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  • View in gallery
    Fig. 1.

    Results from radar measurements of the 26 Jan 1999 squall line in the Amazon: (a) a constant-altitude plan position indicator diagram of radar reflectivity (dbZ, shaded contours), with superimposed dual-Doppler flow field (m s−1) and the track of the Citation; (b) a vertical cross section of the reflectivity depolarization ratio (Zdr, contour interval is 1.0 dB beginning at 0.5 dB) superimposed on the reflectivity (shaded contours, dBZ) and flow field (m s−1) near the area that was sampled by the Citation in Fig. 2. The straight horizontal line represents the sampling altitude of the Citation

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    Fig. 2.

    Results from sampling a major updraft region on 26 Jan 1999 at a temperature of 2.5°C. The concentrations from the FSSP (dashed line), the 2DC (solid line), and the liquid water content (dotted line) are shown in the top panel. The updraft speed (solid line), and the volume mean raindrop size (dashed line; computed from the maximum size of the shadow on the 1DP probe) is given in the lower panel. Also shown are examples of 2DC images. (Larger drops were found with the images on the left side of the figure, but were not shown because of the greater abundance of the smaller drops.) The distance represented between the two lines demarcating the images is approximately 1 mm

  • View in gallery
    Fig. 3.

    Same as the top panel of Fig. 2, but for less vigorous cloud turrets on 26 Jan 1999

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    Fig. 4.

    Size distributions in various regions on 26 Jan 1999: (a) in small isolated turrets at various temperatures, and (b) in a strong updraft and adjacent drizzle region

  • View in gallery
    Fig. 5.

    The concentrations of particles measured by the 2DC probe (solid line) and updraft speed (dotted line) in clouds sampled at −18°C on (a) 23 Feb 1999 and (b) 17 Feb 1999. Selected 2DC images are also shown. The distance represented between the two lines demarcating the images is approximately 1 mm

  • View in gallery
    Fig. 6.

    The results from sampling convective cloud regions at (a), (b) −7°C on 23 Feb 1999 and (c) −43°C on 17 Feb. The concentration of 2DC particles (solid line) and updraft speed (dotted line) is given in (a). Corresponding data from the icing detector (dashed line), the FSSP concentrations (solid line), and liquid water (dotted line) are given in (b); the dotted line coincides with the solid line. (c) As in (a), but for a temperature of −43°C on 17 Feb 1999

  • View in gallery
    Fig. 7.

    CPI images of particles sampled at −18°C on 17 Feb 1999

  • View in gallery
    Fig. 8.

    Same as Fig. 7, but for a temperature of −43°C

  • View in gallery
    Fig. 9.

    A comparison of size distributions in two similar updrafts on 17 Feb and 23 Feb, and a downdraft on 23 Feb 1999

  • View in gallery
    Fig. 10.

    The 2DC concentration (solid line) and the updraft speed (dotted line) for a pass through clouds at 0°C on 17 Aug 1999. Examples of images from the 2DC are also shown. The distance represented between the two lines demarcating the images is approximately 1 mm

  • View in gallery
    Fig. 11.

    (a) Same as Fig. 10, but for two passes at −11° and −17.5°C. (b) Corresponding measurements from the icing detector

  • View in gallery
    Fig. 12.

    (a) Same as Fig. 10, but for a pass at 0°C on 22 Aug 1999. (b) Corresponding measurements of liquid water from the King liquid water instrument

  • View in gallery
    Fig. 13.

    Same as Fig. 12, but for a pass at −6°C. Icing detector data have been added (dotted line) to (b)

  • View in gallery
    Fig. 14.

    Same as Fig. 13, but for a pass at −11°C but without the liquid water content plot in (b). (King liquid water measurements are not available for this pass.)

  • View in gallery
    Fig. 15.

    Examples of CPI imagery at various regions on 22 Aug 1999

  • View in gallery
    Fig. 15.

    (Continued)

  • View in gallery
    Fig. 16.

    Examples of size distributions of particles in convective clouds during KWAJEX, 17 and 22 Aug 1999, at various temperatures (°C). These were computed from data collected in single passes through cloud elements at the various temperatures

  • View in gallery
    Fig. 17.

    A comparison of particle size distributions in updrafts of similar magnitude and temperatures (near −18°C) in LBA (Brazil) and KWAJEX (Kwaj)

  • View in gallery
    Fig. 18.

    A comparison of particles larger than 0.3 mm in three deep stratiform clouds from the TRMM field campaigns. (a) The concentrations of particles larger than 0.3 mm and (b) their corresponding mean volume diameter

  • View in gallery
    Fig. 19.

    A comparison of particle size distributions in the three stratiform clouds (20 Aug Florida, 17 Feb Brazil, and 11 Sep Kwaj) in their upper (<−25°C), mid- (−20° to −10°C) and lower (−5 to 0°C) regions

  • View in gallery
    Fig. 20.

    Examples of 2DC imagery in the three stratiform cases in Figs. 18 and 19. The distance represented between the two lines demarcating the images is approximately 1 mm

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Microphysical Observations of Tropical Clouds

Jeffrey L. StithNational Center for Atmospheric Research, Boulder, Colorado*

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James E. DyeNational Center for Atmospheric Research, Boulder, Colorado*

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Aaron BansemerNational Center for Atmospheric Research, Boulder, Colorado*

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Andrew J. HeymsfieldNational Center for Atmospheric Research, Boulder, Colorado*

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Cedric A. GraingerUniversity of North Dakota, Grand Forks, North Dakota

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Walter A. PetersenColorado State University, Fort Collins, Colorado

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Robert CifelliColorado State University, Fort Collins, Colorado

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Abstract

The results from airborne in situ sampling of convective tropical storms in the Amazon and Kwajalein are presented. Three cases from the Amazon and two from Kwajalein are compared and provide examples of the much larger dataset that was obtained from field campaigns in these two regions during 1999. The strength of the updraft was a major factor in determining the microphysical characteristics of hydrometeors. Weak updrafts exhibited a well-developed warm rain process by the time droplets had reached the freezing level. Stronger updrafts (>5 m s−1) contained smaller droplets or ice particles at cloud midlevels than regions with the weaker updrafts. Significant supercooled liquid water was found only at temperatures warmer than −12°C, although traces of liquid water were observed at temperatures as cold as −18°C. In deep stratiform anvil regions, aggregation was observed to be a major growth mechanism. These clouds did not contain appreciable amounts of supercooled water. Clouds with similar updrafts in the Amazon and Kwajalein exhibited similar particle types and concentrations. The implications of these results for current Tropical Rainfall Measuring Mission (TRMM) investigations are discussed.

