## 1. Introduction

Ground validation (GV) of satellite rainfall estimates has been an ongoing component of the Tropical Rainfall Measuring Mission (TRMM) since, and even prior to, its launch in 1997. GV data provide a benchmark for algorithm developers and can be used to tune various assumptions that are required to retrieve rainfall rates from the TRMM instrument measurements. For example, the default coefficients of the radar reflectivity (*Z*) and the rainfall rate (*R*) (*Z–R*) relationship used by the TRMM precipitation radar (PR) algorithm 2A25 are derived from disdrometer measurements based on a worldwide sampling of locations (Iguchi et al. 2000). GV can also help identify the random, systematic, and sampling errors in rainfall detection and estimation when coupled with the satellite records. When combined with the global constraints on rainfall required by energy budget considerations (e.g., Trenberth et al. 2009), the local constraints provided by GV measurements provide feedback to satellite rainfall algorithm developers, enabling them to make estimates that are as accurate and unbiased as possible given the underconstrained nature of the retrieval problem (Stephens and Kummerow 2007).

The large radar and radiometer ground footprints of TRMM necessarily make direct comparisons of instantaneous rain rates from gauges difficult because of the spatial variability of rainfall. Bowman (2005) and DeMoss and Bowman (2007) used 6-h time centered on each TRMM overpass to match buoy-mounted rain gauge measurements to satellite retrievals. Over long periods of time, systematic biases in the satellite-derived mean rain rate are apparent under this method, but large errors exist for individual events.

One way to fill the resolution gap between the point measurements of gauges and the satellite footprint is through the use of ground-based radars to provide a high-resolution, three-dimensional view of the rain field over a domain larger than the satellite instrument field of view. To achieve this goal, the TRMM GV program produces quality-controlled ground radar reflectivity fields at 2-km horizontal and 0.5-km vertical resolution using ground radars at Houston, Texas (HSTN); Melbourne, Florida (MELB); Darwin, Northern Territory, Australia (DARW); and Kwajalein Atoll, Marshall Islands (KWAJ). These products have been used to validate the TRMM measurements in many prior studies. For example, Schumacher and Houze (2000) compared ground-based and PR reflectivities directly at the KWAJ site. This analysis was important in verifying the minimum detectable signal of PR and identifying absolute biases in the reflectivity field, which can lead to rainfall biases.

Studies that compare TRMM GV to satellite-derived rainfall rates are subject to an additional source of uncertainty in the reflectivity–rain rate relationship. Wolff et al. (2005) developed rainfall maps from the KWAJ and MELB radars and numerous collocated gauges using the window probability matching method (WPMM). The WPMM, as used in these studies, aims to reproduce the probability density function (pdf) of *R* (from the gauges) given Z (from the radar) yearly for KWAJ and monthly for MELB. These were compared to TRMM products gridded at 0.5° resolution over a 6-month period, and it was found that the PR 2A25 algorithm overestimated rainfall at KWAJ by 6%. Wolff and Fisher (2008) furthered these studies by comparing the WPMM products at the scale of individual TRMM Microwave Imager (TMI) and PR footprints over a 5-yr period, this time finding that PR 2A25 (2B31) underestimated rainfall by 13% (5.7%) at KWAJ (primarily resulting from an underestimate of the intensity of heavy rainfall events). Because the WPMM *Z–R* relationships are reestablished each month, seasonal changes in *Z–R* relationships can be captured, but individual events can still deviate from the monthly mean relationship, which adds a source of variability to the footprint-level comparisons. Because gauges are irregularly distributed over land and not present over water, it is not possible to tune individual rainfall events to gauge networks because of a lack of data.

The potential role of dual-polarization radar in GV of satellite precipitation measurements has been summarized by Chandrasekar et al. (2008). There have been a few studies comparing the drop size distribution (DSD) parameters from TRMM PR and ground-based dual-polarized radars. The first such comparison was conducted by Liu et al. (2003) using the C-band dual-polarization Doppler radar (C-Pol) operated by the Bureau of Meteorology Research Centre (BMRC). They used a variant of the technique developed by Ferreira et al. (2001) to compare *D*_{0} retrieved from *Z*_{dr} measurements with that inferred from version 5 of the 2A25 algorithm [which uses a combination of *ɛ*_{0} and attenuation-corrected PR–*Z _{e}* described by Iguchi et al. (2000)]. Liu et al. (2003) compared CPOL radar with TRMM overpasses over Darwin (two “scenes”), the South China Sea Monsoon Experiment (SCSMEX; three scenes), and Sydney (four scenes), New South Wales, Australia. On average, they found that over land the

*D*

_{0}inferred from 2A25 was biased high relative the C-Pol-retrieved

*D*

_{0}, whereas over ocean the

*D*

_{0}agreement was nearly unbiased. However, there was significant scatter of the

*D*

_{0}on a “pixel” basis. A similar methodology was used by Chandrasekar et al. (2005) where they compared

*D*

_{0}retrieved from the S-band dual-polarization Doppler radar (S-Pol) radar with

*D*

_{0}inferred from 2A25 (version 5) for one overpass scene during the Texas Under Flight Experiment (TEFLUN) and one from the Large Scale Biosphere–Atmosphere (LBA) campaign. From a very limited dataset, they found that the mean

*D*

_{0}inferred from 2A25 was biased low relative to S-Pol-derived

*D*

_{0}(normalized bias of around −8%), with a fractional standard error of 25%. We note that the method of inferring

*D*

_{0}from the 2A25 in these studies (i.e., Liu et al. 2003; Chandrasekar et al. 2005) is very different from that used recently by Kozu et al. (2009).

