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Julian F. Quinting
and
Christian M. Grams

Abstract

The physical and dynamical processes associated with warm conveyor belts (WCBs) importantly affect midlatitude dynamics and are sources of forecast uncertainty. Moreover, WCBs modulate the large-scale extratropical circulation and can communicate and amplify forecast errors. Therefore, it is desirable to assess the representation of WCBs in numerical weather prediction (NWP) models in particular on the medium to subseasonal forecast range. Most often, WCBs are identified as coherent bundles of Lagrangian trajectories that ascend in a time interval of 2 days from the lower to the upper troposphere. Although this Lagrangian approach has advanced the understanding of the involved processes significantly, the calculation of trajectories is computationally expensive and requires NWP data at a high spatial [ O ( ~ 1 ) ], vertical [ O ( ~ 10 hPa ) ], and temporal resolution [ O ( ~ 3 6 h ) ]. In this study, we present a statistical framework that derives footprints of WCBs from coarser NWP data that are routinely available. To this end, gridpoint-specific multivariate logistic regression models are developed for the Northern Hemisphere using meteorological parameters from ERA-Interim data as predictors and binary footprints of WCB inflow, ascent, and outflow based on a Lagrangian dataset as predictands. Stepwise forward selection identifies the most important predictors for these three WCB stages. The logistic models are reliable in replicating the climatological frequency of WCBs as well as the footprints of WCBs at instantaneous time steps. The novel framework is a first step toward a systematic evaluation of WCB representation in large datasets such as subseasonal ensemble reforecasts or climate projections.

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The Key Role of Diabatic Outflow in Amplifying the Midlatitude Flow: A Representative Case Study of Weather Systems Surrounding Western North Pacific Extratropical Transition

Christian M. Grams
and
Heather M. Archambault

Abstract

Recurving tropical cyclones (TCs) undergoing extratropical transition (ET) may substantially modify the large-scale midlatitude flow pattern. This study highlights the role of diabatic outflow in midlatitude flow amplification within the context of a review of the physical and dynamical processes involved in ET. Composite fields of 12 western North Pacific ET cases are used as initial and boundary conditions for high-resolution numerical simulations of the North Pacific–North American sector with and without the TC present. It is demonstrated that a three-stage sequence of diabatic outflow associated with different weather systems is involved in triggering a highly amplified midlatitude flow pattern: 1) preconditioning by a predecessor rain event (PRE), 2) TC–extratropical flow interaction, and 3) downstream flow amplification by a downstream warm conveyor belt (WCB). An ensemble of perturbed simulations demonstrates the robustness of these stages. Beyond earlier studies investigating PREs, recurving TCs, and WCBs individually, here the fact that each impacts the midlatitude flow through a similar sequence of processes surrounding ET is highlighted. Latent heat release in rapidly ascending air leads to a net transport of low-PV air into the upper troposphere. Negative PV advection by the diabatically driven outflow initiates ridge building, accelerates and anchors a midlatitude jet streak, and overall amplifies the upper-level Rossby wave pattern. However, the three weather systems markedly differ in terms of the character of diabatic heating and associated outflow height, with the TC outflow reaching highest and the downstream WCB outflow producing the strongest negative PV anomaly.

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Jacopo Riboldi
,
Matthias Röthlisberger
, and
Christian M. Grams

Abstract

The interaction of recurving tropical cyclones (TCs) with midlatitude Rossby waves during extratropical transition (ET) can significantly alter the midlatitude flow configuration. This study provides a climatological investigation of Rossby wave initiation (RWI) by transitioning TCs in the specific configuration of an initially zonal midlatitude waveguide and elucidates physical processes governing ab initio flow amplification during ET. Recurving TCs interacting with a zonally oriented waveguide in the western North Pacific (WNP) basin from 1979 to 2013 are categorized into cases initiating Rossby waves (TC-RWI) or not (TC-noRWI). Interactions with a zonally oriented waveguide occurred for 22.7% of the recurving TCs, and one-third of these resulted in TC-RWI. In the presence of a TC, the probability of RWI on a zonally oriented waveguide is 3 times larger than in situations without a TC. The occurrence of TC-RWI exhibits a seasonality and is relatively more common during boreal summer than in autumn. We further reveal that a strong preexisting upper-level jet stream, embedded in a deformative large-scale flow pattern, hinders TC-RWI as air from the diabatic outflow of the TC is rapidly advected downstream and does not lead to strong ridge building. In contrast, an enhanced monsoon trough favors TC-RWI as the poleward moisture transport strengthens diabatic outflow and leads to strong ridge building during ET. Thus, we conclude that TC-related ab initio flow amplification over the WNP is governed by characteristics of the large-scale flow more so than by characteristics of the recurving TC.

