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Matthew Huber
,
James C. McWilliams
, and
Michael Ghil

Abstract

The authors present properties of turbulent, meridional mixing along isentropic surfaces within the troposphere. Twice-daily wind fields analyses from the European Centre for Medium-Range Weather Forecasts numerical weather prediction model for 1992 are used to calculate Lagrangian trajectories of large ensembles of particles. The ensemble-averaged rms growth of the meridional relative dispersion over the first 10 days after particle release is used to quantify mixing properties. These properties are considered as a function of height in the atmosphere, season, and geographic region. Results are characterized by release latitude and flow regime and compared with simple theories.

All three dispersive regimes—exponential, ballistic, and Richardson–Obukhov—that have been documented in previous studies are found to be important. The extratropics are found to display superdiffusive growth of the relative rms dispersion, consistent with the nonlocal character of midlatitude mixing. The Tropics are characterized by exponential growth of the rms dispersion, consistent with locally constant eddy timescales. Some evidence for zonal inhomogeneity in dispersion growth rates is found.

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François Lott
,
Andrew W. Robertson
, and
Michael Ghil

Abstract

The NCEP–NCAR reanalysis dataset for 1958–97 is used to analyze intraseasonal variations in mountain torques and the large-scale atmospheric circulation patterns associated with them. Spectral analysis of the atmospheric angular momentum (AAM) budget shows that the dominant variations of mountain torque have periodicities near 30 days and shorter, while the dominant AAM variations occur in the 40–60-day band. This difference is due to the 40–60-day AAM variations being primarily related to equatorial processes, while mountain torque variations are associated mostly with extratropical processes.

The Northern Hemisphere (NH) mountain torque has enhanced power and significant spectral peaks in the 20–30-day band. The signal in this band accounts for 33% of the NH mountain torque variance, once the seasonal cycle has been removed. Lag composites of the NH 700-hPa geopotential heights based on the 20–30-day mountain torque signal show the latter to be associated with coherent large-scale patterns that resemble low-frequency oscillations identified in this band by previous authors. The composite patterns that are in phase quadrature with the 20–30-day NH mountain torque have a pronounced zonally symmetric component. These patterns are associated with substantial AAM variations, arguably driven by the NH mountain torque in this band.

Principal component (PC) analysis of the NH 700-hPa heights shows that, in the 20–30-day band, the mountain torque is also in phase quadrature with the two leading PCs; the first corresponds to changes in the midlatitude jet intensity near the subtropics, while the second corresponds to the Arctic Oscillation. The relationships with AAM of the latter essentially occurs through the mass term. Mountain torques are, furthermore, nearly in phase with dominant patterns of low-frequency variability that exhibit substantial pressure gradients across the Rockies and the Tibetan Plateau.

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François Lott
,
Andrew W. Robertson
, and
Michael Ghil

Abstract

Important aspects of low-frequency variability (LFV) are regional in character, while the mountain torques of the Rockies and the Himalayas evolve quite independently of each other. The hemispheric analysis of Part I is complemented therefore herein by an analysis of the relationships between individual mountain torques and sectorial LFV patterns in the NCEP–NCAR reanalysis.

In the 20–30-day band, relationships are found between the Rockies (Himalayas) torque and the dominant patterns of LFV over the Pacific (Eurasia). The composites of the atmospheric flow fields that accompany the Rockies (Himalayas) torque in this band exhibit similarities with known low-frequency oscillations that dominate the Pacific and North American (European and North Atlantic) sectors during certain winters. The composites keyed to the 20–30-day Rockies torque affect the persistent North Pacific (PNP) pattern that controls the extension of the midlatitude jet stream over the eastern Pacific. Furthermore, the unfiltered torques for the Northern Hemisphere (NH) and Rockies anticipate the onset of the two dominant winter Pacific circulation regimes that correlate strongly with the PNP pattern. The composites keyed to the 20–30-day Himalayas torque affect the North Atlantic Oscillation (NAO) pattern, which controls the intensity of the North Atlantic jet stream. Furthermore, the unfiltered torques for the NH and the Himalayas anticipate the breaks of the two dominant winter Atlantic circulation regimes, which correlate strongly with the NAO pattern.

These analyses also show that the 20–30-day Rockies (Himalayas) torques produce substantial atmospheric angular momentum (AAM) changes, which are nearly in phase with and larger in amplitude than the AAM changes associated with the midlatitude eastern Pacific (North Atlantic) jet stream variations seen in the composite maps. This result suggests that the Rockies (Himalayas) torque variations drive, at least partially, but actively the changes in the eastern Pacific (North Atlantic) jet stream.

