1. Introduction
A fully polarimetric radar is defined as the one that can measure the full covariance matrix of the precipitation medium (Tragl 1990; Bringi and Chandrasekar 2001). The full covariance matrix is composed of both copolar and cross-polar components. Pulse Doppler weather radars with polarization diversity can transmit and/or receive in two orthogonally polarized channels. Dual-polarization weather radars transmit and receive at more than one polarization state. Circular and linear polarization states are the most commonly used polarization states of operation. In a dual-polarized radar operating on a linear basis, the transmitted pulses are at horizontally (H) and vertically (V) polarized states. Polarization diversity refers to the ability of the system to transmit/receive orthogonally polarized waves. Such systems transmit a single polarization state and can receive co- and cross-polar components with dual-channel receivers. Thus, with a combination of both polarization agility on transmit and polarization diversity on receive, the copolar and cross-polar returns can be measured at both polarization states. Historically, weather radars have operated to make measurements at copolar and cross-polar states of the covariance matrix elements. Over two decades of measurements in this basis has led to an improved understanding of propagation characteristics in the precipitation medium (Chandrasekar et al. 1990). The cost and advancement of receiver technology over time led to implementation of different measurement schemes over a period of three decades. For example, in the early 1980s before the digital revolution, receivers were expensive, and this led to single-receiver radars with high-power transmitter switches, to enable only copolar measurements. Over the last two decades, receivers have become very advanced and primarily driven by the marketplace revolution in communication technology, making it cheaper to use multiple receivers; this has led to the introduction of the simultaneous transmit and receive (STAR) mode (Doviak et al. 2000; Bringi and Chandrasekar 2001). However, this mode prevents measurements of cross-polar returns. This paper presents a phase-coding technology such that copolar and cross-polar measurements can be obtained simultaneously.
This paper is organized as follows: a brief description of the received signal and precipitation covariance matrix is given in section 2. Section 3 introduces waveform coding, the codes used to retrieve the cross-polarized signals, and gives a brief description of the properties of cross-polar received signals. Parameter estimation using advanced processing methods is described in section 4, while section 5 describes the statistics of these estimators in retrieving the cross-polar signal-based parameter. In section 6, analysis of the waveform coding with data collected from the Colorado State University–University of Chicago–Illinois State Water Survey (CSU–CHILL) radar is presented followed by the summary and conclusions in section 7.
2. The received signal and the precipitation covariance matrix
3. Orthogonal channel coding for dual-polarized radars
Phase coding of transmitted signals has been suggested for various applications such as pulse compression, range ambiguity mitigation, digital communication, and cryptography. However, the implementation of phase coding requires a transmitter that is capable of controlling the phase of the transmitted pulse. Klystrons, traveling wave tube (TWT), and solid-state transmitters can control the transmit phase while magnetron-based systems cannot control the transmit phase (Skolnik 1990).
Radars with a single transmitter operate at two polarizations either by alternating between polarization states from pulse to pulse or transmit a slant 45° polarizationand receive on two channels. Orthogonal channel coding for a single-transmitter radar operating in STAR mode would require a radio frequency (RF) phase shifter to enable phase coding. However, with a two-transmitter radar system (Klystron, TWT, or solid state) phase codes can be applied on each channel independently without an RF phase shifter. RF phase shifters traditionally have poor phase noise characteristics, and large phase errors degrade the performance of phase coding. The CSU–CHILL radar system is capable of transmitting horizontal and vertical polarization states simultaneously. Two orthogonally polarized waves are transmitted using two separate but identical Klystron transmitters with dual-channel reception of orthogonally polarized waves. Recent advances in digital technology have enabled the use of digital transmit controllers capable of generating arbitrary waveforms; the CSU–CHILL radar uses a 16-bit arbitrary waveform generator (George et al. 2006). Systems using a digital arbitrary waveform generator with two transmitters such as CSU–CHILL (Fig. 1) can generate and transmit orthogonally coded pulses in the horizontal and vertical polarization channels. The CSU–CHILL radar’s Klystron transmitters enable the use of phase coding to transmit orthogonal waveforms.
