1. Introduction
Past, existing, and future satellite missions measuring ERB parameters.
The SW, Total, and WN telescope channel spectral responses rc(λ) as determined on the ground for the CERES devices with example reflected solar and emitted thermal radiance spectra
Citation: Journal of Applied Meteorology and Climatology 57, 2; 10.1175/JAMC-D-16-0406.1
(a) Angles of satellite viewing and solar geometry θsz, θvz, and ϕraz from Table 2. (b) MODTRAN standard atmosphere regions and line to which actual Earth colatitudes Φ are interpolated during NH summer solstice. (c) Diagram of Earth’s orbit showing distance from sun Z and angle Θ from position of NH summer solstice.
Citation: Journal of Applied Meteorology and Climatology 57, 2; 10.1175/JAMC-D-16-0406.1
In 2002, every Terra–Aqua CERES ERB instrument began performing raster scans of Earth’s moon. It was later shown by Matthews (2008) that convolution integral mathematics could be used on these data to provide absolute measurements of lunar albedo and thermal output. Such results used the Matthews (2009) calibration coefficients independent from the CERES project and calculated to make sure the two ERB devices each on Terra or Aqua measured almost identical radiances for all near-simultaneous nadir Earth scenes (occurring every 3.3 s on Terra and Aqua, each with two identical ERB devices on board). The Matthews (2008) better-than-0.3% agreement between different lunar instrument scans made from the same satellite (but, important and unlike Earth nadir comparisons, made at separate times) therefore demonstrates the possibilities of the moon for assuring absolute accuracy transfer between completely different satellite platforms. Given the success of SeaWiFS, a viable option was therefore to find ways to improve inversion of already archived level 0 raw detector output results from ERB instruments with regularly taken lunar–solar scans [such as those built for projects of Jacobowitz and Tighe (1984), Barkstrom et al. (1989), Wielicki et al. (1996), Harries et al. (2005), Fox et al. (2011), and Wielicki et al. (2013)]. This is one goal of a new project called MERBE beginning in 2014, which is an undertaking entirely independent from NASA by a calibration consultancy company called Zedika Solutions LLC. It is an attempt in response to the needs highlighted by the National Research Council (2007) decadal survey to obtain a true climate observing system as rapidly as possible (see Cooke et al. 2014). The Matthews (2018a,b) studies detail further how additional accuracy improvements can be achieved using new signal processing and lunar calibration techniques. Specific to the beginning of the MERBE project and shown by Matthews (2018a), all orbiting and Terra/Aqua ERB instruments are recalibrated to measure a consistent lunar solar albedo, in addition to a constant thermal emissivity (both with a goal of ±0.3% 1σ absolute accuracy, and assuming a fixed mean illuminated moon surface temperature). This MERBE paper concentrates on the stage of inversion known as “unfiltering,” which is required to account for nonuniform telescope spectral response shape as in Clerbaux et al. (2008a,b). Correction of all measurements by Terra and Aqua ERB devices built for CERES has hence been performed by MERBE as a first step, paying higher attention to the diagnostic metrics available to evaluate calibration quality. The most important metric for verifying accuracy of spectral characterization and unfiltering processes as mentioned above is the direct comparison agreement of simultaneous nadir measurements for all Earth scenes irrespective of spectral content, from two identical ERB devices on the same satellite viewing the same target [as used in Figs. 15 and 16 of Priestley et al. (2011) and Priestley (2017a)]. Current ERB unfiltering algorithms of Loeb et al. (2001) assume almost entirely linear relationships between the desired broadband ERB measurements Re(ti), and detector product
Physical nature of ERB measurements
The integrated fluxes leaving Earth and calculated as in Eqs. (1) and (2) are typically produced based on electromagnetic measurements of angularly varying scattered and emitted radiance L (by transference into heat energy in a broadband detector). Then conversion of the radiant result to irradiance today uses anisotropic correction factors derived empirically in the past by Taylor and Stowe (1984), Green and Hinton (1996), and Loeb et al. (2007a). These will naturally need redetermination using better calibrated radiances to maximize accuracy of future MERBE data releases [although, as discussed by Cooke et al. (2014), this has lesser importance for climate change detection].
