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Yuan-Ming Cheng
,
Stefan Tulich
,
George N. Kiladis
, and
Juliana Dias

Abstract

Observational evidence of two extratropical pathways to forcing tropical convective disturbances is documented through a statistical analysis of satellite-derived OLR and ERA5 reanalysis. The forcing mechanism and the resulting disturbances are found to strongly depend on the structure of the background zonal wind. Although Rossby wave propagation is prohibited in easterlies, modeling studies have shown that extratropical forcing can still excite equatorial waves through resonance between the tropics and extratropics. Here this “remote” forcing pathway is investigated for the first time in the context of convectively coupled Kelvin waves over the tropical Pacific during northern summer. The extratropical forcing is manifested by eddy momentum flux convergence that arises when extratropical eddies propagate into the subtropics and encounter their critical line. This nonlinear forcing has similar wavenumbers and frequencies with Kelvin waves and excites them by projecting onto their meridional eigenstructure in zonal wind, as a form of resonance. This resonance is also evidenced by a momentum budget analysis, which reveals the nonlinear forcing term is essential for maintenance of the waves, while the remaining linear terms are essential for propagation. In contrast, the “local” pathway of extratropical forcing entails the presence of a westerly duct during northern winter that permits Rossby waves to propagate into the equatorial east Pacific, while precluding any sort of resonance with Kelvin waves due to Doppler shifting effects. The intruding disturbances primarily excite tropical “cloud plumes” through quasigeostrophic forcing, while maintaining their extratropical nature. This study demonstrates the multiple roles of the extratropics in forcing in tropical circulations and illuminates how tropical–extratropical interactions and extratropical basic states can provide be a source of predictability at the S2S time scale.

Significance Statement

This study seeks to understand how circulations in the midlatitudes excite the weather systems in the tropics. Results show that the mechanisms, as well as the types of tropical weather systems excited, are strongly dependent on the mean large-scale wind structure. In particular, when the large-scale wind blows from east to west, a special type of eastward-moving tropical weather system, the Kelvin wave, is excited owing to its resonance with remote eastward-moving weather systems in the extratropics. On the contrary, when the average wind blows from west to east, midlatitude systems are observed to intrude into the lower latitudes and directly force tropical convection, the cloud plumes, while maintaining their extratropical nature. These results speak to how the midlatitudes can excite distinct types of tropical weather systems under different climatological wind regimes. Understanding these tropical weather systems and their interactions with the midlatitudes may ultimately help to improve predictions of weather beyond 2 weeks.

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Yuan-Ming Cheng
,
Chris D. Thorncroft
, and
George N. Kiladis

Abstract

The dominant structural variability of African easterly waves (AEWs) is explored using an empirical orthogonal function (EOF) approach. The structure of AEWs is obtained by projecting the wind fields from reanalysis data and satellite-derived brightness temperature T b onto the principal components associated with EOF patterns of filtered T b (T b EOF) and 700-hPa meridional wind (v700 EOF). The wave structure depicted by the T b EOF has confined convection and circulation mostly south of the African easterly jet. It shares many characteristics with AEWs analyzed and discussed in the literature. In contrast, the v700 EOF exhibits less familiar characteristics and includes interactions with the equatorial and subtropical regions. The convective patterns are characterized by a “checkerboard” pattern of convection that has not been emphasized before. The most striking feature is the broad meridional extent, which depicts interactions with a mixed Rossby–gravity wave (MRG) in the equatorial region and interactions with the basic-state potential vorticity in the subtropics. The southern portion of the wave has a modified MRG structure, and this AEW–MRG hybrid cannot be separated using the EOF technique, indicating the prevalence of such structures. The subtropical interaction at mid- to lower levels establishes a vortex off the coast of Morocco that results in dry-air advection into the tropics in tandem with the northern vortex. At upper levels, a subtropical wave train is induced by the AEW-associated convective inflow and outflow. The contrasting AEW circulations are associated with differences in the precipitation rates and patterns over Africa. These results highlight the variability of AEW structures and their interactions with equatorial and subtropical waves.

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Maria Gehne
,
Brandon Wolding
,
Juliana Dias
, and
George N. Kiladis

Abstract

Tropical precipitation and circulation are often coupled and span a vast spectrum of scales from a few to several thousands of kilometers and from hours to weeks. Current operational numerical weather prediction (NWP) models struggle with representing the full range of scales of tropical phenomena. Synoptic to planetary scales are of particular importance because improved skill in the representation of tropical larger-scale features such as convectively coupled equatorial waves (CCEWs) has the potential to reduce forecast error propagation from the tropics to the midlatitudes. Here we introduce diagnostics from a recently developed tropical variability diagnostics toolbox, where we focus on two recent versions of NOAA’s Unified Forecast System (UFS): operational GFSv15 forecasts and experimental GFSv16 forecasts from April to October 2020. The diagnostics include space–time coherence spectra to identify preferred scales of coupling between circulation and precipitation, pattern correlations of Hovmöller diagrams to assess model skill in zonal propagation of precipitating features, CCEW skill assessment, plus a diagnostic aimed at evaluating moisture–convection coupling in the tropics. Results show that the GFSv16 forecasts are slightly more realistic than GFSv15 in their coherence between precipitation and model dynamics at synoptic to planetary scales, with modest improvements in moisture convection coupling. However, this slightly improved performance does not necessarily translate to improvements in traditional precipitation skill scores. The results highlight the utility of these diagnostics in the pursuit of better understanding of NWP model performance in the tropics, while also demonstrating the challenges in translating model advancements into improved skill.

