The Life Cycle of Northern Hemisphere Downward Wave Coupling between the Stratosphere and Troposphere

Tiffany A. Shaw Department of Earth and Environmental Sciences, Lamont-Doherty Earth Observatory, Palisades, and Department of Applied Physics and Applied Mathematics, Columbia University, New York, New York

Search for other papers by Tiffany A. Shaw in
Current site
Google Scholar
PubMed
Close
and
Judith Perlwitz Cooperative Institute for Research in Environmental Sciences, University of Colorado, Boulder, Colorado

Search for other papers by Judith Perlwitz in
Current site
Google Scholar
PubMed
Close
Restricted access

Abstract

The life cycle of Northern Hemisphere downward wave coupling between the stratosphere and troposphere via wave reflection is analyzed. Downward wave coupling events are defined by extreme negative values of a wave coupling index based on the leading principal component of the daily wave-1 heat flux at 30 hPa. The life cycle occurs over a 28-day period. In the stratosphere there is a transition from positive to negative total wave-1 heat flux and westward to eastward phase tilt with height of the wave-1 geopotential height field. In addition, the zonal-mean zonal wind in the upper stratosphere weakens leading to negative vertical shear.

Following the evolution in the stratosphere there is a shift toward the positive phase of the North Atlantic Oscillation (NAO) in the troposphere. The pattern develops from a large westward-propagating wave-1 anomaly in the high-latitude North Atlantic sector. The subsequent equatorward propagation leads to a positive anomaly in midlatitudes. The near-surface temperature and circulation anomalies are consistent with a positive NAO phase. The results suggest that wave reflection events can directly influence tropospheric weather.

Finally, winter seasons dominated by extreme wave coupling and stratospheric vortex events are compared. The largest impacts in the troposphere occur during the extreme negative seasons for both indices, namely seasons with multiple wave reflection events leading to a positive NAO phase or seasons with major sudden stratospheric warmings (weak vortex) leading to a negative NAO phase. The results reveal that the dynamical coupling between the stratosphere and NAO involves distinct dynamical mechanisms that can only be characterized by separate wave coupling and vortex indices.

Additional affiliation: NOAA/Earth System Research Laboratory, Physical Sciences Division, Boulder, Colorado.

Corresponding author address: Dr. Tiffany A. Shaw, Department of Earth and Environmental Sciences and Department of Applied Physics and Applied Mathematics, Columbia University, P.O. Box 1000, 61 Route 9W, Palisades, NY 10964. E-mail: tas2163@columbia.edu

Abstract

The life cycle of Northern Hemisphere downward wave coupling between the stratosphere and troposphere via wave reflection is analyzed. Downward wave coupling events are defined by extreme negative values of a wave coupling index based on the leading principal component of the daily wave-1 heat flux at 30 hPa. The life cycle occurs over a 28-day period. In the stratosphere there is a transition from positive to negative total wave-1 heat flux and westward to eastward phase tilt with height of the wave-1 geopotential height field. In addition, the zonal-mean zonal wind in the upper stratosphere weakens leading to negative vertical shear.

Following the evolution in the stratosphere there is a shift toward the positive phase of the North Atlantic Oscillation (NAO) in the troposphere. The pattern develops from a large westward-propagating wave-1 anomaly in the high-latitude North Atlantic sector. The subsequent equatorward propagation leads to a positive anomaly in midlatitudes. The near-surface temperature and circulation anomalies are consistent with a positive NAO phase. The results suggest that wave reflection events can directly influence tropospheric weather.

Finally, winter seasons dominated by extreme wave coupling and stratospheric vortex events are compared. The largest impacts in the troposphere occur during the extreme negative seasons for both indices, namely seasons with multiple wave reflection events leading to a positive NAO phase or seasons with major sudden stratospheric warmings (weak vortex) leading to a negative NAO phase. The results reveal that the dynamical coupling between the stratosphere and NAO involves distinct dynamical mechanisms that can only be characterized by separate wave coupling and vortex indices.

Additional affiliation: NOAA/Earth System Research Laboratory, Physical Sciences Division, Boulder, Colorado.

Corresponding author address: Dr. Tiffany A. Shaw, Department of Earth and Environmental Sciences and Department of Applied Physics and Applied Mathematics, Columbia University, P.O. Box 1000, 61 Route 9W, Palisades, NY 10964. E-mail: tas2163@columbia.edu
Save
  • Ambaum, M. H. P., and B. J. Hoskins, 2002: The NAO troposphere–stratosphere connection. J. Climate, 15, 1969–1978.