For simplicity, this study from here shall consider all calculations in the reference frame of the instrument, making the lower dimension simplification of Eq. (3) possible. This is because, as stated, the FOV weighted–averaged ψ, Φ, and viewing geometry values are themselves functions of time ti for a scanning and orbiting spacecraft instrument. The Eq. (5) daylight measurement i at the satellite will therefore consist of both reflected solar and emitted thermal energy
Filtered radiance as represented by Eq. (5) will therefore vary because of both light intensity and also spectral content because of the nonuniform rc(λ) functions. The tilde in the result of Eq. (5) indicates the measurement’s raw nature, prior to any spectral inversion that is being developed in this study. Lack of a tilde then means the result is no longer dependent on a mixture of both SW solar and LW thermal radiance. In practice and for use of any broadband Earth observing instrument where rc(λ) varies with wavelength, the inversion described earlier as unfiltering must be performed on the raw detector result
2. MERBE unfiltering
Complete but presently unused in-flight determination of improved spectral responses for ERB instruments that meet the higher climate accuracy standards of Ohring et al. (2005) has been described previously in detail by Matthews et al. (2006, 2007a,b) and Matthews (2009). To summarize, orbiting TRMM, Terra, and Aqua ERB telescopes had high atomic oxygen exposure and subsequent contamination degradation because of pointing in the satellite ram direction (see Matthews et al. 2006; Matthews 2007), which requires a dynamic compensation to be made within the unfiltering process outlined by Clerbaux et al. (2008a). A physical contaminant calibration methodology was therefore developed by Matthews (2009) to derive the time changing spectral responses and was shown to give superior relative accuracy for all measured Earth scenes between two collocated ERB devices (e.g., on the same satellite platform of Terra or Aqua, which as mentioned both have two CERES devices on board). This study now combines such predeveloped spectral characterization with the Matthews (2018b) improved MERBE detector signal inversion, Matthews (2018a) stability from lunar scans, and the new nonlinear unfiltering techniques being described here. In addition, it will be shown that MERBE unfiltering also provides an instantaneous solar and thermal MODTRAN (Berk et al. 2006) spectrum for all measurements, whose integrated values are constrained to match the lunar-calibrated and hence SI-traceable ERB data (Matthews 2018a) that give traceability and a level of confidence in the measurement results.













a. MODTRAN 5.3 ERB spectral signatures


Discrete geometry angles of solar zenith θsz, viewing zenith θvz, and relative azimuth ϕraz used in MODTRAN simulations (see Fig. 2a).
MODTRAN also allows for separate SW spectrally reflective representations of over 20 different scene types, including those from the International Geosphere–Biosphere Programme (National Center for Atmospheric Research 2017; see Table 3). Although the broadband ERB rc(λ) functions limit unfiltering inaccuracies from varying fine line spectral energies, appropriate aerosol models should also be used in all MODTRAN simulations. As also shown in Table 3, a couple of suitable aerosol models are selected for each IGBP scene type, along with an aerosol free case. The spectral signature used for unfiltering is then generated as the mean of the three MODTRAN spectra for these different aerosol conditions.
Scene types used in MERBE MODTRAN simulations and three chosen aerosol types over which spectra are averaged [first 18 are from IGBP defined by the National Center for Atmospheric Research (2017)].
Table 1 additionally showed that the satellite missions of interest to MERBE span a period that begins in the late 1970s. For completeness and to approximate changes in greenhouse gas (GHG) and CFC airborne constituents over this period, different atmospheric concentrations are hence chosen to use in MODTRAN for the years 1976, 1990, and 2017 [i.e., the used Table 4 values are approximated/projected from the GHG forcing index of Butler and Montzka (2017)]. Spectral generation of periods other than these years then again uses linear interpolation between the three distinct spectra generated for these chosen dates.
GHG and CFC atmospheric concentrations used in MERBE MODTRAN 5.3 simulations to represent years 1976, 1990, and 2017 (CO2 is in parts per million, all other GHGs are in parts per billion, and CFCs are in parts per trillion).








Regions of ISCCP cloud classifications defined by Hahn et al. (2001) and distribution of MODTRAN simulations ran for every scene type.
