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Riwal Plougonven
and
Chris Snyder

Abstract

The spontaneous generation of inertia–gravity waves in idealized life cycles of baroclinic instability is investigated using the Weather Research and Forecasting Model. Two substantially different life cycles of baroclinic instability are obtained by varying the initial zonal jet. The wave generation depends strongly on the details of the baroclinic wave’s development. In the life cycle dominated by cyclonic behavior, the most conspicuous gravity waves are excited by the upper-level jet and are broadly consistent with previous simulations of O’Sullivan and Dunkerton. In the life cycle that is dominated by anticyclonic behavior, the most conspicuous gravity waves even in the stratosphere are excited by the surface fronts, although the fronts are no stronger than in the cyclonic life cycle. The anticyclonic life cycle also reveals waves in the lower stratosphere above the upper-level trough of the baroclinic wave; these waves have not been previously identified in idealized simulations. The sensitivities of the different waves to both resolution and dissipation are discussed.

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Jeffrey S. Whitaker
and
Chris Snyder

Abstract

The effects of spherical geometry on the nonlinear evolution of baroclinic waves are investigated by comparing integrations of a two-layer primitive equation (PE) model in spherical and Cartesian geometry. To isolate geometrical effects, the integrations use basic states with nearly identical potential vorticity (PV) structure.

Although the linear normal modes are very similar, significant differences develop at finite amplitude. Anticyclones (cyclones) in spherical geometry are relatively stronger (weaker) than those in Cartesian geometry. For this basic state, the strong anticyclones on the sphere are associated with anticyclonic wrapping of high PV in the upper layer (i.e., high PV air is advected southward and westward relative to the wave). In Cartesian geometry, large quasi-barotropic cyclonic vortices develop, and no anticyclonic wrapping of PV occurs. Because of their influence on the synoptic-scale flow, spherical geometric effects also lead to significant differences in the structure of mesoscale frontal features.

A standard midlatitude scale analysis indicates that the effects of sphericity enter in the next-order correction to β-plane quasigeostrophic (QG) dynamics. At leading order these spherical terms only affect the PV inversion operator (through the horizontal Laplacian) and the advection of PV by the nondivergent wind. Scaling arguments suggest, and numerical integrations of the barotropic vorticity equation confirm, that the dominant geometric effects are in the PV inversion operator. The dominant metric in the PV inversion operator is associated with the equatorward spreading of meridians on the sphere, and causes the anticyclonic (cyclonic) circulations in the spherical integration to become relatively stronger (weaker) than those in the Cartesian integration.

This study demonstrates that the effects of spherical geometry can be as important as the leading-order ageostrophic effects in determining the structure of evolution of dry baroclinic waves and their embedded mesoscale structures.

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Chris Snyder
and
Richard S. Lindzen

Abstract

In this study, the free-shear problem, a minimal version of baroclinic, quasi-geostrophic wave-CISK, is analyzed. The basic state consists of a zonal flow, unbounded above and below, with constant vertical shear and Brunt-Väisälä frequency and zero meridional gradient of the potential vorticity; and convective heating is parameterized in terms of the convergence below an arbitrary level. Because of the sensitivity to the vertical distribution of the parameterized heating typical of wave-CISK models, a simple thermodynamic constraint on the heating profile is used to broadly identify appropriate parameter regimes. The unstable waves in the free-shear problem grow rapidly and share many structural characteristics with dry baroclinic waves, although the dynamical process associated with dry baroclinic instability is absent; consideration of the potential vorticity dynamics of the unstable modes illustrates how heating may act as a dynamical surrogate for potential vorticity gradients. Although highly idealized, the free-shear problem also explains much of the behavior of more general wave-CISK models.

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Riwal Plougonven
,
Chris Snyder
, and
Fuqing Zhang
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David J. Muraki
and
Chris Snyder

Abstract

A new class of exact vortex dipole solutions is derived for surface quasigeostrophic (sQG) models. The solutions extend the two-dimensional barotropic modon to fully three-dimensional, continuously stratified flow and are a simple model of localized jets on the tropopause. In addition to the basic sQG dipole, dipole structures exist for a layer of uniform potential vorticity between two rigid boundaries and for a dipole in the presence of uniform background vertical shear and horizontal potential temperature gradient. In the former case, the solution approaches the barotropic Lamb dipole in the limit of a layer that is shallow relative to the Rossby depth based on the dipole’s radius. In the latter case, dipoles that are bounded in the far field must propagate counter to the phase speed of the linear edge waves associated with the surface temperature gradient.

