1. Introduction
The purpose of this paper is to investigate the use of classic eddy transfer theory to parameterize eddy heat and momentum fluxes. An adequate parameterization of the eddy heat and momentum fluxes is extremely important for successfully simulating the mean climate fields, such as the zonal wind and temperature, in a two-dimensional zonally averaged climate model. The eddy heat flux plays a major role in transporting heat from low latitudes to high latitudes and maintaining the energy balance of the atmosphere, and the eddy momentum flux is of critical importance for determining the surface zonal winds and the Ferrel cells. A widely used method for the parameterization of eddy fluxes is the diffusive transfer representation, also known as the mixing-length theory of fluid particles, which relates the eddy flux linearly to the gradient of the mean field, with the correlation coefficients called transfer coefficients. The transfer coefficients are positive in the initial stages of amplifying waves (Green 1970; Plumb 1979).
Some successes were achieved in parameterizing the eddy heat flux using the mixing-length method (Green 1970; Branscome 1983; Stone and Yao 1990; Genthon et al. 1990). Unfortunately, for the eddy momentum transport the simple diffusive transfer representation is inappropriate because negative transfer coefficients are required. This “negative viscosity” (see MacCracken and Ghan 1988) can be attributed to the momentum not being a conservative quantity.
Green (1970) first proposed to derive the eddy momentum flux from the diffusive transports of two approximately conservative quantities: potential temperature and quasigeostrophic potential vorticity. However, Green did not give an explicit expression for the transfer coefficients. In later studies, White (1977), White and Green (1984), and Wu and White (1986) studied how different schemes of transfer coefficients would affect model solutions of the general circulation and surface zonal flow. In those studies the latitudinal variations of the transfer coefficients were specified. It was found that model solutions depend on the detailed spatial specification of the transfer coefficients. A promising scheme was given by Branscome (1980), in which the transfer coefficient depended on some dynamic constants derived from the approximate solution of the Charney model of baroclinic instability. Stone and Yao (1987) explicitly calculated the eddy momentum flux using Green’s method by using the transfer coefficient obtained by Branscome (1980). However, their results indicated that the parameterization greatly underestimated the eddy momentum flux. Their results for January calculation showed that the peak values of eddy momentum flux by the parameterization for a dry model atmosphere were only 34% in the Northern Hemisphere and 16% in the Southern Hemisphere of that obtained by a general circulation model (GCM) simulation. The result is contrary to the findings of White (1977) and Wu and White (1986) who obtained strong surface zonal winds for a different set of transfer coefficients.
The second shortcoming of (1) is that it may lead to negative static stability at lower and middle latitudes. Figures 1a,b show comparisons between the dry static stability and the moist static stability calculated using observed annual mean data. In Fig. 1 the temperature and specific humidity data are taken from Oort and Peixóto (1983). It can be seen that the dry static stability is quite uniform throughout the whole troposphere; however, in the lower atmosphere of the lower and middle latitudes, due to the higher water vapor concentration, the moist static stability becomes negative. Salustri and Stone (1983) obtained similar results for observed January data. In the SY87 model atmosphere the moist static stability in the Tropics and subtropics remained positive, so no problem occurred. However, the problem may emerge if the convection in a model is not strong enough to maintain an absolutely stable model atmosphere.
The above difficulties in using the SY87 moist scheme suggest that we still need a technique that will work for the real atmosphere. In this study we attempt to develop such a scheme. The transfer coefficient Kyy used in the SY87 scheme was obtained by tacitly assuming that the second transfer coefficient Kyz was zero [see Eq. (2) below]. In this study we will show that by properly parameterizing both transfer coefficients Kyy and Kyz, the parameterized meridional eddy heat and momentum transports can agree reasonably well with observations even for a dry atmosphere, suggesting it is not necessary to invoke the moist process in the parameterization. In this study, the observed eddy heat flux will be used to evaluate the magnitude of Kyy and the structure of Kyz. A least squares method with a constraint on the trajectory slope characteristic at the steering level is proposed to obtain Kyz. The constraint is similar to one of the schemes described in White and Green (1984). The inclusion of Kyz greatly increases the estimation of the magnitude of Kyy. With the proposed parameterization, the obtained transfer coefficient Kyy is two to three times larger than that used in SY87. The larger coefficient causes the peak value of the calculated eddy momentum transport for annual mean data to increase three to four times compared to the SY87 case and agrees well with observations. This result suggests that the large underestimation for the dry atmospheres in the SY87 calculation may be attributed to the lack of influence of the Kyz term.