In this paper we use data from the polarimetric radar (KPOL) on the Kwajalein Atoll (described in section 2) to validate footprint-level estimates of *D*_{0} and rain rate from TRMM PR (Kozu et al. 2009) and from a combined algorithm (Munchak and Kummerow 2011, hereafter MK) that makes use of TRMM PR and TMI observations. In addition to comparing the rainfall rates in section 3, we place emphasis on the ability of the algorithms to specifically capture characteristics of the DSD regime at Kwajalein (via the parameter *D*_{0}). We discuss these results and compare them to previous studies of DSDs in this region in section 4, and conclude with a summary in section 5.

## 2. Data sources and processing

### a. S-band ground radar

The ground radar data used here are from an operational dual-polarized S-band radar located on the Kwajalein Atoll in the Republic of the Marshall Islands. Detailed descriptions of the radar and improved data quality control procedures can be found in Marks et al. (2009, 2011). It is one of the few dual-polarized S-band radars located in an open-ocean tropical regime and is an invaluable GV site for comparison of rainfall with the TRMM precipitation radar (e.g., Houze et al. 2004; Wolff et al. 2005).

The key system characteristics and operational modes are described in Marks et al. (2011), but are also summarized in Table 1. The flowchart in Fig. 2 of Marks et al. (2011) describes their quality control algorithm. For each range profile (or beam), a data mask was generated to separate precipitation from nonprecipitation echoes using the standard deviation of differential propagation phase over a 15-gate (or 3 km) moving window. The classification was based on using a threshold of 12° for the KPOL magnetron-based transmitter system.

System characteristics of the KPOL radar.

Because our goal is to retrieve *D*_{0} from measurement of *Z*_{dr}, we independently verified that the system offset was <0.05 dB (from that deduced by Marks et al. 2011) for the two events analyzed here (8 September and 26 October 2008). The measurement fluctuations were reduced to a standard deviation of <0.2 dB using the finite-impulse-response (FIR) range filter described in Hubbert and Bringi (1995). Accurate calibration of reflectivity (*Z _{h}*) is important because we use a composite rain-rate retrieval algorithm, which uses either of

*R*(

*Z*,

_{h}*Z*

_{dr}) or

*R*(

*Z*) as described in the next section. We have checked the relative calibration adjustment (RCA) methodology of Silberstein et al. (2008) and Marks et al. (2009) for the two specific TRMM overpass events on 8 September and 26 October 2008. Our fine-tuning of the

_{h}*Z*adjustment for the two events was done using a self-consistency method based on

_{h}*K*

_{dp}versus

*Z*scatterplots (quantified in terms of contoured frequency of occurrence plots in rain against scattering simulations using drop size distributions measured by the Joss disdrometer; the latter will described in the next section). It was determined that an offset of −2 dB was necessary for the 8 September case, but that an offset of −0.87 dB was determined for the 26 October case [these offsets were independently confirmed by the self-consistency method described in section 3c of Marks et al. (2011) applied specifically for these same 2 days; these offsets agreed to within 0.2–0.3 dB using the two independently applied self-consistency methods]. We are confident that the KPOL radar was too “hot” by 2 ± 0.5 dB on 8 September. For 26 October, our adjustment is within the ±1-dB uncertainty quoted by Marks et al. (2009) for the RCA (Silberstein et al. 2008).

_{h}Figure 1 shows the plan position indicator (PPI) scan data of measured *Z _{h}* on (i) 8 September and (ii) 26 October 2008 close to the TRMM overpass times. From the reflectivity PPIs, one can infer that the 8 September case was less organized (isolated convection) relative to the more organized convection on 26 October 2008. For case i, the convection was generally less organized at the overpass time; however, a large area of rain with embedded convection occurred a couple hours after the overpass. Case ii had larger and more organized areas of rain with embedded convection. On both days, the systems “pushed” into the radar field of view from the south and east, most likely associated with a wave on the intertropical convergence zone (ITCZ). In both cases the height of the 0C level was very near 5 km, as determined by soundings for the two days.

Figure 2 shows *Z*_{dr} versus *Z _{h}* from the two events (data from the same corresponding sweeps as in Fig. 1) in terms of contoured frequency of occurrence plots [color scale in log(number)]. The dashed line is the mean

*Z*

_{dr}in reflectivity bins of 2-dB width. Note that the mean

*Z*

_{dr}drops off to a few tenths of a decibel (<0.25 dB) as the reflectivity decreases (<15 dB

*Z*), which is characteristic of nearly spherical drops in drizzle (e.g., see Fig. 2 of Brandes et al. 2004). It is interesting to note that in Fig. 2b, corresponding to the more intensely organized convection on 26 October 2008, there is a relative lowering of the mean

*Z*

_{dr}for

*Z*> 40 dB

_{h}*Z*indicating that at the more intense rain rates the mean

*D*

_{0}does not increase with increasing

*R*; rather, the increased

*R*is due to an increase in drop concentration (e.g., as discussed in Steiner et al. 2004).

