1. Introduction
Although it is well known that raindrops become increasingly oblate-like for diameters greater than 1 mm (e.g., Pruppacher and Pitter 1971; hereinafter PP71) owing to surface tension and drag force, the potentially important influence of shape distortion has yet to be parameterized and tested for use in at least research cloud models. Rather than the oblate-like “footprint” diameter Dob, the smaller equivalent diameter Deq has been used exclusively when raindrops collect other particles. Furthermore, an accurate representation of the effect of oblate-like shape distortion on raindrop terminal fall velocities has not been typically well represented by power laws in most cloud models. The purposes of this paper are to evaluate more exact raindrop continuous-collection parameterization equation and raindrop evaporation equation that account for raindrop oblate-like shape distortions in drop geometry and more accurate terminal velocity relationships. (As shown later, volume-preserving parameterizations based on D = ab2, where a and b are the minor and major axis, respectively, are too difficult to integrate and thus their use is too difficult to evaluate.)
Equivalent diameter Deq has traditionally been used for raindrop collection of cloud drops, drizzle drops, other raindrops, and other particles in cloud models. Using Deq is reasonable for Dob ≤ 1 mm (PP71) because drops these sizes naturally assume spherical shapes while falling, owing to surface tension. Using Deq for 1 ≤ Dob ≤ 4 mm may be slightly less acceptable because, although such particles are nearly spherical in the time mean owing to oscillations (Andsager et al. 1999), in situ snapshots from video show highly distorted drops in this size range (Bringi and Chandrasekar 2000).
As Deq increases from 4 mm, the raindrops are continuously more oblate-like in shape, with aspect ratios approaching 0.6–0.5 as drops approach 8 mm, or slightly more, in diameter. This shape distortion should unambiguously increase the geometric sweep-out area (Fig. 1) and decrease terminal fall velocity (Gunn and Kinzer 1949; Beard and Pruppacher 1969; PP71) relative to an equivalent spherical raindrop. It is admitted that oblate-like shape distortions could be limited there because raindrops become less frequent at larger sizes because of breakup owing to both drop collisions (Deq ≥ 4 mm) and hydrodynamic instability (roughly Deq ≥ 8–8.5 mm). A fairly complete discussion of potential maximum sizes is discussed in PP71 and Pruppacher and Klett (1997). However, despite these breakup mechanisms that might keep raindrops small and reduce oblateness, there are excellent in situ observations by Rauber et al. (1991) from shallow Hawaiian clouds that show that a large number of oblate-like raindrops (3 ≤ Deq ≤ 8 mm) can occur, albeit rarely, in at least some cases. Moreover melting hail may become largely liquid with a small ice core and be very oblate in shape (Bringi and Chandrasekar 2000). Therefore, raindrop oblate-like shape distortions may be an important characteristic to parameterize in high-resolution cloud models with complex (bulk parameterized or bin) microphysics. They may also be important in larger-scale models with detailed microphysical parameterizations, especially if a fallout equation is used and more accurate vertical flux is required.
In section 2 the analysis method and derivations of four different continuous-collection growth equations are presented. Then, inclusion of drop distortion into the evaporation equation is described. Section 3 presents numerical results and a discussion of idealized computations of the equations presented in the section 2. In section 4 the results of the paper are summarized.
2. Analysis
Because the oblate-like shape distortion effect of having increased geometric sweep-out area (increased sweep-out volume and thus accretion rate) competes against the oblate-like distortion shape effect of having decreased terminal fall velocity (decreased sweep-out rate and accretion rate), it is necessary to evaluate these two effects of oblateness both individually and together, in simple numerical experiments. This approach can be achieved by analyzing four different versions of the continuous-collection growth equation. The first equation to be derived is in every way similar to Lin et al. (1983, hereinafter LFO83), except that it is generalized for any gamma distribution and allows integration to a maximum rain diameter Dmax. It does not include the effects of oblate-like shape distortions for raindrops, and such an exclusion is common practice in both bulk and bin models. The second equation to be derived is the same as the first except that it includes the effect of oblate-like shape distortions increasing the geometric sweep-out area only. The third equation to be derived is the same as the first except that it includes the effect of oblate-like shape distortions on reducing the terminal velocity term only by using an accurate third-order polynomial to fit the empirical data. The fourth equation to be derived, which is the accretion equation that should be most realistic, includes the combined effects of oblate-like shape distortions on both increasing the geometric sweep out as well as reducing the maximum terminal velocity.
