An Intercomparison of Drought Indicators Based on Thermal Remote Sensing and NLDAS-2 Simulations with U.S. Drought Monitor Classifications

Martha C. Anderson * Hydrology and Remote Sensing Laboratory, Agricultural Research Service, USDA, Beltsville, Maryland

Search for other papers by Martha C. Anderson in
Current site
Google Scholar
PubMed
Close
,
Christopher Hain Earth System Science Interdisciplinary Center, University of Maryland, College Park, College Park, Maryland

Search for other papers by Christopher Hain in
Current site
Google Scholar
PubMed
Close
,
Jason Otkin Cooperative Institute for Meteorological Satellite Studies, University of Wisconsin—Madison, Madison, Wisconsin

Search for other papers by Jason Otkin in
Current site
Google Scholar
PubMed
Close
,
Xiwu Zhan Center for Satellite Applications and Research, NOAA/NESDIS, College Park, Maryland

Search for other papers by Xiwu Zhan in
Current site
Google Scholar
PubMed
Close
,
Kingtse Mo NOAA/CPC, College Park, Maryland

Search for other papers by Kingtse Mo in
Current site
Google Scholar
PubMed
Close
,
Mark Svoboda ** National Drought Mitigation Center, University of Nebraska, Lincoln, Nebraska

Search for other papers by Mark Svoboda in
Current site
Google Scholar
PubMed
Close
,
Brian Wardlow ** National Drought Mitigation Center, University of Nebraska, Lincoln, Nebraska

Search for other papers by Brian Wardlow in
Current site
Google Scholar
PubMed
Close
, and
Agustin Pimstein Pontificia Universidad Católica de Chile, Santiago, Chile

Search for other papers by Agustin Pimstein in
Current site
Google Scholar
PubMed
Close
Restricted access

Abstract

Comparison of multiple hydrologic indicators, derived from independent data sources and modeling approaches, may improve confidence in signals of emerging drought, particularly during periods of rapid onset. This paper compares the evaporative stress index (ESI)—a diagnostic fast-response indicator describing evapotranspiration (ET) deficits derived within a thermal remote sensing energy balance framework—with prognostic estimates of soil moisture (SM), ET, and runoff anomalies generated with the North American Land Data Assimilation System (NLDAS). Widely used empirical indices based on thermal remote sensing [vegetation health index (VHI)] and precipitation percentiles [standardized precipitation index (SPI)] were also included to assess relative performance. Spatial and temporal correlations computed between indices over the contiguous United States were compared with historical drought classifications recorded in the U.S. Drought Monitor (USDM). Based on correlation results, improved forms for the ESI were identified, incorporating a Penman–Monteith reference ET scaling flux and implementing a temporal smoothing algorithm at the pixel level. Of all indices evaluated, anomalies in the NLDAS ensemble-averaged SM provided the highest correlations with USDM drought classes, while the ESI yielded the best performance of the remote sensing indices. The VHI provided reasonable correlations, except under conditions of energy-limited vegetation growth during the cold season and at high latitudes. Change indices computed from ESI and SM time series agree well, and in combination offer a good indicator of change in drought severity class in the USDM, often preceding USDM class deterioration by several weeks. Results suggest that a merged ESI–SM change indicator may provide valuable early warning of rapidly evolving “flash drought” conditions.

Corresponding author address: M. C. Anderson, Agricultural Research Service, USDA, 10300 Baltimore Ave., Beltsville, MD 20705. E-mail: martha.anderson@ars.usda.gov

This article is included in the Advancing Drought Monitoring and Prediction Special Collection.

