1. Introduction
Under most conditions, the skin sea surface temperature [SSTskin; measured at 10–20-µm depth by an infrared (IR) sensor operated at 3.7–12-µm wavelengths] is slightly cooler, typically by a few tenths of a degree, than the water temperature below the surface [SSTsubskin; measured at ~1-mm depth by a microwave (MW) sensor]. This is referred to as the cool skin effect or “skin effect,” for short (e.g., Woodcock 1941; Saunders 1967). This temperature difference is due to the net heat flux through the thermal boundary layer in the top millimeter, which is usually from the ocean to the atmosphere. Hence, the cool skin effect exists nearly all the time. However, in the daytime when the wind is calm and solar insolation strong, the cool skin effect may be offset by diurnal warming (DW) in the upper few meters, which is defined as the temporary temperature increase due to daytime solar heating and can sometimes have amplitudes of several kelvins (e.g., Fairall et al. 1996a, hereafter F96; Gentemann et al. 2003).
Proper understanding of the cool skin effect is important as it has direct relevance to both air–sea interactions and remote sensing of satellite IR SSTskin retrievals (Castro et al. 2003). For instance, correctly accounting for the skin effect, together with DW within the top few meters, can enhance the performance of a numerical weather prediction (NWP) or climate model, as air–sea interactions can be more accurately estimated using temperatures closer to the actual interface (e.g., Robertson and Watson 1992; Zeng and Beljaars 2005; Masson et al. 2012; Clayson and Bogdanoff 2013; Akella et al. 2017). In addition, the validation of satellite IR SSTskin data against in situ measurements also requires the skin effect to be appropriately resolved, since in situ SSTdepth (normally measured by a drifting buoy or a mooring at ~20-cm and ~1-m depth, respectively) supposedly represents SSTsubskin under well-mixed conditions [wind speed > 2 (6) m s−1 in the night (day); Donlon et al. 2002, hereafter D02].
Therefore, numerous studies have been carried out to quantify and/or model the skin effect (e.g., Saunders 1967; Hasse 1971; Brutsaert 1975; Liu et al. 1979; Hepplewhite 1989; Schluessel et al. 1990; Soloviev and Schlüssel 1994, 1996; F96; Wick et al. 1996; Wick and Jessup 1998; Donlon et al. 1999; Murray et al. 2000; D02; Castro et al. 2003; Minnett 2003; Tu and Tsuang 2005; Wick et al. 2005; Ward 2006; Minnett et al. 2011, hereafter M11; Alappattu et al. 2017, hereafter A17; Zhang et al. 2019). Although some of these studies used satellite SSTskin data such as Along Track Scanning Radiometers (ATSR) series sensors (e.g., Murray et al. 2000; Horrocks et al. 2003; Zhang et al. 2019), most adopted shipborne skin and depth SST pairs, which are of higher accuracy but sometimes limited in number. A series of physical cool skin models have been developed that can generally be divided into two groups. The first group, represented by the model proposed in Saunders (1967), considers two essential mechanisms controlling the heat fluxes across the molecular skin layer: free convection caused by the thermal instability and the salinity gradient across the cool skin itself under very calm winds (<2 m s−1), and forced convection driven by the surface shear stress. Many studies followed Saunders (1967) with foci on determining the Saunders proportionality constant λ and then the thickness of the cool skin layer (e.g., Paulson and Simpson 1981; Wu 1985; F96; Artale et al. 2002; Tu and Tsuang 2005). The other group of parameterizations was developed based on the surface renewal theory, which assumes that a part of the surface layer is removed and replaced by water from beneath (e.g., Brutsaert 1975; Liu et al. 1979; Schluessel et al. 1990; Soloviev and Schlüssel 1994; Wick et al. 1996; Castro et al. 2003). In addition to the physical models, empirical parameterizations have also been proposed in more recent studies, relating the skin-effect amplitude to environmental variables such as wind speed (e.g., D02; M11; A17). Different models have been validated and intercompared with each other in several studies (e.g., Kent et al. 1996; Castro et al. 2003; Horrocks et al. 2003; Tu and Tsuang 2005).
Although we now have a reasonably comprehensive understanding of the cool skin effect, some aspects are still not well documented, such as how much solar insolation is absorbed in the skin layer, how the skin effect changes diurnally or even hourly, have warm skin events been observed in the open ocean, and how solid is the assumption of a well-mixed subskin layer, that is, 1 mm–10 m, under >2 (6) m s−1 conditions in the nighttime (daytime). Some of these gaps are simply due to lack of a dataset that is large enough for statistically significant analyses. For example, M11 reported that there may be a dependence of skin-effect amplitudes on temperatures, yet it is challenging to reach a more robust conclusion due to the small dataset size (N = 311). Furthermore, an independent, thorough evaluation of the most widely used cool skin model (F96) also seems so far absent.
In this study, we take advantage of the Infrared SST Autonomous Radiometer (ISAR) skin SSTs and the concurrent depth temperatures and other environmental condition measurements obtained from Australia’s Marine National Facility, R/V Investigator, from January 2016 to February 2018. The amount of data is larger than most previous studies. Along with the data analyses is the validation of the several cool skin models. The structure of the paper is as follows: section 2 will introduce the datasets, methods, and models involved; section 3 illustrates the quality control (QC) of the observations and the minimization of DW signals; results are presented in section 4; and section 5 provides the discussion and conclusions.
2. Data, methods, and models
a. SST data
Skin SST data used in this study are measured by an ISAR model 5D onboard Australia’s Marine National Facility, R/V Investigator [Beggs et al. 2017; http://imos.org.au/facilities/shipsofopportunity/sstsensors/; Integrated Marine Observing System (IMOS); IMOS 2018]. The ISAR is a self-calibrating instrument, containing a single channel radiometer (9.6–11.5 µm, spectral bandpass), two blackbody reference cavities and a rotating gold mirror, that can measure in situ ocean temperatures at the same depth (~10 µm) as IR radiometers on satellites to an accuracy of ~0.1-K root-mean-square error (Donlon et al. 2008; Wimmer and Robinson 2016). ISAR data used in this study have been processed following ISAR calibration using a second-generation Concerted Action for the Study of the Ocean Thermal Skin (CASOTS-II) reference blackbody (Donlon et al. 2014) before and after each cruise over the expected SST range for that cruise (N. Morgan 2019, personal communication). Uncertainty code produced by Werenfrid Wimmer, based on Wimmer and Robinson (2016), is used to calculate the total expanded uncertainty for the skin SST value, with version 3.1 code used for 2016–17 data and version 3.8 for 2018 data. The total expanded uncertainty estimate is a combination of random (type A), systematic (type B), instrument, and measurement uncertainty (including the uncertainty of the CASOTS-II blackbody, set at 0.05 K), and varies with the roll of the ship and the internal ISAR temperature. The ISAR total uncertainty is an estimate of the SST that differs from its true value by less than the stated uncertainty in 95% of cases, and can be considered as about 2 times the standard deviation (SD). In this study, only values with total uncertainty ≤0.2 K are adopted (see section 3 for more detail). The temporal resolution of the ISAR data is ~2.5 min and is reported to the closest minute in the IMOS R/V Investigator “ISAR_QC” files (IMOS 2018). The R/V Investigator “CSIRO” ISAR temperature readings were compared with a National Physical Laboratory reference blackbody in laboratory tests during June 2016 and exhibited relatively low biases (<0.15 K) over normal operating temperatures (Theocharous et al. 2019).
The SSTdepth data are measured by a SeaBird SBE 38 temperature sensor (https://www.seabird.com), located within the thermosalinograph water intake in the vessel’s drop keel at a depth of approximately 7.1–9.9 m below the vessel’s summer load line (depending on the position of the drop keel during the voyage). It should be noted that while the vessel is moving, the SBE 38 samples water that is entrained from a wider range of depths than 7–10 m, due to turbulence of the water around the ship’s hull. The SBE 38 is calibrated on an annual basis over the range from −1.5° to 32°C by the Commonwealth Scientific and Industrial Research Organisation (CSIRO) Oceanographic Calibration Facility, and in September 2017 had a calibration uncertainty of around 0.002 K, which is the 95% uncertainty interval and nearly twice the SD (CSIRO 2017). The SBE 38 temperatures are sampled every 5 s and averaged over each minute. In collocating with SSTskin, only the simultaneously obtained SSTdepth measurements are retained. The cool skin amplitude is defined as ΔT = SSTskin − SSTdepth.
The QC’d SSTskin and SSTdepth pairs used in this study are collected from 103 days between 8 January 2016 and 4 February 2018, along Australian coastal transects with a small portion coming from cruises through the Southern Ocean to Antarctica. The ship routes, colored by the SSTdepth data, are shown in Fig. 1.