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Michael L. Waite
and
Chris Snyder
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Michael L. Waite
and
Chris Snyder

Abstract

The role of moist processes in the development of the mesoscale kinetic energy spectrum is investigated with numerical simulations of idealized moist baroclinic waves. Dry baroclinic waves yield upper-tropospheric kinetic energy spectra that resemble a −3 power law. Decomposition into horizontally rotational and divergent kinetic energy shows that the divergent energy has a much shallower spectrum, but its amplitude is too small to yield a characteristic kink in the total spectrum, which is dominated by the rotational part. The inclusion of moist processes energizes the mesoscale. In the upper troposphere, the effect is mainly in the divergent part of the kinetic energy; the spectral slope remains shallow (around − ) as in the dry case, but the amplitude increases with increasing humidity. The divergence field in physical space is consistent with inertia–gravity waves being generated in regions of latent heating and propagating throughout the baroclinic wave. Buoyancy flux spectra are used to diagnose the scale at which moist forcing—via buoyant production from latent heating—injects kinetic energy. There is significant input of kinetic energy in the mesoscale, with a peak at scales of around 800 km and a plateau at smaller scales. If the latent heating is artificially set to zero at some time, the enhanced divergent kinetic energy decays over several days toward the level obtained in the dry simulation. The effect of moist forcing of mesoscale kinetic energy presents a challenge for theories of the mesoscale spectrum based on the idealization of a turbulent inertial subrange.

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Michael L. Waite
and
Chris Snyder

Abstract

The atmospheric mesoscale kinetic energy spectrum is investigated through numerical simulations of an idealized baroclinic wave life cycle, from linear instability to mature nonlinear evolution and with high horizontal and vertical resolution (Δx ≈ 10 km and Δz ≈ 60 m). The spontaneous excitation of inertia–gravity waves yields a shallowing of the mesoscale spectrum with respect to the large scales, in qualitative agreement with observations. However, this shallowing is restricted to the lower stratosphere and does not occur in the upper troposphere. At both levels, the mesoscale divergent kinetic energy spectrum—a proxy for the inertia–gravity wave energy spectrum—resembles a −5/3 power law in the mature stage. Divergent kinetic energy dominates the lower stratospheric mesoscale spectrum, accounting for its shallowing. Rotational kinetic energy, by contrast, dominates the upper tropospheric spectrum and no shallowing of the full spectrum is observed. By analyzing the tendency equation for the kinetic energy spectrum, it is shown that the lower stratospheric spectrum is not governed solely by a downscale energy cascade; rather, it is influenced by the vertical pressure flux divergence associated with vertically propagating inertia–gravity waves.

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F. Zhang
,
Chris Snyder
, and
Richard Rotunno

Abstract

In a previous study by the authors, it was shown that the problematic numerical prediction of the 24–25 January 2000 snowstorm along the east coast of the United States was in some measure due to rapid error growth at scales below 500 km. In particular they found that moist processes were responsible for this strong initial-condition sensitivity of the 1–2-day prediction of mesoscale forecast aspects. In the present study they take a more systematic look at the processes by which small initial differences (“errors”) grow in those numerical forecasts. For initial errors restricted to scales below 100 km, results show that errors first grow as small-scale differences associated with moist convection, then spread upscale as their growth begins to slow. In the context of mesoscale numerical predictions with 30-km resolution, the initial growth is associated with nonlinearities in the convective parameterization (or in the explicit microphysical parameterizations, if no convective parameterization is used) and proceeds at a rate that increases as the initial error amplitude decreases. In higher-resolution (3.3 km) simulations, errors first grow as differences in the timing and position of individual convective cells. Amplification at that stage occurs on a timescale on the order of 1 h, comparable to that of moist convection. The errors in the convective-scale motions subsequently influence the development of meso- and larger-scale forecast aspects such as the position of the surface low and the distribution of precipitation, thus providing evidence that growth of initial errors from convective scales places an intrinsic limit on the predictability of larger scales.

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Chris Snyder
and
Thomas M. Hamill

Abstract

Leading Lyapunov exponents and vectors are calculated for a turbulent baroclinic jet in a quasigeostrophic model with O(105) degrees of freedom. The leading exponent is close to 0.4 day−1, and the unstable subspace has dimension between 30 and 40. The leading Lyapunov vectors exhibit a strong correlation of their potential vorticity (PV) with the PV gradients of the unperturbed flow. These perturbations do not, however, appear to be instabilities of smaller scale on the turbulent flow. Instead, they share the scales of the flow itself (at least if measured along PV contours) and often simply represent local phase shifts or displacements of existing features in the flow. Singular vectors constrained to the subspace of Lyapunov vectors are also calculated. Maximum amplification factors over 2 days are, on average, about 6, 7.5, and 9 (compared to the factor of 2 implied by the leading exponent) for subspaces of the leading 20, 35, and 60 Lyapunov vectors, respectively.

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