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David R. Ryglicki
,
James D. Doyle
,
Daniel Hodyss
,
Joshua H. Cossuth
,
Yi Jin
,
Kevin C. Viner
, and
Jerome M. Schmidt

Abstract

Interactions between the upper-level outflow of a sheared, rapidly intensifying tropical cyclone (TC) and the background environmental flow in an idealized model are presented. The most important finding is that the divergent outflow from convection localized by the tilt of the vortex serves to divert the background environmental flow around the TC, thus reducing the local vertical wind shear. We show that this effect can be understood from basic theoretical arguments related to Bernoulli flow around an obstacle. In the simulation discussed, the environmental flow diversion by the outflow is limited to 2 km below the tropopause in the 12–14-km (250–150 hPa) layer. Synthetic water vapor satellite imagery confirms the presence of upshear arcs in the cloud field, matching satellite observations. These arcs, which exist in the same layer as the outflow, are caused by slow-moving wave features and serve as visual markers of the outflow–environment interface. The blocking effect where the outflow and the environmental winds meet creates a dynamic high pressure whose pressure gradient extends nearly 1000 km upwind, thus causing the environmental winds to slow down, to converge, and to sink. We discuss these results with respect to the first part of this three-part study, and apply them to another atypical rapid intensification hurricane: Matthew (2016).

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Jonathan Martinez
,
Michael M. Bell
,
Robert F. Rogers
, and
James D. Doyle

Abstract

Operational numerical models failed to predict the record-setting rapid intensification and rapid overwater weakening of Hurricane Patricia (2015) in the eastern North Pacific basin, resulting in large intensity forecast errors. In an effort to better understand the mesoscale processes contributing to Patricia’s rapid intensity changes, we analyze high-resolution aircraft observations collected on 22–23 October. Spline-based variational analyses are created from observations collected via in situ measurements, Doppler radar, and full-tropospheric dropsonde profiles as part of the Office of Naval Research Tropical Cyclone Intensity (TCI) experiment and the National Oceanic and Atmospheric Administration Intensity Forecasting Experiment (IFEX). We present the first full-tropospheric calculation of the dry, axisymmetric Ertel’s potential vorticity (PV) in a tropical cyclone without relying on balance assumptions. Detailed analyses reveal the formation of a “hollow tower” PV structure as Patricia rapidly approached its maximum intensity, and a subsequent breakdown of this structure during Patricia’s rapid overwater weakening phase. Transforming the axisymmetric PV analyses from radius–height to potential radius–isentropic coordinates reveals that Patricia’s rapid intensification was closely related to the distribution of diabatic heating and eddy mixing. During Patricia’s rapid overwater weakening phase, eddy mixing processes are hypothesized to be the primary factor rearranging the PV distribution near the eye–eyewall region, diluting the PV previously confined to the hollow tower while approximately conserving the absolute circulation.

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T. Connor Nelson
,
Lee Harrison
, and
Kristen L. Corbosiero

Abstract

The newly developed expendable digital dropsonde (XDD) allows for high spatial and temporal resolution data collection in tropical cyclones (TCs). In 2015, a total of 725 XDDs were launched into Hurricanes Marty (27–28 September), Joaquin (2–5 October), and Patricia (20–23 October) as part of the Tropical Cyclone Intensity (TCI) experiment. These dropsondes were launched from a NASA WB-57 at altitudes above 18 km, capturing the full depth of the TCs to the tropopause. This study documents the vertical velocity distributions observed in TCI using the XDDs and examines the distributions altitudinally, radially, and azimuthally. The strongest mean or median XDD-derived vertical velocities observed during TCI occurred in the upper levels and within the cores of the three TCs. There was little azimuthal signal in the vertical velocity distribution, likely due to sampling asymmetries and noise in the data. Downdrafts were strongest in Joaquin, while updrafts were strongest in Patricia, especially within the eyewall on 23 October. Patricia also had an impressive low-level (<2 km) updraft that exceeded 10 m s−1 associated with a shallow, overturning, radial circulation in the secondary eyewall.

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Yi Dai
,
Sharanya J. Majumdar
, and
David S. Nolan

Abstract

This study investigates the role of the asymmetric interaction between the tropical cyclone (TC) and the environmental flow in governing the TC inner-core asymmetric structure. Motivated by the limitations of bulk measures of vertical wind shear in representing the complete environmental flow, the TC outflow is used as a focus for the asymmetric interaction. By analyzing an idealized numerical simulation, it is demonstrated that parcels can go directly from the asymmetric rainband to the upper-level outflow. The relatively large vertical mass flux in the rainband region also suggests that the asymmetric rainband is an important source of the outflow. In a simulation that suppresses convection by reducing the water vapor within the rainband region, the upper-level outflow is weakened, further supporting the hypothesis that the rainband and outflow are directly connected. Finally, it is demonstrated that the asymmetric outflow and the outer rainband are coupled through the descending inflow below the outflow. Some of the main characteristics of the outflow–rainband relationship are also supported by a real-case numerical simulation of Hurricane Bill (2009). The relationship is potentially useful for understanding and predicting the evolution of the TC inner-core structure during the interaction with the large-scale environmental flow.

