1. Introduction
The finding of a significant positive absorbed solar radiation bias in the Southern Ocean reported first by Trenberth and Fasullo (2010) motivated considerable research of mid- and high-latitude cloud and precipitation processes there (Lubin et al. 2020; McFarquhar et al. 2021). Regime-based studies of midlatitude clouds tend to focus on frontal systems (McCoy et al. 2019; Naud et al. 2018) and the cold air sectors of cyclones where open-cellular cumulus transitions to closed-cell stratocumulus (McCoy et al. 2017; Bodas-Salcedo et al. 2016; Naud et al. 2016). In the warm sector of cyclones, water vapor is drawn into the system from lower latitudes where it converges along the warm conveyor belt (Carlson 1998; Ralph et al. 2004) to form snow that provides energy to deepening cyclones (Browning and Pardoe 1973; Shapiro and Keiser 1990). In the cold air sectors that are dominated by transitions between open- and closed-cellular convection, the factors that control precipitation phase and extent in large-scale subsidence can influence cloud fraction and regional albedo (McCoy et al. 2017).
Space-based remote sensing remains the only viable means of acquiring global statistics on precipitation from the remote regions of the mid–high-latitude oceans. Interpretation of snow observations from CloudSat (Tanelli et al. 2008) and GPM (Skofronick-Jackson et al. 2017) is challenged by the inherent limitations of the measurements and uncertainties in the assumptions that are necessary to derive microphysical properties from the measurements. A primary challenge in interpreting CloudSat and GPM observations of snow properties are poorly constrained assumptions about certain microphysical characteristics. The bulk density ρb, for instance, is a function of the aspect ratio r of the ice crystals and the distribution of mass within the particle size distribution (PSD) often described by a mass–diameter (m–D) power-law relationship (Schmitt and Heymsfield 2010). Once assumptions critical to the bulk density are made, the choice of method to model the backscatter cross section as a function of particle size influences the interpretation of measurements. These issues are dealt with differently by the operational CloudSat (Wood et al. 2014; Cooper et al. 2017) and GPM snow (Grecu et al. 2016) algorithms. Skofronick-Jackson et al. (2019) present an overview of this topic and largely rectify the differences between the CloudSat and GPM snowfall rate estimates when they account for sampling, instrument frequency differences, and microphysical assumptions. However, they leave open how to choose the most relevant microphysical assumptions in the broad spectrum of snow that naturally occurs in the atmosphere.
This study aims to build on existing formalisms describing dual-polarization radar observables in terms of the microphysical properties of snow. We seek to determine how observations from such radars help constrain the poorly known intensive properties of snow and the microphysical properties that are sensitive to these properties. We apply the methodology to a unique dataset along the coast of East Antarctica that we collected while on board an Australian research vessel during a voyage there in 2018.
2. Method
Dual-polarization (dual-pol) radars simultaneously transmit and receive horizontal and vertically polarized microwave energy (Bringi and Chandrasekar 2001; Ryzhkov and Zrnic 2019). Transmitting and receiving in orthogonal polarizations enables observation of four quantities:
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the liquid-equivalent horizontally (h) and vertically (υ) polarized radar reflectivity factors zh,υ with typical linear units of mm6 m−3 (hereinafter these will be written in decibels and denoted as Zh and Zυ),
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the difference in vertically polarized to horizontally polarized reflectivity factors normally expressed as Zdr = 10 log10(zh/zυ).
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the range accumulated difference in phase between the horizontal and vertical polarizations (φDP, usually expressed in degrees) that is due to differences in attenuation of the orthogonal polarized beams [the accumulated values of φDP are converted to the range derivative of the phase shift (KDP, with typical units of degrees per kilometer)], and
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The pulse-to-pulse correlation between the orthogonally polarized backscattered energy, quantified in terms of the copolar cross-correlation factor ρHV.
The dual-pol observables carry information on various aspects of the hydrometeor size distribution. In an early paper on the topic, Vivekanandan et al. (1994) express KDP in terms of the particle aspect ratio r, the bulk density of the hydrometeors ρb, and ice water content (IWC) qi:
The forward model we use to populate F(x) is based on Rayleigh scattering by soft spheroids and follows the methodology described in Ryzhkov et al. (1998, 2011, 2020) and Jung et al. (2010). With a rule of thumb that soft spheroid Rayleigh scattering models are valid for D < λ/2 (Leinonen et al. 2017), we assume that this simple scattering approximation is valid for most snow up to X band, although the largest snowflakes may violate this assumption for X band. Following Posselt and Mace (2014), we assume that the hydrometeor size distribution (herein, the PSD) can be approximated by a modified gamma distribution function, N(D) = N0(D/D0)α exp(−D/D0), where N0 is a constant of proportionality (cm−4), D0 is a characteristic size (cm) that controls the logarithmic slope of N with D, and α controls the breadth of the distribution (note that α is typically referred to as the shape parameter and is represented with the symbol μ in the rainfall literature). Unless we specify otherwise, all expressions and relationships hereinafter use cgs units. See Posselt and Mace (2014) for derivation of the state vector quantities from the N(D) expression.