Ship routes during which the data used in this study were collected. The color represents SSTdepth.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

Ship routes during which the data used in this study were collected. The color represents SSTdepth.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
Ship routes during which the data used in this study were collected. The color represents SSTdepth.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
b. Heat fluxes
As a contribution to IMOS, measured at the same time with SST are a suite of high-quality meteorological variables, enabling the determination of heat fluxes (http://imos.org.au/facilities/shipsofopportunity/airseaflux/). Several variables (air temperature, relative humidity, wind speed, etc.) are measured on both port and starboard sides of the ship. Only upwind observations, that is, when the wind is coming from the front of the ship, are selected so that the effect of the ship presence on the observations can be reduced to minimum. This is realized by confining the platform-relative wind direction to ±90° (E. Schulz 2018, personal communication). Specifically, when the platform-relative wind direction is between 0° and 90° (wind coming from northeast relative to the ship’s moving direction), data from the starboard (right) side sensor are retained; when the platform-relative wind direction is between −90° and 0° (wind coming from northwest relative to the ship’s moving direction), data from the port (left)-side sensor are selected. The true wind speed U is measured at a height of ~24.5 m above the summer load line, from which the 10-m wind speed U10 is computed according to Smith (1988).
The net heat flux within the cool skin layer is defined as Qnet = Ql + Qs + Qlw. No shortwave absorption in the skin layer is considered as we only use nighttime measurements (see section 3).
c. Cool skin models
In addition to the published models, using the same functional form as D02, a new empirical scheme with different coefficients and constants is proposed in this study, and validated together with all other parameterizations.
3. Quality control
a. ISAR SSTskin uncertainty
Before data analysis, the uncertainty of ISAR SSTskin measurements is first investigated. In section 2, we set the total uncertainty threshold to 0.2 K after several initial tests, which retains ~89.5% of all measurements [close to the 94.8% reported in Wimmer and Robinson (2016)]. This 0.2-K threshold roughly corresponds to a quality level ≥4 in the International SST Fiducial Reference Measurement Radiometer Network L2R specifications (http://www.shipborne-radiometer.org), and is quite strict for this study (W. Wimmer 2019, personal communication). However, it is known that the total uncertainty varies with the roll of the ship, which highly depends on the sea surface roughness (Wimmer and Robinson 2016). Therefore, a further investigation of the ISAR total uncertainty as a function of U10 is conducted. The results are shown in Fig. 2.

