1. Introduction
In the late 1950s and early 1960s, it was experimentally established that a persistent sulfate aerosol layer exists in the stratosphere (Junge et al. 1961). Each single droplet of such aerosol is composed of a liquid or blurry solution of water and sulfuric acid with, possibly, a solid core of soluble or insoluble substances inside. Junge et al. (1961) also proposed a mechanism within the stratosphere that seems to be responsible for maintaining the aerosol layer. [This was later elaborated; see, e.g., the review article by Turco et al. (1982).] According to the theory, sulfur-bearing gases of tropospheric origin, like SO2 and OCS, constitute the major precursors of stratospheric aerosol. More recently, Crutzen (1976) estimated that during quiet periods between volcanic eruptions OCS rather than SO2 is injected into the stratosphere, thus being the major precursor of sulfuric aerosol during such periods. On the other hand, large amounts of SO2 injected during volcanic eruptions dominate the source of stratospheric sulfur aerosol. SO2 undergoes oxidation through the reaction with the OH radical to produce vapor of sulfuric acid, whereas OCS through photolysis and through reaction with single oxygen is converted to SO2, and then, ultimately to H2SO4. [It has been also speculated that CS2 may play a role similar to OCS (Sze and Ko 1979).]
In the stratosphere, neither homogeneous nor heterogeneous nucleation of pure sulfuric acid is efficient enough to account for the formation of aerosol. However, heteromolecular nucleation of water and sulfuric acid vapors onto Aitken nuclei was found to be quite effective in producing aerosol (Hamill et al. 1977b). Later, after laboratory experiments (Roedel 1979; Ayers et al. 1980) and observational evidence (Sheridan et al. 1992), it was concluded that during volcanic episodes not only heterogeneous-heteromolecular but also homogeneous-heteromolecular nucleation must take place (Zhao et al. 1995). Further growth of freshly nucleated drops is assured by the combined processes of condensation and coagulation (Hamill et al. 1977a). Additional factors that affect the aerosol growth are of dynamic nature. These are vertical and horizontal mixing by small-scale turbulence, meridional hemispheric circulation, horizontal and vertical mixing by large-scale troposphere–stratosphere exchange, and gravitational sedimentation (Junge et al. 1961).
Modeling of the Junge layer, which started in the 1970s, soon became important not only because of the scientific curiosity of how the layer is produced and maintained but also because of a significant effect of the sulfur aerosol layer on both global climate modeling and heterogeneous chemistry of ozone and certain man-made chemicals persistent in the stratosphere (Hoffman 1990). Measurements of the aerosol concentration in the Junge layer show that the vertical profiles of the aerosol mixing ratios taken at different locations look remarkably similar with respect to the height of the tropopause. Thus, the first models were one-dimensional. The model developed by Turco et al. (1979) includes both Aitken nuclei and sulfate aerosol modeling as well as calculations of the sulfate aerosol chemistry pertinent to the problem. Solutions of the aerosol equations were obtained using a heuristic bin method—each bin corresponding to a certain range of drop sizes; physical and chemical processes being responsible for shuffling drops between bins. This model, later modified by Toon et al. (1988), has been very successfully applied to various problems concentrated around the Junge layer, as well as other cloud and aerosol problems (e.g., Jensen et al. 1996). The Turco model or its derivatives were used to estimate the effect of heterogeneous chemistry (on aerosol surface) on ozone depletion and the effect of volcanic eruptions on radiation (Turco et al. 1983), to assess the impact of aircraft sulfur emission (Pitari et al. 1993), and to solve other problems related to the physics and chemistry of the middle atmosphere. A similar in principle bin model was developed by Tie et al. (1994), and subsequently, used to estimate global effects of major volcanic eruptions. The above-mentioned modeling effort has been very successful in capturing many characteristics of the Junge layer.
In this paper, we present a new approach to the numerical treatment of the stratospheric aerosol. We have developed a continuous, high-resolution in size model of the stratospheric aerosol. The physical and chemical properties of the aerosol included in our model are essentially similar to those present in the previously mentioned models. The significant difference consists of the numerical discretization of the equations. Our primary motivation is to better understand the evolution of the background aerosol spectra as well as those under the influence of volcanic eruptions. In particular, we aim toward a more realistic description of diffusion and small-scale advective motion. The importance of advection has often been neglected by assuming large unrealistic diffusion coefficients. Vigorous mixing introduced as a consequence of the high diffusion coefficient may in turn obscure some aspects of the change of the aerosol spectra with height. Lack of the ability of models to correctly represent certain characteristics of the background aerosol spectra as a function of height was noticed by Hoffman and Rosen (1981). We think that more accurate numerical methods may lead to a possible solution of this or similar problems. Additionally, we expect that our approach may provide us with a significant insight into some mechanisms of aerosol formation that cannot be examined experimentally because of instrumental limitations.