* The National Center for Atmospheric Research is funded by the National Science Foundation.

Corresponding author address: Jeffrey Stith, Research Aviation Facility, Box 3000, Boulder, CO 80307. stith@ucar.edu

Abstract

The results from airborne in situ sampling of convective tropical storms in the Amazon and Kwajalein are presented. Three cases from the Amazon and two from Kwajalein are compared and provide examples of the much larger dataset that was obtained from field campaigns in these two regions during 1999. The strength of the updraft was a major factor in determining the microphysical characteristics of hydrometeors. Weak updrafts exhibited a well-developed warm rain process by the time droplets had reached the freezing level. Stronger updrafts (>5 m s−1) contained smaller droplets or ice particles at cloud midlevels than regions with the weaker updrafts. Significant supercooled liquid water was found only at temperatures warmer than −12°C, although traces of liquid water were observed at temperatures as cold as −18°C. In deep stratiform anvil regions, aggregation was observed to be a major growth mechanism. These clouds did not contain appreciable amounts of supercooled water. Clouds with similar updrafts in the Amazon and Kwajalein exhibited similar particle types and concentrations. The implications of these results for current Tropical Rainfall Measuring Mission (TRMM) investigations are discussed.

* The National Center for Atmospheric Research is funded by the National Science Foundation.

Corresponding author address: Jeffrey Stith, Research Aviation Facility, Box 3000, Boulder, CO 80307. stith@ucar.edu

Introduction

Tropical convective systems play a major role in our climate by affecting the earth's heat, moisture, and radiation budget. Current attempts to model and predict tropical convection must adequately represent the microphysical structure of these clouds, which is critical to a proper understanding or simulation (e.g., Grabowski et al. 1999). In spite of the importance of these clouds, comparatively few studies of their microphysical structure are available and these are limited to a few geographical regions and cloud types. In this paper we report on microphysical measurements made in two tropical regions: a continental region in the southern Amazon and a midoceanic region.

These measurements were made as part of field campaigns for validating and improving the measurements from the National Aeronautics and Space Administration (NASA) Tropical Rainfall Measuring Mission (TRMM) satellite, which was launched in 1997. The TRMM satellite provides the first precipitation measuring radar in space as well as a multichannel passive microwave imaging sensor [the TRMM Microwave Imager (TMI)], a visible and infrared sensor (VIRS) to measure rainfall (Kummerow et al. 1998), and a lightning imaging sensor (LIS) to measure total lighting. These instruments were designed to provide quantitative large-scale measurements of tropical rainfall (Simpson et al. 1996; Kummerow et al. 1998).

Perhaps the most critical factor needed to interpret the data from the TRMM satellite is a comprehensive understanding of the nature of the hydrometeors that are observed by the satellite sensors. The hydrometeor types, concentration, sizes, shapes, phase, and location determine what the satellite measures. The TRMM field campaigns were designed to provide this understanding by measuring cloud and precipitation particles in cloudy regions that were concurrently sampled by the satellite and by multiparameter Doppler radars and other remote sensors. Detailed measurements to characterize the mesoscale and synoptic meteorology of the storms were also made. Airborne in situ and remote sensor data were collected during two major field campaigns. These were held in the southwestern Amazon in the state of Rondonia, Brazil [TRMM-Large-Scale Biosphere–Atmosphere Experiment in Amazonia (LBA), January and February 1999; Silva Dias et al. 2001, hereinafter SD01] and near Kwajalein, Republic of the Marshall Islands [Kwajalein Experiment (KWAJEX), August and September 1999]. These locations were chosen to provide validation for TRMM in a tropical continental and tropical oceanic region, respectively. An initial test program was conducted in Texas [Texas–Florida Underflights Experiments (TEFLUN)-A] and eastern Florida (TEFLUN-B) during 1998.

A number of recent studies (e.g., Nesbitt et al. 2000; Petersen and Rutledge 2001) have shown that the Amazon region displays convective characteristics that are intermediate between continental locations like the African Congo and maritime regions such as the west Pacific warm pool. Moreover, during the Amazon wet season, convective intensity appears to be modulated by shifts in the low-level wind, similar to the maritime continent region of northern Australia (Cifelli et al. 2001, hereinafter Cif01; Halverson et al. 2002; Petersen et al. 2002; Rickenbach et al. 2001, hereinafter Ric01; Williams 2001, manuscript submitted to J. Geophys. Res., hereinafter Wil01). Because of the correspondence between convective intensity and the vertical structure of latent heating, it is important for TRMM field campaigns to validate hydrometeor distributions in these different regimes.

The airborne measurement program was designed to obtain data on the location, sizes, types, and phase of hydrometeors in the convective and stratiform rain-producing regions of tropical cloud systems. One of the major goals of the TRMM program is to use the satellite-measured rainfall and vertical reflectivity profiles in the Tropics as validation for cloud resolving models. Cloud resolving models, such as the Goddard Cumulus Ensemble Model (GCE), are used to derive vertical profiles of hydrometeors and to relate this information to the profile of vertical heating rate (Tao et al. 1990 and references therein). These vertical hydrometeor profiles are also used for passive microwave rainfall retrievals (Kummerow and Giglio 1994a,b; Kummerow et al. 1996; Kummerow 1998), which are strongly affected by the form of the droplet size distribution (e.g., Coppens and Haddad 2000). Thus, it is important to validate the cloud resolving models and satellite retrieval algorithms with in situ microphysical measurements provided by the aircraft platforms.