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F. Martin Ralph
,
Paul J. Neiman
,
George N. Kiladis
,
Klaus Weickmann
, and
David W. Reynolds

Abstract

A case study is presented of an atmospheric river (AR) that produced heavy precipitation in the U.S. Pacific Northwest during March 2005. The study documents several key ingredients from the planetary scale to the mesoscale that contributed to the extreme nature of this event. The multiscale analysis uses unique experimental data collected by the National Oceanic and Atmospheric Administration (NOAA) P-3 aircraft operated from Hawaii, coastal wind profiler and global positioning system (GPS) meteorological stations in Oregon, and satellite and global reanalysis data. Moving from larger scales to smaller scales, the primary findings of this study are as follow: 1) phasing of several major planetary-scale phenomena influenced by tropical––extratropical interactions led to the direct entrainment of tropical water vapor into the AR near Hawaii, 2) dropsonde observations documented the northward advection of tropical water vapor into the subtropical extension of the midlatitude AR, and 3) a mesoscale frontal wave increased the duration of AR conditions at landfall in the Pacific Northwest.

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Adam H. Sobel
,
Sandra E. Yuter
,
Christopher S. Bretherton
, and
George N. Kiladis

Abstract

An overview of the large-scale behavior of the atmosphere during the Tropical Rainfall Measuring Mission (TRMM) Kwajalein Experiment (KWAJEX) is presented. Sounding and ground radar data collected during KWAJEX, and several routinely available datasets including the Geostationary Meteorological Satellite (GMS), NOAA outgoing longwave radiation (OLR), the Special Sensor Microwave Imager (SSM/I), and ECMWF operational analyses are used. One focus is on the dynamical characterization of synoptic-scale systems in the western/central tropical Pacific during KWAJEX, particularly those that produced the largest rainfall at Kwajalein. Another is the local relationships observed on daily time scales among various thermodynamic variables and areal average rain rate. These relationships provide evidence regarding the degree and kind of local thermodynamic control of convection.

Although convection in the Marshall Islands and surrounding regions often appears chaotic when viewed in satellite imagery, the largest rain events at Kwajalein during the experiment were clearly associated with large-scale envelopes of convection, which propagated coherently over several days and thousands of kilometers, had clear signals in the lower-level large-scale wind field, and are classifiable in terms of known wave modes. Spectral filtering identifies mixed Rossby–gravity (MRG) and Kelvin waves prominently in the OLR data. “Tropical depression–type” disturbances are also evident. In some cases multiple wave types may be associated with a single event. Three brief case studies involving different wave types are presented.

Daily-mean sounding data averaged over the five sounding sites show evidence of shallow convective adjustment, in that near-surface moist static energy variations correlate closely with lower-tropospheric temperature. Evidence of thermodynamic control of deep convection on daily time scales is weaker. Upper-tropospheric temperature is weakly correlated with near-surface moist static energy. There are correlations of relative humidity (RH) with deep convection. Significant area-averaged rainfall occurs only above a lower-tropospheric RH threshold of near 80%. Above this threshold there is a weak but significant correlation of further lower-tropospheric RH increases with enhanced rain rate. Upper-tropospheric RH increases more consistently with rain rate. Lag correlations suggest that higher lower-tropospheric RH favors subsequent convection while higher upper-tropospheric RH is a result of previous or current convection. Convective available potential energy and surface wind speed have weak negative and positive relationships to rain rate, respectively. A strong relationship between surface wind speed (a proxy for latent heat flux) and rain rate has been recently observed in the eastern Pacific. It is suggested that in the KWAJEX region, this relationship is weaker because there are strong zonal gradients of vertically integrated water vapor. The strongest surface winds tend to be easterlies, so that strong surface fluxes are accompanied by strong dry-air advection from the east of Kwajalein. These two effects are of opposite sign in the moist static energy budget, reducing the tendency for strong surface fluxes to promote rainfall.

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Andrew J. Majda
,
Boualem Khouider
,
George N. Kiladis
,
Katherine H. Straub
, and
Michael G. Shefter

Abstract

Recent observational analysis of both individual realizations and statistical ensembles identifies moist convectively coupled Kelvin waves in the Tropics with supercluster envelopes of convection. This observational analysis elucidates several key features of these waves including their propagation speed of roughly 15 m s−1 and many aspects of their dynamical structure. This structure includes anomalously cold temperatures in the lower troposphere and warm temperatures in the upper troposphere (below 250 hPa) within and sometimes leading the heating region and strong updrafts in the wave, and an upward and westward tilting structure with height below roughly 250 hPa. Other key features in the wave are that anomalous increases in convective available potential energy (CAPE) and surface precipitation lead the wave while the trailing part of the supercluster is dominated by stratiform precipitation. The main result in this paper is the development of a simple model convective parameterization with nonlinear convectively coupled moist gravity waves, which reproduce many of the features of the observational record listed above in a qualitative fashion. One key feature of the model convective parameterization is the systematic use of two vertical modes with one representing deep convective heating and the other stratiform heating. The other key feature in the model is the explicit parameterization of the separate deep convective and stratiform contribution to the downdrafts, which change equivalent potential temperature in the boundary layer. The effects of rotation on convectively coupled equatorial waves are also included through a suitable linear stability theory for the model convective parameterization about radiative convective equilibrium.

