Introduction
Air quality models are routinely used to estimate the degree of emission control required to reduce the air quality impact of industrial and other sources to acceptable levels. Multiple point-source plume models are commonly used for mathematical modeling of concentrations of chemically inert pollutants over urban and industrial areas. Although there are many special-purpose computational algorithms currently in use, the basic element that is common to most is the simple plume from a single point-source release. The spatial distribution of pollution is then calculated by simple superposition of the individual plumes from all the elevated point sources.
The most important output of a diffusion model is the maximum concentration, which is related to the air pollution episode concentrations (e.g., Zoumakis et al. 1992). As discussed by Turner (1970), for elevated sources, maximum concentrations for time periods of a few minutes occur with unstable conditions. The distance of this maximum concentration occurs near the stack from one to five stack heights downwind. For time periods of about half an hour, the maximum concentrations can occur with fumigation conditions when an unstable layer increases vertically to mix downward with a plume previously discharged within a stable layer. Under stable conditions, the maximum concentrations at ground level from elevated sources are less than those occurring under unstable conditions and occur at greater distances from the source. On the other hand, as discussed by Hanna et al. (1982), maximum concentrations from tall stacks (with a stack height h of 100 m) generally occur during light wind, daytime convective conditions, while maximum concentrations from short stacks generally occur during high wind, neutral conditions. Moreover, because ground-level concentration is a minimum at low wind speeds (because of large plume rise) and at high wind speeds (because of large rate of dilution), there is a critical wind speed at which the ground-level concentration is a maximum. Therefore, it is often desirable to determine the hypothetical worst-case meteorology that causes a maximum calculated concentration in dispersion prediction and to locate the receptor where the maximum occurs. This is also useful for determining compliance with short-term ambient air quality standards and environmental impact studies (e.g., see Wu 1982). Ragland (1976), Roberts (1980), Bowman (1983), Seinfeld (1986), and others have obtained the worst-case results for a Gaussian type of plume when the dispersion parameters σy and σz can be expressed as functions of downwind distance from a stack and atmospheric stability category. However, such an approach is limited to a single point source.
Wu (1982) proposed a computer optimization technique to determine the hypothetical worst-case meteorology and receptor location in short-term dispersion modeling for multiple point sources. Meteorological variables included in this search procedure are mean wind speed U; mean wind direction A, expressed as the angle between the positive horizontal axis of an arbitrary coordinate system and the incoming wind; and the Pasquill stability category K. Receptor location variables are polar coordinates (X, AA) with respect to the above-mentioned arbitrary coordinate system (e.g., Turner 1970; Wu 1982). For multiple point-source modeling, it is convenient to consider the receptor as being at the origin of the diffusion coordinate system. The evaluation of the concentration due to a single stack can be conveniently performed by a transformation of the receptor coordinates involving a rotation (to align with the wind direction) and a transition from the arbitrary origin to a new origin–stack location, so that any point-source dispersion formula can be directly applied. The contribution due to a stack is considered zero if the variable receptor is found to be upwind of a stack.
Because of the inherently random character of atmospheric motions, one can never predict with certainty the distribution of concentration of marked particles emitted from a source. However, for the purposes of practical computation, several approximate theories have been used for calculating mean concentrations of species in turbulence. For example, the mean concentration of a species emitted from a continuous, elevated point source has a Gaussian distribution in a stationary and homogeneous Gaussian flow field. Thus, under certain idealized conditions, the expression for the mean concentration, the so-called Gaussian plume equation, can be obtained as a solution of an appropriate form of the atmospheric diffusion equation (e.g., Seinfeld 1986). In developing the search algorithm (Wu 1982), as a working hypothesis, the simple Gaussian plume model for chemically inert pollutants was used for all calculations. In addition, only ground-level receptors were considered.
A different approach is proposed here to determine the characteristics of maximum concentrations from multiple point sources by using a simple numerical solution technique. The hypothetical worst-case meteorology and the worst receptor location can be determined by extremizing the meteorological variables (i.e., wind speed, wind direction, and stability category) and the receptor location variables with an appropriate numerical method. Therefore, the function to be maximized is the superposition of concentrations (from all the elevated point sources) at a variable receptor due to all stacks. The most important difference from the iterative search procedure suggested by Wu (1982) is that the proposed methodology uses a simple quasi-Newton numerical scheme to solve the relevant optimization problem, giving the exact solution vector (Θ) for the worst-case meteorology and the worst receptor location. On the other hand, compared with the numerical algorithm, results from the screening model approach may be extremely delayed because of the time required to select the successive “judicious” step sizes (for the meteorological and receptor location variables) and perform the calculations.
Methodology
The characteristics of maximum concentrations from multiple point sources, with respect to ground-level receptor (X, AA) and wind vector (U, A), can be determined by maximizing the superposition of concentrations at a variable receptor due to all stacks.