After briefly reviewing some existing microphysical studies of tropical clouds, we describe the instruments and measurement strategy and present results from case studies that illustrate the microphysical nature of the tropical clouds during the field campaigns. We conclude with a summary and plans for future work.

Unlike most midlatitude clouds, tropical clouds have warmer cloud bases and weaker vertical velocities in their lower levels, which provides enough time for rain formation by the warm rain process without the presence of the ice phase. However, the physical mechanisms that control the rate of rain production and the form of the raindrop size distribution are not well understood. (Drops larger than 0.1 mm in radius are referred to as raindrops; those smaller as cloud droplets). Beard and Ochs (1993) reviewed our present state of understanding of this process.

The rate of warm rain formation is likely to vary geographically, due to differences in cloud condensation nuclei (CCN) and other factors that might influence the formation rate of precipitation (e.g., Rosenfeld and Lensky 1998; Wil01). For example, one would expect differences between continental and maritime (e.g., oceanic) tropical convection due to differences in their CCN population (e.g., Rosenfeld and Lensky 1998). However, previous microphysical studies of tropical convection have focused primarily on oceanic systems, so comparisons have not been possible.

Studies of deeper tropical oceanic convection indicate that clouds are usually glaciated above the freezing level. Recently, Tesmer and Wilheit (1998) reviewed previous studies describing the amount and vertical distribution of liquid water in oceanic tropical clouds. The mid-to-lower parts of these clouds are expected to have rather low vertical velocities (LeMone and Zipser 1980; Zipser and LeMone 1980; Jorgensen and LeMone 1989; Jorgensen et al. 1985; Lucas et al. 1994), with most regions sampled in these studies exhibiting peak values less than 10 m s−1, even in hurricanes. However, Black et al. (1994) reported unusually strong updrafts in Hurricane Emily. They observed sustained updrafts greater than 20 m s−1 near the freezing level and downdrafts as strong as 19 m s−1.

Although most of the differences in updraft velocities between continental and oceanic convection appear to be well-documented, the reasons for these differences are not clear (e.g., Michaud 1996; Lucas et al. 1996). Wei et al. (1998) concluded that entrainment and mixing played the major role in reducing the buoyancy of clouds in the Tropical Ocean and Global Atmosphere Coupled Ocean–Atmosphere Response Experiment (TOGA COARE). A consequence of the low-level weak updrafts is that there is ample time for the warm rain process to produce precipitation prior to air reaching the freezing level. This results in a large fractional rainout prior to the freezing level and, above that level, ample time for glaciation to occur. Szoke et al. (1986) examined 296 vertical profiles of radar reflectivity during the Global Atmospheric Research Program (GARP) Atlantic Topical Experiment (GATE) with surface radar reflectivities of 40 dBZ or greater. They concluded that large particles are rare above the freezing level, which they attributed to weak updrafts above the freezing level. Since a likely mechanism for electrification of thunderstorms involves riming of large ice particles suspended in strong updrafts, these observations are consistent with the relatively reduced amount of lightning that occurs in deep tropical oceanic clouds (Zipser 1994; Petersen et al. 1996; Boccippio et al. 2000).

Black and Hallett (1986, 1999) have studied the microphysics of Atlantic hurricanes. They found supercooled droplets only in convective updrafts greater than 5 m s−1, and not all updrafts greater than 5 m s−1 contained supercooled droplets (Black and Hallett 1986). However graupel was found in all updrafts colder than −2°C, suggesting the presence of supercooled droplets at some point in the lifetime of hurricane updrafts. Columnar ice crystals and aggregate ice particles were found in stratiform regions of the storms. Similar observations of aggregate ice particles and low or nonexistent supercooled droplets in stratiform regions are provided by McFarquhar and Heymsfield (1996) for tropical anvil clouds observed in the central equatorial pacific, and by Houze and Churchill (1987) for a mesoscale system near the Bay of Bengal. Black and Hallett (1986) suggested that circulation of ice from high levels of the cloud to lower regions was a factor in the rapid glaciation of the clouds. Black and Hallett (1999) concluded that in symmetrical, mature hurricanes, supercooled droplets usually occur only in regions warmer than about −5°C. Jorgensen et al. (1985) found that cloud liquid water (in droplets less than about 40-μm diameter) reached a maximum of about 1 g m−3 near the freezing level of four hurricanes and decreased rapidly at higher altitudes. They also found a decrease in radar reflectivity above the freezing level in these storms.

Liu and Curry (1998) used an ice water path retrieval algorithm to study the relationships between ice water path (IWP), total liquid water path (LWP, including cloud and rainwater), and cloud-top temperature for tropical clouds during TOGA COARE. They found that cloud-top temperature was well-correlated with IWP, but poorly correlated with total LWP. They also found that precipitating clouds have greater IWP than nonprecipitating clouds with the same cloud-top temperature. In a similar study (Liu and Curry 1999), they found that rainfall rate has a strong correlation with IWP. This suggests that the ice phase is important in producing rain from deep tropical convective systems, even though an active warm rain process is also present.

Instrumentation and measurement strategy

Several research aircraft were used during the TRMM campaigns. For the TRMM-LBA campaign, the University of North Dakota (UND) aircraft (Citation) was used for in situ microphysical sampling, while the NASA ER-2 studied the same clouds from above. During the KWAJEX campaign the UND Citation sampled the middle regions of the clouds while the University of Washington Convair aircraft sampled lower levels and the NASA DC-8 obtained both in situ and remotely sensed data from the upper levels. The campaigns were very successful and a large dataset characterizing tropical cloud hydrometeors is now available.

