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Ryan M. Holmes
,
Leif N. Thomas
,
LuAnne Thompson
, and
David Darr

Abstract

Tropical instability vortices (TIVs) in the equatorial Pacific exhibit energetic horizontal and vertical circulation characterized by regions of high Rossby number and low Richardson number. Their strong anticyclonic vorticity and vertical shear can influence the broader-scale circulation by driving lateral mixing and vertical exchange between the ocean surface and interior. The authors use a set of nested high-resolution simulations of the equatorial Pacific, with a finest grid size of 3 km, to examine the vortex dynamics associated with TIV core water formation. TIV cores are characterized by low values of the Ertel potential vorticity (PV) as the relative vorticity is anticyclonic with magnitude comparable to the local Coriolis parameter. A study of the variation of PV and other scalars along Lagrangian fluid parcel tracks entering the TIVs shows that the low-PV water in their cores is a mix of Equatorial Undercurrent (EUC) water and North Equatorial Counter Current (NECC) water. The EUC water is characterized by strong horizontal vorticity, and thus, the baroclinic component of the PV is nonnegligible and acts as a source for the anticyclonic vorticity of TIVs. This horizontal vorticity is tilted by an ageostrophic secondary circulation associated with strain-induced frontogenesis that tends to form along the path of the EUC water that enters the vortex. Frontogenesis disrupts the cyclogeostrophic balance of the frontal flow and drives differential vertical motions across the front. These results emphasize the role of submesoscale physics in the equatorial region, which are active when both the Rossby and Richardson numbers are O(1).

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Yutaka Yoshikawa
,
Craig M. Lee
, and
Leif N. Thomas

ABSTRACT

The effects of wind stress and surface cooling on ageostrophic vertical circulation and subduction at the subpolar front of the Japan/East Sea are investigated using a nonhydrostatic numerical model. In experiments forced by wind and/or cooling, ageostrophic vertical circulation is enhanced relative to the unforced case. Both surface cooling and wind stress intensify the circulation by enhancing frontogenesis associated with frontal meandering. Winds further strengthen vertical motions by generating internal gravity waves. Downfront winds (i.e., oriented along the frontal jet) transport surface water from the denser to lighter side of the front, causing it to migrate toward the region of higher stratification and enhancing the vertical mixing at the front. This induces outcropping of isopycnals from the middle of the pycnocline along which surface water is subducted. Hence downfront winds enhance subduction down to the middle of the pycnocline, but not beneath. On the other hand, cooling uplifts isopycnals from greater depths to the surface so that it allows for the subduction of fluid to greater depths. In contrast to the vertical circulation, frontal subduction is more intensified by surface cooling than wind stress, because part of wind-forced circulation (e.g., internal gravity wave) does not contribute to subduction. Ageostrophic vertical circulation and frontal subduction are most intense when both wind stress and surface cooling are at play.

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Jacob O. Wenegrat
,
Jörn Callies
, and
Leif N. Thomas

Abstract

Weakly stratified layers over sloping topography can support a submesoscale baroclinic instability mode, a bottom boundary layer counterpart to surface mixed layer instabilities. The instability results from the release of available potential energy, which can be generated because of the observed bottom intensification of turbulent mixing in the deep ocean, or the Ekman adjustment of a current on a slope. Linear stability analysis suggests that the growth rates of bottom boundary layer baroclinic instabilities can be comparable to those of the surface mixed layer mode and are relatively insensitive to topographic slope angle, implying the instability is robust and potentially active in many areas of the global oceans. The solutions of two separate one-dimensional theories of the bottom boundary layer are both demonstrated to be linearly unstable to baroclinic instability, and results from an example nonlinear simulation are shown. Implications of these findings for understanding bottom boundary layer dynamics and processes are discussed.

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Audrey Delpech
,
Claire Ménesguen
,
Yves Morel
,
Leif N. Thomas
,
Frédéric Marin
,
Sophie Cravatte
, and
Sylvie Le Gentil

Abstract

At low latitudes in the ocean, the deep currents are shaped into narrow jets flowing eastward and westward, reversing periodically with latitude between 15°S and 15°N. These jets are present from the thermocline to the bottom. The energy sources and the physical mechanisms responsible for their formation are still debated and poorly understood. This study explores the role of the destabilization of intra-annual equatorial waves in the jets’ formation process, as these waves are known to be an important energy source at low latitudes. The study focuses particularly on the role of barotropic Rossby waves as a first step toward understanding the relevant physical mechanisms. It is shown from a set of idealized numerical simulations and analytical solutions that nonlinear triad interactions (NLTIs) play a crucial role in the transfer of energy toward jet-like structures (long waves with short meridional wavelengths) that induce a zonal residual mean circulation. The sensitivity of the instability emergence and the scale selection of the jet-like secondary wave to the forced primary wave are analyzed. For realistic amplitudes around 5–20 cm s−1, the primary waves that produce the most realistic jet-like structures are zonally propagating intra-annual waves with periods between 60 and 130 days and wavelengths between 200 and 300 km. The NLTI mechanism is a first step toward the generation of a permanent jet-structured circulation and is discussed in the context of turbulent cascade theories.

