Trade-Offs between Measurement Accuracy and Resolutions in Configuring Phased-Array Radar Velocity Scans for Ensemble-Based Storm-Scale Data Assimilation

Huijuan Lu Research Center for Numerical Prediction, State Key Laboratory of Severe Weather, Chinese Academy of Meteorological Sciences, Beijing, China, and Cooperative Institute for Mesoscale Meteorological Studies, University of Oklahoma, Norman, Oklahoma

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Qin Xu NOAA/National Severe Storms Laboratory, Norman, Oklahoma

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Abstract

Assimilation experiments are carried out with simulated radar radial-velocity observations to examine the impacts of observation accuracy and resolutions on storm-scale wind assimilation with an ensemble square root filter (EnSRF) on a storm-resolving grid (Δx = 2 km). In this EnSRF, the background covariance is estimated from an ensemble of 40 imperfect-model predictions. The observation error includes both measurement error and representativeness error, and the error variance is estimated from the simulated observations against the simulated “truth.” The results show that the analysis is not significantly improved when the measurement error is overly reduced (from 4 to 1 m s−1) and becomes smaller than the representativeness error. The analysis can be improved by properly coarsening the observation resolution (to 2 km in the radial direction) with an increase in measurement accuracy and further improved by properly enhancing the temporal resolution of radar volume scans (from every 5 to 2 or 1 min) with a decrease in measurement accuracy. There can be an optimal balance or trade-off between measurement accuracy and resolutions (in space and time) for configuring radar scans, especially phased-array radar scans, to improve storm-scale radar wind analysis and assimilation.

Corresponding author address: Dr. Qin Xu, National Severe Storms Laboratory, 120 David L. Boren Blvd., Norman, OK 73072. Email: qin.xu@noaa.gov

Abstract

Assimilation experiments are carried out with simulated radar radial-velocity observations to examine the impacts of observation accuracy and resolutions on storm-scale wind assimilation with an ensemble square root filter (EnSRF) on a storm-resolving grid (Δx = 2 km). In this EnSRF, the background covariance is estimated from an ensemble of 40 imperfect-model predictions. The observation error includes both measurement error and representativeness error, and the error variance is estimated from the simulated observations against the simulated “truth.” The results show that the analysis is not significantly improved when the measurement error is overly reduced (from 4 to 1 m s−1) and becomes smaller than the representativeness error. The analysis can be improved by properly coarsening the observation resolution (to 2 km in the radial direction) with an increase in measurement accuracy and further improved by properly enhancing the temporal resolution of radar volume scans (from every 5 to 2 or 1 min) with a decrease in measurement accuracy. There can be an optimal balance or trade-off between measurement accuracy and resolutions (in space and time) for configuring radar scans, especially phased-array radar scans, to improve storm-scale radar wind analysis and assimilation.

Corresponding author address: Dr. Qin Xu, National Severe Storms Laboratory, 120 David L. Boren Blvd., Norman, OK 73072. Email: qin.xu@noaa.gov

1. Introduction

A phased-array weather radar has been constructed at the National Severe Storms Laboratory in Norman, Oklahoma. This establishes the first National Weather radar test bed equipped with the solid-state phased-array antenna, which is also the only phased-array radar of this kind at present time dedicated to weather radar research (Forsyth et al. 2005; Zrnic et al. 2007). One of the primary research goals is to explore the full advantages of the phased-array electronically controlled agile beam scan capabilities and make the best possible uses of these capabilities to improve numerical analysis and prediction of severe storms and other hazardous weather conditions. To this end, there is an important and yet very challenging issue concerning how to optimally design phased-array scan strategies for the intended meteorological applications. This is the motivation of this study.

One of the major advantages of the phased-array radar is the capability to adaptively scan weather phenomena at higher temporal resolution (1 min or less per volume scan) than is possible by the conventional weather radars [such as the Weather Surveillance Radar-1988 Doppler (WSR-88D)] that use mechanically steered reflector antennas (5 min or more per volume scan). With this capability, the enhanced temporal resolution can benefit storm-scale radar wind analysis and data assimilation (Qiu and Xu 1996; Shapiro et al. 2003; Xue et al. 2006). As the phased-array radar controls the beam direction electronically, it can transmit microwave pulses swiftly to many sufficiently different beam directions and thus acquire uncorrelated samples more efficiently than the WSR-88D to estimate the spectral moments (i.e., reflectivity, radial velocity, and spectrum width in level-II data) in each resolution volume and to reduce the uncertainties (caused by random meteorological scatterers) of the estimated spectral moments. This can yield a gain in (level II) data accuracy or resolution (in space or time). However, regardless of this and other possible gains, there is always a limit on the number of independent samples acquirable per unit time for a given phased-array radar (or any other radar). This imposes an overall constraint on radar measurement accuracy and resolutions. Under this constraint, an increase in accuracy (or resolution) will cause a decrease in resolution (or accuracy) and, by the same token, a resolution increase in one spatial or temporal dimension will cause a resolution decrease in another dimension (without compromising the accuracy). Because of this, there should be a proper balance or trade-off between measurement accuracy and resolutions when radar scans are configured to improve storm-scale radar wind analyses and data assimilation. This problem will be studied in this paper. In particular, we will perform assimilation experiments with model-simulated radar radial-velocity observations of a supercell storm to examine the impacts of observation accuracy and resolutions on the assimilated storm winds by the ensemble square root filter (EnSRF) (Whitaker and Hamill 2002). As two important variants of the ensemble Kalman filter (EnKF) (Evensen 1994; Tippett et al. 2003), the EnSRF and EnKF with perturbed observations (Burgers et al. 1998) have been used to assimilate model-simulated and real radar observations with encouraging results [Snyder and Zhang 2003; Zhang et al. 2004; Dowell et al. 2004; Tong and Xue 2005 (hereinafter TX05), 2008; Xue et al. 2006; Lu 2007; Xu et al. 2008a; Gao and Xue 2008].

When the EnSRF is applied to simulated radar observations to address the issues concerned in this study, we need to consider both radar measurement error and representativeness error in the simulated observations. The radar measurement error will be mimicked by random noise. The representativeness error is an error due to the limited model resolution in the calculation of the observation operator. This is an error in the observation innovation but can be attributed to its observation part as a representativeness error. The total observation error is the sum of the measurement error and representativeness error, and the total error variance will be estimated from the simulated observations against the simulated “true” model state.