The focus of this study is to illustrate the primary microphysical features of clouds in the two campaigns, using data primarily from the UND Citation. Future studies are planned using the larger dataset.

The Citation instrumentation consisted of standard instruments for state parameters (pressure, temperature, dewpoint, position), a radome gust probe–inertial navigation system (INS) wind and turbulence measurement system, a set of Particle Measuring Systems, Inc., (PMS) probes and two Stratton Park Engineering Company (SPEC) probes for microphysical measurements. Instruments for state parameters included a Rosemount total temperature probe, an EG&G cooled mirror dewpoint instrument, Rosemount dynamic and static pressure sensors, and a Litton LTN-76 model INS.

For the wind instrumentation, a set of maneuvers was done to calibrate the radome system. These consist of a series of pitch, yaw, and reverse track maneuvers. These are used to calibrate the system and derive three-dimensional winds, based on methods described in Lenschow (1972). Even though the radome is heated to prevent most freezing, water did occasionally freeze in some of the pressure sampling lines, resulting in large excursions in measured wind. These periods of large deviations were obvious and are excluded from the analysis.

PMS instruments utilized on the Citation during the field campaigns included a forward-scattering spectrometer probe (FSSP)-100 (TRMM-LBA), a two-dimensional cloud probe (2DC) with 30-μm diode spacing, a one-dimensional precipitation probe (1DP) (TRMM-LBA), and a one-dimensional cloud probe (1DC) (KWAJEX). Calibration of the PMS probes is done by using glass beads for the FSSP and 1DC probes and by using a spinning disk calibrator for the 2DC and 1DP probes. SPEC probes included a cloud particle imager (CPI) for particle microphotography and a high-volume particle sampler (HVPS), which has a large sample volume to capture the largest hydrometeors. Instruments for measuring liquid water included a PMS Commonwealth Scientific and Industrial Research Organization (CSIRO) King-type hot wire probe, and a Rosemount icing detector for supercooled liquid water. The King instrument is a standard instrument for measuring liquid water; however, it has been observed to respond somewhat to ice crystals (e.g., Cober et al. 1995). A review of data collected in glaciated clouds (those with high concentrations of ice observed by the 2DC probe and no response by the icing detector) in the TRMM campaigns revealed an ice response as high as 0.3 g m−3. Collisions with dense graupel or frozen droplets made it difficult to operate this instrument during KWAJEX, so rather limited data on liquid water is available for that project. The icing detector was available to detect the presence of supercooled liquid water, but is not used here for quantitative liquid water measurements. This instrument detects the freezing of supercooled liquid water on a vibrating rod. As ice builds up on the rod, the output (volts) from the instrument increases. A heating cycle heats the rod, melting the ice and decreasing the voltage. In high continuous liquid water, the output consists of a series of steps as ice builds up and is melted by the heating cycle. In brief encounters with supercooled water of low concentration, a variation in voltage is observed as the ice builds up and sublimates, without the cycling of the instrument. We refer to these regions as having traces of supercooled liquid water.

For plotting time series of data, 1-Hz averages of data recorded at 4 Hz are used. For the 2DC the total counts (referred to as the “shadow-or”) were used to provide 2DC time series concentrations. This parameter is usually dominated by the presence of smaller droplets or ice particles that have grown to detectable sizes (greater than 30 to 50 μm). Hence, this variable is generally an indicator of small precipitation particles. Size distribution data are computed from the 2DC data using the reconstruction method of Heymsfield and Parrish (1978). Particle size refers to the reconstructed size using this method. We have not included the HVPS measurements here because there were considerable problems during TRMM-LBA and it was significantly modified for KWAJEX. Its performance, and the effects caused by this change are currently being evaluated; these data will be included in future studies. For the present study, we use the 2DC, which was the same for each program, to provide comparisons without the bias caused by different instruments.

Aircraft flight patterns included spiral ascents and descents and horizontal legs stepping up or down through different cloud temperatures. These patterns were flown in both convective and stratiform regions, although spirals were mostly limited to stratiform cloud regions. Only precipitating cloud systems, or cloud turrets near them, were selected for study, based on the presence of radar returns near the sampling location. However, both precipitating and nonprecipitating portions of these systems were generally sampled. The aircraft could safely penetrate most oceanic cloudy regions during KWAJEX, but with the exception of a few occasions, was not able to sample the more intense regions of the continental Amazonian storms. We present examples of data from six storms, three from TRMM-LBA, and two from KWAJEX and one from TEFLUN-B. It is likely that some of these will become the focus of major case studies in the future.

Microphysical characteristics of convective regions in three Amazonian storms

An example of warm rain development in a squall line: 26 January 1999

On 26 January 1999, an intense squall line with reflectivities exceeding 60 dBZ and echo tops to 19 km was sampled by a combination of the aircraft, ground-based radar, and other remote sensing instruments (Cif01). Ground-based Doppler radars included the TOGA radar and the S-Band Dual Polarization Doppler Radar (S-Pol). Satellite imagery showed that the line originated as an outflow boundary from previous convection. This line eventually merged with developing cells west of the storm at about 2100 UTC. During the period 2030–2130 UTC, the Citation sampled the developing convection as it merged with the main squall line. Cloud base was not measured, but a nearby sounding indicated a lifting condensation level (LCL) at 21°C and 890 hPa.

Figure 1a shows a constant-altitude plan position indicator (CAPPI) of radar intensity (from S-Pol), the dual Doppler-derived flow field associated with the storm, and the track of the Citation. Figure 1b shows a vertical cross section of the flow field and reflectivity depolarization ratio (Zdr) in the developing cell sampled by the Citation. Ratio Zdr is sensitive to raindrops with diameters exceeding 1–2 mm due to their nonspherical shape.

