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Bradfield Lyon
,
Lareef Zubair
,
Vidhura Ralapanawe
, and
Zeenas Yahiya

Abstract

In regions of climatic heterogeneity, finescale assessment of drought risk is needed for policy making and drought management, mitigation, and adaptation. The relationship between drought relief payments (a proxy for drought risk) and meteorological drought indicators is examined through a retrospective analysis for Sri Lanka (1960–2000) based on records of district-level drought relief payments and a dense network of 284 rainfall stations. The standardized precipitation index and a percent-of-annual-average index for rainfall accumulated over 3, 6, 9, and 12 months were used, gridded to a spatial resolution of 10 km. An encouraging correspondence was identified between the spatial distribution of meteorological drought occurrence and historical drought relief payments at the district scale. Time series of drought indices averaged roughly over the four main climatic zones of Sri Lanka showed statistically significant (p < 0.01) relationships with the occurrence of drought relief. The 9-month cumulative drought index provided the strongest relationships overall, although 6- and 12-month indicators provided generally similar results. Some cases of appreciable drought without corresponding relief payments could be attributed to fiscal pressures, as during the 1970s. Statistically significant relationships between drought indicators and relief payments point to the potential utility of meteorological drought assessments for disaster risk management. In addition, the study provides an empirical approach to testing which meteorological drought indicators bear a statistically significant relationship to drought relief across a wide range of tropical climates.

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Wenchang Yang
,
Richard Seager
,
Mark A. Cane
, and
Bradfield Lyon

Abstract

East African precipitation is characterized by a dry annual mean climatology compared to other deep tropical land areas and a bimodal annual cycle with the major rainy season during March–May (MAM; often called the “long rains”) and the second during October–December (OND; often called the “short rains”). To explore these distinctive features, ERA-Interim data are used to analyze the associated annual cycles of atmospheric convective stability, circulation, and moisture budget. The atmosphere over East Africa is found to be convectively stable in general year-round but with an annual cycle dominated by the surface moist static energy (MSE), which is in phase with the precipitation annual cycle. Throughout the year, the atmospheric circulation is dominated by a pattern of convergence near the surface, divergence in the lower troposphere, and convergence again at upper levels. Consistently, the convergence of the vertically integrated moisture flux is mostly negative across the year, but becomes weakly positive in the two rainy seasons. It is suggested that the semiarid/arid climate in East Africa and its bimodal precipitation annual cycle can be explained by the ventilation mechanism, in which the atmospheric convective stability over East Africa is controlled by the import of low MSE air from the relatively cool Indian Ocean off the coast. During the rainy seasons, however, the off-coast sea surface temperature (SST) increases (and is warmest during the long rains season) and consequently the air imported into East Africa becomes less stable. This analysis may be used to aid in understanding overestimates of the East African short rains commonly found in coupled models.

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Wenchang Yang
,
Richard Seager
,
Mark A. Cane
, and
Bradfield Lyon

Abstract

East Africa has two rainy seasons: the long rains [March–May (MAM)] and the short rains [October–December (OND)]. Most CMIP3/5 coupled models overestimate the short rains while underestimating the long rains. In this study, the East African rainfall bias is investigated by comparing the coupled historical simulations from CMIP5 to the corresponding SST-forced AMIP simulations. Much of the investigation is focused on the MRI-CGCM3 model, which successfully reproduces the observed rainfall annual cycle in East Africa in the AMIP experiment but its coupled historical simulation has a similar but stronger bias as the coupled multimodel mean. The historical–AMIP monthly climatology rainfall bias in East Africa can be explained by the bias in the convective instability (CI), which is dominated by the near-surface moisture static energy (MSE) and ultimately by the MSE’s moisture component. The near-surface MSE bias is modulated by the sea surface temperature (SST) over the western Indian Ocean. The warm SST bias in OND can be explained by both insufficient ocean dynamical cooling and latent flux, while the insufficient shortwave radiation and excess latent heat flux mainly contribute to the cool SST bias in MAM.

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Wenchang Yang
,
Richard Seager
,
Mark A. Cane
, and
Bradfield Lyon

Abstract

Decadal variability of the East African precipitation during the season of March–May (long rains) is examined and the performance of a series of models in simulating the observed features is assessed. Observational results show that the drying trend of the long rains is associated with decadal natural variability associated with sea surface temperature (SST) variations over the Pacific Ocean. Empirical orthogonal function (EOF), linear regression, and composite analyses all show the spatial pattern of the associated SST field to be La Niña like. The SST-forced International Research Institute for Climate and Society (IRI) forecast models are able to capture the East African precipitation climatology, the decadal variability of the long rains, and the associated SST anomaly pattern but are not consistent with observations from the 1970s. The multimodel mean of the SST-forced models from the Coupled Model Intercomparison Project phase 5 (CMIP5) Atmospheric Model Intercomparison Project (AMIP) experiment captures the climatology and the drying trend in recent decades. The fully coupled models from the CMIP5 historical experiment, however, have systematic errors in simulating the East African precipitation climatology by underestimating the long rains while overestimating the short rains. The multimodel mean of the historical simulations of the long rains anomalies, which is the best estimate of the radiatively forced change, shows a weak wetting trend associated with anthropogenic forcing. The SST anomaly pattern associated with the long rains has large discrepancies with the observations. The results herein suggest caution in projections of East African precipitation from CMIP5 or the relationship between the East African precipitation and the SST spatial pattern found in paleoclimate studies with coupled climate models.

