1. Introduction
Gravity waves are ubiquitous features of the atmosphere. Although their major sources are tropospheric, some of these waves propagate into the stratosphere, mesosphere, and thermosphere where, in response to density decreases with height, amplitudes increase, leading to progressively larger impacts. Growth of amplitudes with height, for example, leads to wave breaking and deposition of energy and momentum into the flow as dynamical heating and body forcing, respectively. Semicontinuous breaking of gravity waves around the globe sustains planetary-scale forces that drive large-scale circulations and climate. Wave breaking is also the dominant source of turbulence and vertical mixing throughout the stratosphere, mesosphere and lower thermosphere. In these and other ways, gravity waves affect weather and climate at all altitudes and across scales (Fritts and Alexander 2003).
Gravity waves exist over a broad range of horizontal wavelengths (λh ~ 5–1000 km), while breaking is seeded by subwavelength instabilities that form at unstable wave phases (Andreassen et al. 1998). Current weather and climate models typically run at horizontal gridpoint resolutions of ~10–100 km, approaching a so-called gray zone (e.g., Vosper et al. 2016) where long-wavelength gravity waves are resolved explicitly, but the net drag effects of smaller-scale waves on the resolved flow require parameterization (Kim et al. 2003). Despite decades of research, vigorous debate persists about the relevant dynamical processes controlling instabilities within the gravity wave spectrum that lead to energy and momentum deposition, a situation reflected in disparate dynamics underpinning different gravity wave drag parameterizations currently implemented within weather and climate models (see, e.g., Table S9 of Morgenstern et al. 2017).
These uncertainties arise in part from an inability to observe gravity wave dynamics in sufficient detail to constrain key dynamical aspects of the parameterizations (Alexander et al. 2010). Satellite remote sensors, for example, suffer similar resolution constraints to global models, resolving only longer-wavelength components of the gravity wave spectrum (Wu et al. 2006). These gaps motivated a Deep Propagating Gravity Wave Experiment (DEEPWAVE; Fritts et al. 2016) to acquire the most intensive observations to date of gravity wave generation, propagation and breakdown through deep layers of the atmosphere (see Fig. 2 of Fritts et al. 2016), using instruments on the National Science Foundation (NSF)/National Center for Atmospheric Research (NCAR) Gulfstream V research aircraft (NGV; Laursen et al. 2006).
Yet this very lack of observational knowledge about gravity waves that spurred DEEPWAVE also complicated logistical planning for an NGV-based gravity wave measurement campaign: for example, identifying the best site and time of year; designing near-real-time flight-planning strategies to locate, intercept, and observe specific aspects of gravity wave dynamics; and assessing whether executed flights achieved their requisite science goals. Stratospheric gravity waves observed by infrared nadir sensors, such as the Atmospheric Infrared Sounder (AIRS) on NASA’s Aqua satellite, proved pivotal in these and other areas. This paper describes that work, focusing in particular on new and innovative uses of operational near-real-time radiances, used successfully for the first time during DEEPWAVE, which could find future uses in field campaigns and other applications.
Section 2 describes our suite of stratospheric gravity wave products based on infrared nadir satellite imagery. Section 3 describes how we used these products to plan the experiment, including site selection and a flight-planning “dry run” one year before DEEPWAVE. Section 4 provides examples of how these products were employed as a “nowcast” flight-planning aid during the DEEPWAVE field deployment. Section 5 assesses this effort with reference to executed flight plans and other postmission science studies. Section 6 summaries the major conclusions that arose from this exercise, discusses ways in which future efforts can build upon the experience gained, and contemplates ways in which this gravity wave information from operational satellites could ultimately be assimilated directly by numerical weather prediction (NWP) systems.
