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Qing Yang
,
L. Ruby Leung
,
Sara A. Rauscher
,
Todd D. Ringler
, and
Mark A. Taylor

Abstract

This study investigates the moisture budgets and resolution dependency of precipitation extremes in an aquaplanet framework based on the Community Atmosphere Model, version 4 (CAM4). Moisture budgets from simulations using two different dynamical cores, the Model for Prediction Across Scales-Atmosphere (MPAS-A) and High Order Method Modeling Environment (HOMME), but the same physics parameterizations suggest that during precipitation extremes the intensity of precipitation is approximately balanced by the vertical advective moisture transport. The resolution dependency in extremes from simulations at their native grid resolution originates from that of vertical moisture transport, which is mainly explained by changes in dynamics (related to vertical velocity ω) with resolution. When assessed at the same grid scale by area-weighted averaging the fine-resolution simulations to the coarse grids, simulations with either dynamical core still demonstrate resolution dependency in extreme precipitation with no convergence over the tropics, but convergence occurs at a wide range of latitudes over the extratropics. The use of lower temporal frequency data (i.e., daily vs 6 hourly) reduces the resolution dependency. Although thermodynamic (moisture) changes become significant in offsetting the effect of dynamics when assessed at the same grid scale, especially over the extratropics, changes in dynamics with resolution are still large and explain most of the resolution dependency during extremes. This suggests that the effects of subgrid-scale variability of ω and vertical moisture transport during extremes are not adequately parameterized by the model at coarse resolution. The aquaplanet framework and analysis described in this study provide an important metric for assessing sensitivities of cloud parameterizations to spatial resolution and dynamical cores under extreme conditions.

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Maoyi Huang
,
Zhangshuan Hou
,
L. Ruby Leung
,
Yinghai Ke
,
Ying Liu
,
Zhufeng Fang
, and
Yu Sun

Abstract

In this study, the authors applied version 4 of the Community Land Model (CLM4) integrated with an uncertainty quantification (UQ) framework to 20 selected watersheds from the Model Parameter Estimation Experiment (MOPEX) spanning a wide range of climate and site conditions to investigate the sensitivity of runoff simulations to major hydrologic parameters and to assess the fidelity of CLM4, as the land component of the Community Earth System Model (CESM), in capturing realistic hydrological responses. They found that for runoff simulations, the most significant parameters are those related to the subsurface runoff parameterizations. Soil texture–related parameters and surface runoff parameters are of secondary significance. Moreover, climate and soil conditions play important roles in the parameter sensitivity. In general, water-limited hydrologic regime and finer soil texture result in stronger sensitivity of output variables, such as runoff and its surface and subsurface components, to the input parameters in CLM4. This study evaluated the parameter identifiability of hydrological parameters from streamflow observations at selected MOPEX basins and demonstrated the feasibility of parameter inversion/calibration for CLM4 to improve runoff simulations. The results suggest that in order to calibrate CLM4 hydrologic parameters, model reduction is needed to include only the identifiable parameters in the unknowns. With the reduced parameter set dimensionality, the inverse problem is less ill posed.

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Yan Yang
,
Jiwen Fan
,
L. Ruby Leung
,
Chun Zhao
,
Zhanqing Li
, and
Daniel Rosenfeld

Abstract

A significant reduction in precipitation in the past decades has been documented over many mountain ranges such as those in central and eastern China. Consistent with the increase of air pollution in these regions, it has been argued that the precipitation trend is linked to the aerosol microphysical effect on suppressing warm rain. Rigorous quantitative investigations on the reasons responsible for the precipitation reduction are lacking. In this study, an improved Weather Research and Forecasting (WRF) Model with online coupled chemistry (WRF-Chem) is applied and simulations are conducted at the convection-permitting scale to explore the major mechanisms governing changes in precipitation from orographic clouds in the Mt. Hua area in central China. It is found that anthropogenic pollution contributes to a ~40% reduction of precipitation over Mt. Hua during the 1-month summertime period. The reduction is mainly associated with precipitation events associated with valley–mountain circulation and a mesoscale cold-front event. In this paper (Part I), the mechanism leading to a significant reduction for the cases associated with valley–mountain circulation is scrutinized. It is found that the valley breeze is weakened by aerosols as a result of absorbing aerosol-induced warming aloft and cooling near the surface as a result of aerosol–radiation interaction (ARI). The weakened valley breeze and the reduced water vapor in the valley due to reduced evapotranspiration as a result of surface cooling significantly reduce the transport of water vapor from the valley to mountain and the relative humidity over the mountain, thus suppressing convection and precipitation in the mountain.