Abstract

Comparison of multiple hydrologic indicators, derived from independent data sources and modeling approaches, may improve confidence in signals of emerging drought, particularly during periods of rapid onset. This paper compares the evaporative stress index (ESI)—a diagnostic fast-response indicator describing evapotranspiration (ET) deficits derived within a thermal remote sensing energy balance framework—with prognostic estimates of soil moisture (SM), ET, and runoff anomalies generated with the North American Land Data Assimilation System (NLDAS). Widely used empirical indices based on thermal remote sensing [vegetation health index (VHI)] and precipitation percentiles [standardized precipitation index (SPI)] were also included to assess relative performance. Spatial and temporal correlations computed between indices over the contiguous United States were compared with historical drought classifications recorded in the U.S. Drought Monitor (USDM). Based on correlation results, improved forms for the ESI were identified, incorporating a Penman–Monteith reference ET scaling flux and implementing a temporal smoothing algorithm at the pixel level. Of all indices evaluated, anomalies in the NLDAS ensemble-averaged SM provided the highest correlations with USDM drought classes, while the ESI yielded the best performance of the remote sensing indices. The VHI provided reasonable correlations, except under conditions of energy-limited vegetation growth during the cold season and at high latitudes. Change indices computed from ESI and SM time series agree well, and in combination offer a good indicator of change in drought severity class in the USDM, often preceding USDM class deterioration by several weeks. Results suggest that a merged ESI–SM change indicator may provide valuable early warning of rapidly evolving “flash drought” conditions.

Corresponding author address: M. C. Anderson, Agricultural Research Service, USDA, 10300 Baltimore Ave., Beltsville, MD 20705. E-mail: martha.anderson@ars.usda.gov

This article is included in the Advancing Drought Monitoring and Prediction Special Collection.

Save
  • Allen, R. G., Pereira L. S. , Raes D. , and Smith M. , 1998: Crop Evapotranspiration: Guidelines for computing crop water requirements. FAO Irrigation and Drainage Paper 56, 300 pp. [Available online at http://www.fao.org/docrep/X0490E/X0490E00.htm.]

  • Allen, R. G., Tasumi M. , and Trezza R. , 2007: Satellite-based energy balance for mapping evapotranspiration with internalized calibration (METRIC)—Model. J. Irrig. Drain. Eng., 133, 380–394, doi:10.1061/(ASCE)0733-9437(2007)133:4(380).

    • Search Google Scholar
    • Export Citation
  • Anderson, M. C., Norman J. M. , Diak G. R. , Kustas W. P. , and Mecikalski J. R. , 1997: A two-source time-integrated model for estimating surface fluxes using thermal infrared remote sensing. Remote Sens. Environ., 60, 195216.

    • Search Google Scholar
    • Export Citation
  • Anderson, M. C., Norman J. M. , Mecikalski J. R. , Otkin J. A. , and Kustas W. P. , 2007a: A climatological study of evapotranspiration and moisture stress across the continental U.S. based on thermal remote sensing: 1. Model formulation. J. Geophys. Res.,112, D10117, doi:10.1029/2006JD007506.

  • Anderson, M. C., Norman J. M. , Mecikalski J. R. , Otkin J. A. , and Kustas W. P. , 2007b: A climatological study of evapotranspiration and moisture stress across the continental U.S. based on thermal remote sensing: 2. Surface moisture climatology. J. Geophys. Res.,112, D11112, doi:10.1029/2006JD007507.

  • Anderson, M. C., Hain C. R. , Wardlow B. , Mecikalski J. R. , and Kustas W. P. , 2011: Evaluation of a drought index based on thermal remote sensing of evapotranspiration over the continental United States. J. Climate, 24, 20252044.

    • Search Google Scholar
    • Export Citation
  • Anderson, M. C., and Coauthors, 2012: Mapping daily evapotranspiration at Landsat spatial scales during the BEAREX'08 field campaign. Adv. Water Resour., 50, 162177.

    • Search Google Scholar
    • Export Citation
  • Barlage, M., and Coauthors, 2010: Noah land surface model modifications to improve snowpack prediction in the Colorado Rocky Mountains. J. Geophys. Res., 115, D22101, doi:10.1029/2009JD013470.

