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Ying Dai
,
Steven B. Feldstein
,
Benkui Tan
, and
Sukyoung Lee

Abstract

The mechanisms that drive the Pacific–North American (PNA) teleconnection pattern with and without its canonical tropical convection pattern are investigated with daily ERA-Interim and NOAA OLR data (the former pattern is referred to as the convective PNA, and the latter pattern is referred to as the nonconvective PNA). Both the convective and nonconvective positive PNA are found to be preceded by wave activity fluxes associated with a Eurasian wave train. These wave activity fluxes enter the central subtropical Pacific, a location that is favorable for barotropic wave amplification, just prior to the rapid growth of the PNA. The wave activity fluxes are stronger for the positive nonconvective PNA, suggesting that barotropic amplification plays a greater role in its development. The negative convective PNA is also preceded by a Eurasian wave train, whereas the negative nonconvective PNA grows from the North Pacific contribution to a circumglobal teleconnection pattern. Driving by high-frequency eddy vorticity fluxes is largest for the negative convective PNA, indicating that a positive feedback may be playing a more dominant role in its development.

The lifetimes of convective PNA events are found to be longer than those of nonconvective PNA events, with the former (latter) persisting for about three (two) weeks. Furthermore, the frequency of the positive (negative) convective PNA is about 40% (60%) greater than that of the positive (negative) nonconvective PNA.

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Minju Kim
,
Changhyun Yoo
,
Mi-Kyung Sung
, and
Sukyoung Lee

Abstract

Energetics of the major atmospheric teleconnection patterns of the Northern Hemisphere winter are examined to investigate the role of baroclinic and barotropic energy conversions in their growth. Based on characteristics of the energetics and the horizontal structures, the patterns are classified into three general types: meridional dipole (D-type), wave (W-type), and hybrid (H-type). The primary energy conversion term that differentiates these patterns is the baroclinic energy conversion of the available potential energy from the climatology to the eddy field associated with the teleconnections. For this conversion term, D-type patterns exhibit the comparable conversion of potential energy via the eddy heat flux across the climatological thermal gradient in both the zonal and meridional directions. In contrast, baroclinic conversion for W-type patterns occurs primarily in the meridional direction, while H-type patterns exhibit a structure that combines the characteristics of the other two pattern types. An important secondary factor is barotropic conversion from the climatology to the eddy field, which takes place mainly in the regions where the climatological shear is strong. For the D-type patterns, conversion occurs on the flank of the climatological jet exit, while it occurs at the center of the jet exit for the W-type patterns. Last, for all the patterns, synoptic-time-scale eddies make a negative contribution via the baroclinic process, but a positive contribution via the barotropic process. Damping by diabatic heating weakens the temperature anomalies associated with the patterns.

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Qian Li
,
Sukyoung Lee
,
Matthew H. England
, and
Julie L. McClean

Abstract

The relationship between the southern annular mode (SAM) and Southern Ocean mixed layer depth (MLD) is investigated using a global 0.1° resolution ocean model. The SAM index is defined as the principal component time series of the leading empirical orthogonal function of extratropical sea level pressure from September to December, when the zonally symmetric SAM feature is most prominent. Following positive phases of the SAM, anomalous deep mixed layers occur in the subsequent fall season, starting in May, particularly in the southeast Pacific. Composite analyses reveal that for positive SAM phases enhanced surface cooling caused by anomalously strong westerlies weakens the stratification of the water column, leading to deeper mixed layers during spring when the SAM signal is at its strongest. During the subsequent summer, the surface warms and the mixed layer shoals. However, beneath the warm surface layer, anomalously weak stratification persists throughout the summer and into fall. When the surface cools again during fall, the mixed layer readily deepens due to this weak interior stratification, a legacy from the previous springtime conditions. Therefore, the spring SAM–fall MLD relationship is interpreted here as a manifestation of reemergence of interior water mass anomalies. The opposite occurs after negative phases of the SAM, with anomalously shallow mixed layers resulting. Additional analyses reveal that for the MLD region in the southeast Pacific, the effects of salinity variations and Ekman heat advection are negligible, although Ekman heat transport may play an important role in other regions where mode water is formed, such as south of Australia and in the Indian Ocean.

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Seok-Woo Son
,
Sukyoung Lee
, and
Steven B. Feldstein

Abstract

The physical processes that drive the fluctuations of the extratropical tropopause height are examined with the National Centers for Environmental Prediction–National Center for Atmospheric Research (NCEP–NCAR) reanalysis data.