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Gang Chen
,
Jesse Norris
,
J. David Neelin
,
Jian Lu
,
L. Ruby Leung
, and
Koichi Sakaguchi

Abstract

Precipitation changes in a warming climate have been examined with a focus on either mean precipitation or precipitation extremes, but changes in the full probability distribution of precipitation have not been well studied. This paper develops a methodology for the quantile-conditional column moisture budget of the atmosphere for the full probability distribution of precipitation. Analysis is performed on idealized aquaplanet model simulations under 3-K uniform SST warming across different horizontal resolutions. Because the covariance of specific humidity and horizontal mass convergence is much reduced when conditioned onto a given precipitation percentile range, their conditional averages yield a clear separation between the moisture (thermodynamic) and circulation (dynamic) effects of vertical moisture transport on precipitation. The thermodynamic response to idealized climate warming can be understood as a generalized “wet get wetter” mechanism, in which the heaviest precipitation of the probability distribution is enhanced most from increased gross moisture stratification, at a rate controlled by the change in lower-tropospheric moisture rather than column moisture. The dynamic effect, in contrast, can be interpreted by shifts in large-scale atmospheric circulations such as the Hadley cell circulation or midlatitude storm tracks. Furthermore, horizontal moisture advection, albeit of secondary role, is important for regional precipitation change. Although similar mechanisms are at play for changes in both mean precipitation and precipitation extremes, the thermodynamic contributions of moisture transport to increases in high percentiles of precipitation tend to be more widespread across a wide range of latitudes than increases in the mean, especially in the subtropics.

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Karthik Balaguru
,
Gregory R. Foltz
,
L. Ruby Leung
,
Samson M. Hagos
, and
David R. Judi

Abstract

Sea surface temperature (SST) and tropical cyclone heat potential (TCHP) are metrics used to incorporate the ocean’s influence on hurricane intensification into the National Hurricane Center’s Statistical Hurricane Intensity Prediction Scheme (SHIPS). While both SST and TCHP serve as useful measures of the upper-ocean heat content, they do not accurately represent ocean stratification effects. Here, it is shown that replacing SST within the SHIPS framework with a dynamic temperature T dy, which accounts for the oceanic negative feedback to the hurricane’s intensity arising from storm-induced vertical mixing and sea surface cooling, improves the model performance. While the model with SST and TCHP explains about 41% of the variance in 36-h intensity changes, replacing SST with T dy increases the variance explained to nearly 44%. These results suggest that representation of the oceanic feedback, even through relatively simple formulations such as T dy, may improve the performance of statistical hurricane intensity prediction models such as SHIPS.

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Huiying Ren
,
Jian Lu
,
Z. Jason Hou
,
Tse-Chun Chen
,
L. Ruby Leung
, and
Fukai Liu

Abstract

Of great relevance to climate engineering is the systematic relationship between the radiative forcing to the climate system and the response of the system, a relationship often represented by the linear response function (LRF) of the system. However, estimating the LRF often becomes an ill-posed inverse problem due to high-dimensionality and nonunique relationships between the forcing and response. Recent advances in machine learning make it possible to address the ill-posed inverse problem through regularization and sparse system fitting. Here, we develop a convolutional neural network (CNN) for regularized inversion. The CNN is trained using the surface temperature responses from a set of Green’s function perturbation experiments as imagery input data together with data sample densification. The resulting CNN model can infer the forcing pattern responsible for the temperature response from out-of-sample forcing scenarios. This promising proof of concept suggests a possible strategy for estimating the optimal forcing to negate certain undesirable effects of climate change. The limited success of this effort underscores the challenges of solving an inverse problem for a climate system with inherent nonlinearity.

Significance Statement

Predicting the climate response for a given climate forcing is a direct problem, while inferring the forcing for a given desired climate response is often an inverse, ill-posed, problem, posing a new challenge to the climate community. This study makes the first attempt to infer the radiative forcing for a given target pattern of global surface temperature response using a deep learning approach. The resulting deeply trained convolutional neural network inversion model shows promise in capturing the forcing pattern corresponding to a given surface temperature response, with a significant implication on the design of an optimal solar radiation management strategy for curbing global warming. This study also highlights the technical challenges that future research should prioritize in seeking feasible solutions to the inverse climate problem.

Open access
Zhangshuan Hou
,
Huiying Ren
,
Ning Sun
,
Mark S. Wigmosta
,
Ying Liu
,
L. Ruby Leung
,
Hongxiang Yan
,
Richard Skaggs
, and
Andre Coleman

Abstract

Downscaled high-resolution climate simulations were used to provide inputs to the physics-based Distributed Hydrology Soil Vegetation Model (DHSVM), which accounts for the combined effects of snowmelt and rainfall processes, to determine spatially distributed available water for runoff (AWR). After quasi-stationary time windows were identified based on model outputs extracted for two different mountainous field sites in Colorado and California, intensity–duration–frequency (IDF) curves for precipitation and AWR were generated and evaluated at each numerical grid to provide guidance on hydrological infrastructure design. Impacts of snowmelt are found to be spatially variable due to spatial heterogeneity associated with topography according to geostatistical analyses. AWR extremes have stronger spatial continuity compared to precipitation. Snowmelt impacts on AWR are more pronounced at the wet California site than at the semiarid Colorado site. The sensitivities of AWR and precipitation IDFs to increasing greenhouse gas emissions are found to be localized and spatially variable. In subregions with significant snowfall, snowmelt can result in an AWR (e.g., 6-h 100-yr events) that is 70% higher than precipitation. For comparison, future greenhouse gas emissions may increase 6-h 100-yr precipitation and AWR by up to 50% and 80%, respectively, toward the end of this century.