    • Search Google Scholar
    • Export Citation
  • Betts, A. K., Chen F. , Mitchell K. E. , and Janjic Z. I. , 1997: Assessment of the land surface and boundary layer models in two operational versions of the NCEP Eta model using FIFE data. Mon. Wea. Rev., 125, 28962916.

    • Search Google Scholar
    • Export Citation
  • Bowling, L. C., and Lettenmaier D. P. , 2010: Modeling the effects of lakes and wetlands on the water balance of Arctic environments. J. Hydrometeor., 11, 276295.

    • Search Google Scholar
    • Export Citation
  • Brown, J. F., Wardlow B. D. , Tadesse T. , Hayes M. J. , and Reed B. C. , 2008: The Vegetation Drought Response Index (VegDRI): A new integrated approach for monitoring drought stress in vegetation. GISci. Remote Sens., 45, 1646.

    • Search Google Scholar
    • Export Citation
  • Burnash, R. J. C., 1995: The NWS river forecast system—Catchment modeling. Computer Models of Watershed Hydrology, V. P. Singh, Ed., Water Resources Publications, 311–366.

  • Daly, C., Neilson R. P. , and Phillips D. L. , 1994: A statistical-topographic model for mapping climatological precipitation over mountainous terrain. J. Appl. Meteor., 33, 140158.

    • Search Google Scholar
    • Export Citation
  • Delogu, E., and Coauthors, 2012: Reconstruction of temporal variations of evapotranspiration using instantaneous estimates at the time of satellite overpass. Hydrol. Earth Syst. Sci., 16, 29953010.

    • Search Google Scholar
    • Export Citation
  • Dirmeyer, P. A., 2011: The terrestrial segment of soil moisture–climate coupling. Geophys. Res. Lett.,38, L16702, doi:10.1029/2011GL048268.

  • Dirmeyer, P. A., Gao X. , Zhao M. , Guo Z. , Oki T. , and Hanasaki N. , 2006: GSWP-2: Multimodel analysis and implications for our perception of the land surface. Bull. Amer. Meteor. Soc., 87, 13811397.

    • Search Google Scholar
    • Export Citation
  • Ek, M. B., Mitchell K. E. , Lin Y. , Rogers E. , Grunmann P. , Koren V. , Gayno G. , and Tarpley J. D. , 2003: Implementation of Noah land surface model advances in the National Centers for Environmental Prediction operational mesoscale Eta model. J. Geophys. Res., 108, 8851, doi:10.1029/2002JD003296.

    • Search Google Scholar
    • Export Citation
  • Fan, Y., and van den Dool H. , 2004: Climate Prediction Center global monthly soil moisture data set at 0.5° resolution for 1948 to present. J. Geophys. Res.,109, D10102, doi:10.1029/2003JD004345.

  • Hain, C. R., Crow W. T. , Mecikalski J. R. , Anderson M. C. , and Holmes T. , 2011: An intercomparison of available soil moisture estimates from thermal infrared and passive microwave remote sensing and land surface modeling. J. Geophys. Res., 116, D15107, doi:10.1029/2011JD015633.

    • Search Google Scholar
    • Export Citation
  • Hain, C. R., Crow W. T. , Anderson M. C. , and Mecikalski J. R. , 2012: An ensemble Kalman filter dual assimilation of thermal infrared and microwave satellite observations of soil moisture into the Noah land surface model. Water Resour. Res., 48, W11517, doi:10.1029/2011WR011268.

    • Search Google Scholar
    • Export Citation
  • Hayes, M., Svoboda M. , Wall N. , and Widhalm M. , 2011: The Lincoln Declaration on drought indices: Universal meteorological drought index recommended. Bull. Amer. Meteor. Soc., 92, 485488.

    • Search Google Scholar
    • Export Citation
  • Houborg, R., Rodell M. , Li B. , Reichle R. H. , and Zaitchik B. F. , 2012: Drought indicators based on model-assimilated Gravity Recovery and Climate Experiment (GRACE) terrestrial water storage observation. Water Resour. Res., 48, W07525, doi:10.1029/2011WR011291.

