1. Introduction
The turbulence cloud parameterizations developed by Sommeria and Deardorff (1977) and Mellor (1977) have been widely used in various turbulence closure models of cloud-topped boundary layers. This type of parameterization describes clouds by specifying the distribution of fluctuating moisture departure from saturation. In essence, the method defines the condensation–evaporation (CE) rate produced by the mean as well as turbulence fields, which is at the heart of any cloud parameterization. However, the CE rate does not explicitly appear in the parameterizations because they are usually used in a diagnostic form. Some studies (e.g., Smith 1990; Sommeria and Deardorff 1977) used similar cloud parameterizations in a prognostic form to calculate the net CE rate, which, however, cannot identify each physical component that contributes to the CE.
In recent years, many prognostic approaches have been proposed to define clouds in large-scale or turbulence closure models. These methods include highly complicated explicit bin microphysical models, like that of Bott et al. (1996), as well as relatively simple ones like that of Tiedtke (1993). Despite the different complexity in the model cloud processes, an essential question in all the prognostic methods is how one should relate the CE processes to the mean and turbulence fields.
In this note, we do not intend to investigate the CE processes in real clouds. Rather, we will provide new insight into the CE processes in the turbulence cloud parameterization by Sommeria and Deardorff (1977) and Mellor (1977). Particularly, we will focus on how the CE is parameterized in terms of the mean and turbulence fields. We will first derive an analytical expression for the CE rate from the diagnostic cloud relations and then discuss individual components in the CE parameterization based on a numerical simulation. Finally, we will make further comments on liquid water flux and comparisons with other prognostic cloud schemes.
2. Derivation






















3. Cloud processes
In this section, we present an example of the LWC budget defined by (10) and discuss how individual terms in (12)–(14) contribute to the net CE rate based on a simulation of stratocumulus-topped boundary layer. For this purpose, we include the cloud parameterization with a Gaussian PDF [i.e., G = (2π)−1 exp(−u2) in (4) and (5)] in the third-order turbulence closure model used by Wang and Wang (1994). This model is coupled with the four-stream radiation parameterization developed by Fu et al. (1995). We choose the case of the stratocumulus-topped boundary layer used in the first Global Energy and Water Experiment Cloud System Study workshop. The complete model setup, large-scale fields, initial conditions, and discussion of results can be found in Moeng et al. (1996) and Bechtold et al. (1996). The only difference between our model setup and theirs is that we use 20 m for the grid spacing while they used 25 m. The model was run for 5 h and all the analyses were conducted over the last hour with the data sampled at each time step.


a. The LWC budget
As shown in Fig. 1a, the three cloud variables (
b. The condensation and evaporation processes
We further decompose CE1, CE2, and CE3 into the individual terms, which are shown in Figs. 2a,b. Appendix B shows that g[γ/L −
Both CE2 and CE3 are produced by turbulent processes, as they are directly associated to the turbulent fluxes and variances. As seen in (10), CE2 is related to vertical gradient of the cloud fraction. We have further expressed this gradient in terms of gradients of the mean and turbulence variables, which actually define an ensemble of turbulent eddies following different thermodynamic paths. Therefore, CE2 can be represented by the three terms inside the square bracket in (13), multiplied by the factor [
The variance-generation term (CE3) defined by (14) is positive at the cloud top due to the production of σs there, because stronger turbulence under relatively dry mean conditions means that some extreme eddies may become moist and cool enough to get saturated. This condensation is important, since it represents the growth of the cloud top.
The above analysis clearly demonstrates that, at the cloud base, the adiabatic condensation by turbulent eddies offsets the negative contributions by the gradient terms to result in a net condensation there. Near the cloud top, the negative contributions by the gradients of the mean and the variance dominate among all the terms, leading to the net evaporation there. This analysis of the CE profile shown in Fig. 1b, is consistent with the classic condensation theory.
We can summarize the major cloud processes in the parameterization for this simulation as follows. At the cloud base, turbulent eddies following the mean moist adiabat initiate condensation to form the clouds; the turbulence transports liquid water upward to the cloud top where the mean radiative cooling significantly enhances the condensation. In the meantime, evaporation occurs as a result of the stratification of the cloud layer. In the middle of the cloud layer, both the condensation and evaporation rates reach a minimum because the air at the levels is almost everywhere saturated and no water vapor excess or deficit is present. At the cloud top, evaporation is significant due to the increase of the variance
4. Further comments




