. Peters, and L. E. Back, 2004: Relationships between water vapor path and precipitation over the tropical oceans. J. Climate, 17, 15171528.

    • Search Google Scholar
    • Export Citation
  • Brown, R. G., and C. Zhang, 1997: Variability of midtropospheric moisture and its effect on cloud-top height distribution during TOGA COARE. J. Atmos. Sci., 54, 27602774.

    • Search Google Scholar
    • Export Citation
  • de Rooy, W. C., and Coauthors, 2013: Entrainment and detrainment in cumulus convection: An overview. Quart. J. Roy. Meteor. Soc., 139, 119.

    • Search Google Scholar
    • Export Citation
  • Dudhia, J., 1989: Numerical study of convection observed during the Winter Monsoon Experiment using a mesoscale two-dimensional model. J. Atmos. Sci., 46, 30773107.

    • Search Google Scholar
    • Export Citation
  • Dunkerton, T. J., 2006: A tale of two ITCZs—The Jim Holton perspective. Bull. Amer. Meteor. Soc., 87, 14921495.

  • Dunkerton, T. J., M. T. Montgomery, and Z. Wang, 2009: Tropical cyclogenesis in a tropical wave critical layer: Easterly waves. Atmos. Chem. Phys., 9, 55875646.

    • Search Google Scholar
    • Export Citation
  • Eliassen, A., 1951: Slow thermally or frictionally controlled meridional circulation in a circular vortex. Astrophys. Norv., 5, 1960.

    • Search Google Scholar
    • Export Citation
  • Fang, J., and F. Zhang, 2010: Initial development and Genesis of Hurricane Dolly (2008). J. Atmos. Sci., 67, 655672.

  • Fang, J., and F. Zhang, 2011: Evolution of multiscale vortices in the development of Hurricane Dolly (2008). J. Atmos. Sci., 68, 103122.

    • Search Google Scholar
    • Export Citation
  • Fierro, A. O., E. J. Zipser, M. A. LeMone, J. M. Straka, and J. (Malkus) Simpson, 2012: Tropical oceanic hot towers: Need they be undilute to transport energy from the boundary layer to the upper troposphere effectively? An answer based on trajectory analysis of a simulation of a TOGA COARE convective system. J. Atmos. Sci., 69, 195213.

    • Search Google Scholar
    • Export Citation
  • Fritz, C., and Z. Wang, 2013: A numerical study of the impacts of dry air on tropical cyclone formation: A development case and a non-development case. J. Atmos. Sci., 70, 91111.

    • Search Google Scholar
    • Export Citation
  • Hack, J. J., and W. H. Schubert, 1986: Nonlinear response of atmospheric vortices to heating by organized cumulus convection. J. Atmos. Sci., 43, 15591573.

    • Search Google Scholar
    • Export Citation
  • Hendricks, E. A., M. T. Montgomery, and C. A. Davis, 2004: The role of “vortical” hot towers in the formation of Tropical Cyclone Diana. J. Atmos. Sci., 61, 12091232.

    • Search Google Scholar
    • Export Citation
  • Hohenegger, C., and B. Stevens, 2013a: Preconditioning deep convection with cumulus congestus. J. Atmos. Sci., 70, 448464.

  • Hohenegger, C., and B. Stevens, 2013b: Reply to “Comments on ‘Preconditioning deep convection with cumulus congestus.’” J. Atmos. Sci., 70, 41554156.

    • Search Google Scholar
    • Export Citation
  • Holloway, C. E., and J. D. Neelin, 2009: Moisture vertical structure, column water vapor, and tropical deep convection. J. Atmos. Sci., 66, 16651683.

    • Search Google Scholar
    • Export Citation
  • Holloway, C. E., and J. D. Neelin, 2010: Temporal relations of column water vapor and tropical precipitation. J. Atmos. Sci., 67, 10911105.

    • Search Google Scholar
    • Export Citation
  • Hong, S.-Y., and J.-O. J. Lim, 2006: The WRF single-moment 6-class microphysics scheme (WSM6). J. Korean Meteor. Soc., 42, 129151.

  • Hong, S.-Y., Y. Noh, and J. Dudhia, 2006: A new vertical diffusion package with an explicit treatment of entrainment processes. Mon. Wea. Rev., 134, 23182341.