In the next section the detailed derivation and results of the parameterization of the eddy heat flux will be given. Section 3 describes the parameterization of the eddy momentum flux and shows calculated results with different transfer coefficients. Section 4 discusses the validation and limitations of the parameterization.
2. Parameterization of eddy heat flux
a. Green’s (1970) scheme and Branscome’s (1983) scheme
Branscome’s parameterization scheme provides reasonable results for the eddy heat flux compared to the observations. Also, it leads to specification of Kyy in terms of the mean potential temperature field and internal dynamic constants of a baroclinic wave. However, it ignores the influence of the Kyz term; therefore, the coefficient Kyy derived from it would be underestimated. In the following sections, we propose a modified method for the parameterization, which is a combination of Green’s method and Branscome’s approach. The results will be comparable to Branscome’s scheme. By the proposed method, we can obtain a transfer coefficient that can be used in the parameterization of eddy momentum flux.
b. Vertical scale of the eddy heat flux
As mentioned in the last section, Eq. (9) leads to the parameterized eddy heat flux to be confined to a much shallower height than the observed and thus significantly underestimates the total eddy heat flux. The reason is that a different expression of the most unstable wave results in a different vertical scale dK. This vertical scale determines the depth of the important transport and thus the total transport of eddy heat. Because, in the single-wave approximation, dK is related only to the most unstable wave, the selection of the most unstable wave should be such that dK is close to the observation. For this purpose, the derived vertical scale from observations is used to determine the most unstable wave in this paper. The observed eddy heat flux data are taken from Oort and Peixóto (1983) and are shown in Fig. 2. Note that the data shown are total eddy heat flux, that is, stationary plus transient fluxes. Stone (1984) argued that there is a strong negative feedback between stationary and transient eddy heat fluxes, so a parameterization may work better for the total flux rather than an individual component. Figures 3a,b show several examples of the log vertical profiles of the eddy heat flux and their corresponding linear decrease in the middle troposphere at different latitudes of the Northern Hemisphere and Southern Hemisphere, respectively. Figure 4 shows the corresponding latitudinal variation of the observed vertical wave scale. As Figs. 3 and 4 indicate, the vertical scale is larger in the midlatitudes, and it decreases toward the Tropics. This is consistent with Branscome’s argument that the vertical scale decreases as γ increases. Between 15°N and 15°S the eddy heat flux is too small so it is difficult to obtain reliable vertical scales from the observation. No observed vertical scale is shown in this region. At higher latitudes, the vertical scale is smaller than at midlatitudes. This is unexpected because the scale discussion of Branscome (1980) would predict the vertical scale to be close to the density scale at high latitudes. The reason for this inconsistency is not clear. It may be related to the lower tropopause at higher latitudes.
In the following calculation, we fix rc at 1.83 and use (9) to calculate the wavenumber of the representative wave for the parameterization of eddy heat flux. This choice leads to the same results for the wave’s vertical scale as in (7). Notice that this choice does not give a good fit in the midlatitudes of the Northern Hemisphere. This is because almost half of the eddy heat transport in the Northern Hemisphere is accomplished by the stationary eddies. There is no mechanism to describe the stationary eddies in the current parameterization, so we simply use rc = 1.83 for both the Southern Hemisphere and Northern Hemisphere, and the transient scheme is used to represent transient plus stationary eddies. This may not be a severe problem, as noted in Branscome (1983), when only the total eddy transport is considered. This is because both transient and stationary eddies compete for the same amount of available potential energy. Manabe and Terpstra (1974) showed that the total amount of transport from transient eddies only, when the topography was absent, was about the same as from both transient and stationary eddies when topography was present. However, because the topography may change the spectral structure of the eddy energy conversion and cause the energy conversion (thus energy transport) to move toward longer waves (Manabe and Terpstra 1974), the horizontal structure of the calculated eddy heat flux using the present parameterization for the Northern Hemisphere may be different from observations.
