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Madhav Sirohi
and
Jim Thomas

Abstract

In this work, we compare and contrast the phenomenological changes in passive tracer dispersion at asymptotically small to O(1) Rossby numbers using idealized two-dimensional flows generated by a two-vertical-mode model. With increasing flow Rossby numbers, we find that the forward flux of tracer variance increases monotonically and the tracer variance spectra show severe depletion of the tracer field, indicating enhanced stirring of the tracer by higher Rossby number flows. On examining the physical structure of the tracer flux and its connection to strain- and vorticity-dominant regions in the flow, we find that a major share of the tracer flux is located in high-shear, strain-dominant regions between coherent vortices at low Rossby numbers, while at higher Rossby numbers, the tracer flux is primarily located in vorticity-dominant regions that are composed of fragmented bits of vorticity. The tracer field is anticorrelated with the tracer flux, i.e., tracer variance is higher in physical regions where tracer flux is lower and vice versa. Our results highlight multiple anisotropic features of submesoscales that enhance tracer dispersion at O(1) Rossby numbers and emphasize the need to take these into account while developing parameterizations for large-scale models.

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Jeffrey J. Early
and
Adam M. Sykulski

Abstract

A comprehensive method is provided for smoothing noisy, irregularly sampled data with non-Gaussian noise using smoothing splines. We demonstrate how the spline order and tension parameter can be chosen a priori from physical reasoning. We also show how to allow for non-Gaussian noise and outliers that are typical in global positioning system (GPS) signals. We demonstrate the effectiveness of our methods on GPS trajectory data obtained from oceanographic floating instruments known as drifters.

Open access
Ren-Chieh Lien
and
Thomas B. Sanford

Abstract

Twenty Electromagnetic Autonomous Profiling Explorer (EM-APEX) floats in the upper-ocean thermocline of the summer Sargasso Sea observed the temporal and vertical variations of Ertel potential vorticity (PV) at 7–70-m vertical scale, averaged over O(4–8)-km horizontal scale. PV is dominated by its linear components—vertical vorticity and vortex stretching, each with an rms value of ~0.15f. In the internal wave frequency band, they are coherent and in phase, as expected for linear internal waves. Packets of strong, >0.2f, vertical vorticity and vortex stretching balance closely with a small net rms PV. The PV spectrum peaks at the highest resolvable vertical wavenumber, ~0.1 cpm. The PV frequency spectrum has a red spectral shape, a −1 spectral slope in the internal wave frequency band, and a small peak at the inertial frequency. PV measured at near-inertial frequencies is partially attributed to the non-Lagrangian nature of float measurements. Measurement errors and the vortical mode also contribute to PV in the internal wave frequency band. The vortical mode Burger number, computed using time rates of change of vertical vorticity and vortex stretching, is 0.2–0.4, implying a horizontal kinetic energy to available potential energy ratio of ~0.1. The vortical mode energy frequency spectrum is 1–2 decades less than the observed energy spectrum. Vortical mode energy is likely underestimated because its energy at vertical scales > 70 m was not measured. The vortical mode to total energy ratio increases with vertical wavenumber, implying its importance at small vertical scales.

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Jörn Callies
and
Raffaele Ferrari

Abstract

This paper revisits how the restratifying buoyancy flux generated by baroclinic mixed layer instabilities depends on environmental conditions. The frontal spindown is shown to produce buoyancy fluxes that increase significantly beyond the previously proposed and widely used scaling (f is the Coriolis parameter, Λ is the geostrophic shear, and H is the mixed layer depth), irrespective of whether the initial front is broad or narrow. This increase occurs after the initial phase of the nonlinear evolution, when the baroclinic eddies grow in size and develop velocities significantly in excess of the scaling assumption V ~ ΛH. Implications for parameterizing the restratification caused by baroclinic mixed layer instabilities in coarse-resolution models are discussed.