Between 2050 and 2051 UTC this region of the cloud was sampled by the Citation at +2.5°C. The results are presented in Fig. 2. Two distinct regions are observed. A region of drizzle (i.e., raindrops with diameters less than 0.5 mm), in a slight downdraft, was encountered just prior to a region with a 13 m s−1 updraft. The updraft area of the cloud had nearly 3 g m−3 of liquid water and nearly 300 cm−3 of droplets measured by the FSSP. Volume mean sizes of the particles sampled by the 1DP probe (0.3 to 4.5 mm) are also presented in Fig. 2. A few large raindrops, with volume mean sizes twice as large as the drizzle were found in the updraft region. The drizzle drop region intersected the edge of the updraft. Because most of the drizzle drops were found in an area of low liquid water and FSSP concentration (i.e., an area with few cloud droplets, but with larger drizzle drops), they were probably the remains of an older, less vigorous, cloud. Since the drizzle region was adjacent to the updraft cloud region, it is possible that some drizzle drops were entrained into the liquid-water-rich updraft, where they grew more rapidly to larger sizes.

In Fig. 1b, a region of weak to moderate reflectivity was observed north of the main updraft region in the dual-Doppler flow analysis. This corresponds to the area of drizzle that was sampled first by the Citation as it hit the cloud on a southerly heading. A slightly enhanced Zdr is found near the level of the Citation in Fig. 1b, north of the strongest updraft. This suggests the presence of some large raindrops adjacent to the updraft. The main updraft in the flow analysis was centered on the edge and just south of the reflectivity field, suggesting that the southernmost portion of the updraft was in weak echo, below the lowest 10-dBZ contour. The strongest updraft in the flow analysis was just below the level of the Citation (and may have reached the level of the Citation during about 30 s between the radar measurements and the cloud intercept). The peak magnitude of the radar-derived updraft was similar to that measured by the Citation in situ.

In other portions of this storm, isolated weaker convective turrets were sampled near their visual tops while they were rising through the sampling altitudes. Figure 3 illustrates the microphysical characteristics of these clouds. At +6°C there was over 3 g m−3 of liquid water present. Nearly 400 cm−3 droplets were observed by the FSSP. Little response was observed from the 2DC probe, so most droplets were less than its threshold of approximately 30–50 μm for droplets. At 1.5°C small drizzle was observed in the 2DC images, with decreased liquid water and FSSP concentration. At −2°C millimeter raindrops were found. The presence of millimeter-sized raindrops was also confirmed by Zdr measurements (not shown for these passes).

Size distributions from 26 January are presented in Fig. 4. The development of the precipitation spectra in the isolated weaker clouds (Fig. 3) is clearly evident in Fig. 4a. Size distributions in the more vigorous cloud of Fig. 2 are given in Fig. 4b. The lower concentration of particles between 0.1 and 0.9 mm in the updraft region compared to the drizzle region is evident in Fig. 4b.

Examples of ice particles in two convective systems

Less organized, but still strong, convective systems were sampled on 17 and 23 February. Figures 5 and 6 present the results from sampling in convective updrafts associated with these systems. As with the 26 January case, cloud base was likely to be quite warm, with LCLs estimated to be 18°C (875 hPa) and 21°C (925 hPa) for February 17 and 23, respectively. Examples of sampling at −18°C during the two days are given in Fig. 5. In both these cases, the smallest particles predominate in the updraft region (e.g., the highest 2DC concentrations are found there), with larger ice particles in regions adjacent to the updraft. On 23 February round millimeter-sized ice particles with protuberances were found in a downdraft next to the updraft at −18°C (Fig. 5a). These particles were likely frozen droplets. Particles in weak (few m s−1) updrafts next to the main updraft region on 17 February appear to be graupel (Fig. 5b). Significant liquid water was not observed, which suggests that any riming or freezing had occurred prior to the particles reaching the sampling temperature.

The results of two passes, one at −7°C on 23 February and the other at −43°C on 17 February, are given in Fig. 6. At −7°C precipitation had developed in the cloud (Fig. 6a), but no ice crystals were observed on the 2DC probe or the CPI (CPI images were all water drops). About 1 g m−3 of supercooled liquid water was observed (Fig. 6b). At −43°C small ice particles were found, but this time no correlation with updraft speed was observed.

Photomicrographs from the CPI for 17 February are presented in Figs. 7 and 8 for temperatures of −18° and −43°C, respectively. These were sampled in the updraft regions shown in Fig. 6. Many small, mostly circular, particles are observed. These are certainly ice at the colder temperature and likely ice at −18°C, because liquid water was not observed by the other instruments. These are most likely frozen cloud droplets. A number of platelike crystals were observed at −43°C (such as the crystal with broad branches in Fig. 8), which is surprising, since these are formed at much warmer temperatures. Evidently, little growth or evaporation occurred during the ascent from the warmer formation region to the −43°C level. This might also explain the presence of frozen cloud droplets. If these frozen droplets had experienced significant ice supersaturation during their ascent to −43°C, they would have grown into crystals with primarily columnar habits. If substantial evaporation had occurred (i.e., if the crystals had experienced subsaturation), the larger crystals would not have remained nearly as intact and smaller ice particles would have evaporated. Thus it appears that the upper regions of this cloud remained close to ice saturation during their ascent. The presence of capped columns indicates growth through different temperature–habit regimes.

Although pristine crystals were found at both temperatures, many particles were chain-type aggregates, such as might be expected because of electrical attraction between particles. This process appears to be different from aggregation, which occurs at warmer temperatures and relies on the stickiness and/or branched characteristics of ice particles (e.g., Hobbs et al. 1974).

The size distribution of particles at −18°C in the updrafts (which had similar magnitudes, see Fig. 5) on 17 February and 23 February are quite similar, while the distribution in a nearby downdraft is substantially depleted in small particles (Fig. 9).