Of many cloud prognostic parameterizations, Tiedtke’s (1993) scheme stands out as it explicitly parameterizes each individual process contributing to condensation and evaporation, and to the flux transport. Despite differences in the detailed formulation between the Tiedtke’s scheme and the one discussed in this note, the cloud processes considered in both schemes are similar. For condensation, Tiedtke includes the processes of moist-adiabatic convective upward motion, defined by convective updraft mass flux, and radiative cooling, which are equivalent to the two individual terms in CE1 and CE2. For evaporation, Tiedtke’s scheme includes moist-adiabatic subsidence warming and evaporation due to turbulence mixing in an unsaturated environment, which should correspond to the terms of (12) and (13). Tiedtke formulated the evaporation due to turbulence mixing in terms of the mean saturation deficit and an evaporation timescale, while the turbulence cloud scheme uses turbulent fluxes and the gradient of conserved variables and their variance and covariance. It suggests that the timescale in the Tiedtke’s scheme is related to the environmental turbulence structure. The detrainment of liquid water from the updrafts in the Tiedtke’s scheme should correspond to part of the liquid water flux divergence term in the budget (10).




Finally, a comprehensive understanding of a cloud model is critical if it is to be used to study real physical processes in clouds. We believe that this study not only provides more understanding of the classic turbulence condensation theory, but also gives implications for future development of the new parameterizations.
Acknowledgments
We appreciate the comments of Charlie Cohen and Bob Haney on the original manuscript. Bjorn Stevens provided constructive suggestions on the discussion of the condensation and evaporation processes. Three anonymous reviewers are thanked for their thorough reviews. Shouping Wang was supported by NASA/FIRE III and EOS programs. Qing Wang was supported by NSF Grant ATM 9700845.
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APPENDIX A
Leibniz’s Rule


APPENDIX B
Approximated Moist-Adiabatic Water Vapor Mixing Ratio Gradient





Cloud variables and LWC budget. (a)
Citation: Journal of the Atmospheric Sciences 56, 18; 10.1175/1520-0469(1999)056<3338:OCAEIT>2.0.CO;2

Cloud variables and LWC budget. (a)
Citation: Journal of the Atmospheric Sciences 56, 18; 10.1175/1520-0469(1999)056<3338:OCAEIT>2.0.CO;2
Cloud variables and LWC budget. (a)
Citation: Journal of the Atmospheric Sciences 56, 18; 10.1175/1520-0469(1999)056<3338:OCAEIT>2.0.CO;2

Condensation and evaporation components. (a) CE1 and CE3; solid line denotes the moist-adiabatic large-scale subsidence term (CE1), dashed the radiative heating (CE1), and dotted the variance generation (CE3) terms; (b) terms in CE2; solid line represents the turbulence adiabatic condensation rate, dashed the mean gradient term, and dotted the variance gradient term. The number “1” denotes the first term in (16).
Citation: Journal of the Atmospheric Sciences 56, 18; 10.1175/1520-0469(1999)056<3338:OCAEIT>2.0.CO;2

Condensation and evaporation components. (a) CE1 and CE3; solid line denotes the moist-adiabatic large-scale subsidence term (CE1), dashed the radiative heating (CE1), and dotted the variance generation (CE3) terms; (b) terms in CE2; solid line represents the turbulence adiabatic condensation rate, dashed the mean gradient term, and dotted the variance gradient term. The number “1” denotes the first term in (16).
Citation: Journal of the Atmospheric Sciences 56, 18; 10.1175/1520-0469(1999)056<3338:OCAEIT>2.0.CO;2
Condensation and evaporation components. (a) CE1 and CE3; solid line denotes the moist-adiabatic large-scale subsidence term (CE1), dashed the radiative heating (CE1), and dotted the variance generation (CE3) terms; (b) terms in CE2; solid line represents the turbulence adiabatic condensation rate, dashed the mean gradient term, and dotted the variance gradient term. The number “1” denotes the first term in (16).
Citation: Journal of the Atmospheric Sciences 56, 18; 10.1175/1520-0469(1999)056<3338:OCAEIT>2.0.CO;2

Profiles of G(−Q1) and C(1 − C). The exponential PDF is defined by G = (1/
Citation: Journal of the Atmospheric Sciences 56, 18; 10.1175/1520-0469(1999)056<3338:OCAEIT>2.0.CO;2

Profiles of G(−Q1) and C(1 − C). The exponential PDF is defined by G = (1/
Citation: Journal of the Atmospheric Sciences 56, 18; 10.1175/1520-0469(1999)056<3338:OCAEIT>2.0.CO;2
Profiles of G(−Q1) and C(1 − C). The exponential PDF is defined by G = (1/
Citation: Journal of the Atmospheric Sciences 56, 18; 10.1175/1520-0469(1999)056<3338:OCAEIT>2.0.CO;2