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P.J. Sellers, D.A. Randall, G.J. Collatz, J.A. Berry, C.B. Field, D.A. Dazlich, C. Zhang, G.D. Collelo, and L. Bounoua


The formulation of a revised land surface parameterization for use within atmospheric general circulation models (GCMs) is presented. The model (SiB2) incorporates several significant improvements over the first version of the Simple Biosphere model (SiB) described in Sellers et al. The improvements can be summarized as follows:

(i) incorporation of a realistic canopy photosynthesis–conductance model to describe the simultaneous transfer of CO2 and water vapor into and out of the vegetation, respectively;

(ii) use of satellite data, as described in a companion paper, Part II, to describe the vegetation phonology;

(iii) modification of the hydrological submodel to give better descriptions of baseflows and a more reliable calculation of interlayer exchanges within the soil profile;

(iv) incorporation of a “patchy” snowmelt treatment, which prevents rapid thermal and surface reflectance transitions when the area-averaged snow cover is low and decreasing.

To accommodate the changes in (i) and (ii) above, the original two-layer vegetation canopy structure of SiB2 has been reduced to a single layer in SiB2. The use of satellite data in SiB2 and the performance of SiB2 when coupled to a GCM are described in the two companion papers, Part II and III.

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P. R. Field, A. J. Heymsfield, B. J. Shipway, P. J. DeMott, K. A. Pratt, D. C. Rogers, J. Stith, and K. A. Prather


Heterogeneous ice nucleation is a source of uncertainty in models that represent ice clouds. The primary goal of the Ice in Clouds Experiment–Layer Clouds (ICE-L) field campaign was to determine if a link can be demonstrated between ice concentrations and the physical and chemical characteristics of the ambient aerosol. This study combines a 1D kinematic framework with lee wave cloud observations to infer ice nuclei (IN) concentrations that were compared to IN observations from the same flights. About 30 cloud penetrations from six flights were modeled. The temperature range of the observations was −16° to −32°C. Of the three simplified ice nucleation representations tested (deposition, evaporation freezing, and condensation/immersion droplet freezing), condensation/immersion freezing reproduced the lee wave cloud observations best. IN concentrations derived from the modeling ranged from 0.1 to 13 L−1 compared to 0.4 to 6 L−1 from an IN counter. A better correlation was found between temperature and the ratio of IN concentration to the concentration of large aerosol (>500 nm) than between IN concentration and the large aerosol concentration or temperature alone.

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D.A. Randall, D.A. Dazlich, C. Zhang, A.S. Denning, P.J. Sellers, C.J. Tucker, L. Bounoua, J.A. Berry, G.J. Collatz, C.B. Field, S.O. Los, C.O. Justice, and I. Fung


SiB2, the second-generation land-surface parameterization developed by Sellers et al., has been incorporated into the Colorado State University general circulation model and tested in multidecade simulation. The control run uses a “bucket” hydrology but employs the same surface albedo and surface roughness distributions as the SiB2 run.

Results show that SiB2 leads to a general warming of the continents, as evidenced in the ground temperature, surface air temperature, and boundary-layer-mean potential temperature. The surface sensible heat flux increases and the latent heat flux decreases. This warming occurs virtually everywhere but is most spectacular over Siberia in winter.

Precipitation generally decreases over land but increases in the monsoon regions, especially the Amazon basin in January and equatorial Africa and Southeast Asia in July. Evaporation decreases considerably, especially in dry regions such as the Sahara. The excess of precipitation over evaporation increases in the monsoon regions.

The precipitable water (vertically integrated water vapor content) generally decreases over land but increases in the monsoon regions. The mixing ratio of the boundary-layer air decreases over newly all continental areas, however, including the monsoon regions. The average (composite) maximum boundary-layer depth over the diurnal cycle increases in the monsoon regions, as does the average PBL turbulence kinetic energy. The average boundary-layer wind speed also increases over most continental regions.

Groundwater content generally increases in rainy regions and decreases in dry regions, so that SiB2 has a tendency to increase its spatial variability. SiB2 leas to a general reduction of cloudiness over land. The net surface longwave cooling of the surface increases quite dramatically over land, in accordance with the increased surface temperatures and decreased cloudiness. The solar radiation absorbed at the ground also increases.

SiB2 has modest effects on the simulated general circulation of the atmosphere. Its most important impacts on the model are to improve the simulations of surface temperature and snow cover and to enable the simulation of the net rate of terrestrial carbon assimilation

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L. Bounoua, G. J. Collatz, P. J. Sellers, D. A. Randall, D. A. Dazlich, S. O. Los, J. A. Berry, I. Fung, C. J. Tucker, C. B. Field, and T. G. Jensen


The radiative and physiological effects of doubled atmospheric carbon dioxide (CO2) on climate are investigated using a coupled biosphere–atmosphere model. Five 30-yr climate simulations, designed to assess the radiative and physiological effects of doubled CO2, were compared to a 30-yr control run.

When the CO2 concentration was doubled for the vegetation physiological calculations only assuming no changes in vegetation biochemistry, the mean temperature increase over land was rather small (0.3 K) and was associated with a slight decrease in precipitation (−0.3%). In a second case, the vegetation was assumed to have adapted its biochemistry to a doubled CO2 (2 × CO2) atmosphere and this down regulation caused a 35% decrease in stomatal conductance and a 0.7-K increase in land surface temperature. The response of the terrestrial biosphere to radiative forcing alone—that is, a conventional greenhouse warming effect—revealed important interactions between the climate and the vegetation. Although the global mean photosynthesis exhibited no change, a slight stimulation was observed in the tropical regions, whereas in the northern latitudes photosynthesis and canopy conductance decreased as a result of high temperature stress during the growing season. This was associated with a temperature increase of more than 2 K greater in the northern latitudes than in the Tropics (4.0 K vs 1.7 K). These interactions also resulted in an asymmetry in the diurnal temperature cycle, especially in the Tropics where the nighttime temperature increase due to radiative forcing was about twice that of the daytime, an effect not discernible in the daily mean temperatures. The radiative forcing resulted in a mean temperature increase over land of 2.6 K and 7% increase in precipitation with the least effect in the Tropics. As the physiological effects were imposed along with the radiative effects, the overall temperature increase over land was 2.7 K but with a smaller difference (0.7 K) between the northern latitudes and the Tropics. The radiative forcing resulted in an increase in available energy at the earth’s surface and, in the absence of physiological effects, the evapotranspiration increased. However, changes in the physiological control of evapotranspiration due to increased CO2 largely compensated for the radiative effects and reduced the evapotranspiration approximately to its control value.

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