The theoretical analysis and numerical examples presented in Xu (2007) suggest that there can be a significant degree of information redundancy in radar observations if the observations are too dense to be resolved by an optimal analysis with a given background covariance. As the background covariance is parameterized by a smooth function on the model grid in a three- or four-dimensional variational data assimilation system, the covariance is often too smooth or too coarse to allow the analysis to absorb fine structures in radar observations. For storm-scale radar data assimilation with an EnKF such as the EnSRF considered in this study, the background covariance is computed from an ensemble of model-predicted fields on a storm-resolving model grid and thus contains much finer structures than a parameterized smooth covariance. However, as the covariance is estimated from a small ensemble of imperfect-model predictions (40 members in this study because of computational constraints), the estimated covariance may contain significant errors and spurious noisy structures. For the EnSRF analysis with such a covariance, the conventional (level II) radar data may still have excessive accuracy (or excessive spatial resolution), so the accuracy (or spatial resolution) may need to be reduced in favor of enhancing the temporal resolution. Such a trade-off can be beneficial to storm-scale radar wind assimilation, and this will be demonstrated in this paper.

As the phased-array radar is able to scan adaptively, trade-offs between measurement accuracy and resolutions can also be made adaptively in space and time according to the weather phenomena being observed. This complexity, however, is beyond the consideration of this study. Only simple trade-offs will be considered in this study. Except for those in favor of increasing the temporal resolution beyond 5 min (see section 4c), most of the trade-offs are applicable to both the phased-array and conventional weather radars. Since the objective considered in this study is to improve storm wind analyses, only radar radial-velocity observations will be assimilated by the EnSRF and the quality of the assimilation will be evaluated by the root-mean-square (RMS) error of the analyzed wind field.

The paper is organized as follows: the next section describes the model-simulated radar observations and assimilation system. Section 3 performs assimilation experiments with observations of different measurement accuracies and examines the impact of measurement accuracy on the EnSRF analysis. Section 4 performs assimilation experiments with observations of different resolutions and examines how the EnSRF analysis is affected by trade-offs between measurement accuracy and resolutions. Conclusions follow in section 5.

2. Simulated observations and assimilation system

a. Prediction model and simulated storm

The Advanced Regional Prediction System (ARPS; Xue et al. 2001) is used for both simulation and analysis, and the classic 20 May 1977 Del City, Oklahoma, supercell storm case is simulated as in TX05. The ARPS is a fully compressible and nonhydrostatic atmospheric prediction system. For the version used in this study, it contains 12 prognostic state variables, including wind components u, υ, and w, potential temperature θ, pressure p, the mixing ratios for water vapor qυ, cloud water qc, rainwater qr, cloud ice qi, snow qs, and hail qh, plus the turbulent kinetic energy (TKE) used by the 1.5-order subgrid-scale turbulent closure scheme. All of these prognostic state variables except for TKE are subject to updating at each analysis step of the assimilation. The microphysical processes are parameterized using the three-category ice scheme of Lin et al. (1983).

The physical domain is 64 × 64 × 16 km3 for all experiments. The model grid for the fine-resolution true state comprises 131 × 131 × 35 grid points (with horizontal grid spacing Δx = Δy = 0.5 km and vertical grid spacing Δz = 0.5 km), while the grid is coarsened to 35 × 35 × 35 grid points (with Δx = Δy = 2 km and Δz = 0.5 km) for all the assimilation experiments. Thus, the forecast model is imperfect. The fine-resolution true state (with Δx = Δy = 0.5 km) is generated by a model simulation initialized from a modified Del City sounding as in TX05. The CAPE of the sounding is about 3300 J kg−1, and a 4-K ellipsoidal thermal bubble centered at x = 48, y = 16, and z = 1.5 km, with a radius of 10 km in horizontal directions and 1.5 km in vertical, is used to initiate the storm. The fine-resolution true state is then averaged in each coarsened grid box (Δx = Δy = 2 km) to obtain the coarsened-resolution true model state.

b. Simulated radar observations

The temporal resolution of the operational WSR-88D radar scans in a storm scan mode is approximately 5 min per volume, and this is used as the benchmark temporal resolution in this study. All the simulated observations are in the radar polar coordinates, and each volume scan contains 14 tilts at the elevation angles of 0.48°, 1.45°, 2.4°, 3.3°, 4.3°, 5.2°, 6.2°, 7.5°, 8.7°, 10.0°, 12°, 14.0°, 16.7°, and 19.5°. On each tilt, the benchmark horizontal resolutions are 1° in the azimuthal direction and 0.5 km in the radial direction. Here, the range gate resolution is coarser than that of the real WSR-88D radial velocity (0.25 km) but it is consistent with the resolution of the fine-resolution true state from which the simulated observations are generated. The radial-velocity data are assumed to be available only in the precipitation region, where the reflectivity exceeds 10 dBZ. The reflectivity is calculated from the hydrometeor mixing ratios from the truth simulation as in TX05. The ground-based radar is located at the southwest corner of the computational domain, that is, at the coordinate origin, for all experiments.

Each radial velocity observation, Vr, is simulated by
i1558-8432-48-6-1230-e1
where α is the elevation angle, β is the azimuth angle of radar beam, and (u, υ, and w) are the three components of the fine-resolution true velocity at the observation point interpolated by trilinear interpolation. The ε represents random measurement errors that have a normal distribution with zero mean and a specified standard deviation (σ). Strictly speaking, the simulated Vr observation in Eq. (1) should be an averaged value (weighted by radar antenna gain function and reflectivity) over the radar resolution volume. This complication, however, is not considered here (because it requires that the true reflectivity distribution be simulated accurately within each resolution volume and this is beyond the capability of the microphysics in the ARPS). Nevertheless, since the fine-resolution “truth” (with Δx = Δy = 0.5 km and Δz = 0.5 km) has about the same volume resolution as the radar resolution volume (with Δr ≈ 0.25 km, Δα = Δβ ≈ 1°) at the radial range (r ≈ 30–40 km) where the simulated storm is “observed” from the radar, the representativeness error with respect to the fine-resolution truth should be much smaller than that with respect to the coarsened-resolution truth and thus can be neglected when the simulated Vr observation is generated from the fine-resolution truth in Eq. (1). Note that the radial velocity contribution from precipitation is assumed to be accurately estimated from radar observed reflectivity and thus excluded from the simulated radial-velocity observation in Eq. (1). In the real radar data assimilation, the radial-velocity contribution from precipitation is often estimated empirically (Dowell et al. 2004), and the estimation error could be significantly non-Gaussian and biased. This complication is not considered in Eq. (1) for the simulated radial-velocity observations.