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Patrick T. Haertel
,
George N. Kiladis
,
Andrew Denno
, and
Thomas M. Rickenbach

Abstract

Vertical structures of 2-day waves and the Madden–Julian oscillation (MJO) are projected onto vertical normal modes for a quiescent tropical troposphere. Three modes capture the gross tropospheric structure of 2-day waves, while only two modes are needed to represent most of the baroclinic structure of the MJO. Deep circulations that project onto the first baroclinic mode are associated with deep cumulonimbus and stratiform rainfall. Shallow circulations that project onto higher wavenumber modes are associated with precipitating shallow cumulus and congestus and stratiform rainfall. For both disturbances the horizontal divergence contributed by shallow modes is an important factor in the column-integrated moist enthalpy budget. These modes converge moist static energy for a time prior to when deep circulations export moist static energy. These results highlight the importance of properly representing the effects of shallow cumulus, congestus, and stratiform precipitation in theories of convectively coupled waves and in atmospheric models.

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Yolande L. Serra
,
Angela Rowe
,
David K. Adams
, and
George N. Kiladis

Abstract

The 2014–15 Observations and Modeling of the Green Ocean Amazon (GOAmazon) field campaign over the central Amazon near Manaus, Brazil, occurred in coordination with the larger Cloud Processes of the Main Precipitation Systems in Brazil: A Contribution to Cloud-Resolving Modeling and to the Global Precipitation Measurement (CHUVA) project across Brazil. These programs provide observations of convection over the central Amazon on diurnal to annual time scales. In this study, we address the question of how Kelvin waves, observed in satellite observations of deep cloud cover over the GOAmazon region during the 2014–15 time period, modulate the growth, type, and organization of convection over the central Amazon. The answer to this question has implications for improved predictability of organized systems over the region and representation of convection and its growth on local to synoptic scales in global models. Our results demonstrate that Kelvin waves are strong modulators of synoptic-scale low- to midlevel free-tropospheric moisture, integrated moisture convergence, and surface heat fluxes. These regional modifications of the environment impact the local diurnal cycle of convection, favoring the development of mesoscale convective systems. As a result, localized rainfall is also strongly modulated, with the majority of rainfall in the GOAmazon region occurring during the passage of these systems.

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Hamid A. Pahlavan
,
Qiang Fu
,
John M. Wallace
, and
George N. Kiladis

Abstract

The dynamics and momentum budget of the quasi-biennial oscillation (QBO) are examined in ERA5. Because of ERA5’s higher spatial resolution compared to its predecessors, it is capable of resolving a broader spectrum of atmospheric waves and allows for a better representation of the wave–mean flow interactions, both of which are of crucial importance for QBO studies. It is shown that the QBO-induced mean meridional circulation, which is mainly confined to the winter hemisphere, is strong enough to interrupt the tropical upwelling during the descent of the westerly shear zones. Since the momentum advection tends to damp the QBO, the wave forcing is responsible for both the downward propagation and for the maintenance of the QBO. It is shown that half the required wave forcing is provided by resolved waves during the descent of both westerly and easterly regimes. Planetary-scale waves account for most of the resolved wave forcing of the descent of westerly shear zones and small-scale gravity (SSG) waves with wavelengths shorter than 2000 km account for the remainder. SSG waves account for most of the resolved forcing of the descent of the easterly shear zones. The representation of the mean fields in the QBO is very similar in ERA5 and ERA-Interim but the resolved wave forcing is substantially stronger in ERA5. The contributions of the various equatorially trapped wave modes to the QBO forcing are documented in Part II.

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Hamid A. Pahlavan
,
John M. Wallace
,
Qiang Fu
, and
George N. Kiladis

Abstract

This paper describes stratospheric waves in ERA5 and evaluates the contributions of different types of waves to the driving of the quasi-biennial oscillation (QBO). Because of its higher spatial resolution compared to its predecessors, ERA5 is capable of resolving a broader spectrum of waves. It is shown that the resolved waves contribute to both eastward and westward accelerations near the equator, mainly by the way of the vertical flux of zonal momentum. The eastward accelerations by the resolved waves are mainly due to Kelvin waves and small-scale gravity (SSG) waves with zonal wavelengths smaller than 2000 km, whereas the westward accelerations are forced mainly by SSG waves, with smaller contributions from inertio-gravity and mixed Rossby–gravity waves. Extratropical Rossby waves disperse upward and equatorward into the tropical region and impart a westward acceleration to the zonal flow. They appear to be responsible for at least some of the irregularities in the QBO cycle.

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