Examples of power-law fits of (a) σh,υ and (b) Re(fh − fυ) from Eq. (6). Black symbols indicate calculations of these terms from the radar forward model, and the red lines represent power-law fits to those quantities as represented in Eq. (7). The mean differences between the fits and the actual calculations are 0.37% and 0.16% in (a) and (b), respectively.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

Examples of power-law fits of (a) σh,υ and (b) Re(fh − fυ) from Eq. (6). Black symbols indicate calculations of these terms from the radar forward model, and the red lines represent power-law fits to those quantities as represented in Eq. (7). The mean differences between the fits and the actual calculations are 0.37% and 0.16% in (a) and (b), respectively.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
Examples of power-law fits of (a) σh,υ and (b) Re(fh − fυ) from Eq. (6). Black symbols indicate calculations of these terms from the radar forward model, and the red lines represent power-law fits to those quantities as represented in Eq. (7). The mean differences between the fits and the actual calculations are 0.37% and 0.16% in (a) and (b), respectively.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
The forward model equations for the state vector x using the 3 dual-pol measurables in y are not fully constrained by the measurements. Therefore, additional assumptions about α, r, the standard deviation of the canting angle, and the m–D prefactor am are necessary. Analysis of m–D relationships in the literature suggests that am and bm are correlated (i.e., Mitchell et al. 1996). Xu and Mace (2017) used that correlation to develop an algorithm to derive the most likely m–D relationship in aircraft-observed ice PSDs. Here we use a regression of am and bm found by compiling m–D relations reported in the literature:
Figure 2 shows the sensitivity of the dual-pol observables to the state vector quantities where the rates of change essentially quantify the first-order derivatives in the

Response of the dual-pol observables to variations in the state vector quantities illustrating the terms in the
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

Response of the dual-pol observables to variations in the state vector quantities illustrating the terms in the
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
Response of the dual-pol observables to variations in the state vector quantities illustrating the terms in the
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
Uncertainties in the retrieved state vector parameters are quantified through the state parameter covariance matrix

(a) The Dm retrieved from dual-pol observables calculated from perturbed in situ observations compared with calculations from the unperturbed observations. (b) Distributions of the differences between retrieved quantities using perturbed observations compared with actual values neglecting the forward model errors. The Dm histogram is derived from the differences between retrieved and observed Dm. (c) Distributions of the differences between retrieved quantities using perturbed observations compared with actual values including the forward model errors. (d) Distributions of the differences in Doppler velocity, bulk density, and volume of condensed material between unperturbed and perturbed aircraft in situ particle size distributions. The “iwc” label in these plots refers to ice water content or qi.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