Contoured frequency of occurrence plots based on scatterplots of *Z*_{dr} vs *Z _{h}* [the color scale is in log(number)] from PPI data from (a) 8 Sep and (b) 26 Oct 2008. The number of pixels in panel (a) is 15 564, while for panel (b) it is 67 597.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

Contoured frequency of occurrence plots based on scatterplots of *Z*_{dr} vs *Z _{h}* [the color scale is in log(number)] from PPI data from (a) 8 Sep and (b) 26 Oct 2008. The number of pixels in panel (a) is 15 564, while for panel (b) it is 67 597.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

Contoured frequency of occurrence plots based on scatterplots of *Z*_{dr} vs *Z _{h}* [the color scale is in log(number)] from PPI data from (a) 8 Sep and (b) 26 Oct 2008. The number of pixels in panel (a) is 15 564, while for panel (b) it is 67 597.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

### b. Drop size distribution measurements

To develop the *D*_{0} and *R* retrieval algorithms we use DSD measurements from an impact-type disdrometer (RD-80; Joss and Waldvogel 1967) located at the KPOL radar site. The accuracy of the Joss disdrometer DSD measurements has been evaluated, for example, by Sheppard and Joe (1994) and Williams et al. (2000). The disdrometer data were corrected for the dead time problem following Sheppard and Joe (1994). In the present study, 2 years of disdrometer data (2003 and 2004) were used. A total of 69 883 one-minute-averaged DSDs were fitted to a normalized gamma distribution with parameters *N _{w}*,

*D*, and μ, using the procedure given in Bringi et al. (2003). Briefly, we first normalize the N(

_{m}*D*) by

*N*and scale

_{w}*D*by

*D*. The

_{m}*D*is the mass-weighted mean diameter (ratio of the fourth to third moments of the DSD). Note that

_{m}*N*is the intercept parameter of the normalized gamma distribution, which is the same as the intercept parameter (

_{w}*N*

_{0}) of an equivalent exponential DSD with the same

*D*and water content, as defined by Illingworth and Blackman (2002) and Testud et al. (2001). Once we have

_{m}*N*(

*D*)/

*N*as a function of

_{w}*D*/

*D*, we determine the best-fit μ value that minimizes the absolute deviation of

_{m}*N*(

*D*)/

*N*from the normalized gamma distribution (this procedure reduces to a one-dimensional fit for determining the optimal μ). Finally, we deduce the median volume diameter

_{w}*D*

_{0}from

*D*

_{0}= [(3.67 + μ)/(4 + μ)]

*D*(Ulbrich and Atlas 1998).

_{m}Figure 3 shows the histograms of *D*_{0}, log_{10}(*N _{w}*), and μ. The

*D*

_{0}histogram shows a modal value close to 0.9 mm but the shape is highly skewed, with a lower frequency of occurrence of larger

*D*o values relative to the midlatitudes or the subtropics over land (Bringi et al. 2003), perhaps reflecting open-ocean DSDs [with more frequent drop breakup and concentration-controlled DSDs alluded to earlier; see Steiner et al. (2004)]. The histogram of log

_{10}(

*N*) is more symmetric with modes at 3000 mm

_{w}^{−1}m

^{−3}(likely stratiform rain mode) and 8000 mm

^{−1}m

^{−3}(perhaps convective rain mode; nearly exactly the same as the intercept parameter

*N*

_{0}of the Marshall–Palmer exponential DSD). The histogram of μ shows a fairly distinct mode close to 2.5 [we note that Kozu et al. (2009) assume μ = 3, which is part of the 2A25 algorithm (Iguchi et al. 2000)]. The larger values of μ (>8 or so) are likely due to either “masking” of the smaller drops in heavier rain (e.g., Williams et al. 2000) or perhaps a low number of consecutive “bins” in which data occur in light rain (see Fig. 6 of Ulbrich and Atlas 1998).

Histograms of (a) *D*_{0}, (b) log_{10}(*N _{w}*), and (c) μ from Joss disdrometer data from Kwajalein.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

Histograms of (a) *D*_{0}, (b) log_{10}(*N _{w}*), and (c) μ from Joss disdrometer data from Kwajalein.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

Histograms of (a) *D*_{0}, (b) log_{10}(*N _{w}*), and (c) μ from Joss disdrometer data from Kwajalein.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

Scattering calculations using the T-matrix method were performed with the following assumptions: (i) drop shapes based on the most recent 80-m fall bridge experiments [Eq. (1) of Thurai et al. (2007) for *D* > 1.5 mm, and the Beard and Kubesh (1991) fit for 0.7 < *D* < 1.5 mm, as given in Eq. (3) of Thurai et al. (2007)]; (ii) Gaussian canting angle distribution with a mean of 0° and a standard deviation of 7.5°, again based on the 80-m fall bridge experiment (Huang et al. 2008); (iii) an upper-integration diameter of 3.0**D*_{0} or 8 mm, whichever is less; and (iv) a temperature of 20°C and elevation angle of 0°. The T-matrix scattering program outputs, for each fitted DSD (with parameters *N _{w}*,

*D*

_{0}, and μ), the values of

*Z*,

_{h}*Z*

_{dr}, and

*K*

_{dp}. In this paper we use only the

*Z*and

_{h}*Z*

_{dr}for the retrieval of

*D*

_{0}and

*R*(with the

*K*

_{dp}being somewhat noisy except for

*Z*> 40 dB

_{h}*Z*or so, which did not occur often enough in the two TRMM overpass events).

