1. Introduction
Ever since the introduction of differential reflectivity (Zdr) measurement, one of the long standing goals of polarimetric radar has been the estimation of the raindrop size distribution (DSD). Seliga and Bringi (1976) showed that Zdr, for an exponential DSD, is directly related to the median volume diameter (D0). Careful intercomparisons between radar measurements of Zdr and D0 derived from surface disdrometers and airborne imaging probes have shown that D0 can be estimated to an accuracy of about 10%–15% (see, for example, Aydin et al. 1987; Bringi et al. 1998). A general gamma distribution model was suggested by Ulbrich (1983) to characterize the natural variation of the DSD. The nonspherical shape of raindrops results in anisotropic propagation of electromagnetic waves, with a difference in the propagation constant at horizontal and vertical polarization states. The specific differential propagation phase (Kdp) is a forward scatter measurement (Seliga and Bringi 1978; Sachidananda and Zrnić 1987) whereas the radar reflectivity (Zh) and Zdr are backscatter measurements. The weighting of the DSD by Zdr and Kdp is controlled by the variation of mean raindrop shape with size. A combination of the three radar measurements (Zh, Zdr, and Kdp) can be utilized to estimate the DSD, specifically the parameters of a parametric form of the DSD such as the gamma DSD. This paper presents algorithms for the estimation of parameters of a gamma DSD from polarimetric radar measurements. The paper is organized as follows. Section 2 describes the raindrop size distribution and its parameters, whereas section 3 describes the shape of raindrops and its implication for polarimetric radar measurements. Estimators of the DSD parameters are presented in section 4, and the impact of measurement errors on the estimates are discussed in section 5. Validation of the algorithms using disdrometer data are presented in section 6. Important results of this paper are summarized in section 7.
2. Raindrop size distribution
3. Raindrop shape and implication for polarimetric radar measurements
Rotating linear polarization data in heavy rain (Hendry et al. 1987) has indicated that raindrops fall with the mean orientation of their symmetry axis in the vertical direction. The large swing in the crosspolar power in their data implies a high degree of orientation of drops with the standard deviation of canting angles estimated to be around 6° assuming a Gaussian model. It is reasonable to assume that the standard deviation of canting angles is in the range 5°–10° (Bringi and Chandrasekar 2001).
a. Differential reflectivity
b. Specific differential phase
The relation between specific differential phase (Kdp) and the water content and raindrop axis ratio was described by Jameson (1985). Following Bringi and Chandrasekar (2001) a simple approach based on Rayleigh–Gans scattering is described here to derive this relation.
c. Mean raindrop shape derived from polarimetric radar measurements
4. Estimators of the gamma DSD parameters
Seliga and Bringi (1976) showed that for an exponential distribution, the two parameters of the DSD, namely Nw and D0, can be estimated using Zdr and Zh. They used a two-step procedure where they estimated D0 using an equilibrium raindrop shape model and subsequently used that in the expression for Zh to estimate Nw. This procedure can essentially be applied for a gamma DSD, and generalized to account for raindrop oscillations using the linear model in (20). The procedure for estimating the gamma DSD parameters is as follows: first, estimate β using the algorithm described by Gorgucci et al. (2000) and, subsequently, estimate D0, Nw, and μ, recognizing the right β value.
a. Estimation of D0
b. Estimation of Nw
c. Parameterization of μ
5. Impact of measurement error on the estimates of D0 and Nw
Estimators of D0 given by (24) and (30) as well as Nw given by (34) and (37) use measurements of Zh, Zdr, and Kdp. Any error in the measurement of these three parameters will directly translate into errors in the estimates of D0 and Nw. The three measurements Zh, Zdr, and Kdp have completely different error structures.
The measurement errors of Zh, Zdr, and Kdp are nearly independent. In the following, simulations are used to quantify the error structure of the estimates of D0 and Nw. The simulation is done as follows. For each gamma DSD the corresponding Zh, Zdr, and Kdp are computed. The random measurement errors are simulated using the procedure described in Chandrasekar et al. (1986). The principal parameters of the simulation are as follows: 1) wavelength λ = 11 cm; 2) pulse repetition time (PRT) 1 = ms; 3) number of sample pairs used in the estimates is 64; 4) Doppler velocity spectrum width συ = 2 m s−1; 5) copolar correlation between horizontally and vertically polarized signals ρhυ = 0.99; 6) range sample spacing is 150 m; and 7) Kdp is estimated as a least squares fit over a path consisting of 50 range samples. Subsequently, estimates of D0 and Nw are obtained using the simulated measurements of Zh, Zdr, and Kdp. There are some practical issues associated with the estimation of D0 and Nw from radar measurements (or simulated radar measurements). At low rain rates, Kdp is small, and in the presence of measurement errors, Kdp estimates could be very small (fluctuating around zero). Under this condition (say, when Kdp < 0.2 deg km−1), (27) cannot be used to estimate β. Therefore, when Kdp is small the following procedure is adopted: whenever K̂dp < 0.2° km−1 the equilibrium model for axis ratios are assumed and (28a) and (36a) are used for estimating D0 and Nw, respectively. It can be noted that (13a) also could be used for estimating D0, followed by either (33c) or (36b) for Nw. In light rain all these algorithms provide similar results for estimates of Nw and D0.