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Jörn Callies
and
Raffaele Ferrari

Abstract

Baroclinic mixed-layer instabilities have recently been recognized as an important source of submesoscale energy in deep winter mixed layers. While the focus has so far been on the balanced dynamics of these instabilities, they occur in and depend on an environment shaped by atmospherically forced small-scale turbulence. In this study, idealized numerical simulations are presented that allow the development of both baroclinic instability and convective small-scale turbulence, with simple control over the relative strength. If the convection is only weakly forced, baroclinic instability restratifies the layer and shuts off convection, as expected. With increased forcing, however, it is found that baroclinic instabilities are remarkably resilient to the presence of convection. Even if the instability is too weak to restratify the layer and shut off convection, the instability still grows in the convecting environment and generates baroclinic eddies and fronts. This suggests that despite the vigorous atmospherically forced small-scale turbulence in winter mixed layers, baroclinic instabilities can persistently grow, generate balanced submesoscale turbulence, and modify the bulk properties of the upper ocean.

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Daniel B. Whitt
,
Leif N. Thomas
,
Jody M. Klymak
,
Craig M. Lee
, and
Eric A. D’Asaro

Abstract

High-resolution, nearly Lagrangian observations of velocity and density made in the North Wall of the Gulf Stream reveal banded shear structures characteristic of near-inertial waves (NIWs). Here, the current follows submesoscale dynamics, with Rossby and Richardson numbers near one, and the vertical vorticity is positive. This allows for a unique analysis of the interaction of NIWs with a submesoscale current dominated by cyclonic as opposed to anticyclonic vorticity. Rotary spectra reveal that the vertical shear vector rotates primarily clockwise with depth and with time at frequencies near and above the local Coriolis frequency f. At some depths, more than half of the measured shear variance is explained by clockwise rotary motions with frequencies between f and 1.7f. The dominant superinertial frequencies are consistent with those inferred from a dispersion relation for NIWs in submesoscale currents that depends on the observed aspect ratio of the wave shear as well as the vertical vorticity, baroclinicity, and stratification of the balanced flow. These observations motivate a ray tracing calculation of superinertial wave propagation in the North Wall, where multiple filaments of strong cyclonic vorticity strongly modify wave propagation. The calculation shows that the minimum permissible frequency for inertia–gravity waves is mostly greater than the Coriolis frequency, and superinertial waves can be trapped and amplified at slantwise critical layers between cyclonic vortex filaments, providing a new plausible explanation for why the observed shear variance is dominated by superinertial waves.

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Callum J. Shakespeare
and
Leif N. Thomas

Abstract

Submesoscale-resolving numerical simulations are used to investigate a mechanism for sustained mode water formation via cabbeling at thermohaline fronts subject to a confluent strain flow. The simulations serve to further elucidate the mechanism and refine the predictions of the analytical model of Thomas and Shakespeare. Unlike other proposed mechanisms involving air–sea fluxes, the cabbeling mechanism, in addition to driving significant mode water formation, uniquely determines the thermohaline properties of the mode water given knowledge of the source water masses on either side of the front. The process of mode water formation in the simulations is as follows: Confluent flow associated with idealized mesoscale eddies forces water horizontally toward the front. The frontogenetic circulation draws this water near adiabatically from the full depth of the thermohaline front up to the surface 25 m, where resolved submesoscale instabilities drive intense mixing across the thermohaline front, creating the mode water. The mode water is denser than the surrounding stratified fluid and sinks to fill its neutral buoyancy layer at depth. This layer gradually expands up to the surface, and eddies composed entirely of this mode water detach from the front and accumulate in the diffluent regions of the domain. The process continues until the source water masses are exhausted. The temperature–salinity (TS) relation of the resulting mode water is biased to the properties of the source water that has the larger isopycnal TS anomaly. This mechanism has the potential to drive O(1) Sv (1 Sv ≡ 106 m3 s−1) mode water formation and may be important in determining the properties of mode water in the global oceans.