Citation: Journal of Applied Meteorology and Climatology 57, 2; 10.1175/JAMC-D-16-0406.1
Cloud field scene types used in MERBE MODTRAN 5.3 simulations and based on ISCCP definitions of Hahn et al. (2001).
(a) MODTRAN SW spectral signature amplitudes for ocean scenes at 320 nm and Eq. (23) Fourier series low-pass fit. (b) MODTRAN LW spectral signature amplitudes for ocean scenes at 909 cm−1 and Eq. (26) Fourier series low-pass fit.
Citation: Journal of Applied Meteorology and Climatology 57, 2; 10.1175/JAMC-D-16-0406.1
Example MERBE solar spectral signatures M sol(λ) for full range of scene-integrated power and scenes of (a) ocean, (b) grassland, and (c) desert.
Citation: Journal of Applied Meteorology and Climatology 57, 2; 10.1175/JAMC-D-16-0406.1






As in Fig. 5, but for thermal spectral signatures M th(λ).
Citation: Journal of Applied Meteorology and Climatology 57, 2; 10.1175/JAMC-D-16-0406.1
b. Dual-layer unfiltering





Separate instantaneous Fourier tensor (top) flux and (bottom) radiance spectral signatures for clear, cloudy, and all-sky scenes used in MERBE nonlinear unfiltering and also made available to the climate community. The animation of Matthews (2015) shows the tensor operating in real time.
Citation: Journal of Applied Meteorology and Climatology 57, 2; 10.1175/JAMC-D-16-0406.1


As with the potential to compare solar (and LW/WN) MERBE data with the accompanying imager radiances, such new SI-traceable thermal results could likewise be compared with IR spectrometer outputs on the satellites of Aqua and SNPP [e.g., from AIRS and Cross-Track Infrared Sounder (CrIS); see the appendix]. Spectrally resolved measurement comparisons with broadband results have been done in the past by Huang et al. (2012). Because of MERBE LW data stability based on the moon and shown by Matthews (2018a), that type of analysis may be used to identify any currently undetected calibration drifts in these same satellite thermal spectrometers. This could significantly bring forward the arrival of desired thermal spectral fingerprint benchmarks (Bantges et al. 2016), again decades sooner than that possible with new sounder instruments currently in development (see Wielicki et al. 2013).

3. Results
a. Relative accuracy through in-flight spectral characterization
Decadal-length records exist from each of the two CERES Flight Models (CFM) that are on board the Terra and Aqua satellite platforms (with CFM1 and CFM2 on Terra and CFM3 and CFM4 on Aqua). A MERBE fundamental criteria dictates that different but correctly calibrated ERB instruments viewing the same Earth target from the same satellite must measure minimal difference for all scenes, irrespective of their spectral content. Direct comparisons of Terra or Aqua midscan Earth nadir footprints taken by the pair of collocated devices within 3.3 s of each other are a fundamental way of assessing the quality of ERB spectral calibration and unfiltering. They are especially important for these Terra/Aqua data, where previous to 2005 the two CERES devices on each satellite would take turns to operate in the climate gathering cross-track mode for three months at a time, while the other was in rotating azimuth plane mode (to collect data for development of the anisotropic factors mentioned in section 1). Agreement between two devices is no indication of either accuracy or stability, but it can be used to assess the minimum possible error or trend that can be assigned to a particular dataset. As a climate data record from Terra or Aqua is constructed from cross-track data alone, the first few years of continuous Terra or Aqua ERB records will contain quarterly biases if the two instruments used disagree significantly.