2. Stratospheric gravity wave products
Gravity wave perturbations
a. AIRS 15-μm products
AIRS has observed the atmosphere from NASA’s Aqua polar orbiter essentially continuously since mid-2002 (Pagano et al. 2012; Parkinson 2013). Its 1.1° field of view (FOV) is scanned cross track in a cycle of 90 consecutive step-and-stare measurements separated by 1.1° and distributed symmetrically about nadir. At the 705-km orbit altitude, these FOVs yield horizontal surface footprint diameters in the along- and cross-scan directions of ~13.5 × 13.5 km2 at nadir and ~41 × 22 km2 at the far off-nadir scan angles of ±48.95°, and the scan cycle yields cross-track swath widths of ~1750 km at the ground (~5% smaller for stratospheric observations). These FOVs limit detection to gravity waves of horizontal wavelength λh ≳ 30–40 km near the center and ≳50–100 km near the edges of the push-broom swath imagery.
The AIRS spectrometer acquires radiances within 2378 frequency intervals (channels) spanning 3.7–15.4 μm (Aumann et al. 2003). In the temperature-sensitive 15 and 4.3 μm CO2 bands, gravity waves can be imaged in radiance imagery from selected channels where emission peaks in the stratosphere (in the troposphere, cloud contributions swamp any small gravity wave signals). Each infrared band has different advantages and disadvantages for gravity wave detection [see, e.g., appendix A of Gong et al. (2015)]. For DEEPWAVE we focused on 15-μm-band channels, since (i) kernel functions are narrower vertically, providing greater sensitivity to short vertical wavelengths (see appendix B) and to vertical variations in gravity wave activity [cf. Figs. 3a and 3b of Hoffmann and Alexander (2009)]; (ii) radiative transfer (RT) is simpler. Kernel functions in the 4.3 μm band, by contrast, are broader vertically and RT is complicated by breakdown of local thermodynamic equilibrium (LTE; DeSouza-Machado et al. 2007; Hoffmann and Alexander 2009; Chen et al. 2013). Corresponding 4.3 μm gravity wave products are described in section 2c and are compared to our primary 15 μm products in section 5.
Figure 1a plots temperature kernel functions
Two AIRS data streams were used to create DEEPWAVE stratospheric gravity wave products. Standard (STND) fields used science-quality version 5 (V5) L1B geolocated radiances issued by the NASA Goddard Earth Sciences Data and Information Services Center (GES DISC), generally within 8–72 h of acquisition. These formed the basis for all pre- and postmission scientific analysis. During the field campaign we also used near-real-time (NRT) V5 L1B fields from NASA’s Land Atmosphere NRT Capability for EOS (LANCE; Murphy et al. 2015), which generally appeared on the GES DISC ≲3 h after acquisition. NRT radiances contain geolocation errors due to less accurate ephemeris and attitude data, and radiance calibration errors due to lack of space-view fields at times of recent outages [see section 3.2.2.2 of Murphy et al. (2015)]. The former yields very small location errors (typically much smaller than footprint diameters), while the latter is infrequent, small (typically ~0.1 K) and has little net impact on gravity wave products, which remove large-scale radiance structure to isolate perturbations. Comparisons in section 4b between gravity wave perturbations derived from STND and NRT radiances over the entire 2014 DEEPWAVE austral winter reveal imperceptible differences.
b. CrIS 15-μm products
Leading into the 2014 field campaign, AIRS was entering its 12th year of operation, well beyond its nominal 5–6-yr design life, with many detectors having failed and been replaced by backups, and other channels exhibiting degraded performance (Pagano et al. 2012; Parkinson 2013). To insure against partial or even total loss of AIRS data during DEEPWAVE, we developed a backup NRT satellite gravity wave product using radiances from the Cross-Track Infrared Sounder (CrIS) on the Suomi National Polar-Orbiting Partnership (NPP) satellite that launched on October 2011 as the first stage of the Joint Polar Satellite System (JPSS; Goldberg et al. 2013).
