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Alexander Sen Gupta
and
Matthew H. England

Abstract

Previous studies have demonstrated that while the Southern Annular Mode (SAM) is an intrinsic feature of the atmosphere, it projects strongly onto the ocean and sea ice properties and circulation. This study investigates the extent of “back interaction” whereby these oceanic SAM anomalies feed back to the atmosphere. A comparison between atmosphere-only and full coupled climate models demonstrates that air–sea interactions in the coupled system act to increase the persistence of the SAM in the atmosphere. To identify the nature of feedback from the ocean to the atmosphere, ensemble experiments are carried out in both atmosphere-only and full coupled models whereby a continuous SAM-like sea surface temperature (SST) anomaly is imposed. Both coupled and uncoupled experiments show a direct thermal response that affects the lower-tropospheric temperature and surface meridional winds. An indirect upper troposphere–wide response is also seen whose characteristics are sensitive to the coupling. For the uncoupled experiment a negative-phase SAM SST perturbation produces an indirect atmospheric response that projects strongly onto the SAM. A positive-phase anomaly, however, shows little robust response away from the local heating at the surface. The coupled experiments, however, do show linearity with respect to the sign of the anomaly. However, the response is considerably weaker than the uncoupled case and the projection of the response onto the SAM mode is poorer. Nonetheless the authors find a clear persistence of the SAM at interseasonal time scales that relies on air–sea coupling and cannot be reproduced in unforced atmosphere-only experiments. This demonstrates that the ocean plays a role in modulating the Southern Annular Mode at these time scales.

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Alexander Sen Gupta
and
Matthew H. England

Abstract

The coupled ocean–atmosphere–ice response to variations in the Southern Annular Mode (SAM) is examined in the National Center for Atmospheric Research (NCAR) Community Coupled Climate Model (version 2). The model shows considerable skill in capturing the predominantly zonally symmetric SAM while regional deviations between model and observation SAM winds go a long way in explaining the generally small differences between simulated and observed SAM responses in the ocean and sea ice systems. Vacillations in the position and strength of the circumpolar winds and the ensuing variations in advection of heat and moisture result in a dynamic and thermodynamic forcing of the ocean and sea ice. Both meridional and zonal components of ocean circulation are modified through Ekman transport, which in turn leads to anomalous surface convergences and divergences that strongly affect the meridional overturning circulation and potentially the pathways of intermediate water ventilation. A heat budget analysis demonstrates a conspiring of oceanic meridional heat advection, surface heat fluxes, and changes in mixed layer depth, which acts in phase to imprint a strong circumpolar SAM signature onto sea surface temperatures (SSTs), while other oceanic processes, including vertical advection, are shown to play only a minor role in contrast to previous suggestions. Lagged correlations show that although the SAM is mainly controlled by internal atmospheric mechanisms, the thermal inertia of the ocean reimprints the SAM signature back onto surface air temperatures (SATs) on time scales longer than the initial atmospheric signal. Sea ice variability is well explained by a combination of atmospheric and oceanic dynamic and thermodynamic forcing, and by an albedo feedback mechanism that allows ice extent anomalies to persist for many months. Nonzonally symmetric components of the SAM winds, particularly in the region surrounding the Antarctic Peninsula, have important effects for other climate variables.

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Agus Santoso
,
Alexander Sen Gupta
, and
Matthew H. England