The fifth and sixth equations to be derived are for evaporation without and with oblate-like distortions for diameter and the third-order terminal velocity approximation discussed herein. After these equations are derived and discussed, some simple numerical experiments are performed to demonstrate the differences in approaches (section 3).
In every case, the collector raindrops are represented with a generalized partial gamma distribution and the collected cloud droplets are represented as being monodisperse. To make a fair comparison, the partial gamma distributions only contain raindrops between 0 mm and a maximum allowed raindrop diameter Dmax of 8 mm.
a. The Lin et al. (1983) continuous-collection growth equation for a generalized gamma distribution
Note again that (4) assumes an equivalent volume diameter Deq for both the collection sweep-out area and in the power law for VT. It is obvious that Deq ≤ the oblate-like footprint diameter Dob, and thus the sweep-out area should be less than reality in this traditional scheme. However, we will now show that VT(Deq) is very high owing to the use of the LO69/LFO83 approximation and this counteracts the smaller sweep-out area in the accretion rate.
LO69 used the least squares method to fit the laboratory data tabulated by Gunn and Kinzer (1949) for D < 3–4 mm. Although the LO69 power law can be used to predict the PP71 raindrop VT data (originally from Gunn and Kinzer 1949 and Beard and Pruppacher 1969) well at small diameters (D < 3–4 mm), it reveals a correlation of only 0.793 if Deq is extrapolated to 8 mm. This is because LO69 (and LFO83-like schemes that use the same method) do not capture the reduction in terminal velocity resulting from oblate-like shape distortions for Deq > 3–4 mm (Fig. 2). In the extreme, LO69/LFO raindrop VT estimates are nearly 2 times as large as they should be at 8 mm and get worse for larger diameters when compared with observations. This poses a potential problem because many LFO83-like models using LO69 integrate D to ∞ in their collection equations (e.g., LFO83; Reisner et al. 1998; Gilmore et al. 2004; Thompson et al. 2004). Thus, for large raindrops, the LO69/LFO83 version of VT is overestimated relative to the observations.
b. Continuous-collection growth equation with an oblate-like shape distortion correction for geometric sweep-out area
Last, K. V. Beard (2006, personal communication) has provided “that the change in axis ratio with altitude is expected to be negligible when the distorting effect of an increased terminal velocity is compensated by decreased air density. According to the perturbation model (Beard et al. 1989) the distortion is proportional to the Weber number, a product of the air density and fall speed squared. If the fall speed is proportional to the square root of the air density—the usual assumption—the Weber number and therefore distortion do not change.”
c. Continuous-collection growth equation with oblate-like distortion corrections for terminal velocity only
d. Continuous-collection growth equation with both the geometric sweep-out area and the terminal fall velocity corrections
e. The Lin et al. (1983) evaporation equation for a generalized gamma distribution
f. Evaporation of raindrops with shape distortion included for a generalized gamma distribution
Here a new raindrop evaporation rate equation is derived that accounts for shape distortion and uses a more appropriate length scale and fall velocity. Green (1975) proposed using a characteristic length scale L in the Reynolds number calculation for raindrops and we follow suit except that, instead of assuming artificial oblate spheroid-shaped drops, we computed the drop surface areas and maximum perimeters from the greatly improved asymmetric drop model output shown in Beard and Chuang (1987) and applied those along with the observed raindrop fall speeds from PP71.
However, using the polynomial fit of the PP71 fall velocity [(8)], which accounts for increasingly deformed shape and drag (and reduced fall speed) of raindrops with size, reduces the Reynolds number by a greater amount than by using L (not shown).