Similar to AIRS, CrIS observes the atmosphere in 90 FOVs distributed cross track and symmetrically about nadir. CrIS differs from AIRS in that 9 separate FOVs within the so-called CrIS ellipse or field of regard (FOR; Han et al. 2013) acquire data simultaneously during each stare step. Individual FOVs are ~0.963° in diameter and are separated from adjacent FOVs within the FOR ellipse by 1.1° (see Fig. 3 of Han et al. 2013). The scan cycle consists of 30 step-and-stare FOR measurements in successive 3.33° scan steps spanning ±48.33° about nadir, yielding cross-track swaths of ~2200 km diameter at the ground. For comparison, ground locations of AIRS and CrIS FOVs during an ascending overpass of New Zealand are shown in Fig. 3.
Figures 1b and 1d plot the normalized CrIS kernel functions and their peak pressure levels, respectively, over the same spectral band used for AIRS in Figs. 1a and 1c. Comparisons reveal that the broader bandwidth of individual CrIS channels reduces the height variability of peak emission across channels relative to AIRS, most noticeably in the 10–100 hPa range.
Green histograms in Fig. 1d mark the 34 individual channels chosen for coherent averaging via (2) into a set of j = 1, …, 10 brightness-temperature scenes
c. AIRS and CrIS 4.3-μm products
For cross-validation with our primary 15 μm gravity wave products, we also studied gravity waves at 4.3 μm. For AIRS, following Hoffmann et al. (2013), we coherently averaged TB from 42 individual channels, 26 (channels 2040–2065) spanning 2322.64–2345.95 cm−1 and 16 (channels 2072–2087) spanning 2352.56–2366.86 cm−1. Channels 2066–2071 were omitted since our
3. Premission planning
a. Site selection
To target an ideal site and time of year for DEEPWAVE NGV measurements, 9 years of AIRS 15 μm STND
Regions around the southern tip of South America, Drake Passage, and Antarctic Peninsula have been identified in a wide variety of high-resolution stratospheric satellite observations as the planetary “hot spot” for deep gravity wave activity during austral winter (e.g., Eckermann and Preusse 1999; McLandress et al. 2000; Wu et al. 2006; Preusse et al. 2006). Since AIRS
Figs. 4a and 4b show terrain and regional landmarks in and around New Zealand and over the Southern Ocean. Plots below show
At 3 hPa the
The wealth of diverse deep gravity wave activity evident in AIRS
Time series of
These combined
b. Flight planning “dry run”: August 2013
In preparation for the field experiment, automated procedures for generating and analyzing gravity wave products were tested as part of a larger coordinated DEEPWAVE “dry run” from 5 to 18 August 2013. Immediately after download and postprocessing, AIRS gravity wave products were plotted and then uploaded as image files to an online field catalog, where the science team could access this imagery through a web tool, along with many other products, such as forecasts from a small subset of operational NWP systems. The DEEPWAVE science team convened daily via teleconference to review latest forecast and satellite “nowcast” guidance and then plan hypothetical NGV science flights to observe deep gravity wave dynamics addressing specific DEEPWAVE science questions. Since no NGV flights were actually conducted during the dry run, uploaded AIRS NRT and STND gravity wave imagery served as the available “deep” gravity wave observation for objectively assessing the success or failure of NGV flights that were devised and hypothetically executed on previous days.
Figure 6 shows a sample forecast from the Coupled Ocean–Atmosphere Mesoscale Prediction System (COAMPS; Doyle et al. 2011), which provided regional NWP forecasts at 15 km horizontal resolution out to +60 h, updated every 6 h, throughout the dry-run period. The red–blue contours show +36 h forecasts of divergence
Figure 7 shows that flight track overlaid on the AIRS NRT brightness temperature perturbations acquired on 10 August 2013 from an overpass at 1522 UTC: the adjacent swath to the east occurred ~98.8 min earlier. The 7 way points labeled on the flight track reveal four sequential transects of Tasmania (way points 1–5) to observe local orographic gravity waves, followed by a transect to the south of Tasmania and a long inbound leg to observe trailing waves from Tasmania as well as any possible nonorographic waves, a total flight distance of just over ~7300 km. Given an NGV cruise speed of ~200 m s−1, this yields a flight time close to the NGV’s nominal ~10 h maximum. Since all planned NGV flights for DEEPWAVE were to occur at night due to onboard active and passive optical remote sensors (Fritts et al. 2016), nominal takeoff was at ~0600 UTC (just after dusk at 1800 LT) with nominal landing in Christchurch at ~1600 UTC.