These results are consistent with the Himalayas and the Rockies torques contributing separately to changes in the two leading hemispheric EOFs that were described in Part I; the two are associated with a hemispheric index cycle and the Arctic Oscillation, respectively.

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Yunyan Zhang
,
Bjorn Stevens
,
Brian Medeiros
, and
Michael Ghil

Abstract

This paper explores the capability of the mixed-layer model (MLM) to represent the observed relationship between low-cloud fraction and lower-tropospheric stability; it also investigates the influence of large-scale meteorological fields and their variability on this relationship. The MLM’s local equilibrium solutions are examined subject to realistic boundary forcings that are derived from data of the 40-yr European Centre for Medium-Range Weather Forecasts Re-Analysis (ERA-40). The MLM is successful in reproducing the positive correlation between low-cloud fraction and lower-tropospheric stability. The most accurate relationship emerges when the forcings capture synoptic variability, in particular, the daily varying large-scale divergence is a leading factor in improving the regression slope.

The feature of the results is mainly attributed to the model cloud fraction’s intrinsic nonlinear response to the divergence field. Given this nonlinearity, the full range of divergence must be accounted for since a broad distribution of divergences will give a better cloud fraction overall, although model biases might still affect individual MLM results. The model cloud fraction responds rather linearly to lower-tropospheric stability, and the distribution of the latter is less sensitive to sampling at different time scales than divergence. The strongest relationship between cloud fraction and stability emerges in the range of intermediate stability values. This conditional dependence is evident in both model results and observations. The observed correlation between cloud fraction and stability may thus depend on the underlying distribution of weather noise, and hence may not be appropriate in situations where such statistics can be expected to change.

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Yizhak Feliks
,
Michael Ghil
, and
Andrew W. Robertson

Abstract

Spectral analyses of the sea surface temperature (SST) in the Simple Ocean Data Analysis (SODA) reanalysis for the past half-century identify prominent and statistically significant interannual oscillations in two regions along the Gulf Stream front over the North Atlantic. A model of the atmospheric marine boundary layer coupled to a baroclinic quasigeostrophic model of the free atmosphere is then forced with the SST history from the SODA reanalysis. Two extreme states are found in the atmospheric simulations: 1) an eastward extension of the westerly jet associated with the front, which occurs mainly during boreal winter, and 2) a quiescent state of very weak flow found predominantly in the summer. This vacillation of the oceanic-front-induced jet in the model is found to exhibit periodicities similar to those identified in the observed Gulf Stream SST front itself. In addition, a close correspondence is found between interannual spectral peaks in the observed North Atlantic Oscillation (NAO) index and the SODA-induced oscillations in the atmospheric model. In particular, significant oscillatory modes with periods of 8.5, 4.2, and 2.8 yr are found in both observed and simulated indices and are shown to be highly synchronized and of similar energy in both time series. These oscillatory modes in the simulations are shown to be suppressed when either (i) the Gulf Stream front or (ii) its interannual oscillations are omitted from the SST field. Moreover, these modes also disappear when (iii) the SST front is spatially smoothed, thus confirming that they are indeed induced by the oceanic front.

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Robert Vautard
,
Kingtse C. Mo
, and
Michael Ghil

Abstract

Low-frequency variability of large-scale atmospheric dynamics can be represented schematically by a Markov chain of multiple flow regimes. This Markov chain contains useful information for the long-range forecaster, provided that the statistical significance of the associated transition matrix can be reliably tested. Monte Carlo simulation yields a very reliable significance test for the elements of this matrix. The results of this test agree with previously used empirical formulae when each cluster of maps identified as a distinct flow regime is sufficiently large and when they all contain a comparable number of maps. Monte Carlo simulation provides a more reliable way to test the statistical significance of transitions to and from small clusters. It can determine the most likely transitions, as well as the most unlikely ones, with a prescribed level of statistical significance.

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Robert N. Miller
,
Michael Ghil
, and
François Gauthiez

Abstract

Advanced data assimilation methods are applied to simple but highly nonlinear problems. The dynamical systems studied here are the stochastically forced double well and the Lorenz model. In both systems, linear approximation of the dynamics about the critical points near which regime transitions occur is not always sufficient to track their occurrence or nonoccurrence.