3. Results and discussion
a. Collection equation
To evaluate the continuous-collection growth equation, calculations are made for rain mixing ratios ranging from 1 to 15 g kg−1, incremented by 1 g kg−1, and number concentrations of 500 and 2000 m−3 with the four derived continuous-collection formulas [(4), (6), (9), and (11)]. These cases of continuous-collection growth mixing ratio rate trends are shown in Figs. 3a and 3b. For these simulations we use the following parameters and constants: initial values for rain mixing ratio qr = 1–15 g kg−1, diameter parameter β = 3, shape parameter ν = 3 (values of 1, 2, and 4 were also tried but are not shown), constant rain concentration Nt = 500 and 2000 m−3, collection efficiency E = 1, density of water ρw = 1000 kg m−3, P = 100 000 Pa, T = 298 K, ρai from the gas law (=1.17 kg m−3), constant cloud water supply (such as within an updraft) qc = 1.0 × 10−3 kg kg−1, time step Δt = 1 s, and maximum diameter Dmax = 8 mm.
The solutions for instantaneous continuous-collection rate calculations for rain mixing ratio amounts of 1–15 g kg−1 and number concentrations of 500 and 2000 m−3 are shown in Figs. 3a and 3b. For number concentrations of rain of 500 m−3, the largest rates in descending order are with LFO terminal velocity (also known as LO69 terminal velocity) using oblate-like diameters. This result occurs because the terminal velocities and sweep-out diameters are largest in these calculations. Next, the standard LFO-type calculation parameters produce the second largest rates. These are followed by the new O(3) terminal velocity and oblate-like diameter combination calculations. The small terminal velocities at larger sizes keep these values from exceeding those of the previous types of combinations of terminal velocities and diameters used in geometric sweep-out volumes. Last, the O(3) terminal velocity values combined with equivalent diameters produce the smallest collection rates. For number concentration of 2000 m−3 the solutions are much more tightly clustered (Fig. 3b) because the distributions are weighted toward smaller sizes for which differences between the oblate-like drops and spherical drops are less. In that Nt = 2000 case, the new O(3) terminal velocity and oblate-like diameter combination calculations have slightly faster accretion rates than those of LFO83. The most important difference to compare is that of the LFO83 parameterization and the new parameterization with oblate-like diameters and O(3) terminal velocity computations. We are surprised at the smallness of the difference between solutions, but are comforted by the fact that most approximations give nearly similar solutions. The LFO-like method appears to come close to the more accurate oblate-like solution because of a cancellation of two errors in its formulation: an erroneously small sweep-out diameter is compensated by an erroneously fast fall speed. This exercise may seem academic at this point, but it is important in that we now know how relevant it is to specify the more exact continuous-collection parameterization equation that accounts for oblate-like distortions.
b. Evaporation equation
To evaluate the evaporation equations, solutions are computed for instantaneous rates with the two formulas (18) and (21). For these calculations we use the same parameters and constants as before but note the additional information that saturation ratio S = 0.8.
The solutions made for evaporation calculations for rain mixing ratio amounts of 1–15 g kg−1 and number concentrations of 500 and 2000 m−3 are shown in Fig. 4. Recall that we earlier showed that the VT term dominates differences that are seen in the evaporation rate equation between the LFO-like parameterization (19) and the new proposed distorted drop parameterization (21). For larger Nt and small rain mixing ratio, the evaporation rate is slightly enhanced in the oblate-like distorted drop case [(21)] because the drop size distribution is weighted toward smaller drops that happen to fall faster (for D < 3 mm; Fig. 2). However, for any Nt and larger mixing ratio, the oblate-like parameterization evaporates less, as expected, primarily because of reduced fall speeds and reduced ventilation. Furthermore, calculations with number concentrations of 500 m−3 show a more significant spread between the LFO-like computations [(19)] and computations made with the oblate-like parameterization (21) than with number concentrations of 2000 m−3. This situation is because the rain distributions are weighted toward larger sizes for the case of Nt = 500 m−3 in which the distortions from a sphere are greater.
4. Summary
In this paper it is shown that the use of oblate-like distortions in shapes of raindrops does not make a significant difference in some microphysical parameterizations such as continuous collection and evaporation. The biggest errors arise when more exact approximations (e.g., for distorted drop shape or oblate-like diameter) are not combined with appropriately sophisticated approximations for other variables dependent on drop shape and diameter (e.g., terminal velocity). For this study, we propose a new terminal velocity formulation as well as new continuous-collection and evaporation parameterizations. All parameterizations and solutions were derived and computed using truncated distributions at diameters of 8 mm for raindrops. The results from this study show the following five results as compared with the LFO83-like solutions:
Continuous-collection rates are slightly larger (Nt = 2000) or slightly smaller (Nt = 500) using oblate-like diameters and the new O(3) terminal velocity expression. Coincidental agreement owes to cancellation of two large errors in the LFO83-like solutions.