(a) The Dm retrieved from dual-pol observables calculated from perturbed in situ observations compared with calculations from the unperturbed observations. (b) Distributions of the differences between retrieved quantities using perturbed observations compared with actual values neglecting the forward model errors. The Dm histogram is derived from the differences between retrieved and observed Dm. (c) Distributions of the differences between retrieved quantities using perturbed observations compared with actual values including the forward model errors. (d) Distributions of the differences in Doppler velocity, bulk density, and volume of condensed material between unperturbed and perturbed aircraft in situ particle size distributions. The “iwc” label in these plots refers to ice water content or qi.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
(a) The Dm retrieved from dual-pol observables calculated from perturbed in situ observations compared with calculations from the unperturbed observations. (b) Distributions of the differences between retrieved quantities using perturbed observations compared with actual values neglecting the forward model errors. The Dm histogram is derived from the differences between retrieved and observed Dm. (c) Distributions of the differences between retrieved quantities using perturbed observations compared with actual values including the forward model errors. (d) Distributions of the differences in Doppler velocity, bulk density, and volume of condensed material between unperturbed and perturbed aircraft in situ particle size distributions. The “iwc” label in these plots refers to ice water content or qi.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
3. Results
We examine the extent to which dual-polarization radar measurements can characterize the processes involved in snow formation in shallow convection and frontal systems. For this, we use the OceanPol C-band radar on the Research Vessel (R/V) Investigator (RVI) collected during January and February 2018 (Mace et al. 2021). The Australian Marine National Facility OceanPol radar is a scanning, dual-polarization, Doppler, 1.3° beamwidth radar operating at C-band (EEC DWSR-2501DP model). Dual-polarization measurements are obtained using simultaneous transmission and reception from two individual horizontal and vertical receiver channels. The OceanPol antenna control system ingests high-precision inertial motion unit data from the ship at 10 Hz in real time to steer the radar beam to maintain a programmed azimuth and elevation direction. The accuracy of this stabilization has been found to produce a pointing accuracy better than 0.1°, even in the heavy seas typical of the Southern Ocean. Doppler measurements are automatically corrected in real time for the Doppler component induced by ship velocity components. Dual-polarization moments are also corrected using the statistical corrections proposed in Thurai et al. (2014). Calibration of Zh has been achieved using the so-called GPM volume matching method outlined in Warren et al. (2018) and validated using a three-way-intercomparison exercise between collocated ground-based, ship-based, and GPM satellite observations (Protat et al. 2022). Once calibrated, the minimum detectable signal of the radar has been estimated as 10 dBZ at 100-km range. The Zdr measurements have been calibrated using Zh–Zdr scatterplots, assuming that Zdr is ∼0.1 dB at the lowest measured reflectivities in light rain. The Zdr and ρHV have been corrected in areas with low signal-to-noise ratio using the technique outlined in Schuur et al. [2003, their Eqs. (5) and (6)], and Kdp is estimated from the measured differential phase shift (φDP) over a 2-km running window in range by using a linear regression-based method described in Bringi and Chandrasekar (2001). The OceanPol data used in this work used a series of 14 elevations ranging from 0.7° to 32°, with an azimuthal resolution of 1°. This volumetric sequence was repeated every 6 min.
a. Shallow convection
Precipitation plays a fundamental role in the self-organization of open-cellular mesoscale convective systems (MCC) at all latitudes. Feingold et al. (2010) discuss how convective processes cause energy to be redistributed vertically through phase changes and horizontally through the formation of cold pools. Interaction among cold pools of adjacent convective clusters then engenders the formation of new cycles of convection. Lasher-Trapp et al. (2021) examine the microphysical properties of newly formed ice hydrometeors at the tops of shallow convection measured during the Socrates campaign (McFarquhar et al. 2021). During Socrates, in situ and remote sensing data were collected in low-level clouds south of Tasmania in the range from −50° to −60° latitude. Specifically, Lasher-Trapp et al. sought to understand the mechanisms by which the number of ice crystals encountered at the tops of shallow convective towers could exceed, by orders of magnitude, the concentration of ice-nucleating particles (INP) that are active at the temperatures of shallow convection encountered (∼>−20°C) there. Similar results were reported by Huang et al. (2017) using aircraft data collected near Tasmania in the region where Mossop et al. (1970) discovered ice multiplication processes. See Korolev and Leisner (2020) for a recent review of the family of secondary processes that may be active in producing ice hydrometeors in mixed-phase shallow convection. Lasher-Trapp et al. (2021) concluded that not only are secondary ice processes critical to the precipitation processes in shallow convection but that an additional necessary condition was the occurrence of multiple cumulus updrafts in complexes that allowed for the relofting of previously generated ice crystals. The previously generated ice crystals caused ice multiplication (i.e., Hallett and Mossop 1974) as the ice crystals interacted with supercooled liquid water in updrafts.
Figures 4–6 document an MCC event observed by instruments on the RVI operating near 62°S and 137°E on 9 and 10 February 2018. The Aqua MODIS image (Fig. 4) from 0605 UTC 9 February 2018 shows an MCC pattern with relatively sparse cloud cover that persisted over the ship for approximately 36 h. The MERRA-2-derived large-scale meteorology (Fig. 5) shows that the open-cellular clouds existed within a region of cold air advection to the northeast of a surface low pressure center. The surface system was associated with an upper-level trough along 120°E. Southerly flow near 100°E from continental Antarctica is evident in a cold air outbreak series of roll clouds that transition into closed cells and then break up into an open-cellular pattern downstream where they then passed within the scan pattern of the OceanPol radar on the RVI. Surface temperatures decreased following the frontal passage at the ship, and open-cellular MCC was observed first at 1000 UTC with cloud tops near 4 km. The cell complexes, hereinafter referred to as squalls, passed over the ship at irregular intervals. The period between 1000 and 1400 UTC was the most active period at the RVI, with the passage of four distinct squalls. The 1600 UTC sounding (Fig. 6) is conditionally unstable up to a subsidence inversion near 600 hPa. The inversion roughly coincides with the cloud tops observed by the Bistatic Radar System for Atmospheric Studies (BASTA; Delanoë et al. 2016; Protat and McRobert 2020) W-band radar (Fig. 7) that was on a stabilized platform (Filisetti et al. 2017). Ascending W-band Doppler velocities exceeding 3 m s−1 are seen near the tops of several cells between 1000 and 1200 UTC (not corrected for particle motion). At the ship, the passage of each cell complex brought an increase in surface winds from 20 to 30–40 kt (1 kt ≈ 0.51 m s−1) associated with distinct cold pools where surface temperature minima near freezing were observed (not shown). The cold-pool temperature minima were ∼1 K colder than the local SSTs. Observers on the ship reported that aggregate snow was observed much of the time during squalls, with embedded periods of graupel. A Micro Rain Radar (MRR) operating at 24 GHz (not shown) observed reflectivities during brief periods of graupel in excess of +35 dBZe.