Microphysical characteristics of convective regions in two Kwajalein storms

Two convective cases from Kwajalein (17 and 22 August 1999) are presented here for comparison with the Brazilian cases. Both cases contained relatively isolated convective cells with substantial updrafts noted by the flight crew and measured values briefly exceeding 10 m s−1. Cloud base was not measured in this study, but LCLs were estimated to be very close to the surface: 23°C (975 hPa) and 21°C (950 hPa) for 17 and 22 August, respectively.

The results from passes at 0°, −11°, and −17.5°C on 17 August are given in Figs. 10 and 11. Liquid water measurements from the King probe were not available on 17 August. The concentrations of small raindrops were correlated with updraft regions at 0°C (Fig. 10). Large droplets were found outside of the updraft regions or in regions of weaker updraft (e.g., at 2225:15 UTC). A similar correlation between small particles and updrafts was found at the colder temperatures (Fig. 11). Irregular rimed or aggregate ice particles were found outside of the updraft regions. (CPI data are not available for this case.) The icing detector responded briefly in colder regions, but did not cycle (Fig. 11b), indicating traces of liquid water.

Figures 12, 13, and 14 show the results of passes made at approximately 0°, −6°, and −11°C through similar cells on 22 August. CPI imagery is given in Fig. 15. Figure 12 shows higher concentrations of small droplets in the updraft regions at 0°C and melting ice particles outside of the updraft regions. Slightly less than 1 g m−3 of liquid water was found (Fig. 12b).

At −6°C a wide variety of particle types were found (Fig. 13). Upon entering the cloud, columnar crystals were found on the 2DC images, which appeared as sheath ice particles in the corresponding CPI images (Fig. 15). The highest concentrations of small particles correlate with the updraft in Fig. 13; these particles were a mix of droplets and ice particles, with some large drops on the edge of the second updraft. About 0.8 g m−3 of liquid water was found in the updraft regions (Fig 13b). Between the updrafts, millimeter-sized graupel was observed. (Shortly after this pass, graupel or frozen droplets broke the hot wire on the King liquid water instrument.)

At −11°C the highest concentrations of small particles were also found in updraft regions (Fig. 14) and larger, rimed particles were found in weaker updraft regions. The icing detector indicated only traces of liquid water.

The results from these measurements illustrate the development and form of precipitation in moderately strong (for oceanic cumuli) updraft regions. At the 0°C level, small drizzle-sized drops are evident, most likely due to the effects of collision and coalescence of cloud droplets at warmer temperatures. Many of these are carried up to colder temperatures and continue to grow as supercooled raindrops (e.g., the raindrop images from the pass at −6°C shown on the right-hand side of Fig. 13a or in Fig. 15). Between about −6° and −18°C most drops of all sizes freeze, as significant quantities of supercooled liquid water were found only in the lower portions of the updraft at warmer temperatures. This is in accord with earlier measurements of supercooled liquid water in oceanic convection. Thus, one would expect riming growth to be limited to lower regions of the cloud. However, trace amounts of liquid water were found at −17.5°C and warmer, which suggests that there were enough unfrozen drops present to maintain water saturation in stronger updrafts.

The development of precipitation-sized ice particles (between 0.1 and 1 mm) is illustrated by the changes in their particle size distribution from warmer to colder temperatures (Fig. 16). For example, the concentration of 0.5-mm sizes increases by over an order of magnitude between the freezing level and −17.5°C. Thus, the conditions present in these clouds (e.g., the amount of water vapor and liquid available to form ice particles and the number of small ice particles available for growth) favors the formation of relatively large numbers of ice particles in the 0.1- to 1-mm size range.

The particle images in the updraft at −17.5°C on 17 August appear very similar to the images collected in TRMM-LBA updrafts at similar temperatures (Figs. 5 and 11). The size distributions for these cases (Fig. 17) were also very similar.

Microphysical characteristics of three stratiform regions

The characteristics of three deep stratiform regions associated with convective storms are presented in this section. These were from cases in Florida, Brazil, and Kwajalein on 20 August 1998, 17 February 1999, and 11 September 1999, respectively. Several other cases were available, but these were selected for comparison because they were all deep clouds that were sampled over most of their vertical extent. More extensive analysis of stratiform cloud regions from the TRMM field campaigns is provided in a companion paper (Heymsfield et al. 2001, manuscript submitted to J. Atmos. Sci.). Data are presented as vertical profiles (with temperature as the vertical coordinate). The concentrations of larger precipitation particles (larger than 0.3 mm) and their mean volume diameter were computed from the 1-Hz measured 2DC size distributions. The results are given in Fig. 18. Several features are evident. The profiles for Florida and Kwajalein are rather similar. The profile for 17 February is also similar, but with more variability. Examination of radar cross sections for this case revealed the presence of small convective features embedded in the stratiform region. These likely contributed to the variability for this case. The concentration of large precipitation particles reaches a maximum at the midlevel of the clouds at approximately a temperature of −18°C, and decreases at lower altitudes. These particles were all ice at altitudes above the freezing level. The mean volume diameter of the ice particles increases nearly monotonically with warmer temperatures, then decreases below the freezing level as the particles melt.

Average ice particle size distributions were computed for the upper (<−25°C), mid- (−20° to −10°C), and lower (−5° to 0°C) regions of the clouds (Fig. 19). In each case increases in the concentration of particles larger than about 0.8 mm become evident as warmer temperatures are sampled. Examination of particle imagery (Fig. 20) for each of these cases reveals an increase in the size of aggregates at warmer temperatures, and may explain observed decreases in the concentration of precipitation at warmer temperatures, where aggregation is expected to be most active (e.g., Hobbs et al. 1974). Riming sufficient to be identified on the 2DC imagery was not observed. Examination of the icing detector data also indicates no evidence for supercooled liquid water, suggesting that riming was not occurring in these stratiform regions.

Summary

These results suggest several characteristics and similarities of the TRMM tropical clouds:

  • As expected, the warm rain process dominates precipitation formation in shallow convective clouds with weak updrafts. In these clouds, precipitation formation occurs by the time the cloud has reached the freezing level in both the southwest Amazon clouds and clouds near Kwajalein.