It is well known that radar velocity measurements can sometimes be contaminated by range folding, velocity aliasing, ground or sea surface clutters from sidelobes and/or ducted anomaly propagation, and clutter from nonmeteorological flying objects. In this paper, these gross errors are assumed to be removed by data quality controls (e.g., Gong et al. 2003; Zhang et al. 2005; Liu et al. 2005). In this case, random errors in radar radial-velocity measurements (level-II data) are caused mainly by inhomogeneities of velocity and reflectivity within each sampling volume, and the measurement error standard deviation may have a lower bound of about σm = 1 m s−1 in a fair-weather turbulent boundary layer (see section 9.1.1.2 of Doviak and Zrnic 1993). Recently, by reformulating the conventional innovation method, Xu et al. (2007) estimated radar radial-velocity observation error and background velocity error covariance from time series of radar radial-velocity innovation (observation minus independent background), and the estimated observation error standard deviation is σ = 4 m s−1. This estimate includes both the radar measurement error and representativeness error. As long as these two errors are uncorrelated, the estimated observation error variance (σ2 = 16 m2 s−2) is the sum of the measurement error variance and representativeness error variance, that is, σ2 = σm2 + σr2, where the subscripts m and r denote the measurement and representativeness part of the observation error, respectively. Since the above error variance was estimated in Xu et al. (2007) from radar observations collected during calm weather, the representativeness error variance (with Δx = Δy = 3-km grid resolution) could be as small as σr2 ≈ 0.1 m2 s−2 (see the remark at the end of section 3a). Thus, the estimated σ = 4 m s−1 can be considered as an upper bound for σm. This upper bound will be used with the above lower bound (σm = 1 m s−1) in this paper to examine how the EnKF analysis is impacted by a change in observation accuracy.

c. Data assimilation procedure

The observation errors are assumed to be uncorrelated (or decorrelated), so the serial algorithm of EnSRF—a variant of the EnKF (Whitaker and Hamill 2002; Tippett et al. 2003)—can be used conveniently. A compactly supported smooth correlation function (Gaspari and Cohn 1999) is used to localize the background covariance computed from the ensemble. With the EnSRF, the model-state estimates are updated as follows:
i1558-8432-48-6-1230-e2
i1558-8432-48-6-1230-e3
where x denotes the model-state vector, the overbar denotes the ensemble average, the prime denotes the deviation from the mean, superscripts a and b denote the analysis and background, respectively, n is the index that identifies a particular ensemble member, yo is the observation, H is the observation operator, denotes the Schur (elementwise) product, W is the localization weight computed from Eq. (4.10) of Gaspari and Cohn (1999), and ynbHxnb is the deviation of ensemble member n from the ensemble mean of the background projected to the observation space by observation operator H. A simple trilinear interpolation is used in H. The Kalman gain K (reduced to a column vector for single-observation analysis) and the β factor are computed as follows:
i1558-8432-48-6-1230-e4
and
i1558-8432-48-6-1230-e5
where N is the ensemble size and σ2 is the observation error variance.

The ensemble has 40 members (N = 40). As in TX05, the initial ensemble forecasts are started at 20 min of model time by adding random noises to a prior background state that is horizontally homogeneous and described by the environmental sounding in the vertical. The random noises are sampled from normal distributions with zero mean and standard deviation of 3 m s−1 for u, υ, and w, and 3 K for potential temperature. The pressure, moisture, and microphysical variables are not perturbed initially. The observations are assimilated every τ = 5 min in the control experiment. The first analysis is performed at t = 25 min. After 15 more assimilation cycles, the last analysis is performed at the end (t = T = 100 min) of the last (16th) cycle. The covariance localization radius is set to 8 km, which is the same as in TX05, and the covariance inflation factor is optimally tuned in each experiment.

3. Experiments with different observation accuracies

a. Experiment design

In this section, two EnSRF assimilation experiments (one control and one test experiment) are designed and performed with simulated high-resolution radial-velocity data (0.5 km in radial range and 1° in azimuth) of different accuracies. As explained in section 2, the prediction model is imperfect as it has a relatively coarse horizontal resolution (Δx = Δy = 2 km) with respect to the fine-resolution true state (Δx = Δy = 0.5 km). The model error is not estimated or treated explicitly in the assimilation experiments. The conventional covariance inflation technique is used with the inflation factor optimally tuned in each experiment to partially account for the enhanced forecast error due to the imperfect model. Radial-velocity observations are generated from the fine-resolution true state by adding random measurement errors. In particular, by setting the error standard deviations to (i) σm = 1 m s−1 and (ii) σm = 4 m s−1, two sets of observations are generated. These two sets are denoted by Om1 and Om4, respectively (see the first two rows of Table 1). As explained in section 2b, σm = 1 m s−1 is an estimated lower bound of σm, while σm = 4 m s−1 can be an upper bound for σm. The Om4 will be used in the control experiment, denoted by Em4. The Om1 will be used in the test experiment, denoted by Em1.

As explained in the introduction and section 2b, the total observation error variance is the sum of the measurement error variance and representativeness error variance, that is, σ2 = σm2 + σr2. The total observation error is estimated by the difference between the simulated radial-velocity observation and the coarsened-resolution true model state interpolated at each observation point (in the way described in section 2b for the simulated observations). The estimated differences are squared and then averaged over all the observation points (in the precipitation region where the reflectivity exceeds 10 dBZ) and over all the observation time levels to yield an estimate of σ2 for each dataset. The representativeness error is also estimated independently by the difference between the two (fine resolution and coarsened resolution) true model states interpolated at each observation point, and the estimated differences are squared and then averaged to yield an estimate of σr2 for each dataset. The estimated representativeness error variances are found to be almost the same for all the datasets (listed in Table 1) and they all fall into the narrow range 3.00 ≤ σr2 ≤ 3.08 m2 s−2. The sum of the estimated σr2 and specified σm2 recovers the above estimated total observation variance σ2 quite accurately (within ±0.03 m2 s−2) for each of the six datasets. This indicates that the measurement error and representativeness error are uncorrelated for the simulated observations. Therefore, we can add the above estimated σr2 = 3 m2 s−2 with the specified σm2 to estimate σ2 for each dataset, as listed in Table 1.

As a remark, it is necessary to mention that the representativeness errors can have considerable variations in time and space, although their spatially and temporally averaged values are almost the same for all the datasets. The spatially averaged representativeness error variances (over the observation points where the reflectivity exceeds 10 dBZ) are plotted by thick curves as functions of time in Fig. 1 for the six datasets. The datasets Om1 and Om4 have the same representativeness error, so their error variances are plotted by the same curve. As shown by the thick solid curve, the representativeness error variance for Om1 (or Om4) is about 4 m2 s−2 at the first observation time level (t = 25 min) but reduces to 2.7 m2 s−2 at the fifth time level (t = 45 min), and then fluctuates around 3 m2 s−2 from the 5th to 13th time level before it drops to nearly 2.5 m2 s−2 at the 14th time level (t = 90 min) and stays below 3 m2 s−2 at the last two time levels. Similar temporal variations are seen for the other four datasets and the differences fluctuate within the range of ±0.5 m2 s−2. To see the spatial variability, we assume that the radar is sufficiently powerful, so the simulated observations can cover the entire model domain and the representativeness error variances can be averaged separately in the precipitation and nonprecipitation regions. The representativeness error variances averaged in the nonprecipitation region (where the reflectivity is below 10 dBZ) are plotted as functions of time by the thin curves in Fig. 1. As shown, these error variances are much smaller and much closer to each other between different datasets than those (thick curves) averaged in the precipitation region. These error variances change very slowly with time, and their temporal averages do not exceed 0.12 m2 s−2 for the six datasets. The drastic decrease of the locally averaged representativeness error variance from the precipitation to nonprecipitation regions indicates that the significance of the representativeness error depends very much on the intensity of subgrid turbulence (not resolvable by the model grid but sampled by the observations).