Evaporation rates are generally smaller using oblate-like diameters and the new terminal velocity expression, and differences in rates grow as the drop distribution is weighted toward larger sizes.
Solutions behaved similarly for various values of the distribution shape parameter ν for both continuous-collection and evaporation rates.
Although the exercise we went through in this paper came up with some complicated solutions for some parameterizations, we are comforted that what previously has been used or something akin to it gives reasonable results in comparison with these more sophisticated approaches.
The complicated expressions can be built up into lookup tables that make solutions available as quick as or more quickly than integrating equations from, say, LFO83.
The differences might seem small in these simple calculations, though their inclusion might be important in certain types of clouds such as Hawaiian rainbands and may have unexpected importance in other types of clouds as well. Future testing is needed of these improved microphysics parameterizations in cloud models to investigate their time-integrated impact. In addition, tests need to be done on rainfall rates with various approximations for terminal velocity. Although not done here, inspection suggests that the third-order approximation for terminal velocity presented herein as an alternative to the LO69/LFO83 terminal velocity approximation should produce smaller rainfall rates and should be more realistic. Last, though the results in this paper were intended for research models, we see no reason why, with the use of lookup tables, they could not be adopted for real-time prediction models.
Acknowledgments
This work was supported by the National Science Foundation under Grants ATM-0340693, ATM-0449753, and ATM-0339519. Doctor Kenneth V. Beard gave helpful advice on computing accurate surface areas of his asymmetric drops and provided many useful constructive criticisms to improve this paper. To him we are most thankful.
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APPENDIX
Description of Spectral Density Function and Distribution Moments
Ratio of the sweep-out areas between an oblate-like distorted raindrop and its corresponding equivalent sphere using the relationship from Beard (1976). The Deq and Dob are both shown on the x axis.
Citation: Journal of Applied Meteorology and Climatology 45, 11; 10.1175/JAM2416.1
From Gunn and Kinzer (1949) and Beard and Pruppacher (1969), and presented by PP71, are laboratory data of VT (m s−1) vs Deq (m), our proposed third-order polynomial fit, and the LO69 power-law fit of VT vs Deq (originally fitted for D < 5 mm; plotted here to 8 mm). Equations and r 2 values (relative to PP71 data up to Deq = 8 mm) are shown in the legend along with the line styles.
Citation: Journal of Applied Meteorology and Climatology 45, 11; 10.1175/JAM2416.1
Collection rate vs rain mixing ratio for (a) rain Nt = 500 m−3 and (b) rain Nt = 2000 m−3 for the four collection rate formulations: 1) equivalent diameter (DEQ) for geometric sweep-out area and LFO83 for terminal velocity (LFOVT) (solid squares), 2) oblate-like diameter (DOB) for geometric sweep-out area and LFO83 for terminal velocity (LFOVT) (solid circles), 3) equivalent diameter (DEQ) for geometric sweep-out area and O(3) oblate-like terminal velocity (O3VT) (open squares), and 4) oblate-like diameter (DOB) for geometric sweep-out area and O(3) oblate-like terminal velocity (O3VT) (solid triangles).
Citation: Journal of Applied Meteorology and Climatology 45, 11; 10.1175/JAM2416.1
Evaporation rates (kg kg−1 s−1) for LFO terminal velocity and equivalent diameters (LFO; squares) and O(3) terminal velocity and oblate-like distorted diameters (OBLATE; triangles). Calculations with rain number concentrations of 500 and 2000 m−3 are indicated.
Citation: Journal of Applied Meteorology and Climatology 45, 11; 10.1175/JAM2416.1
A similar polynomial was advocated by Rutledge and Hobbs (1983) but unfortunately was not adopted by the rest of the modeling community at the time. Also, it does not perform as well as the one we propose.