  • Baldwin, M. P., and T. J. Dunkerton, 1999: Propagation of the Arctic oscillation from the stratosphere to the troposphere. J. Geophys. Res., 104 (D24), 30 937–30 946.

    • Search Google Scholar
    • Export Citation
  • Baldwin, M. P., and T. J. Dunkerton, 2001: Stratospheric harbingers of anomalous weather regimes. Science, 294, 581–584.

  • Baldwin, M. P., D. B. Stevenson, D. W. J. Thompson, T. J. Dunkerton, A. J. Charlton, and A. O’Neill, 2003: Stratospheric memory and skill of extended-range weather forecasts. Science, 301, 636–640.

    • Search Google Scholar
    • Export Citation
  • Baldwin, M. P., D. B. Stephenson, and I. T. Jolliffe, 2009: Spatial weighting and iterative projection methods for EOFs. J. Climate, 22, 234–243.

    • Search Google Scholar
    • Export Citation
  • Black, R. X., 2002: Stratospheric forcing of surface climate in the Arctic Oscillation. J. Climate, 15, 268–277.

  • Christiansen, B., 2001: Downward propagation of zonal mean zonal wind anomalies from the stratosphere to the troposphere: Model and reanalysis. J. Geophys. Res., 106 (D21), 27 307–27 322.

    • Search Google Scholar
    • Export Citation
  • Dee, D. P., and Coauthors, 2011: The ERA-Interim reanalysis: Configuration and performance of the data assimilation system. Quart. J. Roy. Meteor. Soc., 137, 553–597.

    • Search Google Scholar
    • Export Citation
  • DeWeaver, E., and S. Nigam, 2000: Do stationary waves drive the zonal-mean jet anomalies of the northern winter? J. Climate, 13, 2160–2176.

    • Search Google Scholar
    • Export Citation
  • Fletcher, C. G., and P. J. Kushner, 2011: The role of linear interference in the annular mode response to tropical SST forcing. J. Climate, 24, 778–794.

    • Search Google Scholar
    • Export Citation
  • Garfinkel, C. I., D. L. Hartmann, and F. Sassi, 2011: Tropospheric precursors of anomalous Northern Hemisphere stratospheric polar vortices. J. Climate, 23, 3282–3299.

    • Search Google Scholar
    • Export Citation
  • Gerber, E. P., and Coauthors, 2012: Assessing and understanding the impact of stratospheric dynamics and variability on the earth system. Bull. Amer. Meteor. Soc.,93, 845–859.

  • Harnik, N., 2009: Observed stratospheric downward reflection and its relation to upward pulses of wave activity. J. Geophys. Res., 114, D08120, doi:10.1029/2008JD010493.

    • Search Google Scholar
    • Export Citation
  • Harnik, N., and R. S. Lindzen, 2001: The effect of reflecting surfaces on the vertical structure and variability of stratospheric planetary waves. J. Atmos. Sci., 58, 2872–2894.

    • Search Google Scholar
    • Export Citation
  • Hartley, D. E., J. T. Vilarin, R. X. Black, and C. A. Davis, 1998: A new perspective on the dynamical link between the stratosphere and troposphere. Nature, 391, 471–474.

    • Search Google Scholar
    • Export Citation
  • Hartmann, D. L., J. M. Wallace, V. Limpasuvan, D. W. J. Thompson, and J. R. Holton, 2000: Can ozone depletion and global warming interact to produce rapid climate change? Proc. Natl. Acad. Sci. USA, 97, 1412–1417.

    • Search Google Scholar
    • Export Citation
  • Haynes, P. H., 2005: Stratospheric dynamics. Annu. Rev. Fluid Mech., 37, 263–293.

  • Hurrell, J. W., Y. Kushnir, M. Visbeck, and G. Ottersen, 2003: An overview of the North Atlantic Oscillation. The North Atlantic Oscillation: Climate Significance and Environmental Impact, Geophys. Monogr., Vol. 134, Amer. Geophys. Union, 1–35.

  • Hurwitz, M. M., P. A. Newman, and C. I. Garfinkel, 2011: The Arctic vortex in March 2011: A dynamical perspective. Atmos. Chem. Phys., 11, 11 447–11 453.

    • Search Google Scholar
    • Export Citation
  • Kuroda, Y., and K. Kodera, 1999: Role of planetary waves in the stratosphere-troposphere coupled variability in the northern hemisphere winter. Geophys. Res. Lett., 26, 2375–2378.

    • Search Google Scholar
    • Export Citation
  • Limpasuvan, V., D. J. Thompson, and D. L. Hartmann, 2004: The life cycle of the Northern Hemisphere sudden stratospheric warmings. J. Climate, 17, 2584–2596.