The 9 Feb 2018 three-color visible image from MODIS on Aqua. The yellow-outlined circle marks the approximate location of RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

The 9 Feb 2018 three-color visible image from MODIS on Aqua. The yellow-outlined circle marks the approximate location of RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
The 9 Feb 2018 three-color visible image from MODIS on Aqua. The yellow-outlined circle marks the approximate location of RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

MERRA-2 reanalysis that depicts the large-scale circulation for the 9 Feb 2018 case study. The center of the red-outlined circle denotes the approximate location of RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

MERRA-2 reanalysis that depicts the large-scale circulation for the 9 Feb 2018 case study. The center of the red-outlined circle denotes the approximate location of RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
MERRA-2 reanalysis that depicts the large-scale circulation for the 9 Feb 2018 case study. The center of the red-outlined circle denotes the approximate location of RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

The radiosonde sounding at 1256 UTC 9 Feb 2018.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

The radiosonde sounding at 1256 UTC 9 Feb 2018.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
The radiosonde sounding at 1256 UTC 9 Feb 2018.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

BASTA W-band (top) radar reflectivity (dBZe) and (bottom) Doppler velocity Vd between 0900 and 1300 UTC 9 Feb 2018 collected from RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

BASTA W-band (top) radar reflectivity (dBZe) and (bottom) Doppler velocity Vd between 0900 and 1300 UTC 9 Feb 2018 collected from RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
BASTA W-band (top) radar reflectivity (dBZe) and (bottom) Doppler velocity Vd between 0900 and 1300 UTC 9 Feb 2018 collected from RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
Figure 8 depicts the C-band observables at 1.5-km height during the period when the line of echoes that run roughly from northwest to southeast passed over the RVI between 1000 and 1400 UTC. C-band Zh in the cores of the squalls was on the order of +35 dBZe in agreement with the MRR observations. In the analysis that follows, we use ρHV > 0.95, Zdr > 0, and Zh > 15 dBZe as an indicator of where the radar sample volumes were suitable for application of the DPSR algorithm. As we show, while there is correlation among the dual-pol observables, there is also independent variability in those observables that allows us to derive the snow microphysical properties. The maximum values of KDP found associated with ρHV > 0.95 (a threshold that we require for analysis) are not qualitatively higher than what has been documented in other studies where active snow growth processes were occurring (Allabakash et al. 2019; Oue et al. 2015).

Constant-altitude plan view graphic of OceanPol dual-pol observables from 1133:09 UTC 9 Feb 2018. The outlined box shows the location of the features analyzed in Fig. 11, below.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

Constant-altitude plan view graphic of OceanPol dual-pol observables from 1133:09 UTC 9 Feb 2018. The outlined box shows the location of the features analyzed in Fig. 11, below.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
Constant-altitude plan view graphic of OceanPol dual-pol observables from 1133:09 UTC 9 Feb 2018. The outlined box shows the location of the features analyzed in Fig. 11, below.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
Horizontal cross sections of gridded OceanPol Zh (Fig. 9) illustrate the three-dimensional structure of the open-cellular cumulus precipitation features. The multiple squalls southeast of the ship location had passed over the ship in the previous hour (Fig. 7). The multicellular structure of these complexes is evident with several cores of high reflectivity in each of the squalls. The fractional coverage of precipitation decreases with height and focuses on the higher reflectivity cores that extend to just above 4 km. The vertical structure of the C-band dual-pol observables (Fig. 10) shows a vertical region between 2.5 and 3 km with the highest Z values. Above 3 km, there is a noticeable shift in Zh to lower values. We also note that below 2 km, Zh tends to shift to lower values with a broader distribution. Recall, however, that overall precipitation coverage increases nearer to the surface, suggesting some spatial diffusion of the precipitation formed at higher levels. The Zdr is uniformly distributed between 0.5 and 1 db, with some suggestion that the distribution narrows in the 2.5–3-km vertical region. The KDP, on the other hand, has a minimum between 2.5 and 3 km. The KDP distributions broaden below, suggesting an increase in oriented planar ice that the ship observers noted as aggregate snow.

Constant-altitude plan view graphics of OceanPol Zh from 1133:09 UTC 9 Feb 2018.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

Constant-altitude plan view graphics of OceanPol Zh from 1133:09 UTC 9 Feb 2018.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
Constant-altitude plan view graphics of OceanPol Zh from 1133:09 UTC 9 Feb 2018.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

Histograms of retrieved quantities normalized at each height bin compiled from measurements and retrieved quantities collected from 0400 UTC 9 Feb 2018 until 0000 UTC 10 Feb 2018: (a) Zh, (b) Zdr, (c) Kdp, (d) ρb, (e) Dm, (f) IWC (or qi), and (g) snow number density, or Ns.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

Histograms of retrieved quantities normalized at each height bin compiled from measurements and retrieved quantities collected from 0400 UTC 9 Feb 2018 until 0000 UTC 10 Feb 2018: (a) Zh, (b) Zdr, (c) Kdp, (d) ρb, (e) Dm, (f) IWC (or qi), and (g) snow number density, or Ns.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
Histograms of retrieved quantities normalized at each height bin compiled from measurements and retrieved quantities collected from 0400 UTC 9 Feb 2018 until 0000 UTC 10 Feb 2018: (a) Zh, (b) Zdr, (c) Kdp, (d) ρb, (e) Dm, (f) IWC (or qi), and (g) snow number density, or Ns.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
Figure 11 shows an east–west cross section through the feature along −62.35°S at 1126 UTC that further illustrates the cellular nature of the snow squall. The Kdp suggests a strong gradient near 1 km above the surface. Observations (not shown) from the RVI show this height as cloud base through most of the day. The Zh reaches a maximum near 35 dBZ below 1 km, and Zdr is a maximum in association with the maximum Zh and decreases toward the east. The observations, taken together, suggest an interesting structure to this shallow convective feature. The upper portions of the feature tend to be composed of smaller Dm but higher ρb. The maxima in Ns that we find near the top of the precipitation echo is ∼50 L−1, where ρb approaches 0.3 g m−3. This region of high Ns is also the region of the largest qi along this transect, reaching a peak near 1.5 g m−3. Below, the qi is smaller, although Dm reaches a peak near 5 mm. The vertical structure appears somewhat sheared with the high qi values slanting to the east (right) in this plot.