With the caveat that most regions near Tasmania were sampled by this flight some hours prior to the AIRS overpass, 100 and 2.5 hPa
Figure 6 also reveals strong predicted wave activity to the north of Tasmania associated with trailing gravity waves from the Great Dividing Range in eastern Australia, for which there was little evidence in the AIRS imagery in Fig. 7. Similar forecast features were observed on other days, and raised the following question: Were the forecasts producing some spurious gravity waves? This issue became important to resolve to ensure the NGV was not vectored into regions lacking waves based on spurious gravity waves in a forecast, thereby wasting valuable flight hours and resources.
To investigate this, we first noted that geopotential height contours in Fig. 6 become more separated to the north, revealing a meridional shear in 2 hPa stratospheric wind speeds Uh = |Uh|, from ~60 to 70 m s−1 to the southeast of Tasmania to ~30 m s−1 near the south coast of Australia. Assuming stationary orographic gravity waves, the vertical wavelength
Thus the forecast 2 hPa gravity waves to the north of Tasmania in Fig. 6 were likely reliable, but were not observable in Fig. 7b because their small vertical wavelengths yielded a perturbation amplitude that was below the noise-detection threshold for this AIRS channel.
4. In-field flight planning and science
a. Validating forecasts of deep nonorographic gravity waves
AIRS NRT imagery played an important unanticipated role in planning NGV flights far to the south and west of Christchurch to observe deep nonorographic gravity waves. As shown in the upper panels of Fig. 8, stratospheric forecasts from high-resolution NWP models employed operationally during DEEPWAVE (see Table 3 of Fritts et al. 2016) often showed explicitly resolved gravity waves over the Southern Ocean far from orographic sources. Since deep nonorographic gravity wave dynamics were a prime science focus of DEEPWAVE, these forecast gravity waves elicited flight-planning interest. However, the reliability of these forecast gravity waves was questioned, given that spurious resolved gravity waves can often appear in NWP model forecasts: well-known examples include spontaneous emission via adjustment to erroneously unbalanced analysis increments within the atmospheric initial conditions provided by data assimilation (Lynch and Huang 2010), and various internal sources of model error affecting prediction of resolved nonorographic gravity waves, such as spurious forcing tendencies from subgridscale parameterizations of deep and shallow convection (e.g., Horinouchi et al. 2003).
Given that baroclinic storms, a likely source of nonorographic gravity waves along the Southern Ocean (O’Sullivan and Dunkerton 1995; Hendricks et al. 2014), move west to east, the science team developed a strategy of comparing forecast nonorographic gravity waves to the west of the DEEPWAVE region of airborne operations (RAO) with AIRS NRT gravity wave imagery. This gave the team a few days to validate these upstream forecast waves before tropospheric westerlies brought the source regions into the DEEPWAVE RAO and within flight range of the NGV.