A composite zonal-mean heat budget analysis for the Northern Hemisphere winter shows that fluctuations in the extratropical tropopause height result not only from a warming of the troposphere but also from an even stronger cooling of the lower stratosphere. While the tropospheric warming is caused by a poleward eddy heat transport associated with baroclinic eddies, the stratospheric cooling is driven primarily by planetary-scale waves. The results from analyses of synoptic- and planetary-scale eddy kinetic energy and Eliassen–Palm fluxes are consistent with the planetary waves first gaining their energy within the troposphere, and then propagating vertically into the stratosphere.

For the Southern Hemisphere, while lower-stratospheric temperature anomalies still play an important role for the fluctuations in the tropopause height, the temperature anomalies are accounted for primarily by a poleward eddy heat transport associated with synoptic-scale eddies, and by diabatic heating.

These results indicate that, although the height of the extratropical tropopause is modulated by baroclinic eddies, which is consistent with existing theories, the amount of the modulation is highly influenced by stratospheric processes.

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Sukyoung Lee
,
Seok-Woo Son
,
Kevin Grise
, and
Steven B. Feldstein

Abstract

Observational studies have shown that tropospheric zonal mean flow anomalies frequently undergo quasi-periodic poleward propagation. A set of idealized numerical model runs is examined to investigate the physical mechanism behind this poleward propagation.

This study finds that the initiation of the poleward propagation is marked by the formation of negative zonal wind anomalies in the Tropics. These negative anomalies arise from meridional overturning/breaking of waves that originate in midlatitudes. This wave breaking homogenizes the potential vorticity (PV) within the region of negative zonal wind anomalies, and also leads to the formation of positive zonal wind anomalies in the subtropics. Subsequent equatorward radiation of midlatitude waves is halted, which results in wave breaking at the poleward end of the homogenized PV region. This in turn generates new positive and negative zonal wind anomalies, which enables a continuation of the poleward propagation. The shielding of the homogenized PV region from equatorward wave propagation allows the model’s radiative relaxation to reestablish undisturbed westerlies in the Tropics, while extratropical westerly anomalies arise from eddy vorticity fluxes.

The above process indicates that the poleward zonal mean anomaly propagation is caused by an orchestrated combination of linear Rossby wave propagation, nonlinear wave breaking, and radiative relaxation. The importance of the meridional wave propagation and breaking is consistent with the fact that the poleward propagation occurs only in the parameter space of the model where the PV gradient is of moderate strength. Implications for predictability are briefly discussed.

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Sukyoung Lee
,
Steven Feldstein
,
David Pollard
, and
Tim White

Abstract

Viable explanations for equable climates of the Cretaceous and early Cenozoic (from about 145 to 50 million years ago), especially for the above-freezing temperatures detected for high-latitude continental winters, have been a long-standing challenge. In this study, the authors suggest that enhanced and localized tropical convection, associated with a strengthened paleo–warm pool, may contribute toward high-latitude warming through the excitation of poleward-propagating Rossby waves. This warming takes place through the poleward heat flux and an overturning circulation that accompany the Rossby waves. This mechanism is tested with an atmosphere–mixed layer ocean general circulation model (GCM) by imposing idealized localized heating and compensating cooling, a heating structure that mimics the effect of warm-pool convective heating.

The localized tropical heating is indeed found to contribute to a warming of the Arctic during the winter. Within the range of 0–150 W m−2 for the heating intensity, the average rate for the zonal mean Arctic surface warming is 0.8°C per (10 W m−2) increase in the heating for the runs with an atmospheric CO2 level of 4 × PAL (Preindustrial Atmospheric Level, 1 PAL = 280 ppmv), the Cretaceous and early Cenozoic values considered for this study. This rate of warming for the Arctic is lower in model runs with 1 × PAL CO2, which show an increase of 0.3°C per (10 W m−2). Further increase of the heating intensity beyond 150 W m−2 produces little change in the Arctic surface air temperature. This saturation behavior is interpreted as being a result of nonlinear wave–wave interaction, which leads to equatorward wave refraction.

Under the 4 × PAL CO2 level, raising the heating from 120 W m−2 (estimated warm-pool convective heating value for the present-day climate) to 150 and 180 W m −2 (estimated values for the Cretaceous and early Cenozoic) produces a warming of 4°–8°C over northern Siberia and the adjacent Arctic Ocean. Relative to the warming caused by a quadrupling of CO2 alone, this temperature increase accounts for about 30% of the warming over this region. The possible influence of warm-pool convective heating on the present-day Arctic is also discussed.