The population of skin and depth SST collocations and the total uncertainty of ISAR SSTskin data as a function of U10. The error bar of the total uncertainty is the 95% confidence level margin of error (MoE), i.e., 1.96 times the standard deviation divided by the square root of the collocation number. A reference line at U10 = 15 m s−1 is shown (vertical dashed line).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

The population of skin and depth SST collocations and the total uncertainty of ISAR SSTskin data as a function of U10. The error bar of the total uncertainty is the 95% confidence level margin of error (MoE), i.e., 1.96 times the standard deviation divided by the square root of the collocation number. A reference line at U10 = 15 m s−1 is shown (vertical dashed line).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
The population of skin and depth SST collocations and the total uncertainty of ISAR SSTskin data as a function of U10. The error bar of the total uncertainty is the 95% confidence level margin of error (MoE), i.e., 1.96 times the standard deviation divided by the square root of the collocation number. A reference line at U10 = 15 m s−1 is shown (vertical dashed line).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
In Fig. 2, it is observed that for U10 < 10 m s−1 conditions, there is no dependency of total uncertainty on U10. The ISAR SSTskin data have a stable, high quality with an average uncertainty of ~0.12 K. As U10 increases to >10 m s−1, the effect of ship roll starts to impact the total uncertainty. Before U10 reaches 15 m s−1, the uncertainty value slightly climbs but is still well below 0.15 K. However, for stronger wind conditions (U10 > 15 m s−1), the total uncertainty sharply rises. The 95% confidence level margin of error (MoE), that is, 1.96 times the SD divided by the square root of the collocation number, significantly increases, which is partially due to the reduced collocation numbers (Fig. 2). Hence, in addition to the 0.2-K total uncertainty threshold, for the rest of this study, only conditions with U10 ≤ 15 m s−1 are retained to achieve the highest possible data quality and the most statistically robust results.
b. Minimization of diurnal warming effect
The presence of DW signals often makes it challenging to accurately determine the cool skin effect. In the daytime, especially under calm winds and strong solar insolation, the small amplitude skin effect is easily overwhelmed by DW events (affecting both SSTskin and SSTsubskin) with often much larger amplitudes. Hence, it is required that to measure the skin effect the concurrent SSTdepth measurements should be no deeper than a few centimeters in the daytime (M11). To avoid such complexity, many studies have adopted nighttime data only. Due to the deep (7–10 m) SSTdepth measurements in this study, we also use only nighttime collocations. Nighttime is defined here as when the absolute value of solar zenith angle, |SZA|, is >110° before local midnight, and >90° before dawn. The threshold of 110° being slightly larger than 90° in the afternoon is to further avoid possible DW contamination shortly after sunset.
The assumption that SSTdepth represents SSTsubskin is only valid under well-mixed conditions. D02 proposed that the upper layers (at least upper 5 m as shown in their study) can be treated as well mixed under U10 > 6 (2) m s−1 conditions for daytime (nighttime), which has been widely accepted especially in the satellite SST validation field. However, this assumption is verified first in this study before being adopted.
In Fig. 3a, nighttime ΔT is plotted against U10, with its color representing the corresponding Qnet. In general, the distribution pattern is very similar to the findings in previous studies (e.g., D02; M11). Larger Qnet events are more often seen at the higher U10 end, as expected, due to an increased Ql. However, there are many positive ΔT values for U10 < 8 m s−1 conditions. A case study is then conducted to verify whether these are DW signal residuals: the >0.2-K ΔT values under U10 > 6 m s−1 conditions are analyzed (within the black box in Fig. 3a). Interestingly, 16 out of these 28 values are from the same night, 31 October–1 November 2017, which are shown in Fig. 3b. Clearly, there was a very strong DW event occurring in the local afternoon of 31 October 2017 with a maximum amplitude close to 3 K. The DW residual persists almost to the following dawn. Although there was a sudden U10 increase in the early morning of 1 November 2017 (from ~0200 to 0600 LST), the ΔT values are still positive. This indicates that these positive ΔT values are a result of the DW residuals, rather than “warm skin” in this case, as ΔT reaches again ~−0.22 K at dawn on 1 November 2017. Therefore, although the assumption of “well mixed” is generally true for night conditions with U10 > 2 m s−1, extremely large DW events can escape a U10 > 2 m s−1, or even > 6 m s−1 filter, leading to an illusory “warm skin.” Furthermore, applying a U10-condition filter significantly reduces the available data. Only 57.6% (8256 out of 14 338; Fig. 3a) of the pairs are retained if U10 is confined to >6 m s−1. Another approach to minimize the DW effect and also to retain the night U10 < 2 or < 6 m s−1 data is to select only the nights that have a daytime (|SZA| < 90°) average U10 > 6 m s−1. Figure 3c shows that, as expected, nearly all DW residuals, that is, positive ΔT values, are eliminated, and nighttime data at all wind conditions are retained. However, a significant drawback is that the available population has sharply decreased (to 5410), especially for U10 < 4 m s−1 conditions.