The left columns of Fig. 8 show examples of this upstream forecast validation during DEEPWAVE. Upper panels show operational forecasts of 7 hPa vertical velocity from the European Centre for Medium-Range Weather Forecasts (ECMWF) Integrated Forecasting System (IFS), revealing intense nonorographic gravity waves predicted to the south of Tasmania on 6 July. The AIRS gravity wave imagery acquired on 6 July, shown in the lower-left panels of Fig. 8, validated many aspects of this predicted upstream wave activity, including its geographical location and horizontal phase structure. This NRT validation of the 6 July forecasts allowed the science team to more confidently plan two separate NGV research flights on 7 and 8 July (RF18 and RF19, respectively) to intercept and profile deep nonorographic gravity waves as nonorographic forcing regions over the Southern Ocean evolved and moved eastward into the RAO and within range of the NGV. Executed RF18 and RF19 flight paths (black–fuchsia and black–yellow curves, respectively, in Fig. 8) based on this prevalidated forecast guidance reveal intercepts with intense nonorographic gravity waves imaged by AIRS on 7 and 8 July. Further evidence of the success of this strategy in vectoring the NGV to observe deep nonorographic gravity waves is provided in section 5d(2).
b. “Nowcast” monitoring of gravity wave activity
Yellow and red curves in Fig. 9 show time series of NRT and STND AIRS 15 μm
The aqua curves in Fig. 9 show the corresponding CrIS 15 μm
Prominent outbreaks of deep-propagating gravity wave activity were progressively revealed during the 2014 austral winter by these time series. For example, the South Island time series, shown in the left column of Fig. 9, revealed an unanticipated early outbreak of intense deep wave activity during 20–28 May, a period when ground operations had just commenced, but prior to onset of NGV operations on 6 June. Similar peaks in the South Island wake region identified trailing-wave dynamics at higher altitudes (Fig. 9b). Enhanced wave activity also occurred over Tasmania (Fig. 9c) and its wake region (not shown) at this time. With the onset of NGV operations in Christchurch on 6 June, Fig. 9a reveals two intense deep outbreaks of gravity wave activity in which 2 hPa
After NGV operations ended, an extended but weaker gravity wave outbreak peaked on 23 July, after which deep wave activity over the South Island abated and remained quiet throughout August. Intense wave activity occurred at lower altitudes in late July (see Fig. 9m) but did not appear at higher altitudes over the South Island. The dynamics of this unusual event were studied by Ehard et al. (2017), who attributed lack of deep penetration above the South Island to breaking in the lower stratospheric “valve layer” (Kruse et al. 2016).
Figure 9 also shows that, while deep orographic gravity wave activity was more prevalent over the South Island in June than July, nonorographic gravity wave activity over the Southern Ocean West region was fairly weak during mid–late June but picked up during July. These features were reflected in NGV flight plans, with most June research flights focused on deep orographic gravity waves over the South Island and Tasmania, whereas a series of southern survey flights was conducted during July to observe deep nonorographic gravity waves over the Southern Ocean (Fig. 8 and Table 4 of Fritts et al. 2016). This flight planning is assessed in greater depth in section 5.
5. Postmission assessments and validation
a. AIRS gravity wave activity at 15 and 4.3 μm
After the 2014 field campaign, an independent analysis of gravity waves in 4.3 μm AIRS radiances was presented by Hoffmann et al. (2014, 2016). Gisinger et al. (2017) applied their methods to study deep gravity wave dynamics over the South Island during DEEPWAVE. Their 4.3 μm observations and algorithms yielded a mean occurrence frequency of deep orographic gravity wave activity over the South Island for June–July 2014 of ~2%, a value many times lower than any comparable value inferred in previous austral winters (see Fig. 15 of Gisinger et al. 2017). Using our 15 μm
Close inspection of Fig. 9 shows that 4.3 μm
To investigate further, Figs. 10a and 10b show mean AIRS brightness temperatures
To investigate this finding theoretically, we performed non-LTE CRTM calculations (e.g., Chen et al. 2013; Yin 2016) to derive temperature kernel functions for all AIRS 15 and 4.3 μm channels at a range of different solar zenith angles χ. Background temperature and constituent profiles were kept fixed in all cases. Figure 11a shows results for a representative 15 μm channel, revealing no variations between day and night, consistent with the observations in Fig. 10. By contrast, results for a representative 4.3 μm channel in Fig. 11b show large changes as χ changes, with the nighttime temperature kernel functions
Systematic day–night differences in AIRS 4.3 μm
Since the Hoffmann et al. (2014) algorithms applied by Gisinger et al. (2017) incorrectly ascribe this day–night variance asymmetry entirely to detector noise, then seek to both quantify and remove detector noise based on these assumptions, their algorithms may be removing most of the gravity wave signal as noise, leaving them with little remaining wave activity to observe, potentially explaining their anomalously low wave occurrence rate of 2%. Of course other aspects of their algorithms may also contribute: for now, our work identifies one major weakness in these algorithms, which do not account explicitly for day–night asymmetries in 4.3 μm RT, the dominant process controlling gravity wave–induced radiance perturbations within this band. This is sufficient to identify the 2% occurrence rate of Gisinger et al. (2017) as an observational outlier and plausible origins of this anomalously low value.