    • Search Google Scholar
    • Export Citation
  • Karnieli, A., Agam N. , Pinker R. T. , Anderson M. C. , Imhoff M. L. , Gutman G. G. , Panov N. , and Goldberg A. , 2010: Use of NDVI and land surface temperature for drought assessment: Merits and limitations. J. Climate, 23, 618633.

    • Search Google Scholar
    • Export Citation
  • Knapp, K. R., 2008: Scientific data stewardship of International Satellite Cloud Climatology Project B1 geostationary observations. J. Appl. Remote Sens., 2, 023548, doi:10.1117/1.3043461.

    • Search Google Scholar
    • Export Citation
  • Kogan, F. N., 1995: Application of vegetation index and brightness temperature for drought detection. Adv. Space Res., 15, 91100.

  • Kogan, F. N., 1997: Global drought watch from space. Bull. Amer. Meteor. Soc., 78, 621636.

  • Koster, R. D., and Suarez M. J. , 1994: The components of a SVAT scheme and their effects on a GCM's hydrological cycle. Adv. Water Resour., 17, 6178.

    • Search Google Scholar
    • Export Citation
  • Koster, R. D., and Suarez M. J. , 1996: Energy and water balance calculations in the Mosaic LSM. Technical Report Series on Global Modeling and Data Assimilation, NASA Tech. Memo 104606, Vol. 9, 66 pp. [Available online at http://gmao.gsfc.nasa.gov/pubs/docs/Koster130.pdf.]

  • Koster, R. D., Suarez M. J. , and Heiser M. , 2000: Variance and predictability of precipitation at seasonal-to-interannual timescales. J. Hydrometeor., 1, 2646.

    • Search Google Scholar
    • Export Citation
  • Koster, R. D., and Coauthors, 2004: Regions of strong coupling between soil moisture and precipitation. Science, 305, 11381140.

  • Koster, R. D., and Coauthors, 2006: GLACE: The Global Land–Atmosphere Coupling Experiment. Part I: Overview. J. Hydrometeor., 7, 590610.

    • Search Google Scholar
    • Export Citation
  • Liang, X., Lettenmaier D. P. , Wood E. F. , and Burges S. J. , 1994: A simple hydrologically based model of land surface water and energy fluxes for GSMs. J. Geophys. Res.,99, 14 415–14 428.

  • Liang, X., Wood E. F. , and Lettenmaier D. P. , 1996: Surface and soil moisture parameterization of the VIC-2L model: Evaluation and modifications. Global Planet. Change, 13, 195206.

    • Search Google Scholar
    • Export Citation
  • Livneh, B., Xia Y. , Mitchell K. E. , Ek M. B. , and Lettenmaier D. P. , 2010: Noah LSM snow model diagnostics and enhancements. J. Hydrometeor., 11, 721738.

    • Search Google Scholar
    • Export Citation
  • McKee, T. B., Doesken N. J. , and Kleist J. , 1993: The relationship of drought frequency and duration to time scales. Preprints, Eighth Conf. on Applied Climatology, Anaheim, CA, Amer. Meteor. Soc., 179–184.

  • McKee, T. B., Doesken N. J. , and Kleist J. , 1995: Drought monitoring with multiple time scales. Preprints, Ninth Conf. on Applied Climatology, Dallas, TX, Amer. Meteor. Soc., 233–236.

  • Mecikalski, J. M., Diak G. R. , Anderson M. C. , and Norman J. M. , 1999: Estimating fluxes on continental scales using remotely sensed data in an atmosphere–land exchange model. J. Appl. Meteor., 38, 13521369.

    • Search Google Scholar
    • Export Citation
  • Mesinger, F., and Coauthors, 2006: North American Regional Reanalysis. Bull. Amer. Meteor. Soc., 87, 343360.