b. Evaluation parameters

To evaluate the performances of the test experiment in comparison with that of the control experiment Em1, we need to introduce and define the following evaluation parameters:

  • (i) The analysis quality is evaluated by the RMS error of the ensemble mean velocity field. For the ith model variable, denoted by xi, the analysis RMS error is defined by
    i1558-8432-48-6-1230-e6
    where xi denotes the ensemble mean background forecast (or analysis) of xi before (or immediately after) each analysis time, xit denotes the coarsened-resolution true value of xi (on the Δx = Δy = 2-km grid), and {}p denotes the average over the grid points covered by the observations (where reflectivity >10 dBZ).
  • (ii) The error variance (i.e., squared RMS error) averaged for the three velocity components at the end (t = T = 100 min) of the assimilation is denoted and defined by
    i1558-8432-48-6-1230-e7
    where {}3 denotes the average over i (= 1, 2, 3) for the three velocity components (u, υ, w).
  • (iii) To quantify the accuracy of the ensemble mean in the test experiment relative to that in the control experiment, it is convenient to introduce and define the relative RMS error (RRE) as follows:
    i1558-8432-48-6-1230-e8
    where σv,Em4 denotes the values of σv in the control experiment Em4.
  • (iv) The spatially averaged ensemble spread for xi is defined by
    i1558-8432-48-6-1230-e9
    where the overbar denotes the ensemble average and {}p is the spatial average as in Eq. (6). Clearly, si2 is the spatially averaged ensemble variance in xi over the region covered by the observations. The average spread for the three velocity components at t = T can be then denoted and defined by sv ≡ {si2|t=T}3 in the same way as σv in (7).
  • (v) Ideally, the ensemble spread in each variable should satisfy a consistency relationship with the ensemble mean RMS error. This consistency relation requires the ratio between the ensemble spread and the ensemble mean RMS error to be statistically equal to [N/(N + 1)]1/2 (Murphy 1988). For the ith variable xi, this ratio is defined and denoted by
    i1558-8432-48-6-1230-e10
    We may call it the consistency ratio (the ith variable). For the ensemble size (N = 40) used in this study, the ideal value for the consistency ratio is [N/(N + 1)]1/2 = 0.988.
  • (vi) The averaged consistency ratio for the three velocity components at the end (t = T) of the assimilation is defined and denoted by
    i1558-8432-48-6-1230-e11

If the uncertainty of the ensemble mean is well quantified by the ensemble spread, then ri should be statistically equal to [N/(N + 1)]1/2 according to the consistency relationship. As mentioned in section 2c, the initial ensemble members are generated in the same way at the beginning of the assimilation in all the experiments. The initial consistency ratio is roughly in the same range of magnitude for each variable in all the experiments. After the initial time, however, the ratio will undergo different variations over the assimilation period in different experiments.

c. Results and discussion

The computed values of σv, RRE, and rv from the test experiment Em1 are listed in the first row of Table 2 in comparison with those from the control experiment Em4 (in the second row). The covariance inflation factor is optimally tuned (at the resolution of every 0.025 or 0.05) in each experiment. As listed, when the measurement error is reduced from σm = 4 m s−1 (in Em4) to 1 m s−1 (in Em1) and consequently the total observation error variance σ2 is reduced from 19 to 4 m2 s−2, the optimal inflation factor is reduced from 1.15 to 1.05, the RRE is decreased by merely 2%, and the averaged consistency ratio rv is decreased from 0.48 to 0.16. Since the analysis error reduction is very small, the decreased rv is mainly a result of the reduced spread (from sv = 1.56 to 0.51 m s−1).

The ensemble mean RMS errors σi and consistency ratios ri are plotted as functions of time over the 16 assimilation cycles in Figs. 2a–c and 2d–f, respectively, for (u, υ, w) from the above two experiments. As shown in Figs. 2a–c, Em1 (dotted lines) performs only slightly better than Em4 (solid lines) although the dataset Om1 is more accurate than Om4. Figures 2d–f show that the consistency ratios in Em1 are initially about the same as in Em4 but decrease in the first few assimilation cycles and then are maintained far below the ideal value (=0.988) during the subsequent assimilation cycles. Clearly, the ensemble spread in Em1 is too small (0.51 m s−1) to quantify the uncertainty of the ensemble mean.

The coarsened-resolution true fields of vertical velocity and horizontal perturbation wind at z = 6 km are plotted in a time series in the first row of Fig. 3 against the ensemble mean analyses from Em1 (second row) and Em4 (third row). The associated analysis error fields (computed by subtracting the coarsened-resolution true fields from their respective mean analysis fields) are plotted in Fig. 4 for Em1 (first row) and Em4 (second row). As shown in Fig. 3, the gross pattern of the true wind field is reasonably well assimilated (after five cycles) in these two experiments. The assimilated updrafts in Em1 and Em4 have about the same intensity as the true updrafts, and the major updraft patterns capture the true pattern almost equally well in the two experiments. As shown in Fig. 4, the Em4 analyses have slightly smaller errors in the vertical velocity but larger errors in the horizontal velocity than the Em1 analyses. This feature can be quantified by the RMS errors averaged in the precipitation region at z = 6 km. In particular, for the analyses produced from Em1 and Em4 at the 16th cycle (t = 6000 s), the horizontal velocity errors are 2.96 and 3.17 m s−1, the vertical velocity errors are 2.69 and 2.39 m s−1, and the vector velocity errors are 2.87 and 2.93 m s−1, respectively. The detailed results in Fig. 4 indicate again that the analysis is not significantly improved as the observation error variance is reduced from σ2 = 19 m2 s−2 (in Em4) to 4 m2 s−2 (in Em1).