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Bertrand L. Delorme
,
Leif N. Thomas
,
Patrick Marchesiello
,
Jonathan Gula
,
Guillaume Roullet
, and
M. Jeroen Molemaker

Abstract

Recent theoretical work has shown that, when the so-called nontraditional effects are taken into account, the reflection of equatorially trapped waves (ETWs) off the seafloor generates strong vertical shear that results in bottom-intensified mixing at the inertial latitude of the ETW via a mechanism of critical reflection. It has been estimated that this process could play an important role in driving diapycnal upwelling in the abyssal meridional overturning circulation (AMOC). However, these results were derived under an idealized configuration with a monochromatic ETW propagating through a flat ocean at rest. To test the theory in a flow that is more representative of the ocean, we contrast a set of realistic numerical simulations of the eastern equatorial Pacific run using either the hydrostatic or quasi-hydrostatic approximation, the latter of which accounts for nontraditional effects. The simulations are nested into a Pacific-wide hydrostatic parent solution forced with climatological data and realistic bathymetry, resulting in an ETW field and a deep circulation consistent with observations. Using these simulations, we observe enhanced abyssal mixing in the quasi-hydrostatic run, even over smooth topography, that is absent in the hydrostatic run. The mixing is associated with inertial shear that has spatiotemporal properties consistent with the critical reflection mechanism. The enhanced mixing results in a weakening of the abyssal stratification and drives diapycnal upwelling in our simulation, in agreement with the predictions from the idealized simulations. The diapycnal upwelling is O(10) Sv (1 Sv ≡ 106 m3 s−1) and thus could play an important role in closing the AMOC.

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Jacob O. Wenegrat
,
Leif N. Thomas
,
Jonathan Gula
, and
James C. McWilliams

Abstract

Nonconservative processes change the potential vorticity (PV) of the upper ocean and, later, through the subduction of surface waters into the interior, affect the general ocean circulation. Here we focus on how boundary layer turbulence, in the presence of submesoscale horizontal buoyancy gradients, generates a source of potential vorticity at the ocean surface through a balance known as the turbulent thermal wind. This source of PV injection at the submesoscale can be of similar magnitude to PV fluxes from the wind and surface buoyancy fluxes, and hence can lead to a net injection of PV onto outcropped isopycnals even during periods of surface buoyancy loss. The significance of these dynamics is illustrated using a high-resolution realistic model of the North Atlantic Subtropical Mode Water (Eighteen Degree Water), where it is demonstrated that injection of PV at the submesoscale reduces the rate of mode water PV removal by a factor of ~2 and shortens the annual period of mode water formation by ~3 weeks, relative to air–sea fluxes alone. Submesoscale processes thus provide a direct link between small-scale boundary layer turbulence and the gyre-scale circulation, through their effect on mode water formation, with implications for understanding the variability and biogeochemical properties of ocean mode waters globally.

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Leah Johnson
,
Craig M. Lee
,
Eric A. D’Asaro
,
Jacob O. Wenegrat
, and
Leif N. Thomas

Abstract

A coordinated multiplatform campaign collected detailed measurements of a restratifying surface intensified upwelling front within the California Current System. A companion paper outlined the evolution of the front, revealing the importance of lateral advection at tilting isopycnals and increasing stratification in the surface boundary layer with a buoyancy flux equivalent to 2000 W m−2. Here, observations were compared with idealized models to explore the dynamics contributing to the stratification. A 2D model combined with a reduced form of the horizontal momentum equations highlight the importance of transient Ekman dynamics, turbulence, and thermal wind imbalance at modulating shear in the boundary layer. Specifically, unsteady frictional adjustment to the rapid decrease in wind stress created vertically sheared currents that advected horizontal gradients to increase vertical stratification on superinertial time scales. The magnitude of stratification depended on the strength of the horizontal buoyancy gradient. This enhanced stratification due to horizontal advection inhibited nighttime mixing that would have otherwise eroded stratification from the diurnal warm layer. This underscores the importance of near-surface lateral restratification for the upper ocean buoyancy budget on diel time scales.