*D*

_{0}from

*Z*

_{dr}. From scattering simulations and the total weighted least squares method (Amemiya 1997; Lee and Zawadzki 2005) we obtain the

*D*

_{0}estimator as (

*Z*

_{dr}, in decibels below)

*D*

_{0}in terms of the fractional standard error (FSE) was determined to be 12% [for

*D*

_{0}< 2 mm, in agreement with Gorgucci et al. (2002)]. The FSE of any estimated parameter

*X*is defined as

*X*

_{est.}−

*X*

_{disdro}, σ is the standard deviation of δ, and the angle brackets (〈 〉) denote the sample mean. Here

*X*

_{est}≡

*D*

_{0}from (1) and

*X*

_{disdro}≡

*D*

_{0}from the gamma-fitted DSD. The normalized bias (NB) is defined as the mean of δ divided by 〈

*X*

_{disdro}〉. The NB was found to be negligible (as expected) with reference to the retrieval of

*D*

_{0}. Because statistical fluctuations in the radar measurement of

*Z*

_{dr}cause negative values (see Fig. 2), we empirically retrieve

*D*

_{0}as (

*Z*

_{dr}, in decibels below)

*Z*

_{dr}< 0 dB is small (<10%). The intercept and slope parameters in (3) have been selected to (i) merge with (1) at

*Z*

_{dr}= 0.05 dB and (ii) tend to the minimum value of

*D*

_{0}from the disdrometer data (close to 0.45 mm; see Fig. 3a) when

*Z*

_{dr}= −0.25 dB. There are other ways to deal with statistical fluctuations of

*Z*

_{dr}when retrieving

*D*

_{0}, as described in Bringi et al. (2009). Later when we compare the KPOL-retrieved

*D*

_{0}with TRMM PR and PR–TMI retrievals, we do so only in convective rain (with rates generally > 3 mm h

^{−1}) as determined from the PR.

*R*(

*Z*,

_{h}*Z*

_{dr}) or

*R*(

*Z*). For notational simplicity, the subscript

_{h}*h*will be dropped, that is,

*Z*≡

_{h}*Z*. The weighted total least squares method was used to derive

*Z*= 302

*R*

^{1.32}and the

*R*(

*Z*) given by

*Z*is in units of mm

^{6}m

^{−3}.

*R*(

*Z*,

*Z*

_{dr}) estimator was based on a nonlinear least squares fitting method

*Z*

_{dr(ratio)}is

*Z*/

_{h}*Z*

_{υ}with

*Z*

_{h}_{,υ}in units of mm

^{6}m

^{−3}.

Estimator Eq. (5) is used if *R*(*Z*) > 10 mm h^{−1}, otherwise Eq. (4) is used; this is termed the composite estimator in this paper. It may be noted, in passing, that the threshold of 10 mm h^{−1} may be used as an approximate classifier between stratiform and convective rain types (e.g., Tokay and Short 1996; Thurai et al. 2010).

The FSE of the parameterization error in the *R*(*Z*, *Z*_{dr}) estimator was calculated to be 18.5% with negligible bias. For the *R*(*Z*) estimator the corresponding FSE was 67%, in agreement with past simulations [see chapter 8 of Bringi and Chandrasekar (2001), and references contained therein].

### c. TRMM precipitation radar

We use version 6 of the rain profiling algorithm as described in Iguchi et al. (2009). It is not possible to describe this algorithm (referred to as 2A25) in any detail herein because of its complexity. The following variables from the PR are used in this study:

PR-ZM, or the measured reflectivity by the PR (1C21),

PR-ZC, or the attenuation-corrected reflectivity from 2A25 (Iguchi et al. 2009),

PR-RR, or the rain rate from 2A25,

rain-type flag (here we use only rain classified as “convective” from 2A23; Awaka et al. 2007), and

attenuation adjustment factor (

*ɛ*_{f}) from 2A25 (hereafter*ɛ*).

_{0}(in the

*k*= α

_{0}

*Z*relation), such that the Hitschfeld and Bordan (1954) estimate of the path-integrated attenuation (PIA) to the surface is equal to the PIA estimated from the surface reference technique (SRT). Kozu et al. (2009) make the inference that the attenuation adjustment factor represents, to some extent, a path-averaged DSD parameter. From their appendix we compute the

_{e}^{β}*D*

_{0}here for each resolution volume along the PR slant beam as a function of the 2A25-derived

*R*and

*ɛ*as

*R*is in millimeters per hour and

*D*

_{0}is in millimeters. According to Kozu et al. (2009), the above equation has been arrived at empirically and applies mainly to convective rain where the reliability of SRT-based path attenuation is generally high.

We use the methodology of Bolen and Chandrasekar (2003) to align the PR measurements with the KPOL ground radar data (the method performs volume-matching and geometric distortion corrections). The final product is a gridded Cartesian volume with the ground radar as the origin and with Δ*x* = Δ*y* = 4 km and Δ*z* = 0.5 km. There are other methods of aligning and volume matching the ground radar reflectivity data with the PR data (e.g., Schwaller and Morris 2011; Wang and Wolff 2009). Figure 4 shows the horizontal cut of reflectivity at 2-km altitude of attenuation-corrected PR reflectivity (PR-ZC; Fig. 4a) and from KPOL [also referred to as ground radar (GR) in Fig. 4b] for the 8 September case. The spatial alignment of the reflectivity contours is seen to be very good even at such long ranges from ground radar (>130 km). Figure 5 shows the horizontal cut for the 26 October case (which is much closer to the ground radar); again, the spatial alignment of the reflectivity contours appears to be very good. Such good alignment sets the stage for comparison of *D*_{0} and *R* between ground radar and the PR in the rain layer (defined here as heights < 3 km) on a pixel basis.