  • Ice formation and growth is the primary process producing precipitation-sized particles above the freezing level in deeper convective clouds and in regions with strong updrafts.

  • A number of similarities are evident in the microphysical characteristics of clouds in the Amazon and near Kwajalein. In both cases, stronger updrafts (greater than about 5 m s−1) contained higher concentrations of small water or ice particles than weaker updrafts, and this was true for both warm and cold (midlevel) portions of the clouds. The size distributions and particle images in comparable midlevel updrafts were similar (Figs. 5, 11, and 17). In both regions, significant amounts of supercooled liquid water were found at temperatures warmer than about −7°C, and decreased substantially at colder temperatures. (Of the other cases that have been examined to date, the coldest temperature where significant liquid water occurred was in TRMM-LBA on 13 February 1999, where 0.51 g m−3 was found at a temperature of −12°C.) Traces of supercooled water were found at colder temperatures (e.g., −18°C), suggesting that water saturation can be maintained at colder temperatures, even if not enough supercooled water is present for significant riming growth. Graupel was found in weaker updrafts. These results are generally in accord with earlier microphysical observations in tropical convection, except that we found supercooled water at somewhat colder temperatures than reported in earlier studies.

  • The results from the strong updraft on 26 January suggest that the intersection region between a cloudy updraft and a cloudy downdraft may be favorable for the growth of precipitation particles, as droplets from the older cloud region in the downdraft may be entrained into the liquid water-rich updraft region, where further growth by accretion is likely. A similar mechanism for the growth of precipitation in continental clouds has also been proposed (Dye et al. 1976).

  • In the upper regions of clouds, aggregates were observed to have chainlike structures (e.g., Figs. 7 and 8). Electrical forces, or some other mechanism, might cause this type of aggregation in the cold regions where these particles were found (e.g., −43°C in Fig. 8), as compared with aggregation caused by differences in particle fall speed at warmer temperatures (e.g., Fig. 15).

  • Ice particles sampled in deep stratiform clouds from the three geographically separated regions also exhibited a number of similarities. In each case, particle size increased with decreasing altitude because of the effects of aggregation. Riming did not appear to play a significant role in particle growth in the stratiform regions sampled, as supercooled liquid water was not detected. The particles may have experienced some riming at an earlier stage in their lifetime; however, graupel was not found in significant amounts in the stratiform cases (the degree of riming for lightly rimed particles is difficult to determine from the 2DC imagery). The presence of aggregates and low liquid water in these cases is similar to observations made elsewhere in tropical regions (e.g., Houze and Churchill 1987; McFarquhar and Heymsfield 1996).

Discussion

There are likely to be major differences in the dynamics of continental (TRMM-LBA) and oceanic (KWAJEX) tropical regions (e.g., differences in updraft strengths). Differences in cloud active nuclei are also likely to influence the initial formation of precipitation. However, in our observations, certain parts of the clouds with similar kinematic features (e.g., updrafts near −18°C; stratiform areas) from the different geographical regions displayed similar microphysical features (e.g., particle size distributions, particle images, and liquid water content). These are encouraging results for the TRMM simulation efforts, because they suggest that similar microphysical retrieval schemes (e.g., those for handling ice) might work for both regions, provided the kinematic structure of the storms can be properly simulated. In both regions the convective clouds exhibited high concentrations of small- to moderate-sized (0.1–1 mm) ice particles when they were sampled between −11° and −18°C. Many of these smaller ice particles are likely to be detrained into stratiform anvil regions, where further aggregation of the particles occur.

Tao et al. (1990) used a composite sounding from three GATE squall-type mesoscale convective systems as input to the GCE. The model output provided vertical profiles of hydrometeors for convective and stratiform regions, which was then used to derive vertical heating profiles. The major ice hydrometeor type in the simulation for their mature anvil and their decaying anvil stratiform cases was graupel. Our observations and those from earlier studies suggest that their simulation did not reproduce the proper hydrometeor type for these cases. Because of the sensitivity of numerical model-derived precipitation to the assumed particle fall speed relationship (e.g., Ferrier et al. 1995), this is likely to significantly affect the rainfall retrieval algorithms and the calculation of vertical heating profiles.

Because of the presence of graupel and droplets larger than 23–25 μm, these clouds should be ideal candidates for Hallett–Mossop secondary ice production by riming at temperatures between −3° and −8°C. However, graupel and supercooled water were found together primarily in weaker updrafts where precipitation is likely to be well-developed (by the warm rain process) by the time that the clouds reach these temperatures, which probably limits the importance of this process. Figure 13 provides an example from KWAJEX at −6°C. Different portions of the cloud, at constant altitude, contain cloud water, raindrops, drizzle drops, graupel, and sheath ice particles. The sheath ice particles are found near the edge of the cloud in a slight updraft. Since this type of habit grows in the Hallett–Mossop temperature range (and slightly colder) and the other necessary conditions are found nearby, these are likely to have originated by this process. Yet, it is clear that these types of ice crystals predominate in only a small portion of the cloud (Fig. 13) at this temperature.

Near the freezing level and slightly colder, many updrafts contained substantial amounts of drizzle (Figs. 6a,b; 10; and 12). The concentrations of the drizzle, as measured by the 2DC instrument, were typically in the range of about 100–600 L−1. In colder updraft regions (Figs. 5, 6c, 11, 14), where ice was the primary particle sampled by the 2DC, the maximum concentrations were significantly greater (about a factor of 2) than the maximum concentrations found in the lower drizzle regions. This enhancement in concentration is roughly in agreement with what might be expected due to the shattering and splintering of these drizzle droplets as they freeze (e.g., Pruppacher and Klett 1997).