c. Effects of the Kyz term
Equation (17) contains n + 1 unknown constants A0, B1, . . . , Bn. These constants can be obtained by a least squares fit of (17) to observations. The structural function ζ(φ, z) is determined only by wind and temperature observations, while A0 and pn(z′) can be different for different n. This is an important feature of the parameterization that will have significant consequences on the eddy momentum parameterization. In the following, we discuss the results of this parameterization.
The data used are annual mean observations taken from Oort and Peixóto (1983) as shown in Fig. 2. The annual mean temperature and zonal wind data are also taken from Oort and Peixóto (1983). In the following calculations, we have used a cutoff exponential function, [1 − exp(−z/Δz)], suggested by Stone and Yao (1990), to dampen the flux maximum in the planetary boundary layer. The numerical simulation of Branscome et al. (1989) indicates that this dampening is due to the surface friction and heat flux. The surface friction restricts the growth of the meridional velocity variance while the surface heat flux restrains the growth of the temperature variance near the ground. These processes cause the maximum eddy heat transport to be located at 850 mb, rather than at the surface. Stone and Yao (1990) used Δz = 450 m. Here Δz = 550 m is used, which is more suitable to the current dataset.
The major impact of including pn(z′) in the parameterization is that when a least squares method is used to evaluate A0, the obtained A0 will be two to three times larger than that used by previous authors. We consider three cases to discuss this feature.
The first case is to assume pn(z′) = 0 (equivalent to n = 0). The least squares method results in an A0 of 0.37 for the Northern Hemisphere and 0.27 for the Southern Hemisphere. The Northern Hemisphere value is 100% and the Southern Hemisphere value 50% larger than that given by Branscome (1980), which is obtained by a linear analysis and closure assumption (in Branscome’s case, A0 = 1/4
Figure 5 shows the calculated eddy heat flux for the case of n = 0. Compared to Fig. 2, the calculated peak values at the lower troposphere are almost the same as the observed. The total calculated eddy heat transport is 62% of the observation for the Northern Hemisphere and 76% for the Southern Hemisphere. Notice that in the parameterized field the secondary maximum near the tropopause in the observation has been missed, which is the major reason for the underestimation of the parameterization. The total transport above 300 mb contributes 24% for the Northern Hemisphere and 16% for the Southern Hemisphere for the observed annual mean data. This secondary maximum may be caused by the persistent disturbances of planetary waves in the stratosphere, which are not accounted for in this parameterization.
The second case is the ideal (but impossible) situation in which all particle motions are in the optimal direction, and so pn(z′) ≡ 0.5. In this case, values of A0 for the Northern and Southern Hemispheres are just twice the values obtained in the first case: 0.74 and 0.54, respectively. The calculated eddy heat fluxes are, of course, unchanged.
The third case is the more realistic situation in which pn(z′) is forced to be zero at the surface and tropopause and 0.5 at the steering level. In the midlatitudes dK ≈ 5.7 km, so we choose an upper boundary
The calculation is performed for n = 2 through 27 (n = 1 does not satisfy the imposed boundary conditions, so it is not considered here). Figures 6a,b show some examples of pn(z′) profiles for the Northern Hemisphere and the Southern Hemisphere, respectively. When n becomes larger, the Northern Hemispheric profiles converge quite well. In the lower and upper troposphere, the Southern Hemispheric profiles also converge well. However, in the middle troposphere, the profiles do not converge as well as in the Northern Hemisphere. Higher-order polynomials may be needed to better represent the behavior of the Southern Hemisphere profiles. At this point, it seems that pn(z′) is approaching 0.5 in the entire middle troposphere of the Southern Hemisphere.