(a) The distribution of nighttime ΔT values as a function of U10. Color indicates the corresponding net heat flux Qnet. Populations of ΔT under different U10 filters are shown. The two dashed vertical lines mark U10 = 2 and 6 m s−1. (b) A case study of ΔT values within the black box in (a) to verify whether they are DW residuals. The two dashed vertical lines mark the nighttime period. (c) As in (a), but for nighttime ΔT values when the corresponding daytime (|SZA| < 90°) average U10 > 6 m s−1.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

(a) The distribution of nighttime ΔT values as a function of U10. Color indicates the corresponding net heat flux Qnet. Populations of ΔT under different U10 filters are shown. The two dashed vertical lines mark U10 = 2 and 6 m s−1. (b) A case study of ΔT values within the black box in (a) to verify whether they are DW residuals. The two dashed vertical lines mark the nighttime period. (c) As in (a), but for nighttime ΔT values when the corresponding daytime (|SZA| < 90°) average U10 > 6 m s−1.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
(a) The distribution of nighttime ΔT values as a function of U10. Color indicates the corresponding net heat flux Qnet. Populations of ΔT under different U10 filters are shown. The two dashed vertical lines mark U10 = 2 and 6 m s−1. (b) A case study of ΔT values within the black box in (a) to verify whether they are DW residuals. The two dashed vertical lines mark the nighttime period. (c) As in (a), but for nighttime ΔT values when the corresponding daytime (|SZA| < 90°) average U10 > 6 m s−1.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
Hence, in this study, instead of pursuing obtaining well-mixed conditions with U10 constraints, we turned to another approach. We applied directly the filter of the maximum DW within a local day, DWmax (SSTskin − SSTdepth). If the DWmax is smaller than a certain threshold, the nighttime data within that day will be retained. However, a further problem arises, which is the travel of the ship over this period. The environmental conditions of the daytime measurements, which are used to calculate DWmax, could be different than those of the nighttime data because the ship may have traveled a long distance during this period. Thus, the travel distance of the ship is first investigated. Figure 4a shows that in 95.9% (92.6%) of the total days, the ship has traveled by less than 1° in latitude (longitude) direction, and 85.1% of the days within a 1° × 1° longitude–latitude box (<1° in both directions).

(a) The accumulated percentage of total days against the travel distance of the ship within a local day. The distance the ship travels is indicated by the maximum daily longitude and latitude differences (step is 0.2°). (b) Distribution of nighttime ΔT values when maximum DW values within a local day is <0.3 K and the ship travels within a 1° × 1° lon–lat box. The lines in (b) are the empirical models including D02 (red), M11 (black), A17 (green), and the new one generated from this study (purple).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

(a) The accumulated percentage of total days against the travel distance of the ship within a local day. The distance the ship travels is indicated by the maximum daily longitude and latitude differences (step is 0.2°). (b) Distribution of nighttime ΔT values when maximum DW values within a local day is <0.3 K and the ship travels within a 1° × 1° lon–lat box. The lines in (b) are the empirical models including D02 (red), M11 (black), A17 (green), and the new one generated from this study (purple).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
(a) The accumulated percentage of total days against the travel distance of the ship within a local day. The distance the ship travels is indicated by the maximum daily longitude and latitude differences (step is 0.2°). (b) Distribution of nighttime ΔT values when maximum DW values within a local day is <0.3 K and the ship travels within a 1° × 1° lon–lat box. The lines in (b) are the empirical models including D02 (red), M11 (black), A17 (green), and the new one generated from this study (purple).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
A series of tests are then conducted to determine both the DWmax threshold and the maximum ship travel distance, and the results indicate that the best restraints are that DWmax is <0.3 K and the ship’s travel during a local day is within a 1° × 1° longitude–latitude box (Fig. 4b). The number of ΔT values is 7239. The 0.3-K threshold is chosen because it is close to 1.5 times the ISAR total uncertainty, that is, 3 times the SD, allowing room for data noise and potential warm skin events. If we increase this threshold to, say 0.5 K, the available measurements only increase by ~1.0% (from 7239 to 7310) and a large portion of the extra measurements might be DW signals. Similarly, if we further reduce the box size to, say 0.5° × 0.5°, the distribution pattern of ΔT values is much alike Fig. 4b from visual judgment, yet the available data amount is significantly reduced by 40.9% (from 7239 to 4281).
Now, we obtained a dataset with minimum DW residuals, and of large quantity (7239) at all wind conditions (Fig. 4b). All the following analyses are based on this dataset.
4. Results
a. A new empirical model
This new scheme will be analyzed along with other models in the following section. To facilitate the interpretation of the intercomparison between empirical models, a comparison of the ship experiments for all empirical schemes is conducted and the results are shown in Table 1. The ship measurements from D02 and this study cover all seasons spanning relatively large latitudinal ranges, yet only nighttime data are included. M11 and A17 have both daytime and nighttime measurements. However, they have fewer data over a small spatial domain. In addition, A17 experiment was conducted along coastal waters.
A comparison between the ship experiments for different empirical models. Note that M-AERI stands for Marine-Atmospheric Emitted Radiance Interferometer, and SISTeR stands for Scanning Infrared Sea Surface Temperature Radiometer.