    • Search Google Scholar
    • Export Citation
  • Houze, R. A., Jr., 1997: Stratiform precipitation in regions of convection: A meteorological paradox? Bull. Amer. Meteor. Soc., 78, 21792196.

    • Search Google Scholar
    • Export Citation
  • Houze, R. A., Jr., and C. Cheng, 1977: Radar characteristics of tropical convection observed during GATE: Mean properties and trends over the summer season. Mon. Wea. Rev., 105, 964980.

    • Search Google Scholar
    • Export Citation
  • Johnson, R. H., T. M. Rickenbach, S. A. Rutledge, P. E. Ciesielski, and W. H. Schubert, 1999: Trimodal characteristics of tropical convection. J. Climate, 12, 23972418.

    • Search Google Scholar
    • Export Citation
  • Kain, J. S., 2004: The Kain–Fritsch convective parameterization: An update. J. Appl. Meteor., 43, 170181.

  • Khouider, B., and A. J. Majda, 2006: A simple multicloud parameterization for convectively coupled tropical waves. Part I: Linear analysis. J. Atmos. Sci., 63, 13081323.

    • Search Google Scholar
    • Export Citation
  • Khouider, B., and A. J. Majda, 2008: Multicloud models for organized tropical convection: enhanced congestus heating. J. Atmos. Sci., 65, 895914.

    • Search Google Scholar
    • Export Citation
  • Kiladis, G. N., M. C. Wheeler, P. T. Haertel, K. H. Straub, and P. E. Roundy, 2009: Convectively coupled equatorial waves. Rev. Geophys., 47, RG2003, doi:10.1029/2008RG000266.

    • Search Google Scholar
    • Export Citation
  • Kilroy, G., and R. K. Smith, 2013: A numerical study of rotating convection during tropical cyclogenesis. Quart. J. Roy. Meteor. Soc., 139, 12551269.

    • Search Google Scholar
    • Export Citation
  • Komaromi, W. A., 2013: An investigation of composite dropsonde profiles for developing and nondeveloping tropical waves during the 2010 PREDICT field campaign. J. Atmos. Sci., 70, 542558.

    • Search Google Scholar
    • Export Citation
  • Lau, K. M., and H. T. Wu, 2003: Warm rain processes over tropical oceans and climate implications. Geophys. Res. Lett., 30, L2290, doi:10.1029/2003GL018567.

    • Search Google Scholar
    • Export Citation
  • Luo, Z., G. Y. Liu, G. L. Stephens, and R. H. Johnson, 2009: Terminal vs transient cumulus congestus: A CloudSat perspective. Geophys. Res. Lett., 36, L05808, doi:10.1029/2008GL036927.

    • Search Google Scholar
    • Export Citation
  • Mapes, B. E., 2000: Convective inhibition, subgrid-scale triggering energy, and stratiform instability in a toy tropical wave model. J. Atmos. Sci., 57, 15151535.

    • Search Google Scholar
    • Export Citation
  • Mapes, B. E., S. Tulich, J. Lin, and P. Zuidema, 2006: The mesoscale convection life cycle: Building block or prototype for large-scale tropical waves? Dyn. Atmos. Oceans, 42, 329.

    • Search Google Scholar
    • Export Citation
  • Martin, J. E., 2006: Mid-Latitude Atmospheric Dynamics: A First Course. Wiley Press, 324 pp.

  • Masunaga, H., 2012: Short-term versus climatological relationship between precipitation and tropospheric humidity. J. Climate, 25, 79837990.

    • Search Google Scholar
    • Export Citation
  • Montgomery, M. T., M. E. Nicholls, T. A. Cram, and A. B. Saunders, 2006: A vortical hot tower route to tropical cyclogenesis. J. Atmos. Sci., 63, 355386.

    • Search Google Scholar
    • Export Citation
  • Montgomery, M. T., Z. Wang, and T. J. Dunkerton, 2010: Coarse, intermediate and high resolution numerical simulations of the transition of a tropical wave critical layer to a tropical storm. Atmos. Chem. Phys., 10, 10 80310 827.

    • Search Google Scholar
    • Export Citation
  • Neelin, J. D., O. Peters, and K. Hales, 2009: The transition to strong convection. J. Atmos. Sci., 66, 23672384.