Constant altitude PPI at 2 km for 8 Sep overpass: attenuation-corrected PR reflectivity from (a) 2A25 and (b) KPOL radar. The peak reflectivity is marked (+). The TRMM overpass time over the analysis domain was 1706:10–1707:09 UTC. The KPOL radar volume scan time was 1707:30–1715:29 UTC.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

Constant altitude PPI at 2 km for 8 Sep overpass: attenuation-corrected PR reflectivity from (a) 2A25 and (b) KPOL radar. The peak reflectivity is marked (+). The TRMM overpass time over the analysis domain was 1706:10–1707:09 UTC. The KPOL radar volume scan time was 1707:30–1715:29 UTC.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

Constant altitude PPI at 2 km for 8 Sep overpass: attenuation-corrected PR reflectivity from (a) 2A25 and (b) KPOL radar. The peak reflectivity is marked (+). The TRMM overpass time over the analysis domain was 1706:10–1707:09 UTC. The KPOL radar volume scan time was 1707:30–1715:29 UTC.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

As in Fig. 4, but for 26 Oct case. The TRMM overpass time over the analysis domain was 1650:28–1651:26 UTC. The KPOL radar volume scan time was 1647:45–1656:43 UTC.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

As in Fig. 4, but for 26 Oct case. The TRMM overpass time over the analysis domain was 1650:28–1651:26 UTC. The KPOL radar volume scan time was 1647:45–1656:43 UTC.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

As in Fig. 4, but for 26 Oct case. The TRMM overpass time over the analysis domain was 1650:28–1651:26 UTC. The KPOL radar volume scan time was 1647:45–1656:43 UTC.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

### d. Combined PR–TRMM Microwave Imager

Recently, MK have developed and evaluated a combined PR–TMI optimal estimation method of rain profiling, which we apply in the present work for the 8 September and 26 October 2008 cases. It is not possible to describe the method here in great detail, except to mention the following points relevant to our study:

An optimal estimation technique is used, which minimizes a cost function consisting of an observation term that consists of the weighted departures of observations from forward-modeled values, and a state term that consists of the departure of precipitation parameters from their a priori values.

The observation term vector consists of the PIA from the surface reference technique and TMI brightness temperatures (which, for the low-frequency channels at 10, 19, and 37 GHz, are primarily proportional to the total liquid water path).

The state term vector consists of three parameters that modify the profile-averaged rain DSD, ice PSD, and cloud liquid water content from a priori assumptions.

A radar profiling algorithm similar to 2A25 uses these assumptions together with the measured reflectivity profile ZM to retrieve a hydrometeor profile.

In the absence of radiometer data, the weighting of the PIA and a priori DSD is set to give the same result as 2A25.

The cost function is minimized over a large scene to allow convolution of pixel-resolution brightness temperatures to TMI resolution. For this study, the DSD parameters over the entire PR swath intersecting the KPOL coverage area were retrieved simultaneously.

The flowchart in Fig. 6 illustrates the modular nature of the overall algorithm. Of relevance here is the *D*_{0} retrieval, which in the MK variational scheme estimates a parameter *ɛ*_{DSD} defined as *D*_{0} = *ɛ*_{DSD} *aZ ^{b}*, where

*a*and

*b*are a priori parameters that have been selected to mimic the default

*Z–R*relationships used by the 2A25 algorithm. The unadjusted (or a priori)

*D*

_{0}henceforth corresponds to

*ɛ*

_{DSD}= 1. The adjustment of the parameter

*a*by

*ɛ*

_{DSD}is similar to the α adjustment employed by the 2A25 algorithm (Iguchi et al. 2009). The MK algorithm outputs the final retrieved

*D*

_{0}and

*R*at each PR range gate. The fractional standard deviation (FSD; the standard deviation divided by the mean) in

*D*

_{0}generally falls between 5% and 20%, depending on rainfall intensity (because PIA is only used in heavy rain) and coverage (because TMI is only used when the field of view is at least 50% rain filled). The majority of pixels with rainfall > 10 mm h

^{−1}have FSD (of

*D*

_{0}) of less than 10%. The MK algorithm output data are also aligned and the resolution volume is matched, as mentioned in section 2c above. Thus, at each grid point of the Cartesian volume we have available attenuation-corrected

*Z*,

*D*

_{0}, and

*R*from the (i) KPOL ground radar, (ii) PR-2A25 algorithm, and (iii) combined PR–TMI method of MK (both the a priori unadjusted values as well as the final retrieved values).

Flowchart of the combined radar–radiometer estimation scheme adapted from MK.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

Flowchart of the combined radar–radiometer estimation scheme adapted from MK.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

Flowchart of the combined radar–radiometer estimation scheme adapted from MK.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

We have examined the vertical variation of the *Z*, *D*_{0},and *R* from 2A25 and KPOL within the convective core from the gridded (4 km × 4 km × 0.5 km) data for both events (see also Fig. 1). The vertical variation (not shown here) is very small from 1 to 4 km in height, which is perhaps not so surprising given that equilibrium-like DSDs often prevail over the ocean in moderate-to-intense rain shafts.

## 3. KPOL, 2A25, and combined PR–TMI comparisons

The two TRMM overpass events or scenes selected for our analysis are from 8 September and 26 October 2008. Figures 7–9 show the scatterplots of reflectivity, *D*_{0}, and *R* for the two events. The plots include data from (i) convective rain as flagged by the 2A23 algorithm, and (ii) for heights ≤ 3 km (to ensure that the pixels are well below the 0C level at 5 km). Explanation of the legend is given in Table 2. In each plot the abscissa shows data from the KPOL (or ground radar) and is assumed here to be the ground truth.