Such biases are certain to exist in a SW climate record constructed using any Terra and Aqua CERES data as illustrated in the left panels of the top and top-middle rows of Fig. 8, which shows this direct comparison of near-simultaneous Earth nadir footprints from that project (noting once more that MERBE is an entirely separate experiment from the CERES project and hence MERBE data are not CERES data). In Fig. 8 (left panels) it is seen that throughout the mission the two separate CERES results are far from the target goal of zero difference, causing greater than 1% artificial shifts in climate records as the data source is swapped between the two instruments. These relative errors are larger than the 1-standard-deviation absolute accuracy of 0.9% claimed by Fox et al. (2011) and Wielicki et al. (2013) for the CERES mission. Significant relative trends are also present for CERES (Fig. 8, left panels of the top and top-middle rows), with differing magnitudes depending on the scene types, but most can be greater than the 0.2% decade−1 absolute stability also today being quoted by the CERES team (1 standard deviation; see Thomas et al. 2016; Loeb et al. 2016, 2017). Such scene dispersion and trends are largely due to incorrect characterization of the SW channel spectral responses, for example when UV-rich clear ocean scenes are viewed in comparison with clear land, with its higher fractional near IR content [see Fig. 5 and Matthews (2009)]. There is also a substantial anomalous month to month variation in the CERES direct comparison differences, far larger than the sampling noise of around 0.1%, which will introduce more artificial climate signals. Like all previous CERES edition releases shown by Matthews (2009), Priestley et al. (2011), and Priestley (2017a), the Aqua SW direct comparison still displays a significant start of mission difference for the clear ocean scene (Fig. 8, left panel of top-middle row). This persists and even grows larger up to March 2005 when the CFM4 instrument lost its SW channel, preventing the daytime direct comparison metric from continuing. It is suspected that this disagreement was due to the on-ground contamination event that occurred to both Aqua CERES devices prior to launch (Matthews et al. 2007a; Matthews 2009).
ERB daytime relative percent errors from both (left) CERES (edition 4) and (right) MERBE releases.
Citation: Journal of Applied Meteorology and Climatology 57, 2; 10.1175/JAMC-D-16-0406.1
Taking advantage of the discussed contaminant model and balancing methodologies from Matthews (2009) and Matthews et al. (2006, 2007a,b), equivalent results from the MERBE program are also shown (Fig. 8, right panels of the top and top-middle rows). Much as before with Matthews (2009), relative calibration errors are reduced by an order of magnitude for both Terra and Aqua SW MERBE data, when compared with the corresponding CERES results (Fig. 8, left panels of the top and top-middle rows). As explained in Matthews (2018a), the gains associated with these MERBE data are validated using the moon to have zero trends at 0.15% decade−1 or better confidence [2 standard deviations; see raw lunar data in Matthews (2016c)]. The start-of-mission contaminant thickness estimator of Matthews (2009) also removes the CERES scene-dependent biases existing at the beginning of the Aqua data (cf. the left and right panels of the top-middle row of Fig. 8). Most of same satellite MERBE SW Earth data (Fig. 8, right panels of the top and top-middle rows) agree to less than 0.2%.
Daytime LW measurements are among the most challenging to make with a broadband ERB instrument. Being a product involving the separate SW and Total radiometric channels, correct day LW results need precise and absolute spectral balancing of the two telescopes at solar wavelengths [i.e., using
As in Fig. 8, but for nighttime.
Citation: Journal of Applied Meteorology and Climatology 57, 2; 10.1175/JAMC-D-16-0406.1
The results presented in the bottom-middle and bottom rows of Fig. 9 are from same satellite direct comparison of the most straightforward ERB measurements that are made of LW during nighttime. Discussed in section 2, the flat, near-cavity like spectral absorption of an ERB device in the thermal region means that unfiltering here is less dependent on knowledge of scene spectral content or instrument response (see Fig. 1). Hence both CERES and MERBE data for these nighttime scenes display relative accuracies almost entirely better than 0.1%. As for the daytime results, however, the MERBE data (Fig. 9, right panels of the bottom-middle and bottom rows) are of a quality beyond that of CERES.
b. Bias and trend estimates of CERES data absolute accuracy using lunar calibrated MERBE results
This last brief section makes a simple comparison between the latest CERES Earth data and new edition 1 MERBE results assuming accurate unfiltering and that they are made SI traceable and stable based on lunar scans by Matthews (2018a; data available in Matthews 2016c). These differences, which are based on ERB calibration that for the first time meets all available Earth and lunar consistency checks, then make a preliminary estimate of any absolute accuracy biases and trends in the newest CERES climate data currently available for GCM validation. Figure 10 shows such comparisons for all daytime SW and LW ERB measurements from the recent CERES edition 4 climate data release.
Daytime absolute percent errors from the CERES edition 4 release based on MERBE: (top and top middle) SW and (bottom middle and bottom) LW.