This postmission finding of spurious (and previously unrecognized) diurnal variations in gravity wave activity inferred from 4.3 μm
b. Was the South Island a hot spot for deep orographic gravity waves during DEEPWAVE?
Their 4.3 μm results led Gisinger et al. (2017) to question whether the South Island was a hot spot of deep orographic gravity wave activity during DEEPWAVE. Given the results in Figs. 10 and 11, we reassess that conclusion here using observations at both 15 and 4.3 μm.
Figure 12 shows
There are two main reasons for these differences. First, stronger mean winds at high latitudes refract waves to larger λz, making high-latitude waves more detectable using the deeper 4.3 μm kernel functions relative to midlatitude waves (see appendix B; see also Gisinger et al. 2017). Second, high-latitude overpasses all occur in polar night where, according to Figs. 10b and 11c, 4.3 μm
Figure 13 shows monthly mean variations in 15 μm
The more general conclusion to emerge from these comparisons is that year-to-year variations in
c. Deep wave activity over other geographic regions
While wave activity over the South Island was episodically enhanced during DEEPWAVE, Figs. 12, 13c, and 13d show that deep orographic gravity wave activity over Tasmania was unusually suppressed, particularly in July, relative to the climatologies in Fig. 4. By contrast, Fig. 12 shows that deep nonorographic gravity wave activity over the Southern Ocean was notably larger during July, with Fig. 13f suggesting it reached near record levels relative to previous observation years. These features were reflected in DEEPWAVE NGV flight planning. Only 2 of the 26 NGV flights, both in early–mid-June, were devoted to sampling orographic gravity waves in and around Tasmania, while all southern survey flights to study deep nonorographic gravity waves over the Southern Ocean occurred in July [see Table 4 of Fritts et al. 2016, and section 5d(2)].
Figure 14 illustrates the strong response of 15 μm
d. Flight planning assessment
1) Orographic gravity waves over the South Island
Figure 15 plots
The lack of AIRS wave signals on 4 July is particularly interesting, given that the NGV measured orographic gravity waves over the South Island on this day with the largest flight-level zonal momentum fluxes of the entire mission (Smith et al. 2016), while ground-based and NGV lidars observed gravity wave perturbations throughout the stratosphere over the South Island with temperature amplitudes of ~5–10 K (Bramberger et al. 2017). While Bramberger et al. (2017) argued that the 4 July wind minimum at ~50–20 hPa in Fig. 16 led to some wave breaking, their analysis of lidar data suggested that wave activity still penetrated deep into the stratosphere. Increasing wind speeds at upper stratospheric levels during 4 July in Fig. 16 suggest that deep wave activity could potentially be imaged in high-altitude radiances. While the 2 hPa AIRS imagery in Fig. 15s shows weak evidence of possible trailing wave structure near the southern tip of the South Island, the observations are limited by apparent
Given superior noise characteristics of CrIS 15 μm
2) Gravity waves away from the South Island
Figure 18 summarizes 6 examples of NGV flights designed to observe deep gravity wave activity far from Christchurch. Figure 18a shows AIRS
6. Conclusions