Vertical cross section along an east–west line through the feature near −62.4°S outlined by the box in Fig. 8: (a) ρb, (b) Dm, (c) IWC (or qi), (d) ρhυ, (e) Zh, (f) snow number density, or Ns, (g) radial velocity, (h) Kdp, and (i) Zdr.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

Vertical cross section along an east–west line through the feature near −62.4°S outlined by the box in Fig. 8: (a) ρb, (b) Dm, (c) IWC (or qi), (d) ρhυ, (e) Zh, (f) snow number density, or Ns, (g) radial velocity, (h) Kdp, and (i) Zdr.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
Vertical cross section along an east–west line through the feature near −62.4°S outlined by the box in Fig. 8: (a) ρb, (b) Dm, (c) IWC (or qi), (d) ρhυ, (e) Zh, (f) snow number density, or Ns, (g) radial velocity, (h) Kdp, and (i) Zdr.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
The three-dimensional time-varying structure of the open-cellular clouds observed on 9 February suggests a possible interpretation of the vertical statistics in Fig. 10. The snow squalls that tend to have time scales of several hours and spatial scales of tens of kilometers are composed, at any given time, of multiple updrafts where ice crystals are smaller, denser, and higher in number than adjacent regions. The smaller and higher-density hydrometeor vertical columns tend to be flanked by lower-density regions of higher Dm snow. The vertical statistics suggest that these high Ns regions of dense ice crystals are preferentially near the tops of the radar echoes and tend to have the highest values of qi. This interpretation of the OceanPol measurements and the measurement statistics are consistent with the recent findings of Lasher-Trapp et al. (2021) that infer the necessity of multiple updrafts in such cumulus complexes. Snow entrained into a new updraft interacts with supercooled liquid cloud water, thereby providing the ingredients for ice multiplication processes (Korolev and Leisner 2020). We note that the Ns values we infer in the high Ns columns are on the order of tens per liter—similar to the concentrations found in aircraft penetrations of mixed-phase convection over the Southern Ocean reported in Lasher-Trapp et al. (2021) and Huang et al. (2017). Thus, while it is not possible to definitively state with this data that the high Ns regions are associated with updrafts where secondary ice processes are ongoing, the vertical and horizontal structure that we infer from the dual-pol data is consistent with that interpretation.
b. Stratiform precipitation
The convergence of water vapor within midlatitude cyclones essentially controls large-scale precipitation (Carlson 1998). As air from lower latitudes glides quasi-isentropically upward to colder temperatures along a convergent lower–midtropospheric flow known as the warm conveyor belt (WCB), precipitation forms primarily as snow in the mixed-phase region. Field and Wood (2007) examined the water balance of midlatitude cyclones. They found that precipitation along the WCB scales with vapor transport and the vapor transport scales with temperature approximately according to the Clausius–Clapeyron relationship. A doubling of cyclone intensity is found to be much less effective at increasing precipitation in comparison with a warmer storm since water vapor increases at ∼7% K−1 (Field and Wood 2007). The scaling of precipitation with temperature has climate implications that have been examined recently by McCoy et al. (2020) using outputs from phase 2 of the Cloud Feedback Model Intercomparison Project (CFMIP2; Bony et al. 2011). McCoy et al. (2020) found a similar scaling relationship between temperature and water vapor as Field and Wood (2007). However, the amount of visible brightening (i.e., albedo increase) of the cyclone due to increased cloud cover from the higher vapor transport depended upon the efficiency with which precipitation removed water from the WCB in the models. Models that had a less efficient precipitation process tended to brighten more with warming and, thereby, had more robust negative climate feedback (higher albedo with climate warming). It is, therefore, germane to constrain the precipitation efficiency in midlatitude cyclones observationally since models tend to disagree on this efficiency. Dual-pol radar data collected over the remote oceans is uniquely able to constrain those processes and could, with more in-depth analysis and more data, address the precipitation efficiency in midlatitude storms.
We provide two examples of the vertical structure of snow within a Southern Ocean frontal system that demonstrates the precipitation processes from the passage of a midlatitude cyclone over the ship on 25 January 2018 when the RVI was at 58.8°S and 139.9°E. Figure 12 shows a well-defined circulation and frontal system moving southeastward around an upper-level low centered near 55°S and 110°E (Fig. 13). Radar echoes in a roughly east–west band moved over the ship from the north with light stratiform precipitation during the day after 1400 UTC 25 January. The melting layer throughout the day was near 500 m. An active period of precipitation occurred just prior to the end of the stratiform precipitation at the ship near 0000 UTC 26 January (Fig. 14). A region of note is the line of higher Zh along a narrow band that is oriented southwest–northeast between 58.5° and 58°S and 138° and 139°E. Another region of note is the broad area of higher Zdr southwest of the ship where Zh values approach 30 dBZe with maxima near 35 dBZe. These features tended to have high values of ρHV. The band to the north has higher values of KDP oriented along the band while KDP is smaller in the high Zh and Zdr region to the southwest of the ship.