It is interesting to observe that Newton’s method, as applied to the set of nonlinear equations (22)–(25), reduces the problem to solving the set of linear equations (32)–(35) in order to determine the values that improve the accuracy of the estimates. However, a significant weakness of Newton’s method for solving the system of nonlinear equations (22)–(25) lies in the requirement that, at each iteration, a Jacobian matrix be computed and the linear system of equations (32)–(35) be solved that involves this matrix. It is obvious that, in a computer program, it is awkward to introduce each of the partial derivative functions in order to implement Eqs. (32) through (35). In most situations, the exact evaluation of the Jacobian matrix is inconvenient and in many applications impossible.
An alternative technique (known as a quasi-Newton algorithm) is to replace the Jacobian matrix in Newton’s method with an approximation matrix that is updated at each iteration [the disadvantage to this method is that the quadratic convergence of Newton’s method is lost, being replaced in general by a super linear convergence;e.g., see Burden et al. (1981)]. According to the proposed quasi-Newton numerical method, the partial derivatives are computed by making a small change in the value of a variable and dividing the change in value of the function by the change in value of the variable; this estimates the derivative by a difference quotient (e.g., see Gerald 1978). After all the partials have been approximated, the numerical method reduces the problem to solving the corresponding linear system (involving the approximate Jacobian matrix) in order to determine the values that improve the accuracy of the estimates. The quasi-Newton numerical scheme repeats the procedure until convergence is obtained.
Application and discussion
Finally, the analysis is based on the assumption that the horizontal σy ≡ σy(DX) and vertical σz ≡ σz(DX) dispersion coefficients are functions of atmospheric stability (Pasquill stability classes) and downwind distance (DX) from the source (see appendix of Wu 1982). In addition, there are some constraints between U and K according to the Pasquill stability scheme. For a more detailed description of the input parameters for the Gaussian plume model, the horizontal σy and vertical σz dispersion coefficients, the effective emission height H, and meteorological and receptor location variables used in the search, see Wu (1982).
A simple numerical algorithm suitable for execution on a small personal computer was used to perform an exhaustive search for the worst-case meteorology and receptor. A hypothetical five-stack problem was formulated and tested with the methodology presented above on a CYRIX P166+ (6X86 - RAM: 32 MB, EDO) personal computer. The input parameter values for the dispersion model (37)–(58) are described in Table 1.
To illustrate a simple calculation, the suggested methodology is used to determine the worst-case meteorology, that is, the worst wind vector WIND = (Uw, Aw), which causes maximum concentrations at the receptor location with polar coordinates (X, AA) for the Pasquill stability category K. Having obtained for A ∈ [0, 2π] the successive values of U from Eq. (12), the corresponding ground-level concentrations CMAX (A) are calculated from Eq. (1) at the receptor location with polar coordinates (X, AA). The elliptic curves illustrated in Fig. 1 were constructed by connecting the successive points of (CX, CY) from Eqs. (59) through (61). Geometrically, the major axis of the curve corresponds to a relative maximum concentration. Thus, a relative maximum value of C(U, A), occurring for a mean wind vector, VWM = (U0, A0), can be estimated from Eq. (1). Having obtained the initial approximate solution vector VWM, the quasi-Newton numerical algorithm can be used to solve the system of nonlinear equations (12) and (13), by numerical iterations for U and A, to obtain (in the near neighborhood of the initial approximation) the exact solution vector VWM = (Uw, Aw), satisfying the conditions (14)–(16) for a relative maximum. Therefore, Eqs. (1), (19), and (20) finally yield the worst wind direction Aw, the worst wind speed Uw, and the worst ground-level concentration Cw. Input parameter values for X, AA, and K, and final values for Uw, Aw, and Cw are described in Table 2 (where the computer time is about 40 s for each of the four separate sets of runs). Furthermore, as an inverse problem, the suggested quasi-Newton numerical scheme is also used (as mentioned previously) to estimate the location DIST = (Xm, AAm) of the maximum ground-level concentration, for any given wind vector WIND = (U, A) and atmospheric stability category. Therefore, for the wind vectors and stability classes discussed above, Eqs. (1) through (11) finally yield the worst receptor location variables Xm and AAm, and the maximum ground-level concentration CMAX. Input parameter values for U, A, and K, and final values for Xm, AAm, and CMAX, are described in Table 3. Then the critical receptor location DISTcr and the critical wind vector WINDcr, for day conditions (see Wu 1982), are calculated by solving the following system of nonlinear equations (22)–(25): Xcr = 0.988060 km, AAcr = 1.466954 rad, Ucr = 1.546178 m s−1, Acr = 4.577571 rad, and Kcr = 1. Finally, Eq. (1) gives the critical concentration Ccr = 1.152624 mg m−3 (where the computer time is about 50 s for the quasi-Newton numerical scheme to solve the relevant optimization problem).
To assess the validity of the proposed methodology, a comparison of its results with that obtained running the Gaussian model in screening procedure is presented in Table 4. Also, search ranges, step sizes, and final values for all runs are described in Table 4. It is obvious then, compared with the screening model approach, that the numerical algorithm is better able to predict the characteristics of maximum concentrations from multiple point sources. On the other hand, results from the screening model approach may be delayed because of the time required to select the successive “judicious step sizes” (Wu 1982) for the meteorological and receptor location variables. Moreover, when using a screening model approach with smaller step sizes, the results may be extremely delayed because of the time required to perform the calculations (e.g., see the computer time for run 6 presented in Table 5).