The normalized standard deviation in the estimates of D0 and Nw including the effect of measurement error are evaluated and shown in Figs. 5 and 6, respectively. Figure 5 shows the NSD in the estimates of D0 given by (24) and (30). Comparing Fig. 5 to Fig. 2b it can be seen that in general, there is about a 10% increase in the NSD of D0 estimate, computed from (24), due to measurement error. The NSD of D0 estimate from (30) gets worse for smaller D0 primarily due to the error in Kdp. The NSD of the Nw estimates, given by (34) and (37) in the presence of measurement errors, are shown in Fig. 6. Again comparing these to the NSD computations without measurement error (Fig. 3b), a 4% to 16% increase is noted depending on the value of Nw. For an Nw value of 8000 mm−1 m−3 the NSD of log10Nw is about 12% in the presence of measurement errors. Once again the estimate of log10Nw from (37) has higher standard deviation when Nw < 20 000 mm−1 m−3. Thus, D0 and Nw can be estimated fairly well from radar measurements at least for convective rainfall with R ≥ 5–10 mm h−1. These errors can be further reduced using other techniques such as spatial averaging whenever possible, which may be especially useful for stratiform rain. The following section presents evaluation of the algorithms developed here using disdrometer observations.
6. Evaluation of the algorithms using disdrometer data
axis ratio versus D relation based on the fit proposed by Andsager et al. (1999) for D up to 4 mm; beyond 4 mm, the equilibrium axis ratios of Beard and Chuang (1987) are used;
Gaussian canting angle distribution with mean of 0° and standard deviation 10°; and
truncation of the gamma DSD at Dmax = 3.5 Dm [see Ulbrich and Atlas (1998) for a discussion of the drop truncation of the DSD].
The simulated set of radar observables (Zh, Zdr, and Kdp) when used in (27) gives an “effective” β of 0.0475 (for comparison, the equilibrium β is 0.062).
Note that the algorithms for D0 and Nw are constructed to be insensitive to the actual value of β, so that the details of the assumptions used in simulating the set of radar observables are not of particular relevance, and this fact is indeed the power of the proposed D0 and Nw algorithms in (24), (30), (34), and (37). In order to evaluate these algorithms using disdrometer measurements, the simulated values of Zh, Zdr, and Kdp are used in (24), (34), and (39) to calculate D̂0, N̂w, and
7. Summary and conclusions
One of the long-standing goals of polarimetric radar has been the estimation of the parameters of the raindrop size distribution. Estimators for the parameters of a three-parameter gamma model, namely D0, Nw, and μ, are developed in this paper based on the radar observations Zh, Zdr, and Kdp. The behavior of the three radar observations Zh, Zdr, and Kdp are influenced by the underlying DSD, and the mean shape of raindrops. Reflectivity Zdr is proportional to the reflectivity-weighted axis ratio, whereas Kdp is proportional to the volume-weighted deviation of the axis ratio from unity. In addition, reflectivity is proportional to the sixth moment of the DSD, with corresponding variability due to polarization. Thus, the different polarimetric radar observations weight the DSD differently. It should be noted that the DSD estimates computed here correspond to radar measurements from the radar resolution volume. Among the three measurements (Zh, Zdr, and Kdp), Zdr is the most closely related to a parameter of the DSD, namely D0. Gorgucci et al. (2000) described a procedure to estimate the mean shape–size relation of raindrops based on a simple linear model. Therefore, after the prevailing shape–size relation is established, Zdr can be used to estimate D0 directly. This concept is implemented in this paper as an algorithm to estimate D0 from Zh, Zdr, and Kdp. Statistical analysis of the estimator of D0 indicates that it can be estimated to an accuracy of 10% when D0 is 2 mm (and similar accuracies at the other D0 values). Once D0 is estimated, other measurements such as Zh or Kdp can be used to estimate Nw, to a normalized standard deviation of about 6.5% when Nw = 8000 mm−1 m−3, and similar order at the other values. The estimation of μ is not easy because of the least influence of this parameter on the three measurements Zh, Zdr, and Kdp. Therefore, the parametric estimates of μ derived are not as accurate. Measurement errors in Zh, Zdr, and Kdp play a key role in the final accuracy of DSD estimates. Reflectivities Zh and Zdr are based on backscatter power measurement whereas Kdp is a forward scatter phase measurement. In addition, Zdr is a differential power