The version of our model described here is one-dimensional. However, the numerics were tailored to serve as an interacting module to be later used with three-dimensional dynamic models. Because of a complex, nonlinear character of the aerosol–chemical species system, we want to first verify how our model performs in a one-dimensional setting. The results are also expected to provide useful information about the behavior of the aerosol spectra.
In the following three sections, we describe in detail the physical, chemical, and dynamical processes and the system of equations with which to represent them. In section 5, we outline our numerical experiment. Then, in section 6, we present our numerical approach. Finally, we discuss our results.
2. Physical processes of sulfate aerosol
a. Variables representing aerosol
b. Heteromolecular nucleation of water and sulfuric acid
On the basis of observations and laboratory measurements, it has been hypothesized that the stratospheric aerosol layer is formed by both homogeneous-heteromolecular and heterogeneous-heteromolecular nucleation of water and sulfuric acid vapors. This hypothesis is essentially adopted in numerical models. Here, we briefly present these elements of the nucleation theory that are relevant to our model. The details can be found in Hamill et al. (1977a) and Yue and Hamill (1979).
The heterogeneous-heteromolecular nucleation of an aqueous solution of sulfuric acid may occur onto soluble particles, ions, flat insoluble surfaces (large particles—radii greater than 0.05 μm can be counted into this category), and insoluble particles (Hamill et al. 1977a). Only two latter cases are considered here. This is because the rate of nucleation onto soluble particles cannot be determined without the knowledge of equilibrium pressures of a three-component system that have not been measured. The nucleation rates onto ions are known but are very low in comparison with those onto insoluble surfaces and particles (Hamill et al. 1977a).
c. Condensation and evaporation of sulfuric acid
Activated small aerosol droplets grow by binary condensation of H2SO4 and H2O. Drops are generally in equilibrium with the surrounding water vapor, but high supersaturations with respect to sulfuric acid are common. Still, the aerosol growth is largely controlled by the ambient concentration of water vapor. This is because the number of collisions with water molecules per unit time encountered by a growing drop is 10 million times larger than that with sulfuric acid molecules. Therefore, water vapor partial pressure as well as ambient temperature control the equilibrium mass fraction of sulfuric acid (Steele and Hamill 1981). For a given temperature and water vapor partial pressure, the sequence of events is as follows. First, drops grow by catching occasional H2SO4 molecules. This, in turn, upsets the equilibrium with water vapor. Water vapor molecules are then instantaneously condensed onto drops so the equilibrium state is maintained, and so on.
d. Condensation and evaporation of water vapor
e. Coagulation
3. Chemical processes leading to the production of aerosol
It is believed that the important precursor gases for H2SO4 are OCS, SO2, and possibly, CS2. These gases are transported from the troposphere to the stratosphere where OCS is transformed to SO2, and SO2 is oxidized to H2SO4. In our calculation we include only those gas-phase chemical reactions that lead to the production of H2SO4. Here we follow closely Zhao et al. (1995). However, we add a couple of reactions involving CS2. The reactions included in the model and their rates are listed in Table 1.
4. Transport processes
a. Advection and sedimentation
b. Eddy diffusion
5. Design of a numerical experiment
For our experiment, we choose a domain representing the equatorial circle (15°S–15°N) from the tropopause up to 40 km. The meteorological parameters such as temperature, pressure, and air density have constant vertical profiles according to the standard atmosphere. A constant profile of the water vapor concentration was obtained from Sissenwine et al. (1968). Chemical species not integrated by our model are also assumed to have constant concentration profiles. In particular, ozone concentration was obtained from measurements (Krueger and Minzner 1976) and concentrations of O, OH, HO2, ClO, and NO2 from numerical modeling (Brasseur and Solomon 1986).
6. Numerical procedures
The physical processes described in sections 2–4 are characterized by different timescales as well as described by different types of equations: hyperbolic equations for condensation and advection, elliptic equation for diffusion, and integro–differential equation for coagulation. Therefore, we have to apply various methods of solution suitable for different processes.