  • Nicholls, M. E., and M. T. Montgomery, 2013: An examination of two pathways to tropical cyclogenesis occurring in idealized simulations with a cloud-resolving numerical model. Atmos. Chem. Phys., 13, 59996022.

    • Search Google Scholar
    • Export Citation
  • Nolan, D. S., 2007: What is the trigger for tropical cyclogenesis? Aust. Meteor. Mag., 56, 241266.

  • Ooyama, K. V., 1982: Conceptual evolution of the theory and modeling of the tropical cyclone. J. Meteor. Soc. Japan, 60, 369379.

  • Peters, O., and J. D. Neelin, 2006: Critical phenomena in atmospheric precipitation. Nat. Phys., 2, 393396.

  • Peters, O., J. D. Neelin, and S. W. Nesbitt, 2009: Mesoscale convective systems and critical clusters. J. Atmos. Sci., 66, 29132924.

  • Petty, G. W., 1999: Prevalence of precipitation from warm-topped clouds over eastern Asia and the western Pacific. J. Climate, 12, 220229.

    • Search Google Scholar
    • Export Citation
  • Rappin, E. D., and D. S. Nolan, 2012: The effect of vertical shear orientation on tropical cyclogenesis. Quart. J. Roy. Meteor. Soc., 138, 10351054.

    • Search Google Scholar
    • Export Citation
  • Rappin, E. D., D. S. Nolan, and K. A. Emanuel, 2010: Thermodynamic control of tropical cyclogenesis in environments of radiative–convective equilibrium with shear. Quart. J. Roy. Meteor. Soc., 136, 19541971.

    • Search Google Scholar
    • Export Citation
  • Raymond, D. J., 2000: Thermodynamic control of tropical rainfall. Quart. J. Roy. Meteor. Soc., 126, 889898.

  • Raymond, D. J., and S. L. Sessions, 2007: Evolution of convection during tropical cyclogenesis. Geophys. Res. Lett., 34, L06811, doi:10.1029/2006GL028607.

    • Search Google Scholar
    • Export Citation
  • Raymond, D. J., C. Lopez-Carrillo, and L. Lopez Cavazos, 1998: Case-studies of developing east Pacific easterly waves. Quart. J. Roy. Meteor. Soc., 124, 20052034.

    • Search Google Scholar
    • Export Citation
  • Raymond, D. J., S. L. Sessions, and Z. Fuchs, 2007: A theory for the spinup of tropical depressions. Quart. J. Roy. Meteor. Soc., 133, 17431754.

    • Search Google Scholar
    • Export Citation
  • Raymond, D. J., S. L. Sessions, and C. López Carrillo, 2011: Thermodynamics of tropical cyclogenesis in the northwest Pacific. J. Geophys. Res., 116, D18101, doi:10.1029/2011JD015624.

    • Search Google Scholar
    • Export Citation
  • Reasor, P. D., M. D. Eastin, and J. F. Gamache, 2009: Rapidly intensifying Hurricane Guillermo (1997). Part I: Low-wavenumber structure and evolution. Mon. Wea. Rev., 137, 603631.

    • Search Google Scholar
    • Export Citation
  • Redelsperger, J.-L., D. B. Parsons, and F. Guichard, 2002: Recovery processes and factors limiting cloud-top height following the arrival of a dry intrusion observed during TOGA COARE. J. Atmos. Sci., 59, 24382457.

    • Search Google Scholar
    • Export Citation
  • Riehl, H., and J. S. Malkus, 1958: On the heat balance in the equatorial trough zone. Geophysica, 6, 503538.

  • Rozoff, C. M., W. H. Schubert, B. D. McNoldy, and J. P. Kossin, 2006: Rapid filamentation zones in intense tropical cyclones. J. Atmos. Sci., 63, 325340.

    • Search Google Scholar
    • Export Citation
  • Schumacher, C., P. E. Ciesielski, and M. H. Zhang, 2008: Tropical cloud heating profiles: Analysis from KWAJEX. Mon. Wea. Rev., 136, 42894300.

    • Search Google Scholar
    • Export Citation
  • Sherwood, S. C., and R. Wahrlich, 1999: Observed evolution of tropical deep convective events and their environment. Mon. Wea. Rev., 127, 17771795.

