Estimation of Raindrop Size Distribution Parameters from Polarimetric Radar Measurements

Eugenio Gorgucci Istituto di Fisica dell'Atmosfera, Consiglio Nazionale dell Ricerche, Rome, Italy

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V. Chandrasekar Colorado State University, Fort Collins, Colorado

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V. N. Bringi Colorado State University, Fort Collins, Colorado

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Gianfranco Scarchilli Istituto di Fisica dell'Atmosfera, Consiglio Nazionale dell Ricerche, Rome, Italy

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Abstract

Estimation of raindrop size distribution over large spatial and temporal scales has been a long-standing goal of polarimetric radar. Algorithms to estimate the parameters of a gamma raindrop size distribution model from polarimetric radar observations of reflectivity, differential reflectivity, and specific differential phase are developed. Differential reflectivity is the most closely related measurement to a parameter of the drop size distribution, namely, the drop median diameter (D0). The estimator for D0 as well as other parameters are evaluated in the presence of radar measurement errors. It is shown that the drop median diameter can be estimated to an accuracy of 10%, whereas the equivalent intercept parameter can be estimated to an accuracy of 6% in the logarithmic scale. The estimators for the raindrop size distribution parameters are also evaluated using disdrometer data based simulations. The disdrometer based evaluations confirm the accuracy of the algorithms developed herein.

Corresponding author address: Dr. Eugenio Gorgucci, Istituto di Fisica dell'Atmosfera, CNR, Area di Ricerca Roma-Tor Vergata, Via del Fosso del Cavaliere, Rome 100-00133, Italy. Email: gorgucci@radar.ifa.rm.cnr.it

Abstract

Estimation of raindrop size distribution over large spatial and temporal scales has been a long-standing goal of polarimetric radar. Algorithms to estimate the parameters of a gamma raindrop size distribution model from polarimetric radar observations of reflectivity, differential reflectivity, and specific differential phase are developed. Differential reflectivity is the most closely related measurement to a parameter of the drop size distribution, namely, the drop median diameter (D0). The estimator for D0 as well as other parameters are evaluated in the presence of radar measurement errors. It is shown that the drop median diameter can be estimated to an accuracy of 10%, whereas the equivalent intercept parameter can be estimated to an accuracy of 6% in the logarithmic scale. The estimators for the raindrop size distribution parameters are also evaluated using disdrometer data based simulations. The disdrometer based evaluations confirm the accuracy of the algorithms developed herein.

Corresponding author address: Dr. Eugenio Gorgucci, Istituto di Fisica dell'Atmosfera, CNR, Area di Ricerca Roma-Tor Vergata, Via del Fosso del Cavaliere, Rome 100-00133, Italy. Email: gorgucci@radar.ifa.rm.cnr.it

1. Introduction

Ever since the introduction of differential reflectivity (Zdr) measurement, one of the long standing goals of polarimetric radar has been the estimation of the raindrop size distribution (DSD). Seliga and Bringi (1976) showed that Zdr, for an exponential DSD, is directly related to the median volume diameter (D0). Careful intercomparisons between radar measurements of Zdr and D0 derived from surface disdrometers and airborne imaging probes have shown that D0 can be estimated to an accuracy of about 10%–15% (see, for example, Aydin et al. 1987; Bringi et al. 1998). A general gamma distribution model was suggested by Ulbrich (1983) to characterize the natural variation of the DSD. The nonspherical shape of raindrops results in anisotropic propagation of electromagnetic waves, with a difference in the propagation constant at horizontal and vertical polarization states. The specific differential propagation phase (Kdp) is a forward scatter measurement (Seliga and Bringi 1978; Sachidananda and Zrnić 1987) whereas the radar reflectivity (Zh) and Zdr are backscatter measurements. The weighting of the DSD by Zdr and Kdp is controlled by the variation of mean raindrop shape with size. A combination of the three radar measurements (Zh, Zdr, and Kdp) can be utilized to estimate the DSD, specifically the parameters of a parametric form of the DSD such as the gamma DSD. This paper presents algorithms for the estimation of parameters of a gamma DSD from polarimetric radar measurements. The paper is organized as follows. Section 2 describes the raindrop size distribution and its parameters, whereas section 3 describes the shape of raindrops and its implication for polarimetric radar measurements. Estimators of the DSD parameters are presented in section 4, and the impact of measurement errors on the estimates are discussed in section 5. Validation of the algorithms using disdrometer data are presented in section 6. Important results of this paper are summarized in section 7.