Scatterplot of reflectivity from (a) 8 Sep and (b) 26 Oct 2008 events.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

Scatterplot of reflectivity from (a) 8 Sep and (b) 26 Oct 2008 events.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

Scatterplot of reflectivity from (a) 8 Sep and (b) 26 Oct 2008 events.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

As is Fig. 7, but for scatterplot of *D*_{0}.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

As is Fig. 7, but for scatterplot of *D*_{0}.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

As is Fig. 7, but for scatterplot of *D*_{0}.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

As in Fig. 7, but for scatterplot of *R*.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

As in Fig. 7, but for scatterplot of *R*.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

As in Fig. 7, but for scatterplot of *R*.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

It is important to give an estimate of the retrieval errors, at least on average, for *D*_{0} and *R* from the KPOL radar so that the scatter (in Figs. 7–9) can be placed in some context. The total error of the KPOL-retrieved *D*_{0} or *R* is the sum of the parameterization and the measurement errors, expressed as variances (e.g., chapter 8 of Bringi and Chandrasekar 2001). The standard deviation of the measurement of *Z*_{dr} (from the radar data) was estimated to be 0.2 dB after FIR. For *Z _{h}*, we assumed the standard deviation to be 1 dB. The FSD of the measurement error in retrieving

*D*

_{0}(resulting from measurement error in

*Z*

_{dr}) is estimated from (1) as 12% at a single radar resolution volume. Because of spatial averaging over the 4 km × 4 km pixel, we estimate that the FSD will be further reduced to <3%. Hence, the error in the

*D*

_{0}estimate will be dominated by the parameterization error (the corresponding FSE was 12%, as discussed in section 2b). Similarly, for the

*R*(

*Z*,

*Z*

_{dr}) estimate, the FSD resulting from measurement error (after spatial averaging) is estimated at 6.4%. Hence, again the error in the estimate of

*R*(

*Z*,

*Z*

_{dr}) will be dominated by the parameterization error (the corresponding FSE was 18.5%, as discussed in section 2b). The 2A25 algorithm does not output the retrieval errors, whereas as mentioned before, in section 2d, the FSD in

*D*

_{0}from the combined PR–TMI is estimated to be <10% for moderate-to-intense rain rates.

Table 3 summarizes the FSE and NB for the 8 September 2008 case and similarly Table 4 summarizes for the 26 October case. From the two cases the following points can be noted:

The correlation between PR-ZC or MK-ZC and the KPOL-

*Z*is high for both events mainly for*Z*> 40 dB*Z*(Fig. 7), as is also evidenced by the low FSE in Tables 3 and 4. However, a significant bias (underestimate) can be noted in the PR-ZC and MK-ZC relative to KPOL-*Z*(around −2.5 dB for 8 September and −1.5 dB for 26 October cases). Recall that for these two specific days the KPOL-*Z*was adjusted downward by 2 (for 8 September) and 0.87 (for 26 October) dB relative to the RCA (Silberstein et al. 2008; Marks et al. 2009). To remove the bias in Fig. 7, we would have to further adjust KPOL-*Z*downward by 2.5 (for 8 September) and 1.5 (for 26 October) dB, which is unreasonable (Marks et al. 2009). The conclusion is that the PR-ZC or MK-ZC algorithms have not been sufficiently corrected for attenuation, perhaps resulting from underestimation of the PIA from the SRT. This systematic underestimate of PR-ZC and MK-ZC could be a consequence of correcting for nonuniform beam filling (NUBF) effects, which always lead to an underestimate of*Z*(but not necessarily*R*) if a uniform beam is assumed (Iguchi et al. 2009), as in the MK algorithm and 2A25 version 6.The FSE of PR-

*D*_{0}or MK-*D*_{0}is of the same order as the FSE of the parameterization error of the KPOL-retrieved*D*_{0}.The normalized bias of PR-

*D*_{0}and the unadjusted MO-*D*_{0}are such that they systematically overestimate the KPOL-retrieved*D*_{0}by 11%–15% for the 8 September case and by 24%–26% for the 26 October case.Most importantly, the bias in MK-

*D*_{0}(the final retrieval from PR–TMI) is reduced substantially to −0.8% for the 8 September case and 9.7% for the 26 October case; this bias reduction likely implies that the TMI data have been valuable in adjusting the final MK-*D*_{0}in the “correct” direction, assuming that the KPOL*D*_{0}is the ground truth.The FSE of rain rate (PR-

*R*and MK-*R*) is much larger than the FSE of the parameterization error for*R*from the KPOL radar (18.5%); perhaps some portion of the scatter in Fig. 9 may be ascribed to the fact that the KPOL sample volume-averaged*D*_{0}or*R*cannot represent the PR sample volume-averaged equivalents [which is sometimes referred to as “representativeness” error, as in Ciach and Krajewski (1999)].Even though the correlation between the rain rates is high, there is substantial bias (underestimate) of both PR-

*R*and MK-*R*relative to KPOL-retrieved*R*(from −24% to −28% for 8 September) and less so (from −10% to −16% for 26 October). In the case of PR-R, as noted earlier, the PR-*D*_{0}is overestimated and thus the corresponding rain rate will generally be underestimated (for a given reflectivity); in addition, the PR-ZC itself underestimates the KPOL-*Z*by 2.5 dB for 8 September and 1.5 dB for 26 October (Figs. 7a,b). Both factors contribute to the negative bias in PR R. The fact that MK-R and PR-ZC are biased low relative to KPOL, even while MK-*D*_{0}is unbiased, can only be reconciled if the cloud water content assumed by the MK algorithm is reduced. This would allow for larger reflectivity to produce the same total (rain plus cloud) water content with the same*D*_{0}and higher*R.*The caveat is that the KPOL-*R*is a priori assumed to be the ground truth.