Three-color MODIS visible image from 0520 UTC 25 Jan 2018. The RVI position is marked by the yellow-outlined circle.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

Three-color MODIS visible image from 0520 UTC 25 Jan 2018. The RVI position is marked by the yellow-outlined circle.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
Three-color MODIS visible image from 0520 UTC 25 Jan 2018. The RVI position is marked by the yellow-outlined circle.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

MERRA-2 reanalysis that depicts the large-scale circulation for the 25 Jan 2018 case study. The center of the red-outlined circle denotes the approximate location of RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

MERRA-2 reanalysis that depicts the large-scale circulation for the 25 Jan 2018 case study. The center of the red-outlined circle denotes the approximate location of RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
MERRA-2 reanalysis that depicts the large-scale circulation for the 25 Jan 2018 case study. The center of the red-outlined circle denotes the approximate location of RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

As in Fig. 8, but for 2340 UTC 25 Jan 2018. The numbered lines show cross sections depicted in Figs. 16 and 17, below.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

As in Fig. 8, but for 2340 UTC 25 Jan 2018. The numbered lines show cross sections depicted in Figs. 16 and 17, below.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
As in Fig. 8, but for 2340 UTC 25 Jan 2018. The numbered lines show cross sections depicted in Figs. 16 and 17, below.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
The vertical distribution of microphysical quantities as a function of temperature derived from the 2200–2300 UTC period is shown in Fig. 15. The vertical structure from this region of stratiform precipitation is distinctly different from the vertical structure in the open-cell convection (Fig. 10). We find a minimum in Dm near 263 K with a noticeable increase in Dm toward warmer temperatures. This temperature region also denotes a transition in snow number by a factor of 2–5. At the warmer temperatures, we find about 1 L−1 concentration of snow, whereas at colder temperatures above approximately 1.5 km, the Ns are larger. The distribution of bm broadens at warmer temperatures, and similar broadening in ρb occurs at temperatures warmer than 265 K below 2 km. We examine two transects along the dashed lines in Fig. 14.

As in Fig. 10, but the vertical axis is temperature. Quantities were compiled from measurements and retrieved quantities collected between 2200 UTC 25 and 0000 UTC 26 Jan 2018.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

As in Fig. 10, but the vertical axis is temperature. Quantities were compiled from measurements and retrieved quantities collected between 2200 UTC 25 and 0000 UTC 26 Jan 2018.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
As in Fig. 10, but the vertical axis is temperature. Quantities were compiled from measurements and retrieved quantities collected between 2200 UTC 25 and 0000 UTC 26 Jan 2018.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
The southern transect (line 1 in Fig. 14) passes north to south through the region of relatively high Zh and Zdr but lower KDP at 1.5 km. The derived microphysics along line 1 (Fig. 16) suggests that the 1.5 km level is in a region of vertical transition in microphysical properties. Between 2 and 1 km, the snow exhibits a marked increase in Dm from 2 to 5 mm and a decrease in Ns from 10 to 1 L−1. However, unlike the shallow convection where Ns and ρb are correlated, we find that ρb increases as the snow number decreases toward the surface. Overall, qi increases as the snow particles sediment. These vertical tendencies of increasing mean size and decreasing number are consistent with aggregation of hydrometeors that were newly formed in the region between −15° and −20°C between 2 and 3 km. There, we find higher Ns and smaller Dm. However, the simultaneous increase in ρb and qi also suggests that riming may be occurring simultaneously with aggregation.

As in Fig. 11, but for at 2340 UTC 25 Jan 2018 along the southern line denoted as line 1 in Fig. 14.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

As in Fig. 11, but for at 2340 UTC 25 Jan 2018 along the southern line denoted as line 1 in Fig. 14.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
As in Fig. 11, but for at 2340 UTC 25 Jan 2018 along the southern line denoted as line 1 in Fig. 14.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
We find a very different structure in the vertical distribution of microphysics along the northern transect or line 2 in Fig. 14 (Fig. 17). Line 2 is bookmarked by two deeper columns of precipitation that extend to an altitude of 4 km. The Dm is higher in these vertical columns, mainly because of higher Zh. However, we also find alternating columns of high and low ρb that are correlated with alternating columns of high and low Ns and qi. The eastern column has the more interestingly varied pattern with a high Zh core (>35 dBZe), high Zdr, and low KDP. The DPSR algorithm interprets this combination of measurables as large and high-density Dm with lower Ns—indicative perhaps of graupel. Overall, the cellular nature along this line is suggestive of a narrow line of convection embedded within the frontal system.