b. Statistics
In this section, analyses of observed and modeled cool skin signals are conducted together to validate the schemes, including the physical F96 model and all empirical parameterizations.
The distributions of the observed and modeled ΔT values and their basic statistics are shown in Fig. 5. The shape and statistics of the observed ΔT are in good agreement with the observations from previous studies, such as M11 (their Fig. 2), which has a −0.20-K mean and a 0.13-K SD. The F96 model shares a similar pattern with observations but with several differences (Fig. 5a). They have very close statistics, except that the observed mean ΔT (−0.23 K) is about 0.04 K larger in amplitude than the F96 ΔT (−0.19 K). Another difference is in the peak values: observed ISAR ΔT has a peak value between −0.22 and −0.24 K, whereas the most populous F96 ΔT values are seen between −0.16 and −0.18 K. In addition, there are many more small amplitude ΔT values (−0.05 to −0.20 K) in F96 than in observations, and no positive ΔT values at all as warm skin is considered not “physical” in F96.

(a) The distribution of observed and F96 modeled ΔT. Statistics shown include the mean value, SD, robust SD (RSD), and the total number of ΔT values. (b) As in (a), but for the empirical functions: D02 (red), M11 (black), A17 (green), and the new function proposed in this study (purple).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

(a) The distribution of observed and F96 modeled ΔT. Statistics shown include the mean value, SD, robust SD (RSD), and the total number of ΔT values. (b) As in (a), but for the empirical functions: D02 (red), M11 (black), A17 (green), and the new function proposed in this study (purple).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
(a) The distribution of observed and F96 modeled ΔT. Statistics shown include the mean value, SD, robust SD (RSD), and the total number of ΔT values. (b) As in (a), but for the empirical functions: D02 (red), M11 (black), A17 (green), and the new function proposed in this study (purple).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
The distribution patterns of the empirical parameterizations are different from that of observations or F96. However, due to the same functional form, their patterns are quite similar (Fig. 5b). The nonnormal distribution does not make total physical sense, especially with a threshold [e.g., −0.14 K for D02 as the first coefficient term on the right in Eq. (3a)] above which there are no ΔT values at all. Nonetheless, very basic statistical features of the cool skin effect can be captured. For example, the mean ΔT values of D02 (−0.20 K), M11 (−0.22 K), and the new one (−0.23 K) are close to observations and F96. However, A17 overestimates the skin effect compared with other models, which may be because a calibration offset of >0.1 K existed between their ISAR skin SST and thermistor 1 m depth SST, which was not corrected during postcruise calibration or postprocessing, but could also be due to coastal effects as their dataset used to tune the coefficients were obtained from coastal regions rather than open waters (A17).
Due to the less satisfying behaviors of the empirical models, hereafter, they are not included in the following analyses. Only F96 is retained to be further validated.
c. Dependency of ΔT on environmental conditions
1) Wind speed
The dependency of skin effect on U10 is shown in Fig. 6. Different from Fig. 4b in which fitted curves are plotted, Fig. 6 shows the mean values of observed and F96 modeled ΔT for each 1 m s−1 U10 bin. For conditions with U10 < 2 m s−1, F96 is underestimating the cool skin amplitude by ~0.03 to ~0.10 K. For U10 between 2 and 8 m s−1, F96 mean ΔT values are close to observations. However, the observed mean ΔT values start to level off at ~−0.20 K when U10 exceeds 8 m s−1, yet F96 continues to display a steady climbing trend before reaching ~−0.05 K at U10 = 15 m s−1. It is a bit surprising to observe a slight increase trend in observation when U10 > 12 m s−1. One possible reason is that these strong winds are more often seen at high latitudes where the SST is cold (<10°C) and ΔT of small amplitude (see Fig. 8 and section 5).

Observed and F96 ΔT as a function of U10. The error bar on observed (blue) and F96 (orange) ΔT is the 95% confidence MoE. The gray bars represent the collocation numbers within each 1 m s−1 U10 bin.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

Observed and F96 ΔT as a function of U10. The error bar on observed (blue) and F96 (orange) ΔT is the 95% confidence MoE. The gray bars represent the collocation numbers within each 1 m s−1 U10 bin.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
Observed and F96 ΔT as a function of U10. The error bar on observed (blue) and F96 (orange) ΔT is the 95% confidence MoE. The gray bars represent the collocation numbers within each 1 m s−1 U10 bin.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
2) Heat fluxes
The dependencies of ΔT on heat fluxes are investigated, including the net heat flux Qnet (Fig. 7a), latent heat flux Ql (Fig. 7b), longwave heat flux Qlw (Fig. 7c), and sensible heat flux Qs (Fig. 7d). In this study, the heat flux from the atmosphere to the ocean is defined as positive, and negative otherwise. Figure 7a shows that there is a clear positive correlation between the observed ΔT and Qnet, with the coolest skin (−0.34 K) corresponding to the most negative Qnet (−350 to −400 W m−2) and near-zero ΔT values when Qnet is close to zero or even slightly positive. For Qnet below −200 W m−2, ΔT is relatively stable at around −0.30 K, whereas ΔT steadily climbs up together with Qnet when Qnet is above −200 W m−2. It is encouraging to see that F96 is able to capture all these features, except that there is a consistent underestimation of ΔT magnitude (by ~0.04–0.06 K) for Qnet > −200 W m−2 conditions.