Open access
Leif N. Thomas
,
Eric D. Skyllingstad
,
Luc Rainville
,
Verena Hormann
,
Luca Centurioni
,
James N. Moum
,
Olivier Asselin
, and
Craig M. Lee

Abstract

Along with boundary layer turbulence, downward radiation of near-inertial waves (NIWs) damps inertial oscillations (IOs) in the surface ocean; however, the latter can also energize abyssal mixing. Here we present observations made from a dipole vortex in the Iceland Basin where, after the period of direct wind forcing, IOs lost over half their kinetic energy (KE) in two inertial periods to radiation of NIWs with minimal turbulent dissipation of KE. The dipole’s vorticity gradient led to a rapid reduction in the NIW’s lateral wavelength via ζ refraction that was accompanied by isopycnal undulations below the surface mixed layer. Pressure anomalies associated with the undulations were correlated with the NIW’s velocity yielding an energy flux of 310 mW m−2 pointed antiparallel to the vorticity gradient and a downward flux of 1 mW m−2 capable of driving the observed drop in KE. The minimal role of turbulence in the energetics after the IOs had been generated by the winds was confirmed using a large-eddy simulation driven by the observed winds.

Significance Statement

We report direct observational estimates of the vector wave energy flux of a near-inertial wave. The energy flux points from high to low vorticity in the horizontal, consistent with the theory of ζ refraction. The downward energy flux dominates the observed damping of inertial motions over turbulent dissipation and mixing.

Open access
Daniel B. Whitt
,
Leif N. Thomas
,
Jody M. Klymak
,
Craig M. Lee
, and
Eric A. D’Asaro

Abstract

High-resolution, nearly Lagrangian observations of velocity and density made in the North Wall of the Gulf Stream reveal banded shear structures characteristic of near-inertial waves (NIWs). Here, the current follows submesoscale dynamics, with Rossby and Richardson numbers near one, and the vertical vorticity is positive. This allows for a unique analysis of the interaction of NIWs with a submesoscale current dominated by cyclonic as opposed to anticyclonic vorticity. Rotary spectra reveal that the vertical shear vector rotates primarily clockwise with depth and with time at frequencies near and above the local Coriolis frequency f. At some depths, more than half of the measured shear variance is explained by clockwise rotary motions with frequencies between f and 1.7f. The dominant superinertial frequencies are consistent with those inferred from a dispersion relation for NIWs in submesoscale currents that depends on the observed aspect ratio of the wave shear as well as the vertical vorticity, baroclinicity, and stratification of the balanced flow. These observations motivate a ray tracing calculation of superinertial wave propagation in the North Wall, where multiple filaments of strong cyclonic vorticity strongly modify wave propagation. The calculation shows that the minimum permissible frequency for inertia–gravity waves is mostly greater than the Coriolis frequency, and superinertial waves can be trapped and amplified at slantwise critical layers between cyclonic vortex filaments, providing a new plausible explanation for why the observed shear variance is dominated by superinertial waves.

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Leif N. Thomas
,
John R. Taylor
,
Eric A. D’Asaro
,
Craig M. Lee
,
Jody M. Klymak
, and
Andrey Shcherbina

Abstract

The passage of a winter storm over the Gulf Stream observed with a Lagrangian float and hydrographic and velocity surveys provided a unique opportunity to study how the interaction of inertial oscillations, the front, and symmetric instability (SI) shapes the stratification, shear, and turbulence in the upper ocean under unsteady forcing. During the storm, the rapid rise and rotation of the winds excited inertial motions. Acting on the front, these sheared motions modulate the stratification in the surface boundary layer. At the same time, cooling and downfront winds generated a symmetrically unstable flow. The observed turbulent kinetic energy dissipation exceeded what could be attributed to atmospheric forcing, implying SI drew energy from the front. The peak excess dissipation, which occurred just prior to a minimum in stratification, surpassed that predicted for steady SI turbulence, suggesting the importance of unsteady dynamics. The measurements are interpreted using a large-eddy simulation (LES) and a stability analysis configured with parameters taken from the observations. The stability analysis illustrates how SI more efficiently extracts energy from a front via shear production during periods when inertial motions reduce stratification. Diagnostics of the energetics of SI from the LES highlight the temporal variability in shear production but also demonstrate that the time-averaged energy balance is consistent with a theoretical scaling that has previously been tested only for steady forcing. As the storm passed and the winds and cooling subsided, the boundary layer restratified and the thermal wind balance was reestablished in a manner reminiscent of geostrophic adjustment.

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