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Shixuan Zhang
and
Zhaoxia Pu

Abstract

Observations from High-Definition Sounding System (HDSS) dropsondes, collected for Hurricane Joaquin during the Office of Naval Research Tropical Cyclone Intensity (TCI) field experiment in 2015, are assimilated into the NCEP Hurricane Weather Research and Forecasting (HWRF) Model. The Gridpoint Statistical Interpolation (GSI)-based hybrid three-dimensional and four-dimensional ensemble–variational (3DEnVar and 4DEnVar) data assimilation configurations are compared. The assimilation of HDSS dropsonde observations can help HWRF initialization by generating consistent analysis between wind and pressure fields and can also compensate for the initial maximum surface wind errors in the absence of initial vortex intensity correction. Compared with GSI–3DEnVar, the assimilation of HDSS dropsonde observations using GSI–4DEnVar generates a more realistic initial vortex intensity and reproduces the rapid weakening (RW) of Hurricane Joaquin, suggesting that the assimilation of high-resolution inner-core observations (e.g., HDSS dropsonde data) based on an advanced data assimilation method (e.g., 4DEnVar) can potentially outperform the vortex initialization scheme currently used in HWRF. Additionally, the assimilation of HDSS dropsonde observations can improve the simulation of vortex structure changes and the accuracy of the vertical motion within the TC inner-core region, which is essential to the successful simulation of the RW of Hurricane Joaquin with HWRF. Additional experiments with GSI–4DEnVar in different configurations also indicate that the performance of GSI–4DEnVar can be further improved with a high-resolution background error covariance and a denser observational bin.

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Xu Lu
and
Xuguang Wang

Abstract

Assimilating inner-core observations collected from recent field campaign programs such as Tropical Cyclone Intensity (TCI) and Intensity Forecasting Experiment (IFEX) together with the enhanced atmospheric motion vectors (AMVs) produce realistic three-dimensional (3D) analyses using the newly developed GSI-based, continuously cycled, dual-resolution hybrid ensemble–variational data assimilation (DA) system for the Hurricane Weather Research and Forecasting (HWRF) Model for Hurricane Patricia (2015). However, more persistent surface wind maximum spindown is found in the intensity forecast initialized from the realistic analyses produced by the DA system but not from the unrealistic initial conditions produced through vortex modification. Diagnostics in this study reveal that the spindown issue is likely attributed to the deficient HWRF Model physics that are unable to maintain the realistic 3D structures from the DA analysis. The horizontal diffusion is too strong to maintain the realistically observed vertical oscillation of radial wind near the eyewall region. The vertical diffusion profile cannot produce a sufficiently strong secondary circulation connecting the realistically elevated upper-level outflow produced in the DA analysis. Further investigations with different model physics parameterizations demonstrate that spindown can be alleviated by modifying model physics parameterizations. In particular, a modified turbulent mixing parameterization scheme together with a reduced horizontal diffusion is found to significantly alleviate the spindown issue and to improve the intensity forecast. Additional experiments show that the peak-simulated intensity and rapid intensification rate can be further improved by increasing the model resolution. But the model resolution is not as important as model physics in the spindown alleviation.

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Benjamin C. Trabing
,
Michael M. Bell
, and
Bonnie R. Brown

Abstract

Potential intensity theory predicts that the upper-tropospheric temperature acts as an important constraint on tropical cyclone (TC) intensity. The physical mechanisms through which the upper troposphere impacts TC intensity and structure have not been fully explored, however, due in part to limited observations and the complex interactions between clouds, radiation, and TC dynamics. In this study, idealized Weather Research and Forecasting Model ensembles initialized with a combination of three different tropopause temperatures and with no radiation, longwave radiation only, and full diurnal radiation are used to examine the physical mechanisms in the TC–upper-tropospheric temperature relationship on weather time scales. Simulated TC intensity and structure are strongly sensitive to colder tropopause temperatures using only longwave radiation, but are less sensitive using full radiation and no radiation. Colder tropopause temperatures result in deeper convection and increased ice mass aloft in all cases, but are more intense only when radiation was included. Deeper convection leads to increased local longwave cooling rates but reduced top-of-the-atmosphere outgoing longwave radiation, such that the total radiative heat sink is reduced from a Carnot engine perspective in stronger storms. We hypothesize that a balanced response in the secondary circulation described by the Eliassen equation arises from upper-troposphere radiative cooling anomalies that lead to stronger tangential winds. The results of this study further suggest that radiation and cloud–radiative feedbacks have important impacts on weather time scales.