    • Search Google Scholar
    • Export Citation
  • Newman, P. A., E. R. Nash, and J. E. Rosenfield, 2001: What controls the temperature in the Arctic stratosphere in the spring? J. Geophys. Res., 106 (D17), 19 999–20 010.

    • Search Google Scholar
    • Export Citation
  • North, G. R., T. L. Bell, R. F. Cahalan, and F. J. Moeng, 1982: Sampling errors in the estimation of empirical orthogonal functions. Mon. Wea. Rev., 110, 699–706.

    • Search Google Scholar
    • Export Citation
  • Perlwitz, J., and H.-F. Graf, 1995: The statistical connection between tropospheric and stratospheric circulation of the Northern Hemisphere in winter. J. Climate, 8, 2281–2295.

    • Search Google Scholar
    • Export Citation
  • Perlwitz, J., and N. Harnik, 2003: Observational evidence of a stratospheric influence on the troposphere by planetary wave reflection. J. Climate, 16, 3011–3026.

    • Search Google Scholar
    • Export Citation
  • Perlwitz, J., and N. Harnik, 2004: Downward coupling between the stratosphere and troposphere: The relative roles of wave and zonal mean processes. J. Climate, 17, 4902–4909.

    • Search Google Scholar
    • Export Citation
  • Plumb, R. A., and K. Semeniuk, 2003: Downward migration of extratropical zonal wind anomalies. J. Geophys. Res., 108, 4223, doi:10.1029/2002JD002773.

    • Search Google Scholar
    • Export Citation
  • Polvani, L. M., and P. J. Kushner, 2002: Tropospheric response to stratospheric perturbations in a relatively simple general circulation model. Geophys. Res. Lett., 29, 1114, doi:10.1029/2001GL014284.

    • Search Google Scholar
    • Export Citation
  • Polvani, L. M., and D. Waugh, 2004: Upward wave activity flux as a precursor to extreme stratospheric events and subsequent anomalous surface weather regimes. J. Climate, 17, 3548–3554.

    • Search Google Scholar
    • Export Citation
  • Randel, W. J., 1987: A study of planetary waves in the southern winter troposphere and stratosphere. Part I: Wave structure and vertical propagation. J. Atmos. Sci., 44, 917–935.

    • Search Google Scholar
    • Export Citation
  • Scaife, A. A., J. R. Knight, G. K. Vallis, and C. K. Folland, 2005: A stratospheric influence on the winter NAO and North Atlantic surface climate. Geophys. Res. Lett., 32, L18715, doi:10.1029/2005GL023226.

    • Search Google Scholar
    • Export Citation
  • Shaw, T. A., and T. G. Shepherd, 2008: Raising the roof. Nat. Geosci., 1, 12–13.

  • Shaw, T. A., and J. Perlwitz, 2010: The impact of stratospheric model configuration on planetary-scale waves in Northern Hemisphere winter. J. Climate, 23, 3369–3389.

    • Search Google Scholar
    • Export Citation
  • Shaw, T. A., J. Perlwitz, and N. Harnik, 2010: Downward wave coupling between the stratosphere and troposphere: The importance of meridional wave guiding and comparison with zonal-mean coupling. J. Climate, 23, 6365–6381.

    • Search Google Scholar
    • Export Citation
  • Smith, K. L., and P. J. Kushner, 2012: Linear interference and the initiation of extratropical stratosphere–troposphere interactions. J. Geophys. Res., 117, D13107, doi:10.1029/2012JD017587.

    • Search Google Scholar
    • Export Citation
  • Smith, K. L., C. G. Fletcher, and P. J. Kushner, 2010: The role of linear interference in the annular mode response to extratropical surface forcings. J. Climate, 23, 6036–6050.

    • Search Google Scholar
    • Export Citation
  • Smith, K. L., P. J. Kushner, and J. Cohen, 2011: The role of linear interference in northern annular mode variability associated with Eurasian snow cover extent. J. Climate, 24, 6185–6202.

    • Search Google Scholar
    • Export Citation
  • Song, W., and W. A. Robinson, 2004: Dynamical mechanisms for stratospheric influences on the troposphere. J. Atmos. Sci., 61, 1711–1725.

    • Search Google Scholar
    • Export Citation
  • Thompson, D. W. J., and J. M. Wallace, 1998: The Arctic Oscillation signature in the wintertime geopotential height and temperature fields. Geophys. Res. Lett., 25, 1297–1300.

    • Search Google Scholar
    • Export Citation
All Time Past Year Past 30 Days
Abstract Views 0 0 0
Full Text Views 725 213 14
PDF Downloads 675 220 25