Hybrid 4DVAR with a Local Ensemble Tangent Linear Model: Application to the Shallow-Water Model

Douglas R. Allen Remote Sensing Division, Naval Research Laboratory, Washington, D.C.

Search for other papers by Douglas R. Allen in
Current site
Google Scholar
PubMed
Close
,
Craig H. Bishop Marine Meteorology Division, Naval Research Laboratory, Monterey, California

Search for other papers by Craig H. Bishop in
Current site
Google Scholar
PubMed
Close
,
Sergey Frolov University Corporation for Atmospheric Research, Monterey, California

Search for other papers by Sergey Frolov in
Current site
Google Scholar
PubMed
Close
,
Karl W. Hoppel Remote Sensing Division, Naval Research Laboratory, Washington, D.C.

Search for other papers by Karl W. Hoppel in
Current site
Google Scholar
PubMed
Close
,
David D. Kuhl Remote Sensing Division, Naval Research Laboratory, Washington, D.C.

Search for other papers by David D. Kuhl in
Current site
Google Scholar
PubMed
Close
, and
Gerald E. Nedoluha Remote Sensing Division, Naval Research Laboratory, Washington, D.C.

Search for other papers by Gerald E. Nedoluha in
Current site
Google Scholar
PubMed
Close
Restricted access

Abstract

An ensemble-based tangent linear model (TLM) is described and tested in data assimilation experiments using a global shallow-water model (SWM). A hybrid variational data assimilation system was developed with a 4D variational (4DVAR) solver that could be run either with a conventional TLM or a local ensemble TLM (LETLM) that propagates analysis corrections using only ensemble statistics. An offline ensemble Kalman filter (EnKF) is used to generate and maintain the ensemble. The LETLM uses data within a local influence volume, similar to the local ensemble transform Kalman filter, to linearly propagate the state variables at the central grid point. After tuning the LETLM with offline 6-h forecasts of analysis corrections, cycling experiments were performed that assimilated randomly located SWM height observations, based on a truth run with forced bottom topography. The performance using the LETLM is similar to that of the conventional TLM, suggesting that a well-constructed LETLM could free 4D variational methods from dependence on conventional TLMs. This is a first demonstration of the LETLM application within a context of a hybrid-4DVAR system applied to a complex two-dimensional fluid dynamics problem. Sensitivity tests are included that examine LETLM dependence on several factors including length of cycling window, size of analysis correction, spread of initial ensemble perturbations, ensemble size, and model error. LETLM errors are shown to increase linearly with correction size in the linear regime, while TLM errors increase quadratically. As nonlinearity (or forecast model error) increases, the two schemes asymptote to the same solution.

Corresponding author e-mail: D. R. Allen, douglas.allen@nrl.navy.mil

Abstract

An ensemble-based tangent linear model (TLM) is described and tested in data assimilation experiments using a global shallow-water model (SWM). A hybrid variational data assimilation system was developed with a 4D variational (4DVAR) solver that could be run either with a conventional TLM or a local ensemble TLM (LETLM) that propagates analysis corrections using only ensemble statistics. An offline ensemble Kalman filter (EnKF) is used to generate and maintain the ensemble. The LETLM uses data within a local influence volume, similar to the local ensemble transform Kalman filter, to linearly propagate the state variables at the central grid point. After tuning the LETLM with offline 6-h forecasts of analysis corrections, cycling experiments were performed that assimilated randomly located SWM height observations, based on a truth run with forced bottom topography. The performance using the LETLM is similar to that of the conventional TLM, suggesting that a well-constructed LETLM could free 4D variational methods from dependence on conventional TLMs. This is a first demonstration of the LETLM application within a context of a hybrid-4DVAR system applied to a complex two-dimensional fluid dynamics problem. Sensitivity tests are included that examine LETLM dependence on several factors including length of cycling window, size of analysis correction, spread of initial ensemble perturbations, ensemble size, and model error. LETLM errors are shown to increase linearly with correction size in the linear regime, while TLM errors increase quadratically. As nonlinearity (or forecast model error) increases, the two schemes asymptote to the same solution.

Corresponding author e-mail: D. R. Allen, douglas.allen@nrl.navy.mil
Save
  • Allen, D. R., K. W. Hoppel, and D. D. Kuhl, 2014: Wind extraction potential from 4D-Var assimilation of stratospheric O3, N2O, and H2O using a global shallow water model. Atmos. Chem. Phys., 14, 3347–3360, doi:10.5194/acp-14-3347-2014.

    • Search Google Scholar
    • Export Citation
  • Allen, D. R., K. W. Hoppel, and D. D. Kuhl, 2015: Wind extraction potential from ensemble Kalman filter assimilation of stratospheric ozone using a global shallow water model. Atmos. Chem. Phys., 15, 5835–5850, doi:10.5194/acp-15-5835-2015.

    • Search Google Scholar
    • Export Citation
  • Allen, D. R., K. W. Hoppel, and D. D. Kuhl, 2016: Hybrid ensemble 4DVar assimilation of stratospheric ozone using a global shallow water model. Atmos. Chem. Phys., 16, 8193–8204, doi:10.5194/acp-16-8193-2016.