a. Properties of cross-polarized signals





b. Walsh–Hadamard code

4. Copolar and cross-polar signal parameter estimation
a. Spectral processing
The continuing advances in digital computing make the application of spectral processing in weather radars possible. For example, spectral processing is used in real time on the first-generation Collaborative Adaptive Sensing of the Atmosphere (CASA) X-band radar network (Bharadwaj et al. 2007). Advantages of spectral processing algorithms with polarimetric radars have been shown with data collected by CSU–CHILL (Seminario et al. 2001; Moisseev et al. 2006; Moisseev and Chandrasekar 2007). The modulation property of the Walsh–Hadamard code is one of the key elements in spectral processing for the retrieval of cross-polarized signal. As described in section 3b, properly selected Walsh–Hadamard codes modulates the cross-polar signal such that the cross-polar signal is translated by π (or Nyquist velocity) with respect to the copolar signal in the spectral domain as given by (22).
The dwell time of the radar results in a finite length of received signal and this finite length of the signal naturally applies a rectangular window function. The application of a rectangular window leads to the spreading of power in the spectral domain through the sidelobes of the window function (spectral leakage). Spectral leakage broadens the power spectrum of the signal and masks weaker signals in the spectrum. A window function is used to minimize spectral leakage due to the finite length window effect. The increase in the standard deviation of the spectral moments depends on the sidelobe suppression ability and main-lobe spectral broadening of the window function.
Since the copolar signal is always stronger than the cross-polar signal, the copolar signal is identified by a spectral peak detection. It has been observed that for Gaussian-shaped echoes this methodology provided good results. The spectral peak is used to notch filter the copolar signal with normalized width nw. A spectral notch filter is used to remove the copolar signal by removing the copolar spectral coefficients. However, the spectral peak detection and notch filter are not effective when the Doppler spectrum is bimodal, flat topped, or very wide. In cases where the spectrum is bimodal or flat topped, the location of the notch filter may be incorrectly chosen, which results in partial filtering of the copolar signal. The analysis of the impact of the bimodal and flat topped spectrum is beyond the scope of this paper. The normalized filter width is defined as the fraction of the total Nyquist band {[−λ/(4Ts), λ/(4Ts)]}. Here nw = 0.5 is used because the Walsh–Hadamard codes separate the signal by π and the two narrowband signals can be considered to be in the two halves of the spectral domain relative to the copolar signal. For example, a λ = 10 cm radar with Ts = 1 ms will have a Nyquist range (−25, 25) m s−1 and a recohered signal with copolar signal centered at 12.5 m s−1 will have the cross-polar signal centered at −12.5 m s−1. Therefore, the copolar signal will be in (0, 25) m s−1 and the cross-polar signal will be in (−25, 0) m s−1. The cross-polar signal power is estimated from the notch filtered signal. The inverse of the notch filter used to remove the copolar signal is used to filter out the cross-polar signal from the received signal. The copolar signal parameters are obtained from the inverse notch filtered signal. The linear depolarization ratio is then estimated from the copolar and cross-polar signal powers using (14). The impact of spectral processing with phase-coded waveform on polarimetric variables is described in section 5.
b. Maximum likelihood estimate



5. Evaluation based on simulation study
A simulation at λ = 11 cm (corresponds to the operating wavelength of the CSU–CHILL radar) was performed to evaluate the performance of the coding scheme to retrieve the linear depolarization ratio. The procedure described by Chandrasekar et al. (1986) was extended to simulate time series data with the cross-polar signal. The lag-0 copolar correlation coefficient ρhυ = 0.99 in the simulations and the coto-cross polarization correlation coefficient are set to a low value between 0.2 and 0.4. A longer time series is truncated to provide the window effect. The simulated time series were phase coded with Walsh–Hadamard code, and the copolar and cross-polar signals were superimposed on a sample-by-sample basis to form the received signal. A phase error of 0.5° standard deviation is added to the transmit pulses in the two channels and true phase codes are used in decoding the received signals.