Figures 7a,b show the behavior of the correlation and root-mean-square (rms) error between the observation and parameterization as the polynomial order increases for the Northern Hemisphere and Southern Hemisphere, respectively. The behavior of A0 is also shown in these figures. The worst parameterization occurs when n = 2. As n increases, the correlation gradually increases from its minimum value at n = 2. The rms has similar behavior to the correlation except it is decreasing as n increases. When n is large enough (approximately larger than 10), the correlation will be larger and rms smaller than that of n = 0. Thus, based on the evaluation of the correlation and the rms, any parameterization of n ≥ 10 is as good as or better than n = 0.
For comparison with the case n = 0 (Fig. 5), Fig. 8 shows the calculated eddy heat flux for n = 27. In this case, the total calculated eddy heat transport is 64% of the observation for the Northern Hemisphere and 80% for the Southern Hemisphere. Figures 9a,b show comparisons between the observation and the parameterization for n = 0 and n = 27 of the vertically and hemispherically averaged
For the comparison between n = 0 and n = 27 cases, Fig. 9b indicates that the calculated positions of the maximum transport at the lower troposphere are closer to the observed for the n = 27 case and the overall fit below 300 mb is improved compared to the n = 0 case, especially in the Southern Hemisphere. For the Southern Hemisphere, the rms for the n = 27 case decreased by 16% compared to the n = 0 case. No matter how large n becomes, the correlation (or rms) cannot reach 1 (or 0) because the horizontal structure of the parameterization is largely determined by the structural function ζ(φ, z), which is not affected by n.
At n = 27, A0 = 0.71 for the Northern Hemisphere and 0.57 for the Southern Hemisphere. Similar to the case of pn(z′) ≡ 0.5, the values of A0 for n = 27 are almost doubled compared to n = 0 case. This occurs because most of the eddy heat transports occur in the lower and middle troposphere (the tropopause secondary maximum is not accounted for in this parameterization) where p27(z′) is very close to 0.5. As a consequence, the average effect is that A0 is close to the value of the pn(z′) = 0.5 case. This feature allows parameterization by simply choosing pn(z′) ≡ 0.5. As seen in the above comparisons, there is no significant difference in the eddy heat flux structure between the p27(z′) and pn(z′) = 0 cases. The primary impact of choosing p27(z′) is to allow A0 to be about twice as large as the case with pn(z′) = 0. As will be seen in the next section, doubling A0 allows the eddy momentum flux parameterization to be closer in magnitude to observations. Therefore, using pn(z′) ≡ 0.5 will work equally well as using a high-order polynomial for either the eddy heat flux or the momentum flux.
3. Parameterization of eddy momentum flux
a. Green’s scheme
The first term at the right-hand side of (21) is called the barotropic term and the second term the baroclinic term (White 1977). These two terms are of the same order of magnitude but of opposite signs and the result of the summation is a smaller net convergence or divergence of the eddy momentum flux, depending on the latitude. Green (1970), as well as other researchers (e.g., White 1977; White and Green 1984; Wu and White 1986), applied (21) to construct simple models to study the behavior of the surface zonal flow and general circulation. White and Green (1984) tested various schemes for representing Kyy and Kyz and studied how these schemes affect the model results. The steering-level constraint between Kyy and Kyz in this paper is similar to one of their schemes, but in their study, the atmosphere was in a β plane. For spherical atmospheres, White (1977) obtained unrealistically strong surface zonal flow. It is further expected (White 1977) that (21) may be more accurate when the constant f0 is replaced by f = 2Ω sin(φ), where Ω is the earth’s angular velocity, even though this is not strictly consistent with the conservation requirements of quasigeostrophic dynamics. White (1977) and Wu and White (1986) both found stronger surface zonal flow in this situation. On the contrary, Stone and Yao (1987) obtained too small a magnitude of eddy momentum flux (implying weak surface zonal flow) using (21) in a zonally averaged atmospheric model. In the SY87 calculation, f0 was also replaced by f, but different transfer coefficients were used. These different results indicate that detailed and realistic constructions of transfer coefficients are very important for obtaining realistic results. In the following, the same calculation in SY87 is repeated using observed annual mean data. Then, the newly obtained Kyy will be used for calculating eddy momentum flux. In the following calculation, f0 in (21) is replaced by f as in SY87 and the influence of this replacement will be discussed and compared with Wu and White’s (1986) results. In this paper no attempt is made to apply (21) in climate models. Instead, the calculated results are directly compared with observations as well as the SY87 results. Zou (1995) applied the current parameterization scheme in a zonally averaged climate model and obtained general circulation and zonal surface flow with reasonable accuracy.