  • Mitchell, K. E., and Coauthors, 2004: The multi-institution North American Land Data Assimilation System (NLDAS): Utilizing multiple GCIP products and partners in a continental distributed hydrological modeling system. J. Geophys. Res., 109, D07S90, doi:10.1029/2003JD003823.

    • Search Google Scholar
    • Export Citation
  • Mo, K. C., Long L. N. , Xia Y. , Yang S. K. , Schemm J. E. , and Ek M. B. , 2011: Drought indices based on the Climate Forecast System Reanalysis and ensemble NLDAS. J. Hydrometeor., 12, 181205.

    • Search Google Scholar
    • Export Citation
  • Mo, K. C., Chen L. , Shukla S. , Bohn T. J. , and Lettenmaier D. P. , 2012: Uncertainties in North American Land Data Assimilation Systems over the contiguous United States. J. Hydrometeor., 13, 9961009.

    • Search Google Scholar
    • Export Citation
  • Mu, Q., Zhao M. , Kimball J. S. , McDowell N. G. , and Running S. W. , 2013: A remotely sensed global terrestrial drought severity index. Bull. Amer. Meteor. Soc., 94, 83–98.

    • Search Google Scholar
    • Export Citation
  • Priestley, C. H. B., and Taylor R. J. , 1972: On the assessment of surface heat flux and evaporation using large-scale parameters. Mon. Wea. Rev., 100, 8192.

    • Search Google Scholar
    • Export Citation
  • Ryu, Y., and Coauthors, 2012: On the temporal upscaling of evapotranspiration from instantaneous remote sensing measurements to 8-day mean daily-sums. Agric. For. Meteor., 152, 212222.

    • Search Google Scholar
    • Export Citation
  • Savitzky, A., and Golay M. J. E. , 1964: Smoothing and differentiation of data by simplified least squares procedures. Anal. Chem., 36, 16271639.

    • Search Google Scholar
    • Export Citation
  • Schaake, J. C., and Coauthors, 2004: An intercomparison of soil moisture fields in the North American Land Data Assimilation System (NLDAS). J. Geophys. Res., 109, D01S90, doi:10.1029/2002JD003309.

    • Search Google Scholar
    • Export Citation
  • Schreiner, A. J., Ackerman S. A. , and Baum B. A. , 2007: A multispectral technique for detecting low-level cloudiness near sunrise. J. Atmos. Oceanic Technol., 24, 18001810.

    • Search Google Scholar
    • Export Citation
  • Sheffield, J., Xia Y. , Luo L. , Wood E. F. , Ek M. B. , and Mitchell K. E. , 2012: North American Land Data Assimilation System: A framework for merging model and satellite data for improved drought monitoring. Remote Sensing of Drought: Innovative Monitoring Approaches, B. D. Wardlow, M. C. Anderson, and J. P. Verdin, Eds., CRC Press, 227–260.

  • Svoboda, M., and Coauthors, 2002: The Drought Monitor. Bull. Amer. Meteor. Soc., 83, 11811190.

  • Wei, H., Xia Y. , Mitchell K. E. , and Ek M. B. , 2013: Improvement of the Noah land surface model for warm season processes: Evaluation of water and energy flux simulation. Hydrol. Processes, 27, 297–303, doi:10.1002/hyp.9214.

    • Search Google Scholar
    • Export Citation
  • Xia, Y., Ek M. B. , Wei H. , and Meng J. , 2012a: Comparative analysis of relationships between NLDAS-2 forcings and model outputs. Hydrol. Processes, 26, 467474.

    • Search Google Scholar
    • Export Citation
  • Xia, Y., and Coauthors, 2012b: Continental-scale water and energy flux analysis and validation of the North American Land Data Assimilation System project phase 2 (NLDAS-2): 1. Intercomparison and application of model products. J. Geophys. Res., 117, D03109, doi:10.1029/2011JD016048.

    • Search Google Scholar
    • Export Citation
All Time Past Year Past 30 Days
Abstract Views 1402 0 0
Full Text Views 9258 5813 179
PDF Downloads 1897 575 42