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Samson M. Hagos
,
L. Ruby Leung
,
Oluwayemi A. Garuba
,
Charlotte Demott
,
Bryce Harrop
,
Jian Lu
, and
Min-Seop Ahn

Abstract

It is well documented that over the tropical oceans, column-integrated precipitable water (pw) and precipitation (P) have a nonlinear relationship. In this study moisture budget analysis is used to examine this P–pw relationship in a normalized precipitable water framework. It is shown that the parameters of the nonlinear relationship depend on the vertical structure of moisture convergence. Specifically, the precipitable water values at which precipitation is balanced independently by evaporation versus by moisture convergence define a critical normalized precipitable water, pwnc. This is a measure of convective inhibition that separates tropical precipitation into two regimes: a local evaporation-controlled regime with widespread drizzle and a precipitable water–controlled regime. Most of the 17 CMIP6 historical simulations examined here have higher pwnc compared to ERA5, and more frequently they operate in the drizzle regime. When compared to observations, they overestimate precipitation over the high-evaporation oceanic regions off the equator, thereby producing a “double ITCZ” feature, while underestimating precipitation over the large tropical landmasses and over the climatologically moist oceanic regions near the equator. The responses to warming under the SSP585 scenario are also examined using the normalized precipitable water framework. It is shown that the critical normalized precipitable water value at which evaporation versus moisture convergence balance precipitation decreases as a result of the competing dynamic and thermodynamic responses to warming, resulting in an increase in drizzle and total precipitation. Statistically significant historical trends corresponding to the thermodynamic and dynamic changes are detected in ERA5 and in low-intensity drizzle precipitation in the PERSIANN precipitation dataset.

Open access
Chuan-Chieh Chang
,
Sandro W. Lubis
,
Karthik Balaguru
,
L. Ruby Leung
,
Samson M. Hagos
, and
Philip J. Klotzbach

Abstract

This study investigates the combined impacts of the Madden–Julian oscillation (MJO) and extratropical anticyclonic Rossby wave breaking (AWB) on subseasonal Atlantic tropical cyclone (TC) activity and their physical connections. Our results show that during MJO phases 2–3 (enhanced Indian Ocean convection) and 6–7 (enhanced tropical Pacific convection), there are significant changes in basinwide TC activity. The MJO and AWB collaborate to suppress basinwide TC activity during phases 6–7 but not during phases 2–3. During phases 6–7, when AWB occurs, various TC metrics including hurricanes, accumulated cyclone energy, and rapid intensification probability decrease by ∼50%–80%. Simultaneously, large-scale environmental variables, like vertical wind shear, precipitable water, and sea surface temperatures become extremely unfavorable for TC formation and intensification, compared to periods characterized by suppressed AWB activity during the same MJO phases. Further investigation reveals that AWB events during phases 6–7 occur in concert with the development of a stronger anticyclone in the lower troposphere, which transports more dry, stable extratropical air equatorward, and drives enhanced tropical SST cooling. As a result, individual AWB events in phases 6–7 can disturb the development of surrounding TCs to a greater extent than their phases 2–3 counterparts. The influence of the MJO on AWB over the western subtropical Atlantic can be attributed to the modulation of the convectively forced Rossby wave source over the tropical eastern Pacific. A significant number of Rossby waves initiating from this region during phases 5–6 propagate into the subtropical North Atlantic, preceding the occurrence of AWB events in phases 6–7.

Open access
Fengfei Song
,
Zhe Feng
,
L. Ruby Leung
,
Robert A. Houze Jr
,
Jingyu Wang
,
Joseph Hardin
, and
Cameron R. Homeyer

Abstract

Mesoscale convective systems (MCSs) are frequently observed over the U.S. Great Plains during boreal spring and summer. Here, four types of synoptically favorable environments for spring MCSs and two types each of synoptically favorable and unfavorable environments for summer MCSs are identified using self-organizing maps (SOMs) with inputs from observational data. During spring, frontal systems providing a lifting mechanism and an enhanced Great Plains low-level jet (GPLLJ) providing anomalous moisture are important features identified by SOM analysis for creating favorable dynamical and thermodynamic environments for MCS development. During summer, the composite MCS environment shows small positive convective available potential energy (CAPE) and convective inhibition (CIN) anomalies, which are in stark contrast with the large positive CAPE and negative CIN anomalies in spring. This contrast suggests that summer convection may occur even with weak large-scale dynamical and thermodynamic perturbations so MCSs may be inherently less predictable in summer. The two synoptically favorable environments identified in summer have frontal characteristics and an enhanced GPLLJ, but both shift north compared to spring. The two synoptically unfavorable environments feature enhanced upper-level ridges, but differ in the strength of the GPLLJ. In both seasons, MCS precipitation amount, area, and rate are much larger in the frontal-related MCSs than in nonfrontal MCSs. A large-scale index constructed using pattern correlation between large-scale environments and the synoptically favorable SOM types is found to be skillful for estimating MCS number, precipitation rate, and area in spring, but its explanatory power decreases significantly in summer. The low predictability of summer MCSs deserves further investigation in the future.

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