Straightforward application of the extended Kalman filter yields mixed results. The ability of the extended Kalman filter to track transitions of the double-well system from one stable critical point to the other depends on the frequency and accuracy of the observations relative to the mean-square amplitude of the stochastic forcing. The ability of the filter to track the chaotic trajectories of the Lorenz model is limited to short times, as is the ability of strong-constraint variational methods. Examples are given to illustrate the difficulties involved, and qualitative explanations for these difficulties are provided.

Three generalizations of the extended Kalman filter are described. The first is based on inspection of the innovation sequence, that is, the successive differences between observations and forecasts; it works very well for the double-well problem. The second, an extension to fourth-order moments, yields excellent results for the Lorenz model but will be unwieldy when applied to models with high-dimensional state spaces. A third, more practical method—based on an empirical statistical model derived from a Monte Carlo simulation-is formulated, and shown to work very well.

Weak-constraint methods can be made to perform satisfactorily in the context of these simple models, but such methods do not seem to generalize easily to practical models of the atmosphere and ocean. In particular, it is shown that the equations derived in the weak variational formulation are difficult to solve conveniently for large systems.

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Christopher Strong
,
Fei-fei Jin
, and
Michael Ghil

Abstract

Observational and modeling studies have shown that intraseasonal, 40-day oscillations over the Northern Hemisphere extratropics are strongest around the winter season. To explore intraseasonal variability in the presence of the annual cycle, an eigenanalysis method based on Floquet theory is used. This approach helps us determine the stability of the large-scale, midlatitude atmospheric flow's periodic basic state. It gives information about the growth rate of the unstable, intraseasonal eigenmode and confirms the atmosphere's preference for intraseasonal activity during the winter months, as the annual cycle modulates the eigenvector field.

This eigenmode solution, furthermore, provides a basis for making extended-range (40-day) streamfunction-anomaly forecasts on a set of intraseasonal oscillations whose amplitude and phase depend on the season. A simple autoregressive model is developed to shed light on the seasonal dependence of predictive skill for the intraseasonal signal.

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Yizhak Feliks
,
Michael Ghil
, and
Andrew W. Robertson

Abstract

Oscillatory climatic modes over the North Atlantic, Ethiopian Plateau, and eastern Mediterranean were examined in instrumental and proxy records from these regions. Aside from the well-known North Atlantic Oscillation (NAO) index and the Nile River water-level records, the authors study for the first time an instrumental rainfall record from Jerusalem and a tree-ring record from the Golan Heights.

The teleconnections between the regions were studied in terms of synchronization of chaotic oscillators. Standard methods for studying synchronization among such oscillators are modified by combining them with advanced spectral methods, including singular spectrum analysis. The resulting cross-spectral analysis quantifies the strength of the coupling together with the degree of synchronization.

A prominent oscillatory mode with a 7–8-yr period is present in all the climatic indices studied here and is completely synchronized with the North Atlantic Oscillation. An energy analysis of the synchronization raises the possibility that this mode originates in the North Atlantic. Evidence is discussed for this mode being induced by the 7–8-yr oscillation in the position of the Gulf Stream front. A mechanism for the teleconnections between the North Atlantic, Ethiopian Plateau, and eastern Mediterranean is proposed, and implications for interannual-to-decadal climate prediction are discussed.

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Blandine L’Hévéder
,
Francis Codron
, and
Michael Ghil

Abstract

This paper explores the impact of anomalous northward oceanic heat transport on global climate in a slab ocean setting. To that end, the GCM LMDZ5A of the Laboratoire de Météorologie Dynamique is coupled to a slab ocean, with realistic zonal asymmetries and seasonal cycle. Two simulations with different anomalous surface heating are imposed: 1) uniform heating over the North Atlantic basin and 2) concentrated heating in the Gulf Stream region, with a compensating uniform cooling in the Southern Ocean in both cases. The magnitudes of the heating and of the implied northward interhemispheric heat transport are within the range of current natural variability. Both simulations show global effects that are particularly strong in the tropics, with a northward shift of the intertropical convergence zone (ITCZ) toward the heating anomalies. This shift is accompanied by a northward shift of the storm tracks in both hemispheres. From the comparison between the two simulations with different anomalous surface heating in the North Atlantic, it emerges that the global climate response is nearly insensitive to the spatial distribution of the heating. The cloud response acts as a large positive feedback on the oceanic forcing, mainly because of the low-cloud-induced shortwave anomalies in the extratropics. While previous literature has speculated that the extratropical Q flux may impact the tropics by the way of the transient eddy fluxes, it is explicitly demonstrated here. In the midlatitudes, the authors find a systematic northward shift of the jets, as well as of the associated Ferrel cells, storm tracks, and precipitation bands.

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