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Jacopo Riboldi
,
Christian M. Grams
,
Michael Riemer
, and
Heather M. Archambault

Abstract

The extratropical transition (ET) of tropical cyclones (TCs) can significantly influence the evolution of the midlatitude flow. However, the interaction between recurving TCs and upstream upper-level troughs features a large and partly unexplained case-to-case variability. In this study, a synoptic, feature-based climatology of TC–trough interactions is constructed to discriminate recurving TCs that interact with decelerating and accelerating troughs. Upper-level troughs reducing their eastward propagation speed during the interaction with recurving TCs exhibit phase locking with lower-level temperature anomalies and are linked to pronounced downstream Rossby wave amplification. Conversely, accelerating troughs do not exhibit phase locking and are associated with a nonsignificant downstream impact. Irrotational outflow near the tropopause associated with latent heat release in regions of heavy precipitation near the transitioning storm can promote phase locking (via enhancement of trough deceleration) and further enhance the downstream impact (via advection of air with low potential vorticity in the direction of the waveguide). These different impacts affect the probability of atmospheric blocking at the end of the Pacific storm track, which is generally higher if a TC–trough interaction occurs in the western North Pacific. Blocking in the eastern North Pacific is up to 3 times more likely than climatology if an interaction between a TC and a decelerating trough occurs upstream, whereas no statistical deviation with respect to climatology is observed for accelerating troughs. The outlined results support the hypothesis that differences in phase locking can explain the observed variability in the downstream impact of ET.

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Jan Wandel
,
Julian F. Quinting
, and
Christian M. Grams

Abstract

Warm conveyor belts (WCBs) associated with extratropical cyclones transport air from the lower troposphere into the tropopause region and contribute to upper-level ridge building and the formation of blocking anticyclones. Recent studies indicate that this constitutes an important source and magnifier of forecast uncertainty and errors in numerical weather prediction (NWP) models. However, a systematic evaluation of the representation of WCBs in NWP models has yet to be determined. Here, we employ the logistic regression models developed in Part I to identify the inflow, ascent, and outflow stages of WCBs in the European Centre for Medium-Range Weather Forecasts (ECMWF) subseasonal reforecasts for Northern Hemisphere winter in the period January 1997 to December 2017. We verify the representation of these WCB stages in terms of systematic occurrence frequency biases, forecast reliability, and forecast skill. Systematic WCB frequency biases emerge already at early lead times of around 3 days with an underestimation for the WCB outflow over the North Atlantic and eastern North Pacific of around 40% relative to climatology. Biases in the predictor variables of the logistic regression models can partially explain these biases in WCB inflow, ascent, or outflow. Despite an overconfidence in predicting high WCB probabilities, skillful WCB forecasts are on average possible up to a lead time of 8–10 days with more skill over the North Pacific compared to the North Atlantic region. Our results corroborate that the current limited forecast skill for the large-scale extratropical circulation on subseasonal time scales beyond 10 days might be tied to the representation of WCBs and associated upscale error growth.

Open access
Roman Pohorsky
,
Matthias Röthlisberger
,
Christian M. Grams
,
Jacopo Riboldi
, and
Olivia Martius

Abstract

This study provides the first climatological assessment of the impact of recurving North Atlantic tropical cyclones (TCs) on downstream precipitation extremes. The response is evaluated based on time-lagged composites for 146 recurving TCs between 1979 and 2013 and quantified by the area affected by precipitation extremes (PEA) in a domain shifted relative to the TC–jet interaction location, which often encompasses major parts of Europe. The statistical significance of the PEA response to the TCs is determined using a novel bootstrapping technique based on flow analogs. A statistically significant increase in PEA is found between lags +42 and +90 h after the TC–jet interaction, with a doubling of the PEA compared to analog cases without recurving TCs. A K-means clustering applied to the natural logarithm of potential vorticity fields [ln(PV)] around the TC–jet interaction points reveals four main flow configurations of North Atlantic TC–jet interactions. Two main mechanisms by which recurving TCs can foster precipitation extremes farther downstream emerge: 1) an “atmospheric river–like” mechanism, with anomalously high integrated vapor transport (IVT) downstream of the recurving TCs and 2) a “downstream-development” mechanism, with anomalously high IVT ahead of a downstream trough. Hereby, the analog bootstrapping technique separates the impact of the TC from that of the midlatitude flow’s natural evolution on the PEA formation. This analysis reveals an unequivocal effect of the TCs for the atmospheric river–like cases, while for the downstream-development cases, a substantial increase in PEA is also found in the analogs without a TC.

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Marc Federer
,
Lukas Papritz
,
Michael Sprenger
,
Christian M. Grams
, and
Marta Wenta

Abstract

Extratropical cyclones convert available potential energy (APE) to kinetic energy. However, our current understanding of APE conversion on synoptic scales is limited, as the well-established Lorenz APE framework is only applicable in a global, volume-integrated sense. Here, we employ a recently developed local APE framework to investigate APE and its tendencies in a highly idealized, dispersive baroclinic wave, which leads to the formation of a primary and a downstream cyclone. By utilizing a Lagrangian approach, we demonstrate that locally the downstream cyclone not only consumes APE but also generates it. Initially, APE is transported from both poleward and equatorward reservoirs into the baroclinic zone, where it is then consumed by the vertical displacement of air parcels associated with the developing cyclone. To a lesser extent, APE is also created within the cyclone when air parcels overshoot their reference state; i.e., air colder than its reference state is lifted and air warmer than its reference state is lowered. The volume integral of the APE tendency is dominated by slow vertical displacements of large air masses, whereas the dry intrusion (DI) and warm conveyor belt (WCB) of the cyclone are responsible for the largest local APE tendencies. Diabatic effects within the DI and WCB contribute to the generation of APE in regions where it is consumed adiabatically, thereby enhancing baroclinic conversion in situ. Our findings provide a comprehensive and mechanistic understanding of the local APE tendency on synoptic scales within an idealized setting and complement existing frameworks explaining the energetics of cyclone intensification.