Abstract

The genesis of mixed layer temperature anomalies across the Indian Ocean are analyzed in terms of the underlying heat budget components. Observational data, for which a seasonal budget can be computed, and a climate model output, which provides improved spatial and temporal coverage for longer time scales, are examined. The seasonal climatology of the model heat budget is broadly consistent with the observational reconstruction, thus providing certain confidence in extending the model analysis to interannual time scales. To identify the dominant heat budget components, covariance analysis is applied based on the heat budget equation. In addition, the role of the heat budget terms on the generation and decay of temperature anomalies is revealed via a novel temperature variance budget approach. The seasonal evolution of the mixed layer temperature is found to be largely controlled by air–sea heat fluxes, except in the tropics where advection and entrainment are important. A distinct shift in the importance and role of certain heat budget components is shown to be apparent in moving from seasonal to interannual time scales. On these longer time scales, advection gains importance in generating and sustaining anomalies over extensive regions, including the trade wind and midlatitude wind regimes. On the other hand, air–sea heat fluxes tend to drive the evolution of thermal anomalies over subtropical regions including off northwestern Australia. In the tropics, however, they limit the growth of anomalies. Entrainment plays a role in the generation and maintenance of interannual anomalies over localized regions, particularly off Sumatra and over the Seychelles–Chagos Thermocline Ridge. It is further shown that the spatial distribution of the role and importance of these terms is related to oceanographic features of the Indian Ocean. Mixed layer depth effects and the influence of model biases are discussed.

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Shayne McGregor
,
Alexander Sen Gupta
, and
Matthew H. England

Abstract

A number of global surface wind datasets are available that are commonly used to examine climate variability or trends and as boundary conditions for ocean circulation models. However, discrepancies exist among these products. This study uses observed Archiving, Validation, and Interpretation of Satellite Oceanographic (AVISO) sea surface height anomalies (SSHAs) as a means to help constrain the fidelity of these products in the tropical region. Each wind stress product is used to force a linear shallow water model (SWM) and the resulting hindcast thermocline depth anomalies are converted to SSHAs. The resulting SSHAs are then assessed to see how well they reproduce the dominant EOF modes of observed variability and the regional (global mean removed) sea level trend (1993–2007) in each of the three ocean basins. While the results suggest that all wind datasets reproduce the observed interannual variability with reasonable fidelity, the two SWM hindcasts that produce the observed linear trend with the highest fidelity are those incorporating interim ECMWF Re-Analysis (ERA-Interim) and Wave- and Anemometer-Based Sea Surface Wind (WASWind) forcing. The role of surface wind forcing (i.e., upper ocean heat content redistribution) versus global mean sea level change (i.e., including the additional contributions of glacier and ice sheet melt along with ocean thermal expansion) on the recent dramatic increase in western equatorial Pacific island sea level is then reassessed. The results suggest that the recent sea level increase cannot be explained solely by wind stress forcing, regardless of the dataset used; rather, the global mean sea level signal is required to fully explain this observed recent abrupt sea level rise and to better explain the sea level variability of the last 50–60 years.

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Caroline C. Ummenhofer
,
Alexander Sen Gupta
, and
Matthew H. England

Abstract

Late twentieth-century trends in New Zealand precipitation are examined using observations and reanalysis data for the period 1979–2006. One of the aims of this study is to investigate the link between these trends and recent changes in the large-scale atmospheric circulation in the Southern Hemisphere. The contributions from changes in Southern Hemisphere climate modes, particularly the El Niño–Southern Oscillation (ENSO) and the southern annular mode (SAM), are quantified for the austral summer season, December–February (DJF). Increasingly drier conditions over much of New Zealand can be partially explained by the SAM and ENSO. Especially over wide parts of the North Island and western regions of the South Island, the SAM potentially contributes up to 80% and 20%–50% to the overall decline in DJF precipitation, respectively. Over the North Island, the contribution of the SAM and ENSO to precipitation trends is of the same sign. In contrast, over the southwest of the South Island the two climate modes act in the opposite sense, though the effect of the SAM seems to dominate there during austral summer. The leading modes of variability in summertime precipitation over New Zealand are linked to the large-scale atmospheric circulation. The two dominant modes, explaining 64% and 9% of the overall DJF precipitation variability respectively, can be understood as local manifestations of the large-scale climate variability associated with the SAM and ENSO.