Statistics for the 8 Sep 2008 case (negative bias here means that the respective algorithm used underestimates the KPOL radar and vice versa).

Finally, in Figs. 10a,b we show scatterplots of *D*_{0} versus *R* from the KPOL radar, from PR *D*_{0}, and MK algorithms for the 8 September and 26 October cases, respectively. Superimposed are lines of constant *ɛ* (0.7, 1, and 2) from (6). Most of the convective rain (as flagged by the PR) data fall in the region where 1 < *ɛ* < 2, which is typical in general for open-ocean rainfall; however, the statistics of *ɛ* over the ocean from Kozu et al. (2009) show the values to be more symmetrically distributed about 1 (with a standard deviation of 0.3). Whereas Kozu et al. (2009) relate changes in *ɛ* to the multiplicative coefficient *a* in the *Z* = *aR ^{b}* relation, we choose to, equivalently, relate it to a more physical parameter of the DSD, such as the median volume diameter (

*D*

_{0}). For example, for a given rain rate, larger values of

*ɛ*in Kozu et al. (2009) would be interpreted as a smaller value of the coefficient

*a*, or smaller

*D*

_{0}herein. In Fig. 10a, on average, for

*R*> 5 mm h

^{−1}, the KPOL and MK data points fall along a contour of larger

*ɛ*(relative to the PR data points). This corresponds to an average downward shift of

*D*

_{0}or the coefficient

*a*. Note that the PR

*D*

_{0}is shifted in the “correct” direction (

*ɛ*> 1), but the magnitude of the shift is not sufficient. For the higher

*R*> 30 mm h

^{−1}, the

*D*

_{0}values tend to lie in a narrow interval (nearly independent of

*R*) corresponding to concentration-controlled DSDs or to equilibrium-like DSDs (Hu and Srivastava 1995). In Fig. 10b, on average, for

*R*< 30 mm h

^{−1}, the MK data tend to lie along a contour of larger

*ɛ*relative to PR, whereas for

*R*> 30 mm h

^{−1}not much difference in the average

*ɛ*between the MK and PR data points can be seen. However, for the KPOL data points there is a significant increase in average

*ɛ*relative to PR or MK for

*R*> 20 mm h

^{−1}(i.e., lower average

*D*

_{0}or coefficient a inferred from KPOL relative to MK or PR).

The *D*_{0} vs *R* scatterplot with contours of constant *ɛ* for (a) 8 Sep and (b) 26 Oct events.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

The *D*_{0} vs *R* scatterplot with contours of constant *ɛ* for (a) 8 Sep and (b) 26 Oct events.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

The *D*_{0} vs *R* scatterplot with contours of constant *ɛ* for (a) 8 Sep and (b) 26 Oct events.

Citation: Journal of Atmospheric and Oceanic Technology 29, 11; 10.1175/JTECH-D-11-00153.1

## 4. Discussion of results and comparison with related work

The results presented in section 3 must be understood in the context of the assumptions required by the algorithms used to retrieve *D*_{0} and *R* from PR reflectivity measurements and, in the case of the MK algorithm, TMI radiances. The PR 2A25 algorithm uses default *Z–R* relationships for stratiform and convective rain that are only adjusted when the apparent decrease in surface reflection exceeds its normal variability under clear-sky conditions. This variability is typically 1–2 dB, which prevents useful adjustments to *ɛ* from being made at rain rates less than about 10 mm h^{−1} (Meneghini and Jones 2011). This can be observed in Fig. 10, where it can be seen that most of the PR points appear to follow the *ɛ* = 1 curve, especially below 10 mm h^{−1}. An important assumption in the 2A25 algorithm is that *ɛ* is invariant with range along a given beam. Thus, even if the SRT PIA is being correctly matched, the *D*_{0} at a given level may be incorrect.

Many of these same assumptions apply to the MK algorithm as well, except that the radiometer brightness temperatures are used to adjust the DSD both with and in the absence of a reliable SRT PIA value. As a result, at the heaviest rain rates the PR 2A25 and MK methods match up fairly well in terms of retrieved *D*_{0}. It is at the lighter rainfall rates where the PIA is not as reliable that the radiometer adjustment becomes important and causes the results to deviate from 2A25. In the two cases presented here, a significant result is that the positive bias in *D*_{0} from 2A25 (relative to KPOL *D*_{0}) is “removed” from using the MK algorithm independent of the rain rate.

Another assumption in both algorithms is the partitioning of rain and cloud water. Cloud water does not significantly affect attenuation at 13.8 GHz relative to rain, so this is thought to be a minor issue for PR 2A25 (Iguchi et al. 2009). We note here that attenuation by cloud water (see appendix A of Iguchi et al. 2009) is estimated as a function of surface rain rate. However, cloud water has a more significant impact on higher-frequency brightness temperatures, and the partitioning (specifically, the uncertainty in the a priori cloud water profile) was set in MK so that the combined algorithm matched the KWAJ rainfall rate over a 6-month period. Even though this partitioning should be correct in the long-term mean, there may be substantial deviations in individual events (see the sixth bullet point in section 3). Both 2A25 and the MK algorithm assume a gamma raindrop size distribution with μ = 3 (which is consistent with the mode of μ = 2.5 from Fig. 3c). Deviations from this assumption may result in incorrect *D*_{0} values (a 23% error for a range of μ from 0 to 7), but *R* is expected to be more stable (a 16% error for the same range of μ) because both the PIA and brightness temperatures are responsive to liquid water content, which is closely tied to *R*. Finally, an error source in the MK algorithm not present for 2A25 is the larger size of the radiometer footprint (10–60 km, depending on frequency) relative to the PR pixel size (close to 4.3 km). Thus, some of the information used to adjust *D*_{0} from its default value may be “smoothed” relative to the fine resolution of PR and KPOL. However, because the PR profiles contain explicit information about the distribution of hydrometeors within the radiometer footprints, no biases are expected from the nonuniformity of precipitation within the radiometer footprint. This is not to be confused with nonuniform filling of the PR beam, which was referred to briefly in section 3.