b. Result with different Kyy
The above construction of KNL plus the coefficient Kyy ensures the global net transport of eddy momentum to be zero. Note that this treatment differs from that of Green (1970), White (1977), White and Green (1984), and Wu and White (1986) who used the global net transport constraint to alter the rate of change of Kyy with height rather than Kyy itself.
In SY87, the peak values of the parameterized eddy momentum flux for January were only 34% in the Northern Hemisphere and 16% in the Southern Hemisphere compared to a GCM simulation. The same calculation is repeated in this paper using the annual mean data of temperature and zonal wind from Oort and Peixóto (1983). The results are compared with the observed annual mean eddy momentum flux also taken from Oort and Peixóto (1983). Figure 10 shows the comparisons between the observation and calculations. For Branscome’s value of A0 = 0.18, the calculated peak fluxes are 23% of the observed for the Northern Hemisphere and 35% for the Southern Hemisphere. This result is quite close to the SY87 result. Because their result is for a January simulation and in this month there is more baroclinic activity in the Northern Hemisphere, the higher value for the Northern Hemisphere in January is consistent with our lower value for the annual mean case.
When the newly obtained Kyy for n = 27 is used, the peak values of eddy transport are 94% of the observed for the Northern Hemisphere and 101% for the Southern Hemisphere. The result for this case is also shown in Fig. 10. Compared to the Branscome case, this result indicates that the present parameterization can capture the eddy momentum transport by just using the dry atmospheric model without invoking the moist processes. Considering that only the observations for the eddy heat flux have been used to evaluate the transfer coefficients, the results are quite encouraging.
In order to see the net effect of including Kyz in the parameterization of eddy heat flux, we perform another calculation with the obtained A0 when Kyz = 0. In this case A0 = 0.37 for the Northern Hemisphere and 0.27 for the Southern Hemisphere. The calculated peak values of eddy momentum flux are 49% of the observed for the Northern Hemisphere and 55% for the Southern Hemisphere. The relative increases of the eddy momentum flux from the Kyz = 0 case to the Kyz ≠ 0 case are 92% for the Northern Hemisphere and 84% for the Southern Hemisphere, while the relative increase of A0 from the Kyz = 0 case to the Kyz ≠ 0 case is 92% for the Northern Hemisphere and 111% for the Southern Hemisphere. These results indicate that increases in A0 cause a relative increase in the magnitude of the parameterized eddy momentum transport by approximately the same amount. So, including Kyz in the parameterization of eddy heat fluxes can lead to substantial differences in the parameterization of eddy momentum fluxes.
c. Effects of the Coriolis parameter
White (1977) and Wu and White (1984) found that the treatment of the Coriolis parameter has a significant influence on the results. In the above calculation, f0 has been replaced by f = 2Ω sin(φ) in (21). In order to see the effect of this replacement, we set f0 to be a typical midlatitude value. The result with Kyy of n = 27 is shown in Fig. 11. Compared to the f = 2Ω sin(φ) case, the most significant change is the decreased eddy transport (implying weaker surface zonal wind) toward middle latitudes, and equatorward eddy transport occurs at high latitudes (implying polar easterlies). The reason for this is that when f → f0, the baroclinic term becomes smaller in higher latitudes and larger in lower latitudes. Thus, the total eddy momentum convergence is smaller and easterlies are likely to occur near the poles. This is consistent with Wu and White’s (1986) results. In addition, the calculated maximum transport is located equatorward to the observation for f = f0 while it is poleward for f = 2Ω sin(φ). A compromise is to set f = 0.5[f0 + 2Ω sin(φ)]. The result for this case is also shown in Fig. 11. In this case, the maximum transport position is closer to the observation, especially for the Northern Hemisphere.