measurement between two correlated signals, and can be measured accurately. This high degree of accuracy in Zdr translates to high accuracy in D0. However, to estimate the prevailing mean shape–size relation, Kdp is needed that is relatively noisy at low rainrates. A hybrid approach is implemented in this paper such that when Kdp ≤ 0.2 deg km−1 the equilibrium shape model is used to estimate D0. This procedure yields estimates of D0 to an accuracy of the order of 15%. Similarly, log10Nw can be estimated in the presence of measurement error to an accuracy of 15% when Nw = 8000 mm−1 m−3. This accuracy deteriorates to about 20% when Nw is of the order 1000 mm−1 m−3 but improves to 10% if Nw is of the order 40 000 mm−1 m−3. At low rainrates the best estimate of D0 or Nw is still the original estimates by Seliga and Bringi (1976). At low rainrates accurate estimates of Zdr can be obtained by doing sufficient areal averaging, which can then be used in (13a) to estimate D0 and a subsequent exponential distribution algorithm given by (33c) to estimate Nw. In the presence of measurement error, μ is difficult to estimate using the procedure described here in a meaningful manner. However, it may be possible to distinguish between μ ≈ 0 versus μ > 5, which may be sufficient in practice. The algorithms developed here were applied to one rainy season of disdrometer data collected in Darwin, Australia. The disdrometer analysis indicates that the algorithms work fairly well for the estimation of D0 and Nw. In summary, the algorithms presented in this paper can be used to estimate the parameters of the raindrop size distribution, from polarimetric radar data at a frequency near 3 GHz (S band).
Acknowledgments
This research was supported partially by the National Group for Defense from Hydrological Hazard (CNR, Italy) and by the Italian Space Agency (ASI). Two of the authors (V. Chandrasekar and V. N. Bringi) acknowledge support from the NASA TRMM program. The disdrometer data were provided by Dr. T. Keenan of the Bureau of Meteorology Research Center. The authors are grateful to P. Iacovelli for assistance rendered during the preparation of the manuscript.
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The coefficients a1, b1, c1 of D0(Zh, Zdr) algorithm given by (24) as a function of β
Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2
(a) Scatterplot of D0(Zh, Zdr) vs the true value of D0 for widely varying DSD. (b) Normalized standard deviation (NSD) in the estimates of D0 as a function of the true value of D0
Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2
(a) Scatterplot of log10Nw(Zh, Zdr) vs the true value of the log10Nw for widely varying DSD. (b) Normalized standard deviation in the estimates of log10Nw, as a function of log10Nw
Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2
(a) Scatterplot of the estimates of μ, using Eq. (39) (under the assumption that D0 is known), vs μ. (b) Standard deviation in the estimates of μ (under the assumption that D0 is known), as a function of μ
Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2
Normalized standard deviation in the estimates of D0 as a function of D0 in the presence of radar measurement errors
Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2
Normalized standard deviation in the estimates of log10Nw as a function of log10Nw in the presence of radar measurement errors.
Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2
(a) Scatterplot of the estimate of D0 computed from simulations of Zh, Zdr, and Kdp, vs the direct estimate of D0 for DSD obtained from a disdrometer located near Darwin, Australia. There are 2159 two-min DSD samples from the disdrometer. (b) Normalized standard deviation in the estimate of D0, computed from simulations of Zh, Zdr, and Kdp, vs the direct estimate of D0 for DSD obtained from a disdrometer located near Darwin, Australia
Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2
(a) Scatterplot of log10Nw(Zh, Zdr), vs the direct estimate of log10Nw for DSD obtained from a disdrometer located near Darwin, Australia. (b) Normalized standard deviation of log10Nw(Zh, Zdr), vs the direct estimate of log10Nw for DSD obtained from a disdrometer located near Darwin, Australia
Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2
(a) Scatterplot of the estimates of μ, vs the direct estimate of μ for DSD obtained from a disdrometer located near Darwin, Australia. (b) Standard deviation in the estimates of μ as a function of the direct estimate of μ for DSD obtained from a disdrometer located near Darwin, Australia
Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2