A variety of numerical methods were applied. To solve the equation describing condensation/evaporation of sulfuric acid with nucleation/conversion as a source/sink term as well as the advection equation with source/sink terms describing meridional motion and dilution, the positive definite advection scheme with small implicit diffusion was applied (Smolarkiewicz and Grabowski 1989). Note that both aforementioned processes are described by the same type of equation. The same positive advection scheme was also modified to solve the equation describing the condensation of water vapor. For Aitken nuclei and volcanic ash, the analytic solution was applied for the case of nucleation, whereas the Euler forward scheme was applied for conversion. The integrals in the coagulation equations were calculated with the help of the Gauss–Legendre quadrature, and the equations were integrated using the explicit Euler forward scheme. The diffusion equation was solved according to the implicit Crank–Nicolson method. The chemical kinetic calculations, because of their stiff behavior, were divided into three groups according to their timescales (see Table 1). Then, steady-state solution, analytic solution, and Euler forward method were used for fast, intermediate, and slow reactions, respectively (Brasseur and Mandronich 1995).
The solution was carried out on 29 vertical levels, and 128 (quiescent stratosphere) or 140 (volcanic case) particle size grid points. Because of significant differences in timescales of different processes, it was necessary to solve the entire system with time splitting. Usually, two different time steps were used. Generally, the time step for condensation/evaporation of sulfuric acid, nucleation, diffusion, and chemical kinetic calculations was of the order of several seconds, whereas that for advection, condensation/evaporation of water vapor, and coagulation was of the order of a few minutes.
7. Results
For the quiescent stratosphere case, we selected two different vertical velocity profiles (see Fig. 1b), and three different scenarios of supplying H2SO4 precursors to the stratosphere. In the first scenario, only OCS was injected into the stratosphere. Recall that a constant flux of the species was obtained by assuming a constant value of the species concentration as well as of the vertical velocity at the bottom of the z domain. OCS alone did not provide satisfactory results, in particular, the concentration of large aerosol droplets and SO2 seemed to be too low. Therefore, the SO2 source from the troposphere was added. The results were also nonsatisfactory (too low concentrations of large particles), and in the third scenario, CS2 replaced SO2. In the third scenario, the concentration of SO2 produced at the bottom of the domain was sufficiently high, and consequently, no experiments with sources of all three gases were performed.
In Figs. 2 and 3, we present the concentrations of two types of the modeled aerosol, Aitken nuclei and drops with solid cores at four altitudes, respectively, for the first and third scenario with velocity profile I. The concentration of homogeneous liquid aerosol is too low to show up in Figs. 2 and 3. It can be seen that in the first scenario (Fig. 2), because of lower levels of H2SO4, the spectrum of liquid aerosol with cores, which is the dominant mode, is bi-modal. The first mode is due to forcing of Aitken nuclei and the second is due to condensational growth of nucleated aerosol. In the third scenario (Fig. 3), these two modes are barely distinguishable.
In Figs. 4 and 5, respectively, the vertical concentration profiles of the total aerosol (all three types) of radii greater than or equal to 0.15 and 0.25 μm, and the ratio of the concentration of aerosol r ≥ 0.15 μm to that of aerosol r ≥ 0.25 μm are plotted for all three scenarios. In Fig. 4, the aerosol levels are lower than those measured by Hoffman and Rosen, and also by Junge (Hoffman and Rosen 1981); we will comment on that later. The maximum of the concentration is reached relatively high (approximately at 22–25 km), which is consistent with the fact that the model represents the equatorial region by assuming a particular velocity profile. Turning attention to Fig. 5, one can observe that our model possesses the ability to capture the decrease in the ratio of concentration above 30 km. [The inability of other models to capture this effect was discussed by Hoffman and Rosen (1981).] For comparison, in the same figure we show the concentration ratio for the volcanic case 1 yr after the eruption. The latter profile resembles more measurements (Hoffman and Rosen 1981), which suggests that in the real stratosphere the aerosol levels are maintained by both influx of sulfur-bearing gases during quiescent periods and volcanic activity. [Note that the visible disagreement in the lower altitudes between our profiles and that by Hoffman and Rosen (1981) is a consequence of using a particular velocity profile in our calculation, whereas the experimental profile represents an average of many measurements.]
We also found that, to a certain extent, the aerosol concentrations depend on a particular velocity profile. The comparison of the vertical profiles of the concentration for vertical velocity profiles I and II illustrates this fact (see Fig. 6).