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Daniel Mukiibi
,
Gualtiero Badin
, and
Nuno Serra

Abstract

Three-dimensional (3D) finite-time Lyapunov exponents (FTLEs) are computed from numerical simulations of a freely evolving mixed layer (ML) front in a zonal channel undergoing baroclinic instability. The 3D FTLEs show a complex structure, with features that are less defined than the two-dimensional (2D) FTLEs, suggesting that stirring is not confined to the edges of vortices and along filaments and posing significant consequences on mixing. The magnitude of the FTLEs is observed to be strongly determined by the vertical shear. A scaling law relating the local FTLEs and the nonlocal density contrast used to initialize the ML front is derived assuming thermal wind balance. The scaling law only converges to the values found from the simulations within the pycnocline, while it displays differences within the ML, where the instabilities show a large ageostrophic component. The probability distribution functions of 2D and 3D FTLEs are found to be non-Gaussian at all depths. In the ML, the FTLEs wavenumber spectra display −1 slopes, while in the pycnocline, the FTLEs wavenumber spectra display −2 slopes, corresponding to frontal dynamics. Close to the surface, the geodesic Lagrangian coherent structures (LCSs) reveal a complex stirring structure, with elliptic structures detaching from the frontal region. In the pycnocline, LCSs are able to detect filamentary structures that are not captured by the Eulerian fields.

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Leif N. Thomas
,
John R. Taylor
,
Eric A. D’Asaro
,
Craig M. Lee
,
Jody M. Klymak
, and
Andrey Shcherbina

Abstract

The passage of a winter storm over the Gulf Stream observed with a Lagrangian float and hydrographic and velocity surveys provided a unique opportunity to study how the interaction of inertial oscillations, the front, and symmetric instability (SI) shapes the stratification, shear, and turbulence in the upper ocean under unsteady forcing. During the storm, the rapid rise and rotation of the winds excited inertial motions. Acting on the front, these sheared motions modulate the stratification in the surface boundary layer. At the same time, cooling and downfront winds generated a symmetrically unstable flow. The observed turbulent kinetic energy dissipation exceeded what could be attributed to atmospheric forcing, implying SI drew energy from the front. The peak excess dissipation, which occurred just prior to a minimum in stratification, surpassed that predicted for steady SI turbulence, suggesting the importance of unsteady dynamics. The measurements are interpreted using a large-eddy simulation (LES) and a stability analysis configured with parameters taken from the observations. The stability analysis illustrates how SI more efficiently extracts energy from a front via shear production during periods when inertial motions reduce stratification. Diagnostics of the energetics of SI from the LES highlight the temporal variability in shear production but also demonstrate that the time-averaged energy balance is consistent with a theoretical scaling that has previously been tested only for steady forcing. As the storm passed and the winds and cooling subsided, the boundary layer restratified and the thermal wind balance was reestablished in a manner reminiscent of geostrophic adjustment.

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Eric Kunze
and
Miles A. Sundermeyer

Abstract

This paper revisits a long-standing discrepancy between (i) 1–5-km isopycnal diffusivities of O(1) m2 s−1 based on dye spreading and (ii) inferences of O(0.1) m2 s−1 from internal-wave shear dispersion K h ~ 〈K z 〉〈 〉/f 2 in several studies in the stratified ocean interior, where 〈K z 〉 is the bulk average diapycnal diffusivity, 〈 〉 the finescale shear variance, and f the Coriolis frequency. It is shown that, taking into account (i) the intermittency of shear-driven turbulence, (ii) its lognormality, and (iii) its correlation with unstable finescale near-inertial shear, internal-wave shear dispersion cannot necessarily be discounted based on available information. This result depends on an infrequent occurrence of turbulence bursts, as is observed, and a correlation between diapycnal diffusivity K z and the off-diagonal vertical strain, or the vertical gradient of horizontal displacement, | χ z | = |∫V z dt|, which is not well known and may vary from region to region. Taking these factors into account, there may be no need to invoke additional submesoscale mixing mechanisms such as vortical-mode stirring or internal-wave Stokes drift to explain the previously reported discrepancies.

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