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Hilke S. Lentink
,
Christian M. Grams
,
Michael Riemer
, and
Sarah C. Jones

Abstract

Extratropical transition (ET) can cause high-impact weather in midlatitude regions and therefore constitutes an ongoing threat at the end of a tropical cyclone’s (TC) life cycle. Most of the ET events occur over the ocean, but some TCs recurve and undergo ET along coastal regions; however, the latter category is less investigated. Typhoon Sinlaku (2008), for example, underwent ET along the southern coast of Japan. It was one of the typhoons that occurred during the T-PARC field campaign, providing unprecedented high-resolution observational data. Sinlaku is therefore an excellent case to investigate the impact of a coastal region, and in particular orography, on the evolution of ET. Here, observations from T-PARC are employed to verify high-resolution simulations of Sinlaku. In addition, a sensitivity simulation is performed with the orography of Japan removed. The presence of orography causes blocking of low-level, cool midlatitude air north of Japan. Without this inflow of cool air, ET is delayed. Only once Sinlaku moves away from the orographic barrier does the cool, dry environmental air penetrate equatorward, and ET continues. On a local scale, evaporatively cooled air from below Sinlaku’s asymmetric precipitation field could be advected toward the cyclone center when orography was favorable for it. Changes in the vortex structure, as known from mature TCs interacting with orography, were only minor due to the high translation speed during ET. This study corroborates that orography can impact ET by modulating both the synoptic-scale environmental conditions and the mesoscale cyclone structure during ET.

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Annie Y.-Y. Chang
,
Konrad Bogner
,
Christian M. Grams
,
Samuel Monhart
,
Daniela I. V. Domeisen
, and
Massimiliano Zappa

Abstract

Across the globe, there has been an increasing interest in improving the predictability of subseasonal hydrometeorological forecasts, as they play a valuable role in medium- to long-term planning in many sectors, such as agriculture, navigation, hydropower, and emergency management. However, these forecasts still have very limited skill at the monthly time scale; hence, this study explores the possibilities for improving forecasts through different pre- and postprocessing techniques at the interface with a Precipitationn–Runoff–Evapotranspiration Hydrological Response Unit Model (PREVAH). Specifically, this research aims to assess the benefit of European weather regime (WR) data within a hybrid forecasting setup, a combination of a traditional hydrological model and a machine learning (ML) algorithm, to improve the performance of subseasonal hydrometeorological forecasts in Switzerland. The WR data contain information about the large-scale atmospheric circulation in the North Atlantic–European region, and thus allow the hydrological model to exploit potential flow-dependent predictability. Four hydrological variables are investigated: total runoff, baseflow, soil moisture, and snowmelt. The improvements in the forecasts achieved with the pre- and postprocessing techniques vary with catchments, lead times, and variables. Adding WR data has clear benefits, but these benefits are not consistent across the study area or among the variables. The usefulness of WR data is generally observed for longer lead times, e.g., beyond the third week. Furthermore, a multimodel approach is applied to determine the “best practice” for each catchment and improve forecast skill over the entire study area. This study highlights the potential and limitations of using WR information to improve subseasonal hydrometeorological forecasts in a hybrid forecasting system in an operational mode.

Open access
Michael Sprenger
,
Georgios Fragkoulidis
,
Hanin Binder
,
Mischa Croci-Maspoli
,
Pascal Graf
,
Christian M. Grams
,
Peter Knippertz
,
Erica Madonna
,
Sebastian Schemm
,
Bojan Škerlak
, and
Heini Wernli

Abstract

This paper introduces a newly compiled set of feature-based climatologies identified from ERA-Interim (1979–2014). Two categories of flow features are considered: (i) Eulerian climatologies of jet streams, tropopause folds, surface fronts, cyclones and anticyclones, blocks, and potential vorticity streamers and cutoffs and (ii) Lagrangian climatologies, based on a large ensemble of air parcel trajectories, of stratosphere–troposphere exchange, warm conveyor belts, and tropical moisture exports. Monthly means of these feature climatologies are openly available at the ETH Zürich web page (http://eraiclim.ethz.ch) and are annually updated. Datasets at higher resolution can be obtained from the authors on request. These feature climatologies allow studying the frequency, variability, and trend of atmospheric phenomena and their interrelationships across temporal scales. To illustrate the potential of this dataset, boreal winter climatologies of selected features are presented and, as a first application, the very unusual Northern Hemispheric winter of 2009/10 is identified as the season when most of the considered features show maximum deviations from climatology. The second application considers dry winters in the western United States and reveals fairly localized anomalies in the eastern North Pacific of enhanced blocking and surface anticyclones and reduced cyclones.

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