As in Fig. 6, but for (a) Qnet, (b) Ql, (c) Qlw, and (d) Qs.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

As in Fig. 6, but for (a) Qnet, (b) Ql, (c) Qlw, and (d) Qs.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
As in Fig. 6, but for (a) Qnet, (b) Ql, (c) Qlw, and (d) Qs.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
The dependency of ΔT on individual types of heat flux shows similar results. Figure 7b indicates that there is nearly an exponential relationship between ΔT and Ql for Ql > −300 W m−2, which is observed in F96 as well. For Ql < −300 W m−2, large differences between observed and F96 ΔT exist. Nonetheless, the very small collocation numbers make it challenging to reach any robust conclusions. In Fig. 7c, the near-linear positive relationship between Qlw and ΔT is observed. F96 successfully displays a similar pattern but with a small underestimation (by ~0.04–0.06 K) for most Qlw conditions. The correlation between observed ΔT and Qs is somewhat weak (Fig. 7d). This is largely because most of the Qs values are within a narrow range of between −20 and 10 W m−2. Although with larger uncertainties, the trends of F96 and observation ΔT are still in reasonable agreement (Fig. 7d).
3) Temperatures
Given the good relationship between Qlw and ΔT observed in Fig. 7c, and that Qlw is closely related to SST, the dependency of skin effect on SSTskin is further analyzed (Fig. 8a). M11 reported that there may be a dependency of cool skin amplitude on ocean temperature. Yet with only 311 measurements, no more conclusive comments were made. With significantly more data (7239) measured under SST conditions ranging from 0° to 27°C, this study provides a valuable chance to further investigate this dependency. Figure 8a shows that the average observed ΔT is between −0.10 and 0 K for conditions with SSTskin between 0° and 5°C, and increases to −0.20 to −0.35 K when SSTskin > 15°C. Furthermore, when SSTskin rises from 24° to 27°C, under which condition the majority of the measurements were made, ΔT amplitude steadily increases from ~−0.23 to ~−0.27 K. As few accurate skin SST observations were made under conditions when SSTskin is between 2° and 17°C, no conclusion can be reached for this temperature range. Nonetheless, based on Fig. 8a, together with the strong ΔT–Qlw relationship revealed in Fig. 7c, it is reasonable to assume that there is a positive relationship between ΔT and sea temperatures: warmer waters are more often covered by cooler skins. The dependency of ΔT on latitudes tells a similar story (Fig. 8b). Note that there may be other parameters and processes that could be correlated or coupled with SST that are the true cause of the increase in ΔT, such as the kinematic viscosity of seawater (which decreases by ~28% when going from 20° to 10°C; M11).

As in Fig. 6, but for (a) Ts, and (b) latitudes.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

As in Fig. 6, but for (a) Ts, and (b) latitudes.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
As in Fig. 6, but for (a) Ts, and (b) latitudes.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
4) Local time
It is known that the daytime cool skin amplitude can be different, typically smaller, than the nighttime due to the absorbed solar heating in the skin layer (e.g., F96; Wick et al. 2005). Many studies assume that the cool skin effect is consistent throughout the night and therefore do not differentiate the exact local night hours. Wilson et al. (2013) found that the cool skin amplitude is largest at around sunrise based on in situ measurements made on Lake Tahoe, which motivated us to check the cool skin–effect variation overnight in the open ocean. The results are shown in Fig. 9. As expected, ΔT is relatively stable before midnight with an average value of −0.22 to −0.26 K (Fig. 9a). However, after midnight, the cool skin magnitude starts to increase from ~−0.20 K at 0100 LST to ~−0.37 K at ~0600 LST (around dawn). This is in good agreement with the findings in Wilson et al. (2013). The corresponding more negative Qnet in the early morning largely explains the increasing ΔT amplitude (Fig. 9b). The F96 model displays excellent performance in this regard, although with some underestimation (by 0.03–0.06 K) for most of the hours. It is not known to us at this point why there is a minor jump in both ΔT and Qnet at midnight.

(a) Dependency of ΔT on the local solar time (LST). Only nighttime hours (see the definition of nighttime in section 3) are shown. (b) Time series of nighttime U10 and Qnet.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

(a) Dependency of ΔT on the local solar time (LST). Only nighttime hours (see the definition of nighttime in section 3) are shown. (b) Time series of nighttime U10 and Qnet.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
(a) Dependency of ΔT on the local solar time (LST). Only nighttime hours (see the definition of nighttime in section 3) are shown. (b) Time series of nighttime U10 and Qnet.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
d. Comparison between F96 and observations
To further validate the F96 model, an overall comparison between F96 modeled and observed ΔT is conducted (Fig. 10). In general, F96 is in close agreement with observations, as also demonstrated earlier. The mean difference between F96 and observed ΔT is 0.04 K. This underestimation of ΔT amplitude in F96 has also been shown under different conditions (Figs. 7–9). The 0.72 correlation coefficient between the two ΔT values is relatively high, compared to previous findings such as R = 0.36 in Castro et al. (2003).