a. LDR retrieval
The spectral moments are estimated using spectral processing and the maximum likelihood method after the received signal is decoded. The error in
b. Impact on polarimetric variables
A simulation study is conducted to study the impact of phase coding on the polarimetric variables. A comparison is made between the retrievals of polarimetric variables for a phase-coded waveform and an uncoded waveform in STAR mode. It is important to note that the copolar signals from an uncoded waveform are always superimposed with the cross-polar signal. The uncoded waveform is processed with the traditional covariance algorithm to obtain the polarimetric variables. However, the phase-coded waveform is processed with spectral processing. The maximum likelihood approach for polarimetric radars is beyond the scope of this paper and is not considered in this section. The errors in the estimated polarimetric variables with phase-coded waveform and uncoded waveform in STAR mode are shown in Fig. 6 for σco = 4 m s−1 and α = 1.2. It can be observed in Fig. 6a that the standard deviation of
6. Waveform coding with CSU–CHILL radar
Orthogonally coded horizontal and vertical polarization channels were used to collect data from a CSU–CHILL radar. Modulated RF drive pulses for each transmitter are synthesized by the transmitter controller. The transmitter controller uses a digital upconverter chip to synthesize a modulated intermediate frequency (IF) and the resulting IF signal is upconverted to S band. All internal data paths are 16 bits or greater and this allows the phase error to be small (determined to be 0.5°). This was verified by observing the hard target with a phase-coded waveform and decoding the received signal (see Fig. 7). Radar data on a stratiform event with a phase-coded waveform were collected from the CSU–CHILL radar on 29 May 2007. In addition, data using an alternate transmission mode were also collected. The alternate mode of operation enables the direct measurement of linear depolarization ratio. Both alternate mode and phase-coded waveform data were collected with a range–height indicator (RHI) scan at an azimuth of 80°. Figures 8a and 8c show the RHI of estimated reflectivity from the alternate mode and phase-coded simultaneous transmission mode. The increase in reflectivity from the surface up to the melting layer clearly indicates an occurrence of a bright band at an altitude of 1.8 km. The received signals near the ground are contaminated with ground clutter. The cross-polarized signals from the ground are 0–15 dB below the copolar signal from the ground and since signals close to the ground are very strong, the cross-polarized ground clutter is also significantly stronger. However, because of properties of the Walsh–Hadamard code the cross-polar clutter is not at zero velocity but is spread around ±λ/(4Ts), as shown in an example Doppler spectrum from CSU–CHILL in Fig. 9. Ground clutter is easily filtered in spectral processing because the position of the clutter spectral coefficients is known exactly. Therefore, a bandpass finite impulse response (FIR) filter with a frequency response as shown in Fig. 10 can be used to suppress both copolar and cross-polar ground clutter. The FIR filter shown in Fig. 10 is on the order of 81 and Fig. 9 shows an illustration of the result of filtering. The spectral moments can then be estimated using the maximum likelihood method.
The LDR estimated from the alternate mode and simultaneous mode with the Walsh–Hadamard code using spectral processing is shown in Figs. 8b and 8d, respectively. The bright band can be clearly identified by the enhance depolarization ratio in Figs. 8b and 8d. The alternate mode
7. Conclusions
Phase coding the transmit waveform in the horizontal and vertical polarization channels on a pulse-to-pulse basis can be used to retrieve the linear depolarization ratio in simultaneous transmission mode. Walsh–Hadamard coded waveforms were considered in this paper for retrieving LDR. Two methods for estimating LDR with phase-coded waveforms were presented. A spectral method and a time domain method that used the maximum likelihood principle were presented in this paper. A simulation study was performed to evaluate the ability of the phase-coded waveform to retrieve LDR using the two methods mentioned above. Based on results from the simulation, it is found that the bias in estimated LDR is within 1 dB for both spectral processing and the maximum likelihood method. However, it is observed that the standard deviation of estimates from the maximum likelihood method was lower than the spectral processing estimates by 0.6 dB. The impact of phase coding and associated processing on the retrieval of polarimetric variables was evaluated. Based on the results from the simulation study it can be concluded that unbiased estimates of polarimetric variables can be obtained from orthogonally phase-coded waveform. However, the standard deviations of the polarimetric variables are slightly higher because of the application of the window function.