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Richard Seager
,
Martin Hoerling
,
Siegfried Schubert
,
Hailan Wang
,
Bradfield Lyon
,
Arun Kumar
,
Jennifer Nakamura
, and
Naomi Henderson

Abstract

The causes of the California drought during November–April winters of 2011/12–2013/14 are analyzed using observations and ensemble simulations with seven atmosphere models forced by observed SSTs. Historically, dry California winters are most commonly associated with a ridge off the west coast but no obvious SST forcing. Wet winters are most commonly associated with a trough off the west coast and an El Niño event. These attributes of dry and wet winters are captured by many of the seven models. According to the models, SST forcing can explain up to a third of California winter precipitation variance. SST forcing was key to sustaining a high pressure ridge over the west coast and suppressing precipitation during the three winters. In 2011/12 this was a response to a La Niña event, whereas in 2012/13 and 2013/14 it appears related to a warm west–cool east tropical Pacific SST pattern. All models contain a mode of variability linking such tropical Pacific SST anomalies to a wave train with a ridge off the North American west coast. This mode explains less variance than ENSO and Pacific decadal variability, and its importance in 2012/13 and 2013/14 was unusual. The models from phase 5 of CMIP (CMIP5) project rising greenhouse gases to cause changes in California all-winter precipitation that are very small compared to recent drought anomalies. However, a long-term warming trend likely contributed to surface moisture deficits during the drought. As such, the precipitation deficit during the drought was dominated by natural variability, a conclusion framed by discussion of differences between observed and modeled tropical SST trends.

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Xiao-Wei Quan
,
Martin P. Hoerling
,
Bradfield Lyon
,
Arun Kumar
,
Michael A. Bell
,
Michael K. Tippett
, and
Hui Wang

Abstract

The prospects for U.S. seasonal drought prediction are assessed by diagnosing simulation and hindcast skill of drought indicators during 1982–2008. The 6-month standardized precipitation index is used as the primary drought indicator. The skill of unconditioned, persistence forecasts serves as the baseline against which the performance of dynamical methods is evaluated. Predictions conditioned on the state of global sea surface temperatures (SST) are assessed using atmospheric climate simulations conducted in which observed SSTs are specified. Predictions conditioned on the initial states of atmosphere, land surfaces, and oceans are next analyzed using coupled climate-model experiments. The persistence of the drought indicator yields considerable seasonal skill, with a region’s annual cycle of precipitation driving a strong seasonality in baseline skill. The unconditioned forecast skill for drought is greatest during a region’s climatological dry season and is least during a wet season. Dynamical models forced by observed global SSTs yield increased skill relative to this baseline, with improvements realized during the cold season over regions where precipitation is sensitive to El Niño–Southern Oscillation. Fully coupled initialized model hindcasts yield little additional skill relative to the uninitialized SST-forced simulations. In particular, neither of these dynamical seasonal forecasts materially increases summer skill for the drought indicator over the Great Plains, a consequence of small SST sensitivity of that region’s summer rainfall and the small impact of antecedent soil moisture conditions, on average, upon the summer rainfall. The fully initialized predictions for monthly forecasts appreciably improve on the seasonal skill, however, especially during winter and spring over the northern Great Plains.

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Bradfield Lyon
,
Michael A. Bell
,
Michael K. Tippett
,
Arun Kumar
,
Martin P. Hoerling
,
Xiao-Wei Quan
, and
Hui Wang

Abstract

The inherent persistence characteristics of various drought indicators are quantified to extract predictive information that can improve drought early warning. Predictive skill is evaluated as a function of the seasonal cycle for regions within North America. The study serves to establish a set of baseline probabilities for drought across multiple indicators amenable to direct comparison with drought indicator forecast probabilities obtained when incorporating dynamical climate model forecasts. The emphasis is on the standardized precipitation index (SPI), but the method can easily be applied to any other meteorological drought indicator, and some additional examples are provided. Monte Carlo resampling of observational data generates two sets of synthetic time series of monthly precipitation that include, and exclude, the annual cycle while removing serial correlation. For the case of no seasonality, the autocorrelation (AC) of the SPI (and seasonal precipitation percentiles, moving monthly averages of precipitation) decays linearly with increasing lag. It is shown that seasonality in the variance of accumulated precipitation serves to enhance or diminish the persistence characteristics (AC) of the SPI and related drought indicators, and the seasonal cycle can thereby provide an appreciable source of drought predictability at regional scales. The AC is used to obtain a parametric probability density function of the future state of the SPI that is based solely on its inherent persistence characteristics. In addition, a method is presented for determining the optimal persistence of the SPI for the case of no serial correlation in precipitation (again, the baseline case). The optimized, baseline probabilities are being incorporated into Internet-based tools for the display of current and forecast drought conditions in near–real time.