Citation: Journal of Applied Meteorology and Climatology 57, 2; 10.1175/JAMC-D-16-0406.1
For SW CERES results (Fig. 10, top and top-middle rows) the size of the errors is significant, varying from around 0% to −5% and in almost all cases negative. This emphasizes the dominating cause of the often discussed and implausible 5–7 W m−2 top-of-atmosphere positive global ERB input imbalance measured by CERES [likely due to use of an uncharacterized reference detector in ground calibration; see Folkman et al. (1994), McCarthy et al. (2013), Priestley et al. (2014), and Loeb (2017)]. Exactly like that found previously in Matthews (2009), the CFM3 and CFM4 Aqua SW CERES data (Fig. 10, top-middle row) tend to have a greater negative bias error than the Terra results (Fig. 10, top row). This is probably also mainly due to the known ground contamination event mentioned by Matthews (2009), which prompted the need for an 8% SW gain gsw decrease simply to make CERES Aqua results roughly match other data (Priestley 2017b). Another contributing factor to this larger CFM3 and CFM4 SW underestimate may be the Matthews (2009) past speculated degradation of this same uncharacterized on-ground reference detector, which was used in the later calibrations of the newer Aqua CERES devices. Of greater importance to climate science, however, is the significant artificial negative trends in all Terra CERES SW results (Fig. 10, top row), suggesting a large and false drop in global Earth albedo (especially the often-dubbed primary Terra “climate device” CFM1; Fig.10, left panel of top row). If correct, the most probable reason for this is that UV contaminant polymerization effects like that found on LDEF continued on the Terra ERB devices even after staying in the cross-track mode beyond 2001. Both CFM3 and CFM4 appear to exhibit rapid degradation–induced negative SW trends up to 2005 for CERES data (Fig. 10, top-middle row), when like for the Terra devices all exposure to ram direction contamination was stopped (and CFM4 failed). It is hence possible that artificial CERES SW calibration drifts exist and can be around 1% decade−1 in magnitude, further confirming the finding of section 3a that such data are far less stable than the 0.2% decade−1 standard that the climate community is still being told by Thomas et al. (2016) and Loeb et al. (2016, 2017). The various studies of Matthews (2009) and Matthews et al. (2006, 2007a,b) now used here for MERBE have discussed how the methodologies currently employed by CERES have no way of detecting and correcting for these effects in the climate data they produce.
Daytime LW CERES result errors (Fig. 10, bottom-middle and bottom rows) demonstrate smaller absolute biases than the SW but also display significant artificial and conversely almost entirely positive decadal trends. In the case of CERES Terra data from CFM1 and CFM2 (Fig. 10, bottom middle), this is largely due to the earlier discussed inaccurate balancing between the solar portions of SW and Total spectral responses (Matthews 2009).
Again if validated, the overall forms of the plots in Fig. 10 should be considered carefully by climate data users. This is because they may characterize artificial signals present in the latest CERES Earth climate data release, simply because of incorrect calibration parameters being used in data inversion. All the error data shown in these sections are available for download at Matthews (2016a,b), which also shows estimates of nighttime CERES LW and WN errors and artificial trends to be smaller than for the daytime, but in all cases statistically significant. Instantaneous CERES SSF errors can be also viewed at Matthews (2017).
4. Summary and conclusions
This paper details a new nonlinear method of unfiltering broadband detector signals to account for nonuniform telescope spectral responses and their in-orbit changes in the Moon and Earth Radiation Budget Experiment. MODTRAN 5.3 simulations are used to estimate the spectral shape (or signature) of the reflected solar and emitted thermal radiance leaving the top of the atmosphere, providing separate clear and cloudy results when a collocated imager is working. More comprehensive than existing unfiltering algorithms such as Loeb et al. (2001), the described inversion is now additionally tailored to account for IGBP scene type, geographical position, atmospheric composition and aerosol content, along with seasonal and solar output variations. Using Fourier series coefficients stored in a digital tensor, this then generates an instantaneous scene specific spectral signature for each MERBE footprint. Calculation of an unfiltering ratio from the instrument spectral response is then performed, where such device characteristics are derived using the pre-documented and improved in-flight spectral calibration methodologies of Matthews (2009) and Matthews et al. (2006, 2007a,b). Additionally, these spectral signatures can be generated by MERBE data users through a free release of the Fourier series spectral tensors.