Although the spread is apparently insufficient in Em1, the situation cannot be improved by further increasing the inflation (from the already optimally tuned value). On the contrary, as we noted during Em1 inflation tuning, increasing the inflation factor, say, from 1.05 to 1.1 can only worsen the analysis (with σv increased from 3.21 to 3.43 m s−1). Thus, there is a limit for improving the analysis by increasing the measurement accuracy especially when the total observation error is already sufficiently small. The existence of such a limit can be understood as follows. First, with an imperfect model and limited ensemble size (of only 40 members), the ensemble-estimated background covariance may contain significant errors and spurious noisy structures even after localization. Second, if the observation error becomes smaller than the error of the ensemble-estimated background covariance, then the latter error will contribute dominantly to the analysis error and, therefore, further decreasing the observation error cannot effectively improve the analysis. Based on the above results and understanding, we will consider Om4 only and use it as a benchmark dataset to study trade-offs between observation accuracy and resolutions in the next section.

4. Experiments with trade-offs between measurement accuracy and resolutions

a. A simple rule for trade-offs

As explained in the introduction, a large number of uncorrelated samples need to be acquired to estimate the (level II) radial velocity in each resolution volume (typically 0.25 km × 1° × 1°) and to reduce the uncertainty (caused by random meteorological scatterers) of the estimated velocity. The total number of samples for all the radar radial-velocity estimates (level-II data) of a volume scan is the number of the estimates multiplying the number of samples needed for each estimate (in each resolution volume). The number of acquirable samples per unit time, however, always has a limit for a given phased-array radar (or any other radar), especially if the radar is designed for multifunction tasks. Constrained by this limit, if the observation resolution is increased, say, by n times in one spatial or temporal dimension, then the measurement error variance will have to increase also by n times (because the error variance of an estimate is inversely proportional to the number of independent samples used to yield the estimate according to the well-known central limit theorem in statistics). Therefore, as a simple rule for trade-offs between measurement accuracy and resolutions, the measurement error variance σm2 will decrease (or increase) by n times if the resolution is decreased (or increased) by n times in any spatial or temporal dimension.

Using the above rule, radar scans can be configured with different trade-offs between accuracy and resolutions from the benchmark dataset Om4. As we have seen in the previous section, Om4 has the same excessive spatial resolutions as Om1 (in comparison with the coarsened model resolution) but much lower measurement accuracy than Om1. By taking Om4 as a benchmark dataset, four sets of observations are generated by reducing the spatial resolutions in favor of increasing the measurement accuracy and temporal resolution. These four sets are denoted by O2km5min, O4km5min, O2km2min, and O2km1min, respectively. Their measurement error variances, observation error variances, and resolutions are listed in the last four rows of Table 1.

b. Trade-offs between accuracy and spatial resolutions

In this subsection, two test assimilation experiments are performed with O2km5min and O4km5min, and these experiments are denoted by E2km5min and E4km5min, respectively. The control experiment is Em4 as in section 3. The parameter values of the optimally tuned inflation factor c, averaged RMS error σv, relative RMS error, and averaged consistency ratio rv from E2km5min and E4km5min are listed in the third and fourth rows of Table 2, respectively, in comparison with those from Em4 (in the second row). In addition, the CPU time ratios (with respect to the CPU time used by Em4) are listed in the last column. As listed in Tables 1 and 2, when the radial resolution is coarsened from 0.5 to 2 km and thus σ2 is reduced from 19 m s−1 (in Em4) to 7 m2 s−2 (in E2km5min), the optimal inflation factor is increased from 1.15 to 1.2, the RRE is decreased by 4% (from 1 to 0.96), the averaged consistency ratio rv is increased from 0.48 to 0.76, and the CPU time ratio is reduced from 1 to 0.24. However, when the radial resolution is further coarsened to 4 km, and the azimuthal resolution is coarsened from 1° to 2° in E4km5min and thus σ2 is further and excessively reduced to 4 m2 s−2 (as in Em1), the analysis becomes worse and the RRE is increased by 3% (from 1 to 1.03) although the CPU time ratio is further reduced to 0.06. The optimal inflation factor remains to be 1.2, but the averaged consistency ratio rv is increased to 105%. The worsened analysis accuracy in E4km5min is caused by the ineffectiveness of excessively increased observation accuracy (as in Em1) at the expense of excessively coarsened spatial resolutions. Judging from the analysis accuracy, E2km5min outperforms Em4 and E4km5min, and the observation set O2km5min provides the optimal trade-off (between the measurement accuracy and spatial resolutions) among the three (Om4, O2km5min, and O4km5min).

The ensemble mean RMS errors σi and consistency ratios ri are plotted as functions of time over the 16 assimilation cycles in Figs. 5a–c and 5d–f, respectively, for (u, υ, w) from the two test experiments E2km5min and E4km5min versus those from the control experiment Em4. As shown in Figs. 5a–c, E2km5min (dotted lines) performs slightly better than Em4 (solid lines) and E4km5min (gray solid lines) performs slightly worse than E2km5min. Figures 5d–f show that the averaged consistency ratios in E2km5min and E4km5min are initially the same as in Em4 but become higher than that in Em4 during the subsequent assimilation cycles. The consistency ratio in E2km5min becomes quite close to the ideal value (=0.988) in the late stage of assimilation, and this indicates that the ensemble spread is adequately improved in E2km5min. The consistency ratio in E4km5min, however, becomes larger than the ideal value, so the ensemble spread is excessively increased in E4km5min. These results are consistent with those listed in Table 2.

The ensemble mean fields of vertical velocity and horizontal perturbation wind from E2km5min are plotted at z = 6 km in a time series in the last row of Fig. 3 in comparison with the true fields (in the first row) and from Em4 (the third row). The associated analysis error fields (analysis minus truth) from E2km5min are plotted in the third row in Fig. 4 in comparison with those from Em4 (the second row). As shown, the E2km5min analyses have slightly larger errors in the vertical velocity but smaller errors in the horizontal velocity than the Em4 analyses. This feature is quantified by the RMS errors averaged in the precipitation region at z = 6 km. For example, for the analyses produced from E2km5min and Em4 at the 16th cycle (t = 6000 s), the horizontal velocity errors are 2.90 and 3.17 m s−1, the vertical velocity errors are 2.76 and 2.39 m s−1, and the vector velocity errors are 2.86 and 2.93 m s−1, respectively. These comparisons are consistent with the comparison between the domain-averaged RMS errors σv listed for E2km5min and Em4 in Table 2; and they all indicate that the analysis can be improved by coarsening the radial resolution from 0.5 km (in Om4) to 2 km (in O2km5min) in favor of increasing the measurement accuracy.