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Siegfried D. Schubert
,
Ronald E. Stewart
,
Hailan Wang
,
Mathew Barlow
,
Ernesto H. Berbery
,
Wenju Cai
,
Martin P. Hoerling
,
Krishna K. Kanikicharla
,
Randal D. Koster
,
Bradfield Lyon
,
Annarita Mariotti
,
Carlos R. Mechoso
,
Omar V. Müller
,
Belen Rodriguez-Fonseca
,
Richard Seager
,
Sonia I. Seneviratne
,
Lixia Zhang
, and
Tianjun Zhou

Abstract

Drought affects virtually every region of the world, and potential shifts in its character in a changing climate are a major concern. This article presents a synthesis of current understanding of meteorological drought, with a focus on the large-scale controls on precipitation afforded by sea surface temperature (SST) anomalies, land surface feedbacks, and radiative forcings. The synthesis is primarily based on regionally focused articles submitted to the Global Drought Information System (GDIS) collection together with new results from a suite of atmospheric general circulation model experiments intended to integrate those studies into a coherent view of drought worldwide. On interannual time scales, the preeminence of ENSO as a driver of meteorological drought throughout much of the Americas, eastern Asia, Australia, and the Maritime Continent is now well established, whereas in other regions (e.g., Europe, Africa, and India), the response to ENSO is more ephemeral or nonexistent. Northern Eurasia, central Europe, and central and eastern Canada stand out as regions with few SST-forced impacts on precipitation on interannual time scales. Decadal changes in SST appear to be a major factor in the occurrence of long-term drought, as highlighted by apparent impacts on precipitation of the late 1990s “climate shifts” in the Pacific and Atlantic SST. Key remaining research challenges include (i) better quantification of unforced and forced atmospheric variability as well as land–atmosphere feedbacks, (ii) better understanding of the physical basis for the leading modes of climate variability and their predictability, and (iii) quantification of the relative contributions of internal decadal SST variability and forced climate change to long-term drought.

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Siegfried Schubert
,
David Gutzler
,
Hailan Wang
,
Aiguo Dai
,
Tom Delworth
,
Clara Deser
,
Kirsten Findell
,
Rong Fu
,
Wayne Higgins
,
Martin Hoerling
,
Ben Kirtman
,
Randal Koster
,
Arun Kumar
,
David Legler
,
Dennis Lettenmaier
,
Bradfield Lyon
,
Victor Magana
,
Kingtse Mo
,
Sumant Nigam
,
Philip Pegion
,
Adam Phillips
,
Roger Pulwarty
,
David Rind
,
Alfredo Ruiz-Barradas
,
Jae Schemm
,
Richard Seager
,
Ronald Stewart
,
Max Suarez
,
Jozef Syktus
,
Mingfang Ting
,
Chunzai Wang
,
Scott Weaver
, and
Ning Zeng

Abstract

The U.S. Climate Variability and Predictability (CLIVAR) working group on drought recently initiated a series of global climate model simulations forced with idealized SST anomaly patterns, designed to address a number of uncertainties regarding the impact of SST forcing and the role of land–atmosphere feedbacks on regional drought. The runs were carried out with five different atmospheric general circulation models (AGCMs) and one coupled atmosphere–ocean model in which the model was continuously nudged to the imposed SST forcing. This paper provides an overview of the experiments and some initial results focusing on the responses to the leading patterns of annual mean SST variability consisting of a Pacific El Niño–Southern Oscillation (ENSO)-like pattern, a pattern that resembles the Atlantic multidecadal oscillation (AMO), and a global trend pattern.

One of the key findings is that all of the AGCMs produce broadly similar (though different in detail) precipitation responses to the Pacific forcing pattern, with a cold Pacific leading to reduced precipitation and a warm Pacific leading to enhanced precipitation over most of the United States. While the response to the Atlantic pattern is less robust, there is general agreement among the models that the largest precipitation response over the United States tends to occur when the two oceans have anomalies of opposite signs. Further highlights of the response over the United States to the Pacific forcing include precipitation signal-to-noise ratios that peak in spring, and surface temperature signal-to-noise ratios that are both lower and show less agreement among the models than those found for the precipitation response. The response to the positive SST trend forcing pattern is an overall surface warming over the world’s land areas, with substantial regional variations that are in part reproduced in runs forced with a globally uniform SST trend forcing. The precipitation response to the trend forcing is weak in all of the models.

It is hoped that these early results, as well as those reported in the other contributions to this special issue on drought, will serve to stimulate further analysis of these simulations, as well as suggest new research on the physical mechanisms contributing to hydroclimatic variability and change throughout the world.

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