Scatterplot of the collocated observed and F96 ΔT values. The black dashed line is the 1:1 reference line. The color indicates the corresponding Qnet. Statistics of the differences between F96 and observed (F96 − observed) ΔT are shown, including the mean, SD, RSD, and correlation coefficient R.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

Scatterplot of the collocated observed and F96 ΔT values. The black dashed line is the 1:1 reference line. The color indicates the corresponding Qnet. Statistics of the differences between F96 and observed (F96 − observed) ΔT are shown, including the mean, SD, RSD, and correlation coefficient R.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
Scatterplot of the collocated observed and F96 ΔT values. The black dashed line is the 1:1 reference line. The color indicates the corresponding Qnet. Statistics of the differences between F96 and observed (F96 − observed) ΔT are shown, including the mean, SD, RSD, and correlation coefficient R.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
e. Is there a “warm skin”?
As can be seen from both Figs. 5a and 10, there are positive observed ΔT values, which account for 3.7% (265 out of 7239) of all measurements. Nonetheless, given their small magnitudes (mostly <0.20 K) and the relatively large ISAR SSTskin data uncertainty, they are not necessarily real warm skin events. This subsection will explore the physical evidence of warm skin through investigating two scenarios: 1) positive ΔT values and 2) positive Qnet conditions.
The 265 positive ΔT values are distributed unevenly throughout the study period. Many measurements cluster on several certain days. Therefore, a case study is conducted for the night on 22 and 23 January 2017 LST, which has recorded 50 positive ΔT values (Fig. 11). These measurements were made at high latitudes (~64.5°S). The observed ΔT being close to zero over both day and night indicates that the upper layers are very well mixed, which can be expected with U10 being >6 m s−1 for most of the time (Fig. 11a). Over the whole period, Qnet is of relatively small magnitude (Fig. 11b). Values of Qs are mostly positive due to the warmer air temperature compared with the sea surface. The sudden drop in Qlw, hence Qnet, in the nighttime could be due to a sudden SSTskin decrease from ~1° to near 0°C. With Qnet still being negative and these positive ΔT values having amplitudes of ~0.1 K, it is hard to discern whether these are real warm skin events because they are within the data uncertainty, which has an average value of 0.12 K for the 265 ISAR SSTskin measurements.

(a) The observed ΔT (blue), air–sea temperature difference Ta − Ts (black), and U10 (red) for two days from 22 to 23 Jan 2017 LST. (b) As in (a), but for heat fluxes. The black dashed lines indicate the nighttime period.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

(a) The observed ΔT (blue), air–sea temperature difference Ta − Ts (black), and U10 (red) for two days from 22 to 23 Jan 2017 LST. (b) As in (a), but for heat fluxes. The black dashed lines indicate the nighttime period.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
(a) The observed ΔT (blue), air–sea temperature difference Ta − Ts (black), and U10 (red) for two days from 22 to 23 Jan 2017 LST. (b) As in (a), but for heat fluxes. The black dashed lines indicate the nighttime period.
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
We then investigated the behaviors of ΔT values when Qnet is positive (Fig. 12). First, it should be noted that only 0.4% (29 out of 7239) of all data were made under positive Qnet conditions. However, the results are encouraging. When Qnet is from the atmosphere to the ocean, 86.2% (25 out of 29) of all ΔT values are positive, indicating a warm skin (Fig. 12a). All U10 being >8 m s−1 ensures a well-mixed upper layer, practically excluding any contamination of DW signals (Fig. 12a). Although the wind is strong, all the latent heat (Ql) values are positive because of the very high humidity (Fig. 12b). For the 29 cases, the average relative humidity is 97.7% with a minimum of 95.9% and maximum of 99.3%, while this value may fall anywhere between 31.6% and 100% with an average of 78.2% for the whole dataset (7239). In addition, all air temperatures are warmer than SSTskin, therefore the positive Qs values (Figs. 12a,b). Figure 12c also shows that 96.9% (28 out of 29) of the warm skin cases are observed at higher latitudes with skin SST < 10°C, which should explain the small Qlw amplitudes (Fig. 12b). Overall, although with a small sample size, we believe that these warm skin signals are obtained under appropriately physical conditions, hence trustworthy.

(a) The observed ΔT (blue), Ta − Ts (black), and U10 (red) for positive Qnet conditions, which consists of 29 cases. (b) Net and individual heat flux for the 29 cases. (c) Separately plotted three temperatures: air temperature Ta (gray), skin SST Ts (brown), and depth SST Tdepth (green).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1