As we have seen, by assimilating O2km5min instead of the original Om4 that has quadruply higher radial resolution than O2km5min, the computational cost can be reduced quadruply. This trade-off also improves the analysis accuracy in addition to the computational efficiency. According to the formulations derived in Xu (2007) and Xu et al. (2008b) for measuring information content from observations for three- and four-dimensional data assimilations, the observation resolution should not be finer than that resolved by the background error covariance. The background error covariance estimated by an EnKF can have fine structures at the same resolution as the analysis grid, so the observation resolution can be as fine as but not finer than the EnKF analysis grid. This is also what we have seen from the results obtained in this section. After the spatial resolutions are optimally selected, it is necessary to consider the trade-off between the measurement accuracy and temporal resolution, and a proper trade-off between the accuracy and temporal resolution can further improve the EnSRF analysis. This problem is explored in the next subsection.

c. Trade-offs between accuracy and temporal resolution

In this subsection, two test assimilation experiments are performed with O2km2min and O2km1min, and these experiments are denoted by E2km2min and E2km1min, respectively. Because O2km2min and O2km1min have the same spatial resolutions as O2km5min, comparisons will be made with respect to E2km5min instead of Em4 [although the RRE is still computed relative to Em4 according to the definition in Eq. (8)]. The parameter values of c, σv, RRE, rv, and CPU time ratio from E2km2min and E2km1min are listed in the last two rows of Table 2 in comparison with those from E2km5min. As listed in Tables 1 and 2, when the temporal resolution is refined from 5 to 2 min and thus σ2 is increased from 7 to 13 m2 s−2 in E2km2min, the optimal inflation factor is decreased from 1.2 to 1.05, the RRE is decreased by 11% (from 0.96 to 0.85), and the averaged consistency ratio rv is reduced to 0.53, but the CPU time ratio is increased from 0.24 to 0.66. When the temporal resolution is further refined to 1 min and thus σ2 is increased to 23 m2 s−2 in E2km1min, the optimal inflation factor is reduced by 0.025 (from 1.05 to 1.025) and the CPU time ratio is further increased to 1.12. The analysis, however, is not much improved and the RRE is reduced by merely 1% (from 0.85 to 0.84), while the averaged consistency ratio rv is increased only slightly (from 0.53 to 0.54).

The ensemble mean RMS errors σi and consistency ratios ri are plotted as functions of time over the 16 assimilation cycles in Figs. 6a–c and 6d–f, respectively, for (u, υ, w) from E2km2min and E2km1min versus those from E2km5min. As shown in Figs. 6a–c, E2km2min (dotted lines) outperforms E2km5min (solid lines), and E2km1min (dashed lines) slightly outperforms E2km5min. Figures 6d–f show that the averaged consistency ratios in E2km2min and E2km1min are initially the same as in E2km5min but not increased as fully as in E2km5min during the subsequent assimilation cycles. Clearly, the spreads are insufficient in E2km2min and E2km1min, but the analyses are not improved by increasing the inflation (from the already optimally tuned values). For example, the averaged RMS error σv will increase from 2.76 (or 2.74) to 2.89 (or 3.18) m s−1 if the inflation factor is increased from the optimal value 1.05 (or 1.025) to 1.1 in E2km2min (or E2km1min). Note that the inflation is applied, as in TX05, not to all the grid points but only a part of the grid points within the precipitation region (where the observed reflectivity exceeds 10 dBZ) or their 8-km vicinities and thus will be influenced by the analysis update in each cycle. This partial-space inflation is used here, as proposed in TX05, to avoid spurious convective activities outside the observed precipitation region, but it causes spatial discontinuities in the ensemble perturbation fields harmful to the analysis and ensemble integration, especially when the ensemble is updated very frequently, as in E2km2min and E2km1min. This explains why the analyses are not improved by further increasing the inflation factors in E2km2min and E2km1min although the spreads are still apparently insufficient with the optimally tuned inflations in these two experiments.

The analysis error fields at z = 6 km from E2km1min are plotted in the last row in Fig. 4 in comparison with those from E2km5min (the third row) and Em4 (the second row). As shown, after the fifth analysis cycle, the analysis errors in E2km1min become notably smaller than those in E2km5min and Em4, especially in the main updraft regions. For the analyses produced at the 16th cycle (t = 6000 s) from E2km1min in comparison with those from E2km5min, the averaged RMS errors in the precipitation region at z = 6 km are reduced from 2.90 to 2.73 m s−1 in the horizontal velocity, from 2.76 to 2.22 m s−1 in the vertical velocity, and from 2.86 to 2.57 m s−1 in the vector velocity. These results are consistent with those in Fig. 6 and Table 2. Judging from the analysis accuracy, E2km1min slightly outperforms E2km2min. Judging from the CPU time ratio, E2km2min is much more efficient than E2km1min. In either case, a proper trade-off between the accuracy and temporal resolution can indeed further improve the EnSRF analysis, as exemplified by O2km2min or O2km1min in comparison with O2km5min.

5. Conclusions

In this paper, assimilation experiments are designed and carried out with simulated radar velocity observations to examine the impacts of measurement accuracy and resolutions on storm-scale wind assimilation with the ensemble square root filter (EnSRF) on a storm-resolving grid (Δx = 2 km). In recognizing that the number of acquirable samples per unit time always has a limit for a given radar and that this limit imposes an overall constraint on radar measurement accuracy and resolutions, proper trade-offs between measurement accuracy and resolutions are considered in designing the assimilation experiments (see section 4a). The main results of the experiments are summarized as follows:

  1. When the observations have excessive accuracy while the background covariance is not accurately estimated (from an ensemble of merely 40 imperfect-model predictions in this study), further increasing the measurement accuracy cannot effectively increase the EnSRF analysis accuracy. Because of errors (which are largely unknown and hard to quantify) in the ensemble-estimated background covariance, there is a limit for improving the EnSRF analysis by increasing the measurement accuracy (as suggested by the results of Em1 versus Em4 in section 3c).

  2. When the observations have no excessive accuracy, the analysis can be improved by properly reducing the observation resolution (to 2 km in the radial direction) in favor of increasing the measurement accuracy, and there is an optimal trade-off between the accuracy and spatial resolutions.

  3. When the spatial resolutions are optimally selected, the analysis can be further improved by properly enhancing the temporal resolution of radar volume scans (from 5 to 2 or 1 min) and compromising the measurement accuracy, and there is an optimal trade-off between measurement accuracy and temporal resolution.

The trade-offs between measurement accuracy and resolutions considered in this study can be important for optimally configuring radar scans, especially phased-array radar scans (Forsyth et al. 2005, Zrnic et al. 2007; Heinselman et al. 2008) to improve storm-scale radar wind assimilation. The quantitative aspects of the results, however, will change if the model grid resolutions become significantly different from those used in this study (see section 2a). In particular, if the horizontal grid spacing is reduced further (say, from Δx = 2 to 0.2 km for the purpose of resolving and analyzing tornadic vortices within a storm), then the optimal trade-off will likely be balanced at higher spatial and temporal resolutions but lower measurement accuracy than shown in this study, provided that the trade-off is made with respect to the same benchmark observations (i.e., Om4 to the full capabilities of the radar) as considered in section 4 of this paper. In this case, the EnSRF may behave quite differently than shown in this study. This speculation needs to be verified by future studies.