Analysis of MERBE data relative accuracy using cross comparison of collocated ERB instruments on the same Terra or Aqua satellites shows an order-of-magnitude increase in relative measurement precision over CERES products. As was the case for past releases examined by Matthews et al. (2005), Matthews (2009), and Priestley et al. (2011), the latest CERES edition 4 results still exhibit large dispersive scene-dependent relative errors, which when corrected with Matthews (2009) MERBE spectral characterization accounts for this near factor of 10 improvement. The size of these relative errors in edition 4 CERES day LW results is more than 2 times the 0.5% absolute accuracy specified by Wielicki et al. (1996) for the CERES program, and additionally in the SW are greater than the 0.9% figure still quoted by Fox et al. (2011) and Wielicki et al. (2013) for those channels.
With MERBE results assumed to have been made SI traceable and stable to 0.15% decade−1 or better from lunar radiance (2 standard deviations; Matthews 2018a), the new edition 1 MERBE values were also compared with the latest CERES climate data release from the same instruments. This then suggests significant absolute bias errors and artificial calibration trends may be in such CERES results. It also indicates that every decadal length CERES SW record exhibits a negative bias of up to 5%, in addition to an incorrect change in Earth’s albedo that might be as large as −1% decade−1. This combined with the large relative calibration drifts in Fig. 8 (left panels) implies that CERES SW ERB measurements are not as accurate or stable as claimed by Wielicki et al. (2013), Fox et al. (2011), Thomas et al. (2016), and Loeb et al. (2016, 2017), and hence might be assumed by climate science. CERES LW data records of longer than 10 yr alternatively often suggest artificial drifts of more than +0.5% decade−1, possibly because of either unchecked onboard blackbody calibration changes or incorrect solar balancing as described by Matthews (2009) and Matthews et al. (2007b) of broadband spectral responses [CERES LW data stability is stated in Loeb et al. (2017) and Huang et al. (2012) to be 0.15% decade−1; 1 standard deviation]. Any artificial CERES calibration signals or trends shown this paper will naturally have equal impact on the recent edition 4 EBAF climate data release of CERES Science Team (2017).
To finish, a clarification should be made that will stand even in the event of these techniques used for the first edition 1 MERBE data release being later fully validated as successful. The lack of onboard technology to characterize instruments that are unreachable in orbit has required certain physically based assumptions to be made for MERBE, which effectively only “tick all the physically reasonable metric boxes” observable from Earth. The need for greater innovation to continue in spaceborne radiometry therefore remains stronger than ever.
Acknowledgments
Bolometer signals, instrument telemetry, and CERES edition 4 SSF results are from the NASA Langley Research Center Atmospheric Science Data Center. For free access to MERBE SSF data, contact the author at grant.matthews@zedikasolv.com.
APPENDIX
List of Acronyms
AVHRR | Advanced Very High Resolution Radiometer |
CERES | Clouds and the Earth’s Radiant Energy System |
CFC | Chlorofluorocarbon |
CFM | CERES Flight Model |
CRF | Cloud radiative forcing |
DCC | Deep convective clouds |
EBAF | Energy Balanced and Filled |
ERB | Earth radiation budget |
FOV | Field of view |
GCM | Global circulation model |
GHG | Greenhouse gas |
IGBP | International Geosphere–Biosphere Programme |
IR | Infrared |
ISCCP | International Satellite Cloud Climatology Project |
LDEF | Long Duration Exposure Facility |
LW | Longwave |
MERBE | Moon and Earth Radiation Budget Experiment |
MODIS | Moderate Resolution Imaging Spectroradiometer |
MODTRAN | Moderate resolution atmospheric transmission |
NH | Northern Hemisphere |
SNPP | Suomi National Polar-Orbiting Partnership |
RAPS | Rotating azimuth plane scan |
SeaWiFS | Sea-Viewing Wide Field-of-View Sensor |
SEVIRI | Spinning Enhanced Visible and Infrared Imager |
SI | Système Internationale |
SSF | Single Satellite Footprint |
SW | Shortwave |
TRMM | Tropical Rainfall Measuring Mission |
UV | Ultraviolet |
VIIRS | Visible Infrared Imager Radiometer Suite |
VIRS | Visible and Infrared Scanner |
WN | Window (radiometric channel) |
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