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Nicolas C. Jourdain
,
Matthieu Lengaigne
,
Jérome Vialard
,
Takeshi Izumo
, and
Alexander Sen Gupta

Abstract

Recent observational studies have suggested that negative and positive Indian Ocean dipole (IOD) events (nIOD and pIOD, respectively) favor a transition toward, respectively, El Niño and La Niña events one year later. These statistical inferences are however limited by the length and uncertainties in the observational records. This paper compares observational datasets with twenty-one 155-yr historical simulations from phase 5 of CMIP (CMIP5) to assess IOD and El Niño–Southern Oscillation (ENSO) properties along with their synchronous and delayed relationships. In the observations and most CMIP5 models, it is shown that El Niños tend to be followed by La Niñas but not the opposite, that pIODs co-occur more frequently with El Niños than nIODs with La Niñas, that nIODs tend to be followed by El Niños one year later less frequently than pIODs by La Niñas, and that including an IOD index in a linear prediction based on the Pacific warm water volume improves ENSO peak hindcasts at 14 months lead. The IOD–ENSO delayed relationship partly results from a combination of ENSO intrinsic properties (e.g., the tendency for El Niños to be followed by La Niñas) and from the synchronous IOD–ENSO relationship. The results, however, reveal that this is not sufficient to explain the high prevalence of pIOD–Niña transitions in the observations and 75% of the CMIP5 models, and of nIOD–Niño transitions in 60% of CMIP5 models. This suggests that the tendency of IOD to lead ENSO by one year should be explained by a physical mechanism that, however, remains elusive in the CMIP5 models. The ability of many CMIP5 models to reproduce the delayed influence of the IOD on ENSO is nonetheless a strong incentive to explore extended-range dynamical forecasts of ENSO.

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Alexander Sen Gupta
,
Nicolas C. Jourdain
,
Jaclyn N. Brown
, and
Didier Monselesan

Abstract

Climate models often exhibit spurious long-term changes independent of either internal variability or changes to external forcing. Such changes, referred to as model “drift,” may distort the estimate of forced change in transient climate simulations. The importance of drift is examined in comparison to historical trends over recent decades in the Coupled Model Intercomparison Project (CMIP). Comparison based on a selection of metrics suggests a significant overall reduction in the magnitude of drift from phase 3 of CMIP (CMIP3) to phase 5 of CMIP (CMIP5). The direction of both ocean and atmospheric drift is systematically biased in some models introducing statistically significant drift in globally averaged metrics. Nevertheless, for most models globally averaged drift remains weak compared to the associated forced trends and is often smaller than the difference between trends derived from different ensemble members or the error introduced by the aliasing of natural variability. An exception to this is metrics that include the deep ocean (e.g., steric sea level) where drift can dominate in forced simulations. In such circumstances drift must be corrected for using information from concurrent control experiments. Many CMIP5 models now include ocean biogeochemistry. Like physical models, biogeochemical models generally undergo long spinup integrations to minimize drift. Nevertheless, based on a limited subset of models, it is found that drift is an important consideration and must be accounted for. For properties or regions where drift is important, the drift correction method must be carefully considered. The use of a drift estimate based on the full control time series is recommended to minimize the contamination of the drift estimate by internal variability.

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Caroline C. Ummenhofer
,
Alexander Sen Gupta
,
Michael J. Pook
, and
Matthew H. England

Abstract

The potential impact of Indian Ocean sea surface temperature (SST) anomalies in modulating midlatitude precipitation across southern and western regions of Australia is assessed in a series of atmospheric general circulation model (AGCM) simulations. Two sets of AGCM integrations forced with a seasonally evolving characteristic dipole pattern in Indian Ocean SST consistent with observed “dry year” (PDRY) and “wet year” (PWET) signatures are shown to induce precipitation changes across western regions of Australia. Over Western Australia, a significant shift occurs in the winter and annual rainfall frequency with the distribution becoming skewed toward less (more) rainfall for the PDRY (PWET) SST pattern. For southwest Western Australia (SWWA), this shift primarily is due to the large-scale stable precipitation. Convective precipitation actually increases in the PDRY case over SWWA forced by local positive SST anomalies. A mechanism for the large-scale rainfall shifts is proposed, by which the SST anomalies induce a reorganization of the large-scale atmospheric circulation across the Indian Ocean basin. Thickness (1000–500 hPa) anomalies develop in the atmosphere mirroring the sign and position of the underlying SST anomalies. This leads to a weakening (strengthening) of the meridional thickness gradient and the subtropical jet during the austral winter in PDRY (PWET). The subsequent easterly offshore (westerly onshore) anomaly in the thermal wind over southern regions of Australia, along with a decrease (increase) in baroclinicity, results in the lower (higher) levels of large-scale stable precipitation. Variations in the vertical thermal structure of the atmosphere overlying the SST anomalies favor localized increased convective activity in PDRY because of differential temperature lapse rates. In contrast, enhanced widespread ascent of moist air masses associated with frontal movement in PWET accounts for a significant increase in rainfall in that ensemble set.