In the volcanic case we applied velocity profile I, with the scenario with OCS and CS2 being a constant in time tropospheric source. The details describing how the volcanic eruption was included in our model can be found in section 5. In Figs. 7a–d, the concentrations of three types of aerosol are plotted for different time instants up to five years after the eruption (1 day, 30 days, 1 yr, and 5 yr). Various modes can be recognized. Starting from the smallest particle sizes, we have the nucleation mode due to forcing of Aitken nuclei (0.01 μm, visible, e.g., 5 yr after the eruption at higher altitudes). The mode due to condensational growth of Aitken nuclei lies between 0.08 and 0.1 μm. Immediately after the eruption (up to one month), the nucleation modes on volcanic ash are present (0.5 and 3.0 μm). These two modes disappear through sedimentation. Finally, a maximum can be observed between 0.4 and 0.6 μm (depending on the altitude and the time instant after the eruption). The latter one can be attributed to the growth of aerosol nucleated on volcanic material and to the growth of nuclei generated in the process of homogeneous nucleation (e.g., 30 days, 30 km and 1 yr, 20 km). The two growth modes (0.08–0.1 and 0.4–0.6 μm) were observed by Deshler et al. (1993). The appearance of high concentrations of homogeneous liquid aerosol due to growth of homogeneous nucleation mode caused by the buildup of H2SO4 (one month after the eruption) is supported by observations (Hoffman and Rosen 1984). In our model, the abundance of homogeneous liquid aerosol appears a few days after the eruption at around 30-km altitude, and as the time progresses, ascends to lower levels, to finally disappear at 20-km altitude approximately 18 months later. Our modeled results suggest that this behavior is associated with the removal of large aerosol particles generated on volcanic ash. With time, large particles of both aerosol with cores and homogeneous liquid aerosol are removed via sedimentation. As it happens, no new ash particles are injected so the heterogeneous nucleation slows down. In the meantime, homogeneous nucleation remains unchanged making the growth of homogeneous drops more competitive. Eventually, the levels of H2SO4 are depleted, and no new homogeneous drops are formed whereas the“old” ones are removed by coagulation and sedimentation.
The interesting features are observed on the vertical profiles of the aerosol concentrations. Figure 8 shows the vertical profiles of the concentration of the total aerosol of radii greater than or equal to 0.01, 0.15, 0.25, 0.5, and 1 μm. Figure 9 shows the vertical profiles of all three types of aerosol. Two maxima can be observed at 20 and 30 km. The lower maximum of the aerosol of radii greater than or equal to 0.15, 0.25, 0.5, and 1 μm coincides with that of homogeneous liquid aerosol. Thus the process of condensation seems to be responsible for the creation of this maximum. The other maximum, for the total aerosol of radii greater than or equal to 0.01. 0.15, and 0.25 μm is located at altitudes corresponding to the transition from the nucleation–condensation regime to that of conversion–evaporation. We propose the following mechanism for the generation of this maximum. At altitudes close to the saturation level of H2SO4, either the condensational growth is slow or evaporation and conversion to solid particles takes place. Therefore, “fast” sedimenting droplets are created at a much slower rate than, say, at 20 km. Further, because of the presence of volcanic ash (solid particles), the evaporation to smaller and smaller drops, as is the case with homogeneous liquid aerosol, is not present. These two processes facilitate the accumulation of drops close to the level of saturation. Note that the assumed vertical velocity profile (i.e., increase of the upward velocity with height) additionally enhances the accumulation. The maximum due to transition from nucleation–condensation to conversion–evaporation is a long lasting one: it disappears after approximately 5 yr.
In Fig. 8, the results were superimposed with the experimental data obtained by Deshler et al. (1993). The measurements were taken in Larami, Wyoming, on 24 June 1992; 1 yr after the eruption of Mount Pinatubo. The agreement seems to be particularly good between 18 and 25 km of altitude where the processes responsible for the formation of aerosol are related to the physics of the aerosol (e.g., condensation, coagulation). The agreement is poor at lower altitudes. This can be easily explained by meteorological and dynamical factors. In our calculation, we assumed the standard atmosphere temperature profile as well as an arbitrary velocity field, which characterizes the equatorial region and not midlatitudes. Still we think that the comparison is very favorable—we attribute it to a proper modeling of the physics of the aerosol.