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Michael Goss
,
Sukyoung Lee
,
Steven B. Feldstein
, and
Noah S. Diffenbaugh

Abstract

A daily El Niño–Southern Oscillation (ENSO) index is developed based on precipitation rate and is used to investigate subseasonal time-scale extratropical circulation anomalies associated with ENSO-like convective heating. The index, referred to as the El Niño precipitation index (ENPI), is anomalously positive when there is El Niño–like convection. Conversely, the ENPI is anomalously negative when there is La Niña–like convection. It is found that when precipitation becomes El Niño–like (La Niña–like) on subseasonal time scales, the 300-hPa geopotential height field over the North Pacific and western North America becomes El Niño–like (La Niña–like) within 5–10 days. The composites show a small association with the MJO. These results are supported by previous modeling studies, which show that the response over the North Pacific and western North America to an equatorial Pacific heating anomaly occurs within about one week. This suggests that the mean seasonal extratropical response to El Niño (La Niña) may in effect simply be the average of the subseasonal response to subseasonally varying El Niño–like (La Niña–like) convective heating. Implications for subseasonal to seasonal forecasting are discussed.

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Lindsey N. Williams
,
Sukyoung Lee
, and
Seok-Woo Son

Abstract

The formation of the Southern Hemisphere spiral jet is investigated using observations over a 40-yr period. It is found that between late March and early April, the upper-tropospheric westerly jet in the Southern Hemisphere undergoes a transition from an annular structure in midlatitudes to a spiral structure that extends from 20° to 55°S. The transition to the spiral structure is initiated by the formation of a subtropical jet, localized in the central Pacific. The inception of the jet spiral is completed with the formation of a band of northwest-to-southeast-oriented zonal winds, which is connected to both the subtropical and the polar-front jets. This band, referred to as the tilting branch, arises from momentum flux convergence associated with breaking Rossby waves. As such, the direction of the wave breaking determines the direction of the jet spiral; an anticyclonic wave breaking, associated with equatorward wave dispersion, establishes a jet spiral that turns cyclonically toward the pole.

This formation mechanism of the jet spiral is supported by a set of calculations with an idealized numerical model. These model calculations indicate that the jet spiral is obtained only if the model’s localized subtropical jet is sufficiently strong, and if the latitude of the polar-front jet is sufficiently higher than that of the subtropical jet. The calculations also indicate that the spiral jet is a transient solution, implying that the lack of spiral structure during the austral winter may be caused by the zonal wind field reaching a new statistically steady state.

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Jacob Haqq-Misra
,
Sukyoung Lee
, and
Dargan M. W. Frierson

Abstract

This paper presents a series of dynamical states using an idealized three-dimensional general circulation model with gray radiation and latent heat release. Beginning with the case of radiative–convective equilibrium, an eddy-free two-dimensional state with zonally symmetric flow is developed, followed by a three-dimensional state that includes baroclinic eddy fluxes. In both dry and moist cases, it is found that the deepening of the tropical tropospheric layer and the shape of the extratropical tropopause can be understood through eddy-driven processes such as the stratospheric Brewer–Dobson circulation. These results suggest that eddies alone can generate a realistic tropopause profile in the absence of moist convection and that stratospheric circulation is an important contributor to tropopause structure.

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Doo-Sun R. Park
,
Sukyoung Lee
, and
Steven B. Feldstein

Abstract

Wintertime Arctic sea ice extent has been declining since the late twentieth century, particularly over the Atlantic sector that encompasses the Barents–Kara Seas and Baffin Bay. This sea ice decline is attributable to various Arctic environmental changes, such as enhanced downward infrared (IR) radiation, preseason sea ice reduction, enhanced inflow of warm Atlantic water into the Arctic Ocean, and sea ice export. However, their relative contributions are uncertain. Utilizing ERA-Interim and satellite-based data, it is shown here that a positive trend of downward IR radiation accounts for nearly half of the sea ice concentration (SIC) decline during the 1979–2011 winter over the Atlantic sector. Furthermore, the study shows that the Arctic downward IR radiation increase is driven by horizontal atmospheric water flux and warm air advection into the Arctic, not by evaporation from the Arctic Ocean. These findings suggest that most of the winter SIC trends can be attributed to changes in the large-scale atmospheric circulations.

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