    • Search Google Scholar
    • Export Citation
  • Skamarock, W. C., and Coauthors, 2008: A description of the Advanced Research WRF version 3. NCAR Tech. Note NCAR/TN–475+STR, 113 pp.

  • Smith, R. K., and M. T. Montgomery, 2012: Observations of the convective environment in developing and non-developing tropical disturbances. Quart. J. Roy. Meteor. Soc., 138, 17211739.

    • Search Google Scholar
    • Export Citation
  • Stechmann, S., and J. D. Neelin, 2011: A stochastic model for the transition to strong convection. J. Atmos. Sci., 68, 29552970.

  • Stephens, G. L., and Coauthors, 2002: The CloudSat mission and the A-Train: A new dimension to space-based observations of clouds and precipitation. Bull. Amer. Meteor. Soc., 83, 17711790.

    • Search Google Scholar
    • Export Citation
  • Takayabu, Y. N., S. Shige, W.-K. Tao, and N. Hirota, 2010: Shallow and deep latent heating modes over tropical oceans observed with TRMM spectral latent heating data. J. Climate, 23, 20302046.

    • Search Google Scholar
    • Export Citation
  • Takemi, T., O. Hirayama, and C. Liu, 2004: Factors responsible for the vertical development of tropical oceanic cumulus convection. Geophys. Res. Lett., 31, L11109, doi:10.1029/2004GL020225.

    • Search Google Scholar
    • Export Citation
  • Tory, K. J., and W. M. Frank, 2010: Tropical cyclone formation. Global Perspectives on Tropical Cyclones, 2nd ed., J. Chan and J. D. Kepert, Eds., World Scientific, 55–92.

  • Tory, K. J., M. T. Montgomery, and N. E. Davidson, 2006: Prediction and diagnosis of tropical cyclone formation in an NWP system. Part I: The critical role of vortex enhancement in deep convection. J. Atmos. Sci., 63, 30773090.

    • Search Google Scholar
    • Export Citation
  • Waite, M. L., and B. Khouider, 2010: The deepening of tropical convection by congestus preconditioning. J. Atmos. Sci., 67, 26012615.

    • Search Google Scholar
    • Export Citation
  • Wang, Z., 2012: Thermodynamic aspects of tropical cyclone formation. J. Atmos. Sci., 69, 24332451.

  • Wang, Z., 2014: Characteristics of convective processes and vertical vorticity from the tropical wave to the tropical cyclone stage in the high-resolution numerical model simulations of Tropical Cyclone Fay (2008). J. Atmos. Sci., 71, 896915.

    • Search Google Scholar
    • Export Citation
  • Wang, Z., M. T. Montgomery, and T. J. Dunkerton, 2010a: Genesis of pre-Hurricane Felix (2007). Part I: The role of the easterly wave critical layer. J. Atmos. Sci., 67, 17111729.

    • Search Google Scholar
    • Export Citation
  • Wang, Z., M. T. Montgomery, and T. J. Dunkerton, 2010b: Genesis of pre-Hurricane Felix (2007). Part II: Warm core formation, precipitation evolution, and predictability. J. Atmos. Sci., 67, 17301744.

    • Search Google Scholar
    • Export Citation
  • Wissmeier, U., and R. K. Smith, 2011: Tropical-cyclone convection: The effects of ambient vertical vorticity. Quart. J. Roy. Meteor. Soc., 137, 845857.

    • Search Google Scholar
    • Export Citation
  • Wu, Z., 2003: A shallow CISK, deep equilibrium mechanism for the interaction between large-scale convection and large-scale circulation in the tropics. J. Atmos. Sci., 60, 377392.

    • Search Google Scholar
    • Export Citation
  • Zehr, R. M., 1992: Tropical cyclogenesis in the western North Pacific. NOAA Tech. Rep. NESDIS 61, 181 pp.

  • Zuidema, P., 1998: The 600–800-mb minimum in tropical cloudiness observed during TOGA COARE. J. Atmos. Sci., 55, 22202228.

All Time Past Year Past 30 Days
Abstract Views 0 0 0
Full Text Views 738 196 15
PDF Downloads 551 157 16