The formulations derived in Xu (2007) for measuring information content from observations for three-dimensional data assimilation were recently extended and used in Xu et al. (2008b) to examine the trade-offs between measurement accuracy and resolutions in configuring radar velocity scans for four-dimensional data assimilation. According to these previous studies, the information content will reduce if the observations become too dense to be resolved by the background error covariance or, equivalently, if the background error covariance is too smooth to resolve the observations. The background error covariance estimated by an EnKF can have fine structures at the same resolution as the analysis grid, so the observation resolution can be as fine as but not finer than the EnKF analysis grid. This point is supported by the results in this study. However, there is difficulty in optimizing radar azimuthal resolution over a broad radial range, because the azimuthal resolution (measured in arc length) is a linear function of the radial range distance. The difficulty can be avoided by optimizing the azimuthal resolution in the far radial range and then superobbing the observations along the azimuthal in the near-radar radial ranges. This approach is not examined in this study (since the simulated observations are not over a broad radial range) but should be considered in future real radar assimilations.

Finally, it is necessary to point out that the simple rule for trade-offs between measurement accuracy and resolution used in this study (see section 4a) is an idealized situation. In reality, radar-sampled (level I) velocities are not truly independent, and the statistical properties of random meteorological scatterers are not precisely stationary in each resolution volume. Consequently, when the observation resolution increases (or decreases) in a single spatial or temporal dimension, the trade-off will yield a smaller increase (or decrease) in the true measurement error variance than estimated by the simple rule. Furthermore, also in reality, radar radial-velocity observation errors are correlated between neighboring range gates and between neighboring beams (Xu et al. 2007). Although the simulated radar observations are thinned (with the range gate spacing increased from 0.25 to 0.5 km in Om1 and to 2 km in O2km5min and O2km2min) in this study to reduce or avoid error correlation in the radial direction, it remains necessary to deconvolute correlated observations between neighboring beams, because the azimuthal resolution is only 1° for the simulated datasets (except for O4km5min) in this study (see Table 1). In this case, the observation error variance will be increased because of the deconvolution. The above factors should be considered when the results obtained in this paper are used to assess the impacts of observation accuracy and resolutions on the EnSRF assimilation of real radar observations of storm winds. This problem deserves further investigation.

Acknowledgments

We are thankful to the anonymous reviewers for their insightful comments and suggestions that called our attention to the representativeness error (not considered in the original submission) and improved the quality and presentation of the work. We are also thankful to Mingjing Tong and Xue Ming for their help in providing the original ARPS EnKF code, and to Mingming Yao for her help in performing numerical experiments for the revision. The computational resource was provided by the OU Supercomputing Center for Education & Research at the University of Oklahoma. The research work was supported by the FAA Contract IA DTFA03-01-X-9007 to NSSL and by ONR Grant N000140410312 to CIMMS, the University of Oklahoma. Funding was also provided to CIMMS by NOAA/Office of Oceanic and Atmospheric Research under NOAA/University of Oklahoma Cooperative Agreement NA17RJ1227, U.S. Department of Commerce. Part of this work was also funded by the Key Project of the National Natural Science Foundation of China Grant 2004GB418306.

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Fig. 1.
Fig. 1.

Locally averaged representativeness error variances plotted as functions of time for the six datasets. The thick curves are the averages in the precipitation region (where the reflectivity is >10 dBZ). The thin curves are the averages in the nonprecipitation region (where the reflectivity is <10 dBZ). The datasets Om1 and Om4 have the same representativeness error, so their error variances averaged in the precipitation (or nonprecipitation) region are plotted by the same thick (or thin) solid curve.

Citation: Journal of Applied Meteorology and Climatology 48, 6; 10.1175/2008JAMC2009.1

Fig. 2.
Fig. 2.

(a)–(c) The RMS errors of ensemble mean forecasts and analyses and (d)–(f) the consistency ratios for (left) u, (middle) υ, and (right) w in Em4 (solid lines) and Em1 (dotted lines). Units are shown in the plots. The ideal value for the consistency ratio, i.e., [N/(N + 1)]1/2 = 0.988 for N = 40, is marked by the straight horizontal lines in (d)–(f).

Citation: Journal of Applied Meteorology and Climatology 48, 6; 10.1175/2008JAMC2009.1

Fig. 3.
Fig. 3.

(first row) Vertical velocity (contours and shading at intervals of 4 m s−1 and ≥4 m s−1) and horizontal perturbation wind (vectors plotted every other grid point) at level z = 6 km from the coarsened-resolution “true” state and the (second row) analyses of Em1, (third row) Em4, and (last row) E2km5min at the (left to right) 5th, 7th, 11th, and 16th cycle during the assimilation period. The vector scale for the horizontal wind is shown by the arrow (5 m s−1) at the lower-left corner.

Citation: Journal of Applied Meteorology and Climatology 48, 6; 10.1175/2008JAMC2009.1

Fig. 4.
Fig. 4.

As in Fig. 3, but for the analysis error fields (computed by subtracting the coarsened-resolution “true” fields from their respective mean analysis fields) from (first row) Em1, (second row) Em4, (third row) E2km5min, and (last row) E2km1min. The vector scale for the horizontal wind is shown by the arrow (2.5 m s−1) at the lower-left corner.

Citation: Journal of Applied Meteorology and Climatology 48, 6; 10.1175/2008JAMC2009.1

Fig. 5.
Fig. 5.

As in Fig. 2, but for Em4 (solid lines), E2km5min (dotted lines), and E4km5min (gray solid lines).

Citation: Journal of Applied Meteorology and Climatology 48, 6; 10.1175/2008JAMC2009.1

Fig. 6.
Fig. 6.

As in Fig. 2 but for E2km5min (solid lines), E2km2min (dotted lines), and E2km1min (gray solid lines).

Citation: Journal of Applied Meteorology and Climatology 48, 6; 10.1175/2008JAMC2009.1

Table 1.

Measurement error variance σm2, observation error variance σ2 (=σm2 + σr2 with σr2 = 3 m2 s−2), radial range gate resolution Δr, azimuthal resolution Δβ, and temporal resolution τ for each of the six sets of model-simulated radar radial-velocity data. All the data contain 14 tilts at the elevation angles of 0.48°, 1.45°, 2.4°, 3.3°, 4.3°, 5.2°, 6.2°, 7.5°, 8.7°, 10.0°, 12°, 14.0°, 16.7°, and 19.5°.

Table 1.
Table 2.

Optimal inflation factor c, averaged RMS error σv, RRE, averaged consistency ratio rv, and CPU time ratio from each of the five test experiments with respect to those from the control experiment Em4.

Table 2.
Save
  • Burgers, G., P. J. van Leeuwen, and G. Evensen, 1998: Analysis scheme in the ensemble Kalman filter. Mon. Wea. Rev., 126 , 17191724.