While AIRS STND radiances have been used for many years in stratospheric gravity wave research, this study has documented first use of two operational radiance products for near-real-time nowcasting of gravity waves to inform NGV flight planning during DEEPWAVE. Gravity waves in AIRS NRT radiances were correlated at >99% with science-quality STND radiances at 15 μm throughout DEEPWAVE, validating their use in gravity wave nowcasting. Operational 15-μm CrIS radiances, used as a backup to AIRS NRT radiances during DEEPWAVE, also captured gravity wave perturbations accurately: to our knowledge this is the first published study to demonstrate the ability of CrIS to observe stratospheric gravity waves at either 15 or 4.3 μm. Although its wider 15 μm spectral bandwidths diminish vertical resolution relative to AIRS (Figs. 1 and 2), CrIS radiances have lower noise levels than AIRS at 15 μm, allowing CrIS to observe waves at or below AIRS detection thresholds (see Fig. 17). Given this proof of concept, the subsequent launch of a second CrIS on NOAA-20 (Zhou et al. 2016) now provides two CrIS sensors to observe stratospheric gravity waves for operational applications and scientific research.
Our postmission analysis validated the decision to use 15 μm rather than 4.3 μm gravity wave products for operational DEEPWAVE applications. Time series of
Our operational gravity wave products informed NGV flight planning in a variety of ways during DEEPWAVE. By validating gravity wave forecasts far upstream of the DEEPWAVE RAO on days prior (Fig. 8), the science team gained confidence in specific forecasts, in turn allowing the team to devise and progressively refine NGV flight plans to intercept specific waves as forecast source regions moved into flight range. This strategy led to successful intercepts of orographic gravity waves over Tasmania and nonorographic gravity waves across the Southern Ocean (Figs. 8 and 18). Nearer to home, operational
As shown in Figs. 12–16, background winds controlled the amplitude of gravity wave–induced
An interesting question raised by this work is whether this gravity wave information contained in operational AIRS and CrIS radiances can be assimilated into operational NWP analyses to improve NWP-model forecasts of gravity waves and gravity wave–driven circulations. As discussed by Eckermann et al. (2018), while AIRS and CrIS radiances are assimilated operationally by most NWP centers (e.g., Hoffmann et al. 2017), most if not all of the gravity wave information they contain is lost at present during the assimilation process. For example, radiances are thinned or averaged prior to assimilation, assimilation is performed at a coarser inner-loop resolution, and static error covariances impose both broad correlation scales that spread observational increments spatially and geostrophic balance constraints that are inappropriate for unbalanced (divergent) gravity wave motion.
The gravity waves explicitly resolved in meteorological analyses must therefore originate almost entirely from model-generated waves in high-resolution forecast backgrounds that cycle continuously through the outer loop without significant observational correction (see Eckermann et al. 2014). It is therefore surprising that gravity wave spatial structure (e.g., wavelengths, phase lines) in high-resolution operational analysis has often been found, both during DEEPWAVE and in other studies, to compare remarkably well with observations, even though wave amplitudes are grossly underestimated (Schroeder et al. 2009; Jewtoukoff et al. 2015; Fritts et al. 2016; Ehard et al. 2017; Hoffmann et al. 2017; Rapp et al. 2018). Since data assimilation provides tight observations-based constraints on the large-scale atmosphere within which model-generated gravity waves are forced, propagate, and refract, which are the primary processes controlling their wavelengths and phases, then it appears that data assimilation currently provides indirect observational constraints on these aspects of gravity waves in these analyses. By contrast, gravity wave amplitudes are likely underestimated by enhanced numerical diffusion near the grid scales of the forecast model (Skamarock 2004) and underresolved sources such as orography (Rutt et al. 2006). Since these amplitude deficiencies are never corrected via direct assimilation of observational gravity wave information, these attenuated forecast gravity waves are simply mirrored in the analysis.