As in Fig. 16, but along the northern dashed line in Fig. 14.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

As in Fig. 16, but along the northern dashed line in Fig. 14.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
As in Fig. 16, but along the northern dashed line in Fig. 14.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
c. Bulk microphysical properties
We return to the initial motivation for this study. The snow bulk density ρb [Eq. (9)] is well known to be a significant linchpin in quantitative retrievals of snow microphysics that use nonpolarimetric radars that cannot constrain these characteristics. This includes CloudSat and GPM. As an example, Hammonds et al. (2014) used in situ snow observations collected during the Colorado Airborne Multi-Phase Cloud Study (CAMPS) where direct measurement of the bulk ice mass simultaneously with measurements of the PSD allowed for constraint of the m–D relationship in snow over the Rocky Mountains. Using forward calculations, they found that natural variability in m–D resulted in an uncertainty in Zh of more than 5 dB. Similar results were reported in Mace and Benson (2017). This is a startling level of forward model error that is not typically accounted for in snow retrievals and, as concluded by Skofronick-Jackson et al. (2019), helps explain the differences between CloudSat and GPM algorithms.
Ideally, one might consider that the m–D relationship in nature would vary as a function of the environmental conditions within which the snow evolves. For instance, Moisseev et al. (2017) related liquid water path to ρb and used Doppler velocity as a constraint (Kneifel and Moisseev 2020). A limited number of studies have successfully attempted to investigate this sensitivity in various types of ice hydrometeors including tropical anvil clouds (Mascio et al. 2017) and snow (Szyrmer and Zawadzki 2010; Mason et al. 2018). Ideally, a retrieval algorithm would recognize the environmental conditions and draw from an observational database of such quantities. If done correctly, the uncertainties would be carried forward to account for forward model uncertainties in the algorithm as a function of the atmospheric state. While ground-based zenith pointing data may eventually provide this information, the capacity for dual-pol radar measurements to provide such a database is significant given the volumes typically sampled by them and their increasing use in operational networks (e.g., Matrosov 2020).
As an example, we take the measurements collected by the OceanPol radar over the Southern Ocean during January and February 2018 and segregate the data into open-cellular and stratiform precipitating systems. This separation is accomplished simply by examining the radar imagery time series and classifying periods by inspection of the horizontal structure of the radar echoes. Periods that might have been ambiguous or contained both types of precipitation were excluded. If microphysical differences are found, more automated techniques, such as that proposed in Lang et al. (2022), could be used to classify the large-scale conditions and feed that information to DPSR. All the requirements noted above in analysis of the case studies were also applied. Since the Southern Ocean is a rather cloudy and stormy part of the world, we found roughly 20 million and 5 million volumes that were classified as stratiform and cumuliform, respectively, from the 5-week dataset. In Fig. 18 we present the frequency distributions of the snow bulk density and exponent of the m–D relationships derived from DPSR. Since we do not directly retrieve the aspect ratio (see methods), we do not show it here. However, aspect ratios, on average, were much lower than typically assumed (0.6) and were in the 0.2–0.3 range in agreement with the results of Matrosov (2020) with no apparent systematic differences between convective and stratiform snow. Overall, we find that stratiform snow has a ρb near 0.09 g cm−3 with a standard deviation of ∼30%. The bm in stratiform snow has a mean value near 2.25 with a hint at bimodality. Snow from open-cellular systems has a similar degree of variability but is shifted to higher ρb (mean of 0.13 g cm−3) with a mean bm value near 2.3. While more detailed investigation is warranted including a consideration that structural aspects of the algorithm might result in these differences, we speculate that the typically higher liquid water paths in shallow convection would likely be a significant part of the explanation for these differences. The bimodality evident in the bm of snow in stratiform conditions may also be due to the existence of liquid water in embedded convection. From a snow retrieval point of view, such differences in bulk density are significant and would result in forward model radar reflectivity errors of several dB. The range of forward model error from, say, the lowest quartile to the upper quartile of these distributions would result in forward model errors in radar reflectivity that exceed 5 dB.

(a) Bulk density ρb and (b) exponent of the m–D relationship bm compiled from stratiform (black) and cumuliform (red) data periods between 18 Jan and 18 Feb 2018 on RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1