(a) The observed ΔT (blue), Ta − Ts (black), and U10 (red) for positive Qnet conditions, which consists of 29 cases. (b) Net and individual heat flux for the 29 cases. (c) Separately plotted three temperatures: air temperature Ta (gray), skin SST Ts (brown), and depth SST Tdepth (green).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
(a) The observed ΔT (blue), Ta − Ts (black), and U10 (red) for positive Qnet conditions, which consists of 29 cases. (b) Net and individual heat flux for the 29 cases. (c) Separately plotted three temperatures: air temperature Ta (gray), skin SST Ts (brown), and depth SST Tdepth (green).
Citation: Journal of Atmospheric and Oceanic Technology 37, 1; 10.1175/JTECH-D-19-0161.1
5. Discussion and conclusions
Using ISAR SSTskin and concurrent SSTdepth measurements (at 7–10-m depths) obtained between 8 January 2016 and 4 February 2018 onboard Australia’s Marine National Facility, R/V Investigator, this study has investigated the cool skin behavior along Australian coasts and across the Southern Ocean to near Antarctica. After careful quality control and minimization of possible diurnal warming contamination, the cool skin dataset is analyzed in detail. Modeled skin effects by a widely applied F96 cool skin scheme and three empirical parameterizations are compared with the observations. A new empirical model using D02 functional form is also proposed.
Key conclusions can be summarized as below:
It is generally true that during nighttime when U10 > 2 m s−1, the upper ocean layers are well mixed, that is, a SSTdepth measured at a certain depth can practically represent SSTsubskin (D02). However, as shown in this study, very strong DW events can persist well until the next dawn. It is recommended that for cool skin studies, before simply applying a certain U10 filter (U10 > 2 or > 6 m s−1), if possible, one should try to select nighttime data based on the corresponding daytime DWmax amplitudes of the same water mass. More measurements can be retained this way, especially for calm wind conditions.
It has been noticed that the near-symmetric Gaussian distribution pattern of the observed ΔT values is slightly different than those in previous studies, which are often negatively skewed, such as Fig. 2 in M11. This indicates that we have more small amplitude cool skin signals (ΔT > −0.20 K). We believe that the major reason is due to the incorporation of higher-latitude regions (>60°S) in this study, where ΔT amplitudes are usually smaller. We then investigated the ΔT distribution pattern for SST > 15°C conditions only. As expected, the right tail (ΔT > −0.20 K) is significantly thinner, and the distribution is more negatively skewed (not shown). The inclusion of high-latitude regions should also be largely responsible for the climbing trend of observed ΔT when U10 > 12 m s−1 given their relatively strong wind conditions.
Although our ΔT statistics are generally consistent with previous findings, minor differences still exist due to many reasons. First, we have more measurements covering a much larger latitude range and all seasons. Second, despite of careful quality control, uncertainties in both R/V Investigator ISAR SSTskin and SSTdepth may still exist due to factors such as differing SSTskin and SSTdepth sensor calibrations. Measurement errors from other variables (e.g., air temperature, relative humidity, and wind speed) may all be contributing factors. We are also aware that the heat fluxes calculated using TOGA COARE bulk parameterizations have their uncertainties as well. Nevertheless, the errors tend to be small (within a few percent against direct measurements; Fairall et al. 2003) especially for U10 < 15 m s−1 conditions as in this study, and their influences on the results are considered as negligible.
Based on the relationship between Qlw and ΔT and the dependency of ΔT on SSTskin, it is reasonable to assume that there is a positive correlation between the SSTskin and cool skin amplitude. Meanwhile, it should be noted that there might be multiple other processes that are correlated or coupled to SST and are the true causes behind this dependency.
Over the nighttime period, the cool skin does not remain constant. There is a discernible increase in ΔT amplitude after midnight until dawn (from ~−0.20 K to −0.37 K). Maximum skin effect is observed at around sunrise.
Direct evidence of warm skin is observed in this study. Although not all positive ΔT values necessarily correspond to real warm skin due to data uncertainty, it is believed that those measured under positive Qnet conditions make physical sense and indicate true warm skin events. Warm skin is more likely to be observed at high latitudes with very humid air, which is warmer than SSTskin.
Overall, F96 has performed very well modeling the cool skin effects, although with consistent underestimation of the amplitude under most U10 or heat flux conditions by 0.03–0.06 K. However, a few limitations should be noted. For example, as seen in Fig. 6, for U10 > 8 m s−1 conditions, there is still a steady increasing trend of F96 modeled ΔT values instead of approaching an asymptote like the observations. More importantly, no warm skin events are allowed in F96, which are considered as not “physical,” whereas direct warm skin evidence has been observed in this study. This restraint in F96 clearly needs to be modified.
The brief validation of the empirical functions, including the new one proposed in this study, indicate that they can capture basic skin-effect features, like the average mean value. However, with its current functional form, it is difficult to extract more details from the modeled skin effect, although being simple to use makes them widely adopted in works such as satellite SST validation.
Acknowledgments
This work was supported by the Australian Research Council Discovery under Project DP170101328. The work of A. V. Babanin was supported by the DISI Australia–China Centre under Grant ACSRF48199. The ISAR and meteorological data were collected and processed by the Australian Marine National Facility and Bureau of Meteorology, and sourced from the Integrated Marine Observing System (IMOS) via IMOS (accessible from http://thredds.aodn.org.au/thredds/catalog/IMOS/SOOP/SOOP-ASF/VLMJ_Investigator/meteorological_sst_observations/YYYY/ISAR-QC/catalog.html, where “YYYY” is “2016,” “2017” or “2018”). IMOS is a national collaborative research infrastructure, supported by the Australian Government. We thank Eric Schulz (Bureau of Meteorology) for his advice on treatment of the meteorological data set, and Nicole Morgan (CSIRO) for her advice regarding the ISAR SST error budget. Many thanks also go to Christopher W. Fairall from NOAA for providing the COARE bulk flux algorithm v3.6 codes. The views, opinions, and findings contained in this paper are those of the authors and should not be construed as an official NOAA or U.S. Government position, policy, or decision.
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