    • Search Google Scholar
    • Export Citation
  • Bonavita, M., E. Hólm, L. Isaksen, and M. Fisher, 2016: The evolution of the ECMWF hybrid data assimilation system. Quart. J. Roy. Meteor. Soc., 142, 287–303, doi:10.1002/qj.2652.

    • Search Google Scholar
    • Export Citation
  • Buehner, M., P. L. Houtekamer, C. Charette, H. L. Mitchell, and B. He, 2010: Intercomparison of variational data assimilation and the ensemble Kalman filter for global deterministic NWP. Part II: One-month experiments with real observations. Mon. Wea. Rev., 138, 1567–1586, doi:10.1175/2009MWR3158.1.

    • Search Google Scholar
    • Export Citation
  • Buehner, M., J. Morneau, and C. Charette, 2013: Four-dimensional ensemble-variational data assimilation for global deterministic weather prediction. Nonlinear Processes Geophys., 20, 669–682, doi:10.5194/npg-20-669-2013.

    • Search Google Scholar
    • Export Citation
  • Buehner, M., and Coauthors, 2015: Implementation of deterministic weather forecasting systems based on ensemble-variational data assimilation at Environment Canada. Part I: The global system. Mon. Wea. Rev., 143, 2532–2559, doi:10.1175/MWR-D-14-00354.1.

    • Search Google Scholar
    • Export Citation
  • Clayton, A. M., A. C. Lorenc, and D. M. Barker, 2013: Operational implementation of a hybrid ensemble/4D-Var global data assimilation system at the Met Office. Quart. J. Roy. Meteor. Soc., 139, 1445–1461, doi:10.1002/qj.2054.

    • Search Google Scholar
    • Export Citation
  • Frolov, S., and C. H. Bishop, 2016: Localized ensemble-based tangent linear models and their use in propagating hybrid error covariance models. Mon. Wea. Rev., 144, 1383–1405, doi:10.1175/MWR-D-15-0130.1.

    • Search Google Scholar
    • Export Citation
  • Gaspari, G., and S. E. Cohn, 1999: Construction of correlation functions in two and three dimensions. Quart. J. Roy. Meteor. Soc., 125, 723–757, doi:10.1002/qj.49712555417.

    • Search Google Scholar
    • Export Citation
  • Houtekamer, P. L., and H. L. Mitchell, 2001: A sequential ensemble Kalman filter for atmospheric data assimilation. Mon. Wea. Rev., 129, 123–137, doi:10.1175/1520-0493(2001)129<0123:ASEKFF>2.0.CO;2.

    • Search Google Scholar
    • Export Citation
  • Kleist, D. T., and K. Ide, 2015: An OSSE-based evaluation of hybrid variational-ensemble data assimilation for the NCEP GFS. Part II: 4DEnVar and hybrid variants. Mon. Wea. Rev., 143, 452–470, doi:10.1175/MWR-D-13-00350.1.

    • Search Google Scholar
    • Export Citation
  • Kuhl, D. D., T. E. Rosmond, C. H. Bishop, J. McLay, and N. L. Baker, 2013: Comparison of hybrid ensemble/4DVar and 4DVar within the NAVDAS-AR data assimilation framework. Mon. Wea. Rev., 141, 2740–2758, doi:10.1175/MWR-D-12-00182.1.

    • Search Google Scholar
    • Export Citation
  • Lorenc, A. C., 2003: The potential of the ensemble Kalman filter for NWP—A comparison with 4D-Var. Quart. J. Roy. Meteor. Soc., 129, 3183–3203, doi:10.1256/qj.02.132.

    • Search Google Scholar
    • Export Citation
  • Lorenc, A. C., N. E. Bowler, A. M. Clayton, S. R. Pring, and D. Fairbairn, 2015: Comparison of hybrid-4DEnVar and hybrid-4DVAR data assimilation methods for global NWP. Mon. Wea. Rev., 143, 212–229, doi:10.1175/MWR-D-14-00195.1.

    • Search Google Scholar
    • Export Citation
  • Machenhauer, B., 1977: On the dynamics of gravity oscillations in a shallow water model, with applications to normal mode initialization. Contrib. Atmos. Phys., 50, 253–271.

    • Search Google Scholar
    • Export Citation
  • Poterjoy, J., and F. Zhang, 2015: Systematic comparison of four-dimensional data assimilation methods with and without the tangent linear model using hybrid background error covariance: E4DVar versus 4DEnVar. Mon. Wea. Rev., 143, 1601–1621, doi:10.1175/MWR-D-14-00224.1.

    • Search Google Scholar
    • Export Citation
  • Rosmond, T., and L. Xu, 2006: Development of NAVDAS-AR: Non-linear formulation and outer loop tests. Tellus, 58A, 45–58, doi:10.1111/j.1600-0870.2006.00148.x.

    • Search Google Scholar
    • Export Citation
  • Xu, L., T. Rosmond, and R. Daley, 2005: Development of NAVDAS-AR: Formulation and initial tests of the linear problem. Tellus, 57A, 546–559, doi:10.1111/j.1600-0870.2005.00123.x.

    • Search Google Scholar
    • Export Citation
All Time Past Year Past 30 Days
Abstract Views 0 0 0
Full Text Views 2727 2461 73
PDF Downloads 200 51 7