(a) Bulk density ρb and (b) exponent of the m–D relationship bm compiled from stratiform (black) and cumuliform (red) data periods between 18 Jan and 18 Feb 2018 on RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
(a) Bulk density ρb and (b) exponent of the m–D relationship bm compiled from stratiform (black) and cumuliform (red) data periods between 18 Jan and 18 Feb 2018 on RVI.
Citation: Journal of Applied Meteorology and Climatology 62, 4; 10.1175/JAMC-D-22-0097.1
4. Summary and conclusions
Motivated by the need to better understand the properties and processes associated with ice-phase precipitation at high latitudes, we use dual-polarization radar measurements collected from a research vessel in the Southern Ocean interpreted with the formalisms of Ryzhkov et al. (2020) and Jung et al. (2010) in an optimal estimation algorithm. The dual-polarization measurables of horizontally polarized radar reflectivity Zh, differential reflectivity Zdr, and specific differential phase KDP uniquely depend upon the snow particle size distribution characteristics such as total condensed water qi, mass-mean particle size Dm, and bulk density ρb. Interpreting data from spaceborne radars (CloudSat and GPM) in retrieval algorithms typically requires assumptions about ρb. Therefore, we include in our state vector the ρb represented as the exponent to the mass–dimensional power law, the mass mean size Dm, and the ice water content qi. The inversion problem is underconstrained, with many more unknown parameters than independent information. To close the set of forward model equations, we make assumptions about various quantities, including the shape factor of an assumed modified gamma distribution of snow particles, the functional form of the mass–dimensional power-law prefactor, the standard deviation of the ice crystal canting angle, and the particle aspect ratio.
In addition to the observational error, the retrieval uncertainties depend upon assumptions that characterize their influence on uncertainty in the forward model. Overall, we find that the observables are all constrained by the state vector parameters, except that Zdr is not dependent on qi. The lack of dependence of Zdr on qi illustrates, for instance, how a combination of Zdr and KDP inform derivations of qi and Dm assuming bm or ρb (i.e., Ryzhkov et al. 1998). The codependence of the observables to the state parameters illustrates why a Bayesian inversion algorithm like we describe here is helpful to derive the state vector quantities since no dual-pol observable maps uniquely to any of the state parameters. By considering several leading sources of uncertainty, we demonstrate theoretically and empirically that the single-pixel uncertainties in qi, Dm, and bm are approximately 120%, 60%, and 40%, respectively.
We examine several case studies of shallow mixed-phase convection and of an active occluded frontal system using data collected by the C-band OceanPol radar on the Australian R/V Investigator from a voyage into the Southern Ocean in 2018. We find that the convective complexes were composed of multiple individual convective cells with highly variable microphysical properties within the cellular structures. This multicellular structure is consistent with surface observations at the ship of both graupel and aggregate snow. Interestingly, the dual-pol observations implied strong gradients in snow particle number where the ρb tended to increase and the Dm decreased. These regions with high snowflake number tended also to be regions of maximum qi but not maxima in Zh. The microphysical structure that we infer is consistent with the recent findings of Lasher-Trapp et al. (2021) who found in situ evidence for secondary ice production in the tops of cold Southern Ocean shallow cumulus.
We find that frontal system demonstrated wide variations in properties. In a particular case study, we show an embedded convective line 50 km north of a region of active stratiform snow. The stratiform region had generally lower values of KDP than in the convective region, although the values of Zh and Zdr only differed in the vertical distribution. We note an evolution in snow microphysics in the stratiform region below 3 km where ice crystal number decreased rapidly from ∼5–10 to ∼1 L−1 and Dm increased from 1 to 5 mm. If this were a case of pure aggregation, we would expect ρb to decrease. However, we found bulk density and qi increasing consistent with riming and aggregation processes perhaps co-occurring. In the convective line to the north, we noted possible evidence for graupel in deep cellular structures.
This study demonstrates that dual-pol radar measurements in snow collected over the remote oceans can serve as a means of illuminating the processes that are important in high-latitude mixed-phase precipitating systems in regions where observations have traditionally been scarce. Because the measurements are sensitive to the ρb of snow, the measurements can also serve as a pathway for parameterizing the uncertain assumptions that cause snow retrievals from space-based radars to be highly uncertain and to disagree with one another. Our initial results suggest significant variability in the ρb and bm between stratiform and cumuliform snowing systems in the 2018 RVI OceanPol dataset. The ρb in cumulus tend to be higher by ∼30%. We speculate that higher ρb in snow derived from open-cell cumulus when compared with snow in stratiform systems may be due to the presence of increased liquid water path. Such differences in bulk properties should be accounted for in retrieval algorithms applied to nadir and zenith pointing active and passive microwave systems including CloudSat and GPM.
Acknowledgments.
This research was supported by NASA Grants 80NSSC19K1251 and 80NSSC19K1084 (authors G. Mace and S. Benson). This project received grant funding from the Australian Government as part of the Antarctic Science Collaboration Initiative program (author A. Protat). The Australian Antarctic Program Partnership is led by the University of Tasmania and includes the Australian Antarctic Division, CSIRO Oceans and Atmosphere, Geoscience Australia, the Bureau of Meteorology, the Tasmanian state government, and Australia’s Integrated Marine Observing System (Protat). The authors thank the staff of the Marine National Facility for providing the infrastructure and logistical and financial support for the voyage of the R/V Investigator. Funding for these voyages was provided by the Australian government. The authors gratefully acknowledge the effort made by participants in the OLYMPEX field program.
Data availability statement.
All OceanPol and BASTA radar data are publicly available in the Australian Unified Radar Archive (AURA; http://www.openradar.io/). The OceanPol Weather Radar Dataset is available through the National Computing Infrastructure (https://doi.org/10.25914/5fc4975c7dda8).
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