  • Doviak, J. D., and D. S. Zrnic, 1993: Doppler Radar and Weather Observations. 2nd ed. Academic Press, 562 pp.

  • Dowell, D., F. Zhang, L. J. Wicker, C. Snyder, and N. A. Crook, 2004: Wind and temperature retrievals in the 17 May 1981 Arcadia, Oklahoma, supercell: Ensemble Kalman filter experiments. Mon. Wea. Rev., 132 , 19822005.

    • Search Google Scholar
    • Export Citation
  • Evensen, G., 1994: Sequential data assimilation with a nonlinear quasi-geostrophic model using Monte Carlo methods to forecast error statistics. J. Geophys. Res., 99 , 1014310162.

    • Search Google Scholar
    • Export Citation
  • Forsyth, D. E., and Coauthors, 2005: The national weather radar testbed (Phased-Array). Preprints, 32nd Conf. on Radar Meteorology, Albuquerque, NM, Amer. Meteor. Soc., 12R.3. [Available online at http://ams.confex.com/ams/pdfpapers/96377.pdf].

    • Search Google Scholar
    • Export Citation
  • Gao, J., and M. Xue, 2008: An efficient dual-resolution approach for ensemble data assimilation and tests with assimilated Doppler radar data. Mon. Wea. Rev., 136 , 945963.

    • Search Google Scholar
    • Export Citation
  • Gaspari, G., and S. E. Cohn, 1999: Construction of correlation functions in two and three dimensions. Quart. J. Roy. Meteor. Soc., 125 , 723757.

    • Search Google Scholar
    • Export Citation
  • Gong, J., L. Wang, and Q. Xu, 2003: A three-step dealiasing method for Doppler velocity data quality control. J. Atmos. Oceanic Technol., 20 , 17381748.

    • Search Google Scholar
    • Export Citation
  • Heinselman, P. L., D. L. Priegnitz, K. L. Manross, T. M. Smith, and R. W. Adams, 2008: Rapid sampling of severe storms by the National Weather Radar testbed phased array radar. Wea. Forecasting, 23 , 808824.

    • Search Google Scholar
    • Export Citation
  • Lin, Y-L., R. D. Farley, and H. D. Orville, 1983: Bulk parameterization of the snow field in a cloud model. J. Climate Appl. Meteor., 22 , 10651092.

    • Search Google Scholar
    • Export Citation
  • Liu, S., Q. Xu, and P. Zhang, 2005: Quality control of Doppler velocities contaminated by migrating birds. Part II: Bayes identification and probability tests. J. Atmos. Oceanic Technol., 22 , 11141121.

    • Search Google Scholar
    • Export Citation
  • Lu, H., 2007: Efficient approaches in applying ensemble Kalman filter to storm-scale radar data assimilation. Ph.D. dissertation, Institute of Atmospheric Physics, Chinese Academy of Sciences, 115 pp.

  • Murphy, J. M., 1988: The impact of ensemble forecasts on predictability. Quart. J. Roy. Meteor. Soc., 114 , 463493.

  • Qiu, C., and Q. Xu, 1996: Least squares retrieval of microburst winds from single-Doppler radar data. Mon. Wea. Rev., 124 , 11321144.

  • Shapiro, A., P. Robinson, J. Wurman, and J. Gao, 2003: Single-doppler velocity retrieval with rapid-scan radar data. J. Atmos. Oceanic Technol., 20 , 17581775.

    • Search Google Scholar
    • Export Citation
  • Snyder, C., and F. Zhang, 2003: Assimilation of simulated Doppler radar observations with an ensemble Kalman filter. Mon. Wea. Rev., 131 , 16631677.

    • Search Google Scholar
    • Export Citation
  • Tippett, M. K., J. L. Anderson, C. H. Bishop, T. M. Hamill, and J. S. Whitaker, 2003: Ensemble square root filters. Mon. Wea. Rev., 131 , 14851490.

    • Search Google Scholar
    • Export Citation
  • Tong, M., and M. Xue, 2005: Ensemble Kalman filter assimilation of Doppler radar data with a compressible nonhydrostatic model: OSS experiments. Mon. Wea. Rev., 133 , 17891807.

    • Search Google Scholar
    • Export Citation
  • Tong, M., and M. Xue, 2008: Simultaneous estimation of microphysical parameters and atmospheric state with radar data and ensemble Kalman filter. Part I: Sensitivity analysis and parameter identifiability. Mon. Wea. Rev., 136 , 16301648.

    • Search Google Scholar
    • Export Citation
  • Whitaker, J. S., and T. M. Hamill, 2002: Ensemble data assimilation without perturbed observations. Mon. Wea. Rev., 130 , 19131924.

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  • Fig. 1.

    Locally averaged representativeness error variances plotted as functions of time for the six datasets. The thick curves are the averages in the precipitation region (where the reflectivity is >10 dBZ). The thin curves are the averages in the nonprecipitation region (where the reflectivity is <10 dBZ). The datasets Om1 and Om4 have the same representativeness error, so their error variances averaged in the precipitation (or nonprecipitation) region are plotted by the same thick (or thin) solid curve.

  • Fig. 2.

    (a)–(c) The RMS errors of ensemble mean forecasts and analyses and (d)–(f) the consistency ratios for (left) u, (middle) υ, and (right) w in Em4 (solid lines) and Em1 (dotted lines). Units are shown in the plots. The ideal value for the consistency ratio, i.e., [N/(N + 1)]1/2 = 0.988 for N = 40, is marked by the straight horizontal lines in (d)–(f).

  • Fig. 3.

    (first row) Vertical velocity (contours and shading at intervals of 4 m s−1 and ≥4 m s−1) and horizontal perturbation wind (vectors plotted every other grid point) at level z = 6 km from the coarsened-resolution “true” state and the (second row) analyses of Em1, (third row) Em4, and (last row) E2km5min at the (left to right) 5th, 7th, 11th, and 16th cycle during the assimilation period. The vector scale for the horizontal wind is shown by the arrow (5 m s−1) at the lower-left corner.

  • Fig. 4.

    As in Fig. 3, but for the analysis error fields (computed by subtracting the coarsened-resolution “true” fields from their respective mean analysis fields) from (first row) Em1, (second row) Em4, (third row) E2km5min, and (last row) E2km1min. The vector scale for the horizontal wind is shown by the arrow (2.5 m s−1) at the lower-left corner.

  • Fig. 5.

    As in Fig. 2, but for Em4 (solid lines), E2km5min (dotted lines), and E4km5min (gray solid lines).

  • Fig. 6.

    As in Fig. 2 but for E2km5min (solid lines), E2km2min (dotted lines), and E2km1min (gray solid lines).

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