Since gravity wave spatial structure in forecast backgrounds appears to be reproducible and predictable (see, e.g., Figs. 6–8), future high-resolution ensemble-based data assimilation algorithms (e.g., Ha et al. 2017) should eventually be capable of capturing this reproducible gravity wave structure within ensemble-based flow covariances. This would in turn permit direct and accurate assimilation of gravity wave information provided by sensors such as AIRS and CrIS, leading to observational gravity wave increments that correct errors in forecast gravity wave properties directly: for example, by increasing their currently underestimated amplitudes.
Acknowledgments
AIRS NRT and STND gravity wave products as well as weather and flight-planning reports from both the dry run and field campaign are archived and publicly available at http://catalog.eol.ucar.edu/deepwave_2013 and http://catalog.eol.ucar.edu/deepwave, thanks to NCAR/EOL under the sponsorship of the National Science Foundation. This work was made possible by rapid continuous access to NRT AIRS radiances generated via the LANCE at GES DISC through NASA’s Earth Science Data and Information System (ESDIS) Project, funded by NASA/HQ. NRL authors acknowledge support of the Chief of Naval Research via the base 6.1 and platform support programs.
APPENDIX A
Radiance Data Processing and RT Modeling
For DEEPWAVE, we sought a detailed definition of the gravity wave detection properties of TB swath imagery for each channel and sensor. For their 4.3 μm AIRS channels, Hoffmann and Alexander (2009) performed numerical experiments in which a small temperature perturbation was added to a reference profile at a given height and then passed through a forward RT model, a calculation repeated for perturbations inserted at different heights to accumulate radiance sensitivities to temperature perturbations as a function of height, which they used as their kernel functions defining sensitivity to gravity wave perturbations. Hoffmann et al. (2017) performed similar calculations for a subset of 15 μm AIRS channels. For our DEEPWAVE AIRS and CrIS channels, we performed an essentially equivalent calculation by utilizing the tangent linear and adjoint components of the Community Radiative Transfer Model (CRTM; Liu and Weng 2013) to derive kernel functions
a. AIRS
Following Gong et al. (2012) and Eckermann and Wu (2012), using (2) we coherently averaged brightness temperatures TB from a subset of 50 15 μm AIRS channels into a set of j = 1…12 noise-reduced TB scenes, peaking at a range of levels from ~2 hPa (j = 1) to ~100 hPa (j = 12), as summarized in Table A1. Two β channels in Table A1 isolate low-frequency channels where weighting functions are noticeably different (narrower) to higher-frequency channels that peak near the same altitudes (see Fig. 3 of Eckermann et al. 2009a).
The 50 individual AIRS 15 μm channels averaged into 12 mean
b. CrIS
CrIS uses a Fourier transform spectrometer (FTS) to acquire radiances
Based on inspection of individual channel kernel functions, Table A2 lists the 34 CrIS channels we selected and, in some cases coherently averaged, to yield a set of 10 mean
The 34 individual CrIS 15 μm channels averaged into 10 mean
c. Isolating gravity wave radiance perturbations
For each CrIS scan, we unwrapped the 9 FOV measurements within the 30 FOR ellipses to form three equivalent AIRS-like single cross-track scans each containing 90 FOVs, consisting of FOVs 1–3, 4–6, and 7–9. As illustrated in Fig. 3, this yields parallel cross-track data near nadir, but a more irregular zig-zag sampling of longitude and latitude at far off-nadir scan angles. This unwrapping procedure allowed us to use the same algorithms described below to isolate gravity wave perturbations from both AIRS and CrIS swath radiances.
For AIRS, as discussed in section 3, additional 3 × 3 FOV smoothing of
APPENDIX B
Gravity Wave Visibility Functions
A better calculation includes horizontal averaging due to finite sizes of measurement footprints, and a background
When these calculations yield a
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