Recommendations for future work
As a working hypothesis, the Gaussian plume model for multiple point sources in Eqs. (37) through (58) was adopted in developing the numerical solution to the nonlinear system of Eqs. (22) through (25). The accuracy of the estimates of characteristics of maximum concentrations from multiple point sources via Eqs. (1) through (36) reflects the ability of Eqs. (37) through (58) to describe the atmospheric diffusion process (e.g., Hanna 1982). However, it is obvious that a regulatory dispersion model must have simple input requirements, such as wind speed, wind direction, stability class, ambient temperature, stack locations, stack heights, emission rates, plume rise buoyancy fluxes, etc. While Gaussian plume models, for the most part, have been supplanted by more sophisticated dispersion models, a place for the models based on the Gaussian diffusion equation still exists in many cases. Despite the fundamental criticisms of the Gaussian plume dispersion formula, this model, because of its simplicity, is a straightforward and widely used approach for obtaining quick, but reliable, preliminary estimates of the mean ground-level concentrations of nondepositing and nonreactive air pollutants, resulting from an elevated point source diffusing over flat terrain (e.g., see Peterson 1985). For these reasons, many U.S. Environmental Protection Agency regulatory models use the Gaussian plume formula as a basis for short-distance calculations (e.g., Hanna et al. 1982).
The Gaussian equation is an easy and fast method for the simulation of atmospheric dispersion phenomena that, however, cannot properly simulate complex nonhomogeneous conditions in a three-dimensional domain (e.g., Tirabassi et al. 1986). For example, the Gaussian diffusion equation is not applicable near the surface as recognized by Gifford (1968), Pasquill and Smith (1983), and others. In addition, the vertical concentration profile of air pollutants has been shown by observations to follow the general exponential form rather than the Gaussian distribution (e.g., Huang 1979; Zoumakis 1995). Thus, it has been suggested that the K theory or the Lagrangian similarity theory is better than the Gaussian model for diffusion estimates from a point source near (or at) the ground (e.g., Pasquill and Smith 1983; Huang 1979).
Conclusions
Now there is a basis for developing a methodology for estimating the characteristics of maximum ground-level concentrations in air quality modeling over short distances for multiple point sources.
A simple numerical scheme suitable for execution on a small personal computer was used to perform an exhaustive search for the worst-case meteorology and receptor. Also, the proposed iteration algorithm was applied to investigate the combination of location DIST, wind vector WIND, and atmospheric stability category that produces the highest possible ground-level concentration, the so-called critical concentration. The sufficient conditions, under which the quasi-Newton numerical method used in this study converges, are also discussed. The model is simple to use, as it depends on routinely available data (such as wind speed, wind direction, stability class, ambient temperature, stack locations, stack heights, emission rates, and plume rise buoyancy fluxes).
Since the purpose of this study is to demonstrate a search approach rather than a model development, the simple Gaussian plume model for chemically inert pollutants was used for all calculations. However, the performance of the proposed search procedure may be further improved by the incorporation of a more appropriate analytical expression (Ci) for the concentration field (e.g., a generalized non-Gaussian diffusion formula) into the set of equations (1)–(61) because it may be possible to represent properly the effects of wind direction, wind speed, and atmospheric stability category on the maximum ground-level concentrations.
In summary, the present method is adapted from Wu (1982). An important difference, however, is that the proposed methodology uses a quickly converging and computationally efficient quasi-Newton numerical scheme, giving the exact solution vector for the worst-case meteorology and the worst receptor location in short-term dispersion modeling for multiple point sources. A comparison of the method presented herein with the screening model approach indicates that the numerical model gives a more accurate estimate of the maximum concentration. On the other hand, results from the screening model approach may be delayed because of the time required to select the successive step sizes for the meteorological and receptor location variables and perform the calculations.
In conclusion, because of the numerical simplicity of the methodology adopted here, this search algorithm should become useful for regulatory applications. It may be used in applications in design of stacks, air quality management, and air pollution episode control planning.
Acknowledgments
The author wishes to thank the three anonymous reviewers for their helpful comments.
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(a) The maximum concentration CMAX at various receptor locations, DIST = (X, AA), as a function of the mean wind direction (A) for the stability classes K = 1 and K = 2. (b) The maximum concentration CMAX for different wind vectors, WIND = (U, A), as a function of the receptor location angle AA for the stability classes K = 1 and K = 2.
Citation: Journal of Applied Meteorology 37, 7; 10.1175/1520-0450(1998)037<0730:COMCFM>2.0.CO;2
Input parameters.
Worst-case meteorology: A test problem.
Worst-receptor location: An inverse test problem.
A step-by-step screening model approach.
A screening model approach with smaller step sizes.