The estimation of LDR in simultaneous transmission mode was tested with data collected by the CSU–CHILL radar. Estimates of LDR with phase-coded waveform were compared to the estimates from alternate mode. The ability to retrieve LDR is limited by the cross-polar isolation of the antenna. LDR measurements obtained by CSU–CHILL with alternate mode show values in the −32- to −34-dB interval. Data collected by the CSU–CHILL radar show that LDR estimated from phase-coded waveform is comparable to LDR estimated from the alternate mode and can retrieve LDR up to −30 dB. Based on the results from simulations and experimental data from CSU–CHILL it can be concluded that phase-coded waveforms provide a viable means to estimate both copolar and cross-polar signals in simultaneous transmission mode.
Acknowledgments
This work was supported by the National Science Foundation (NSF) through the NSF ITR program and ATM 0313881. The authors would like to acknowledge Jim George at Colorado State University and the Colorado State University CHILL facility staff for their assistance in obtaining data with waveform coding.
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Simplified block diagram of a two-transmitter radar system with dual-channel waveform generator.
Citation: Journal of Atmospheric and Oceanic Technology 26, 1; 10.1175/2008JTECHA1101.1
Standard deviation of
Citation: Journal of Atmospheric and Oceanic Technology 26, 1; 10.1175/2008JTECHA1101.1
Illustration of the effect of orthogonal coding on the copolar signal spectrum contaminated with the cross-polar signal. Spectrum of received signal without any coding (thick line) and spectrum of recohered Walsh–Hadamard coded signal (thin line) at S band. Code length N = 128.
Citation: Journal of Atmospheric and Oceanic Technology 26, 1; 10.1175/2008JTECHA1101.1
Bias in
Citation: Journal of Atmospheric and Oceanic Technology 26, 1; 10.1175/2008JTECHA1101.1
Standard deviation of
Citation: Journal of Atmospheric and Oceanic Technology 26, 1; 10.1175/2008JTECHA1101.1
Error in estimated copolar parameters with and without phase coded waveform for wco = 4 m s−1 and α = 1.2 at λ = 11 cm. (a) Differential reflectivity, (b) differential propagation phase shift, and (c) lag-0 copolar correlation coefficient.
Citation: Journal of Atmospheric and Oceanic Technology 26, 1; 10.1175/2008JTECHA1101.1
Histogram of phase error measured with the CSU–CHILL radar.
Citation: Journal of Atmospheric and Oceanic Technology 26, 1; 10.1175/2008JTECHA1101.1
Comparison of reflectivity and LDR measurements from alternate mode and simultaneous mode. Data collected from CSU–CHILL radar on 29 May 2007 with alternate mode (2034:00 UTC) and Walsh-coded simultaneous mode (2028:51 UTC) (a) reflectivity from alternate mode, (b) LDR from alternate mode, (c) reflectivity from simultaneous mode with Walsh–Hadamard code, and (d) LDR estimated from simultaneous mode with Walsh–Hadamard code.
Citation: Journal of Atmospheric and Oceanic Technology 26, 1; 10.1175/2008JTECHA1101.1
Illustration of Doppler spectrum of signal contaminated with clutter (solid line) and clutter filtered spectrum (dashed line). Data collected from CSU–CHILL radar on 29 May 2007 with Walsh–Hadamard code.
Citation: Journal of Atmospheric and Oceanic Technology 26, 1; 10.1175/2008JTECHA1101.1
Frequency response of ground clutter filter for Walsh–Hadamard coded waveform.
Citation: Journal of Atmospheric and Oceanic Technology 26, 1; 10.1175/2008JTECHA1101.1