Regardless of the algorithm used, the bulk of rainfall in these two cases appears to have smaller *D*_{0} and higher *R* than are expected from the default 2A25 relationships at a given reflectivity. None of the assumptions in either algorithm can change the direction of this adjustment, only its magnitude. However, more comparisons of this type are needed to verify the “robustness” of our findings.

The tendency found here toward higher *R* and lower *D*_{0} than 2A25 is consistent with the TRMM-combined product (2B31; Haddad et al. 1997), which was found to adjust rainfall at KWAJ by 7% over 2A25 by Wolff and Fisher (2008). Grecu et al. (2004), using an experimental combined PR–TMI algorithm, tended to increase *N*_{0}* (which is the same as *N _{W}*; Testud et al. 2001) at KWAJ, implying DSDs with smaller median drop sizes and larger rain rates than retrieved by the 2A25 algorithm. However, their algorithm increased bulk rainfall by 28% over 2A25, which is greater than biases identified by Wolff et al. (2005) and Wolff and Fisher (2008). Note that MK were able to match KWAJ rainfall by including the cloud water adjustment in their optimal estimation scheme. Comparing their results over KWAJ and MELB to disdrometer data, MK found that while their retrieved

*D*

_{0}values were smaller than the disdrometer observations at both sites, the separation of the

*D*

_{0}values between sites was consistent with the disdrometer-measured separation, pointing to either a systematic overestimation of

*D*

_{0}by the disdrometer or underestimation of

*D*

_{0}by the combined algorithm. The results presented in this study suggest the former may be correct, given that KPOL- and MK-derived

*D*

_{0}match quite well in a bulk sense and also exemplify the additional DSD information present in combined radar–radiometer retrievals because the same algorithm assumptions result in different DSD properties at MELB, which is consistent with disdrometer measurements at both sites.

## 5. Summary

Two TRMM-overpass events or scenes over Kwajalein are used to compare KPOL ground radar data with version 6 of the 2A25 algorithm (Iguchi et al. 2009) and a combined PR–TMI algorithm of MK. The original contribution of this work is the retrieval of the median volume diameter (*D*_{0}) from KPOL-measured *Z*_{dr}, which is then compared with the corresponding retrieval of *D*_{0} using Kozu et al. (2009) via the parameters *ɛ* and *R* from 2A25. In addition, the retrieval of *D*_{0} (and its adjustment from the a priori values) using a combined PR–TMI optimal estimation scheme is also performed. It is shown that the *D*_{0} adjustment from the combined PR–TMI scheme is in the correct direction, assuming that the KPOL-derived *D*_{0} is the ground truth. In essence, the method of retrieving *D*_{0} from Kozu et al. (2009) overestimated the KPOL-derived *D*_{0} by 15%–25% (normalized bias) on average, whereas the combined PR–TMI method was able to reduce the normalized bias to −0.8% in one case and <10% in the second case. This result points to the advantage of using the additional information provided by the TMI radiances in the retrieval of *D*_{0}. The variation of *D*_{0} versus *R* from KPOL, 2A25, and PR–TMI (on which are superimposed contours of constant *ɛ*) are examined (see Fig. 10) for the two events. For rain rates between 10 and 30 mm h^{−1}, the *D*_{0} values from the combined PR–TMI and KPOL tended, on average, toward larger *ɛ* as compared with the 2A25, more so in one event than the other. In essence, the *D*_{0} statistics point to lower values than those implied by the 2A25 algorithm for a given rain rate; in other words, the multiplicative coefficient *a* in the *Z* = *aR ^{b}* is lower compared to 2A25. Both the 2A25 and the PR–TMI generally underestimated the KPOL-derived rain rates for

*R*> 25 mm h

^{−1}. This underestimation is consistent with a systematic underestimate in the attenuation-corrected reflectivity from the 2A25 (for

*Z*> 40 dB

_{e}*Z*) relative to KPOL-measured reflectivity (an explanation requiring a systematic offset to the KPOL calibration of 1.5–2.5 dB was determined to be unreasonable). The underestimation of 2A25 attenuation-corrrected

*Z*could be related to the estimation of the PIA using the SRT methodology and the vertical structure model inherent to the 2A25. Data from two overpasses, or scenes, are not sufficient to draw more general conclusions, but case studies like the ones conducted herein should be extended to other rain regimes and over longer time periods.

_{e}## Acknowledgments

VNB and GJH were supported by the NASA PMM Science Grant NNX10AG74G. Development and use of the MK algorithm was supported by NASA Headquarters through the NASA Earth and Space Science Fellowship Program under Dr. Ming-Ying Wei and the Global Precipitation Science Program under Dr. Ramesh Kakar. DBW and DAM were supported by Drs. Arthur Hou and Matt Schwaller (TRMM Ground Validation) under NASA Grant NNG06HX18C. The Joss disdrometer data were provided by Dr. Ali Tokay of the University of Maryland, Baltimore County.

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