On average, droplet concentrations in low-precipitation updrafts in Brazil (e.g., Figs. 2, 3, 6) were a few hundred per cubic centimeter, which is reasonable for a moderately clean continental regime. Future studies will examine variability in the droplet concentration as a function of synoptic regime (e.g., low-level westerly regime periods were observed to be associated with more oceanic-like convection; Cif01; Ric01; Wil01).

More detailed studies are currently in progress using the multiplatform measurements available from the TRMM field campaigns. These will be compared with simulations of these clouds and measurements from the TRMM satellite. Our results to date suggest that these are likely to produce substantial improvements in our understanding of tropical clouds, their effects on the vertical heating profile of the atmosphere, and our ability to monitor and predict their effects on the climate.

Acknowledgments

This work was supported by NASA Grants NAG5-9715 and NAG5-7743 (NCAR), NAG5-9642 (CSU), and NAG5-9656 (UND) through the TRMM program office. Thanks are due to the many field participants, especially Steve Spears, for producing this unique dataset. Thanks are also due to A. Blyth, R. A. Black, and D. C. Rogers for helpful comments on the manuscript.

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Fig. 1.
Fig. 1.

Results from radar measurements of the 26 Jan 1999 squall line in the Amazon: (a) a constant-altitude plan position indicator diagram of radar reflectivity (dbZ, shaded contours), with superimposed dual-Doppler flow field (m s−1) and the track of the Citation; (b) a vertical cross section of the reflectivity depolarization ratio (Zdr, contour interval is 1.0 dB beginning at 0.5 dB) superimposed on the reflectivity (shaded contours, dBZ) and flow field (m s−1) near the area that was sampled by the Citation in Fig. 2. The straight horizontal line represents the sampling altitude of the Citation

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 2.
Fig. 2.

Results from sampling a major updraft region on 26 Jan 1999 at a temperature of 2.5°C. The concentrations from the FSSP (dashed line), the 2DC (solid line), and the liquid water content (dotted line) are shown in the top panel. The updraft speed (solid line), and the volume mean raindrop size (dashed line; computed from the maximum size of the shadow on the 1DP probe) is given in the lower panel. Also shown are examples of 2DC images. (Larger drops were found with the images on the left side of the figure, but were not shown because of the greater abundance of the smaller drops.) The distance represented between the two lines demarcating the images is approximately 1 mm

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 3.
Fig. 3.

Same as the top panel of Fig. 2, but for less vigorous cloud turrets on 26 Jan 1999

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 4.
Fig. 4.

Size distributions in various regions on 26 Jan 1999: (a) in small isolated turrets at various temperatures, and (b) in a strong updraft and adjacent drizzle region

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 5.
Fig. 5.

The concentrations of particles measured by the 2DC probe (solid line) and updraft speed (dotted line) in clouds sampled at −18°C on (a) 23 Feb 1999 and (b) 17 Feb 1999. Selected 2DC images are also shown. The distance represented between the two lines demarcating the images is approximately 1 mm

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 6.
Fig. 6.

The results from sampling convective cloud regions at (a), (b) −7°C on 23 Feb 1999 and (c) −43°C on 17 Feb. The concentration of 2DC particles (solid line) and updraft speed (dotted line) is given in (a). Corresponding data from the icing detector (dashed line), the FSSP concentrations (solid line), and liquid water (dotted line) are given in (b); the dotted line coincides with the solid line. (c) As in (a), but for a temperature of −43°C on 17 Feb 1999

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 7.
Fig. 7.

CPI images of particles sampled at −18°C on 17 Feb 1999

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 8.
Fig. 8.

Same as Fig. 7, but for a temperature of −43°C

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 9.
Fig. 9.

A comparison of size distributions in two similar updrafts on 17 Feb and 23 Feb, and a downdraft on 23 Feb 1999

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 10.
Fig. 10.

The 2DC concentration (solid line) and the updraft speed (dotted line) for a pass through clouds at 0°C on 17 Aug 1999. Examples of images from the 2DC are also shown. The distance represented between the two lines demarcating the images is approximately 1 mm

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 11.
Fig. 11.

(a) Same as Fig. 10, but for two passes at −11° and −17.5°C. (b) Corresponding measurements from the icing detector

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 12.
Fig. 12.

(a) Same as Fig. 10, but for a pass at 0°C on 22 Aug 1999. (b) Corresponding measurements of liquid water from the King liquid water instrument

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 13.
Fig. 13.

Same as Fig. 12, but for a pass at −6°C. Icing detector data have been added (dotted line) to (b)

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 14.
Fig. 14.

Same as Fig. 13, but for a pass at −11°C but without the liquid water content plot in (b). (King liquid water measurements are not available for this pass.)

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 15.
Fig. 15.

Examples of CPI imagery at various regions on 22 Aug 1999

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 15.
Fig. 15.

(Continued)

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 16.
Fig. 16.

Examples of size distributions of particles in convective clouds during KWAJEX, 17 and 22 Aug 1999, at various temperatures (°C). These were computed from data collected in single passes through cloud elements at the various temperatures

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 17.
Fig. 17.

A comparison of particle size distributions in updrafts of similar magnitude and temperatures (near −18°C) in LBA (Brazil) and KWAJEX (Kwaj)

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 18.
Fig. 18.

A comparison of particles larger than 0.3 mm in three deep stratiform clouds from the TRMM field campaigns. (a) The concentrations of particles larger than 0.3 mm and (b) their corresponding mean volume diameter

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 19.
Fig. 19.

A comparison of particle size distributions in the three stratiform clouds (20 Aug Florida, 17 Feb Brazil, and 11 Sep Kwaj) in their upper (<−25°C), mid- (−20° to −10°C) and lower (−5 to 0°C) regions

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

Fig. 20.
Fig. 20.

Examples of 2DC imagery in the three stratiform cases in Figs. 18 and 19. The distance represented between the two lines demarcating the images is approximately 1 mm

Citation: Journal of Applied Meteorology 41, 2; 10.1175/1520-0450(2002)041<0097:MOOTC>2.0.CO;2

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