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Caroline C. Ummenhofer
,
Alexander Sen Gupta
,
Matthew H. England
, and
Chris J. C. Reason

Abstract

Links between extreme wet conditions over East Africa and Indian Ocean sea surface temperatures (SST) are investigated during the core of the so-called short rain season in October–November. During periods of enhanced East African rainfall, Indian Ocean SST anomalies reminiscent of a tropical Indian Ocean dipole (IOD) event are observed. Ensemble simulations with an atmospheric general circulation model are used to understand the relative effect of local and large-scale Indian Ocean SST anomalies on above-average East African precipitation. The importance of the various tropical and subtropical IOD SST poles, both individually and in combination, is quantified. In the simulations, enhanced East African “short rains” are predominantly driven by the local warm SST anomalies in the western equatorial Indian Ocean, while the eastern cold pole of the tropical IOD is of lesser importance. The changed East African rainfall distribution can be explained by a reorganization of the atmospheric circulation induced by the SST anomalies. A reduction in sea level pressure over the western half of the Indian Ocean and converging wind anomalies over East Africa lead to moisture convergence and increased convective activity over the region. The pattern of large-scale circulation changes over the tropical Indian Ocean and adjacent landmasses is consistent with an anomalous strengthening of the Walker cell. The seasonal cycle of various indices related to the SST and the atmospheric circulation in the equatorial Indian Ocean are examined to assess their potential usefulness for seasonal forecasting.

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Caroline C. Ummenhofer
,
Alexander Sen Gupta
,
Andréa S. Taschetto
, and
Matthew H. England

Abstract

This study explores the impact of meridional sea surface temperature (SST) gradients across the eastern Indian Ocean on interannual variations in Australian precipitation. Atmospheric general circulation model (AGCM) experiments are conducted in which the sign and magnitude of eastern Indian Ocean SST gradients are perturbed. This results in significant rainfall changes for western and southeastern Australia. A reduction (increase) in the meridional SST gradient drives a corresponding response in the atmospheric thickness gradients and results in anomalous dry (wet) conditions over Australia. During simulated wet years, this seems to be due to westerly anomalies in the thermal wind over Australia and anomalous onshore moisture advection, with a suggestion that the opposite occurs during dry conditions. Thus, an asymmetry is seen in the magnitude of the forced circulation and precipitation response between the dry and wet simulations. To assess the relative contribution of the SST anomalies making up the meridional gradient, the SST pattern is decomposed into its constituent “poles,” that is, the eastern tropical pole off the northwest shelf of Australia versus the southern pole in the central subtropical Indian Ocean. Overall, the simulated Australian rainfall response is linear with regard to the sign and magnitude of the eastern Indian Ocean SST gradient. The tropical eastern pole has a larger impact on the atmospheric circulation and Australian precipitation changes relative to the southern subtropical pole. However, there is clear evidence of the importance of the southern pole in enhancing the Australian rainfall response, when occurring in conjunction with but of opposite sign to the eastern tropical pole. The observed relationship between the meridional SST gradient in the eastern Indian Ocean and rainfall over western and southeastern Australia is also analyzed for the period 1970–2005. The observed relationship is found to be consistent with the AGCM results.

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