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Patrick Duran
and
John Molinari

Abstract

Upper-level static stability (N 2) variations can influence the evolution of the transverse circulation and potential vorticity in intensifying tropical cyclones (TCs). This paper examines these variations during the rapid intensification (RI) of a simulated TC. Over the eye, N 2 near the tropopause decreases and the cold-point tropopause rises by up to 4 km at the storm center. Outside of the eye, N 2 increases considerably just above the cold-point tropopause and the tropopause remains near its initial level. A budget analysis reveals that the advection terms, which include differential advection of potential temperature θ and direct advection of N 2, are important throughout the upper troposphere and lower stratosphere. These terms are particularly pronounced within the eye, where they destabilize the layer near and above the cold-point tropopause. Outside of the eye, a radial–vertical circulation develops during RI, with strong outflow below the tropopause and weak inflow above. Differential advection of θ near the outflow jet provides forcing for stabilization below the outflow maximum and destabilization above. Turbulence induced by vertical wind shear on the flanks of the outflow maximum also modifies the vertical stability profile. Meanwhile, radiative cooling tendencies at the top of the cirrus canopy generally act to destabilize the upper troposphere and stabilize the lower stratosphere. The results suggest that turbulence and radiation, alongside differential advection, play fundamental roles in the upper-level N 2 evolution of TCs. These N 2 tendencies could have implications for both the TC diurnal cycle and the tropopause-layer potential vorticity evolution in TCs.

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Russell L. Elsberry
,
Eric A. Hendricks
,
Christopher S. Velden
,
Michael M. Bell
,
Melinda Peng
,
Eleanor Casas
, and
Qingyun Zhao

Abstract

A dynamic initialization assimilation scheme is demonstrated utilizing rapid-scan atmospheric motion vectors (AMVs) at 15-min intervals to simulate the real-time capability that now exists from the new generation of geostationary meteorological satellites. The impacts of these AMVs are validated with special Tropical Cyclone Intensity Experiment (TCI-15) datasets during 1200–1800 UTC 4 October leading up to a NASA WB-57 eyewall crossing of Hurricane Joaquin. Incorporating the AMV fields in the Spline Analysis at Mesoscale Utilizing Radar and Aircraft Instrumentation (SAMURAI) COAMPS Dynamic Initialization (SCDI) means there are 30 and 90 time steps on the 15- and 5-km grids, respectively, during which the mass fields are adjusted to these AMV-based wind increments during each 15-min assimilation period. The SCDI analysis of the three-dimensional vortex structure of Joaquin at 1800 UTC 4 October closely replicates the vortex tilt analyzed from the High-Definition Sounding System (HDSS) dropwindsondes. Vertical wind shears based on the AMVs at 15-min intervals are well correlated with the extreme rapid decay, an interruption of that rapid decay, and the subsequent period of constant intensity of Joaquin. Utilizing the SCDI analysis as the initial conditions for two versions of the COAMPS-TC model results in an accurate 72-h prediction of the interruption of the rapid decay and the period of constant intensity. Upscaling a similar SCDI analysis based on the 15-min interval AMVs provides a more realistic intensity and structure of Tropical Storm Joaquin for the initial conditions of the Navy Global Environmental Model (NAVGEM) than the synthetic TC vortex used operationally. This demonstration for a single 6-h period of AMVs indicates the potential for substantial impacts when an end-to-end cycling version is developed.

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David R. Ryglicki
,
Joshua H. Cossuth
,
Daniel Hodyss
, and
James D. Doyle

Abstract

A satellite-based investigation is performed of a class of tropical cyclones (TCs) that unexpectedly undergo rapid intensification (RI) in moderate vertical wind shear between 5 and 10 m s−1 calculated as 200–850-hPa shear. This study makes use of both infrared (IR; 11 μm) and water vapor (WV; 6.5 μm) geostationary satellite data, the Statistical Hurricane Prediction Intensity System (SHIPS), and model reanalyses to highlight commonalities of the six TCs. The commonalities serve as predictive guides for forecasters and common features that can be used to constrain and verify idealized modeling studies. Each of the TCs exhibits a convective cloud structure that is identified as a tilt-modulated convective asymmetry (TCA). These TCAs share similar shapes, upshear-relative positions, and IR cloud-top temperatures (below −70°C). They pulse over the core of the TC with a periodicity of between 4 and 8 h. Using WV satellite imagery, two additional features identified are asymmetric warming/drying upshear of the TC relative to downshear, as well as radially thin arc-shaped clouds on the upshear side. The WV brightness temperatures of these arcs are between −40° and −60°C. All of the TCs are sheared by upper-level anticyclones, which limits the strongest environmental winds to near the tropopause.

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