We found that the effect of the volcanic eruption on the aerosol population is very persistent. The concentration of H2SO4 returns to the background or steady-state level after approximately 5 yr, whereas the concentrations of aerosol of radii greater than or equal to 0.15 μm and 0.25 μm is still higher than that of the background level. Even after 6 yr, at certain altitudes the concentration of the particles r ≥ 0.25 μm is elevated by two orders of magnitude (see Fig. 10), which leads to the conclusion that smaller particles are removed faster than the larger ones. (Note that all particles discussed here are in the submicron range. Therefore, microphysical processes rather than sedimentation contribute to the particle removal by shifting them up or down the size scale.) The effect is also present for aerosol of radii greater than or equal to 0.5 μm. This could explain measurements performed by Junge et al. during 1959 and 1960, and by Hoffman and Rosen during 1979 (Hoffman and Rosen 1981). They noted that while the concentrations of the particles r ≥ 0.15 μm in 1979 were higher than those in 1959–60, the concentrations of particles r ≥ 0.25 μm remained unchanged. (Both periods when the measurements were taken are considered to be quiescent periods.) The difference in the aerosol levels was attributed to the eruption of Mt. Agung on Bali (8°S) in 1963. We hypothesize that in 1959–60 particles r ≥ 0.15 μm were close to the steady-state equilibrium, whereas those r ≥ 0.25 μm did not yet reach that state. On the other hand, in 1979 neither of the particles under consideration reached the steady-state equilibrium.
8. Conclusions
In our study, we found that the numerical simulation of aerosol with the help of a high size resolution continuous model (140 grid points for the particle size) reproduces quite realistically the observed features of the stratospheric Junge layer. The positive advective scheme with small diffusion (Smolarkiewicz and Grabowski 1989) worked equally well for advection and for condensation of both H2SO4 and H2O. From the computational point of view, coagulation was the most time consuming among the processes, and if one attempts to perform the calculation in three dimensions, a more efficient strategy of calculation such as massively parallel processing must be sought. In summary, we think that the developed numerical scheme, especially after incorporating massively parallel processing, is easily applicable to various other problems involving aerosol and cloud drops.
Despite the somewhat arbitrary velocity profile and crude representation of dilution, our model possesses an excellent ability to represent certain realistic features of the stratospheric aerosol layer. The vertical profiles of the concentrations of particles of radii greater than or equal to 0.15 μm and 0.25 μm for the quiescent period resemble those measured by Hoffman and Rosen (1981) (autumn and winter 1978/79) and especially those by Junge et al. (1961) (autumn and winter 1959/60). Also, the vertical profiles of the concentration 1 yr after the eruption of Mt. Pinatubo resemble the profiles measured by Deshler et al. (1993). Additionally, for both periods, the decrease with altitude of the ratio of the concentration of particles of radii greater than or equal to 0.15 μm to that of radii greater than or equal to 0.25 μm is present. All these give us the confidence to draw certain conclusions and to formulate certain hypotheses of a general physical nature. Our numerical experiments indicate that, regardless of the selected velocity profile, the aerosol layer cannot be maintained without the injection of SO2 during volcanic eruptions. The concentration of particles of radii greater than or equal to 0.15 and 0.25 μm obtained without volcanic source of SO2 are too low. Even if certain uncertainties concerning the chemistry of such species like CS2 or nucleation rates are removed, the temporal extent of the influence of the volcanic eruption on the aerosol layer is of the order of 5–6 yr. So we can safely say that the stratospheric aerosol layer is never a truly quiescent one, and that it exists as a quasi-stationary feature. Further, we have noticed that after the volcanic eruption, the concentration levels of large (submicron) particles remain elevated for long periods of time—up to six years. We also observed that the larger the particles the longer the influence of the volcanic eruption.
The results suggest that more insight into the physical processes of stratospheric aerosol can be obtained with more realistic eddy diffusion coefficients. If, instead of diffusion, advection due to the long-time-average velocity is used to mimic the motion in vertical, the results are very sensitive to the assumed vertical velocity profiles. This strongly indicates that dynamic processes are an important factor controlling the aerosol growth.
High resolution in size allows us to recognize various concentration modes both transient and quasi-stationary. For quiescent periods, two modes can be observed: the nucleation and growth modes; the former barely distinguishable if sufficiently high concentrations of H2SO4 are generated.
During volcanic periods, additional modes are present: due to nucleation on injected ash particles and due to condensational growth. The presence of both growth modes (background and volcanic) is well established in measurements (Deshler et al. 1993). We are also able to gain some insight into the character of the vertical profiles of the aerosol concentration. Two local maxima are observed. We attribute the generation of the lower maximum (20 km) to the condensational growth of both homogeneous liquid aerosol and aerosol with cores. We hypothesize that the observed second maximum of accumulation of particles (30 km) is based on the transition from the nucleation–condensation to the conversion–evaporation regime. Whether or not this mechanism plays an important role in the production of the aerosol remains to be examined with a three-dimensional version of the model.
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