4. Discussion
The described parameterization of the eddy heat and momentum fluxes is based on the Green (1970) and Branscome (1983) schemes, which are derived from idealized models of the baroclinic instabilities at the midlatitudes. Even though the parameterization is based on approximations of linear instabilities and a single wave, it produces many observed features for the eddy heat flux and vertically integrated eddy momentum flux. However, because only a single wave is used in the eddy heat flux parameterization, several observed features cannot be simulated by the scheme. First, the stationary eddies affect the structure of the eddy heat transport at the middle and higher latitudes in the Northern Hemisphere, which can be seen from the errors of either the vertical-scale fit or the structure of the calculated eddy heat flux. However, its parameterization remains an unsolved problem. Second, the tropopause secondary maximum in the observed eddy heat transport cannot be simulated by the scheme. Because of the lack of the secondary maximum in the parameterization, the peak value of the vertically integrated eddy heat transport is underestimated by 30% for both hemispheres. Third, the proposed method is to use the eddy heat flux data and the trajectory slope at the steering level as the constraints for the behavior of Kyy and Kyz. Therefore, if the steering level is outside the region under consideration or very close to the surface, then the proposed method for obtaining the vertical structure of Kyz will be invalid.
Contrary to the SY87 results, the transfer coefficients from the eddy heat flux parameterization in this paper provide good results for the vertically integrated eddy momentum flux for a dry atmosphere. This result suggests that it is not necessary to invoke a moist process in the eddy momentum flux parameterization. Furthermore, in the actual climate model applications, one can simply choose pn(z′) = 0.5 for the parameterization. This works equally well as using the high-order polynomial for both eddy heat and momentum fluxes.
Because the final eddy momentum flux is obtained as the small difference between two large terms (baroclinic term minus barotropic term), the results are influenced by how to select the data to calculate those terms. In our calculation of the baroclinic term, the observed temperature data are used; in other words, the geostrophic zonal winds are used. If the thermal wind relation and the observed zonal wind data are used in calculating the baroclinic term, the resultant eddy momentum flux can be 20%–30% different from that presented here. The reason is that the geostrophic zonal wind is about 5%–10% larger than the observed zonal wind (Boville 1987). The error in the total eddy momentum flux can be amplified due to the large ratio of the baroclinic term to the convergence of the total eddy momentum transport. For instance, if we assume that the ratio of the baroclinic term to the convergence of the eddy momentum flux is 4 and a 5% error is introduced in the baroclinic term, then the error of the total eddy momentum transport would be 20%. In order to rectify this problem, it appears that a data adjustment will be needed in future studies so that the data used will satisfy the thermal wind relation. In any case, the conclusion about the role of Kyz in our calculation will not be changed; that is, the eddy momentum flux in Kyz ≠ 0 case almost doubles that in the case Kyz = 0.
Acknowledgments
The first author would like to dedicate this paper in memory of Dr. Tzvi Gal-Chen. This work was done during the first author’s study as a Ph.D. student under the supervision of Dr. Gal-Chen. The first author would like to express his great appreciation to Dr. Gal-Chen for his encouragement, support, and many critical discussions. The first author has gained so much from Dr. Gal-Chen’s philosophy in understanding meteorological problems.
We are very grateful to Dr. Brian Fiedler for his reading the manuscript and many useful comments. We greatly appreciate Dr. Peter Stone’s constructive comments that led to substantive improvements in the manuscript. We also appreciate very much the comments from the three anonymous reviewers who greatly helped to improve the manuscript. Grammar corrections by Douglas Moore and Ralph Ferraro are gratefully acknowledged. This work was supported by the National Science Foundation under Grant ATM-9024430 to Dr. Tzvi Gal-Chen. Many of the computations were performed on the CRAY Y-MP computer at the National Center for Atmospheric Research. Computing and plotting supplies by the Center for Analysis and Prediction of Storms are gratefully acknowledged.
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