2. Raindrop size distribution

The raindrop size distribution describes the probability density distribution function of raindrop sizes. In practice, the normalized histogram of raindrop sizes (normalized with respect to the total number of observed raindrops) converges to the probability density function of raindrop sizes. A gamma distribution model can adequately describe many of the natural variations in the shape of the raindrop size distribution (Ulbrich 1983). The gamma raindrop size distribution can be expressed as,
NDncfDD−3−1
where N(D) is the number of raindrops per unit volume per unit size interval (D to D + ΔD), nc is the number concentration, and fD(D) is the probability density function (pdf). When fD(D) is of the gamma form it is given by
i1520-0469-59-15-2373-e2
where Λ and μ are the parameters of the gamma pdf. Any other gamma form such as the one introduced by Ulbrich (1983),
NDN0Dμe−ΛD
can be derived from this fundamental notion of raindrop size distribution. It must be noted that any function used to describe N(D) when integrated over D must yield the total number concentration, to qualify as a DSD function. This property is a direct consequence of the fundamental result that any probability density function must integrate to unity. When μ = 0, the gamma DSD reduces to the exponential form as N(D) = ncΛe−ΛD. The relation between D0, μ, and Λ is given by (Ulbrich 1983)
D0μ,
where D0 is the drop median diameter defined as
i1520-0469-59-15-2373-e5a
Similarly, a mass-weighted mean diameter Dm can be defined as
i1520-0469-59-15-2373-e5b
where E stands for the expected value. Using (4), fD(D), the gamma pdf described by (2), can be written in terms of D0 and μ as
i1520-0469-59-15-2373-e6
The above form makes the normalized diameter (D/D0) as the variable rather than D. Several measurables such as water content (W) and rainfall rate (R) can be expressed in terms of the DSD as
i1520-0469-59-15-2373-e7
where R is the still-air rainfall rate and υ(D) is the terminal velocity of raindrops (Gunn and Kinzer 1949). The conventional unit of rainfall rate is millimeters per hour. Converting to this unit, rainfall rate is expressed as
i1520-0469-59-15-2373-e8b
where nc is in cubic millimeters, υ(D) in millimeters per second, and D in millimeters.
In order to compare the pdf of D [or, fD(D)] in the presence of varying water contents, the concept of scaling the DSD has been used by several authors (Sekhon and Srivastava 1971; Willis 1984; Testud et al. 2000). The corresponding form of N(D) can be expressed as
i1520-0469-59-15-2373-e9
where Nw is the scaled version of N0 defined in (3):
i1520-0469-59-15-2373-e10a
with f(0) = 1 and f(μ) is a unitless function of μ. One interpretation of Nw is that it is the intercept of an equivalent exponential distribution with the same water content and D0 as the gamma DSD (Bringi and Chandrasekar 2001). Thus Nw, D0, and μ form the three parameters of the gamma DSD.

3. Raindrop shape and implication for polarimetric radar measurements

The equilibrium shape of raindrops is determined by a balance of hydrostatic, surface tension, and aerodynamic forces. The commonly used model for raindrops assumes oblate spheroidal shapes, with the axis ratio b/a, where b and a are the semiminor and the semimajor axis lengths, respectively. Pruppacher and Beard (1970) give a simple model for the axis ratio (r) based on a linear fit to wind tunnel data as
i1520-0469-59-15-2373-e11

Rotating linear polarization data in heavy rain (Hendry et al. 1987) has indicated that raindrops fall with the mean orientation of their symmetry axis in the vertical direction. The large swing in the crosspolar power in their data implies a high degree of orientation of drops with the standard deviation of canting angles estimated to be around 6° assuming a Gaussian model. It is reasonable to assume that the standard deviation of canting angles is in the range 5°–10° (Bringi and Chandrasekar 2001).

a. Differential reflectivity

The differential reflectivity can be written as (Seliga and Bringi 1976)
i1520-0469-59-15-2373-e12
where the symbol E represents expectation and σhh and συυ are the cross sections at horizontal and vertical polarizations, respectively.
Seliga and Bringi (1976) showed that for an exponential distribution and axis ratio given by (11), Zdr can be expressed as a function of the median volume diameter D0. This microphysical link between a radar measurement and a parameter of the DSD is important. More fundamentally, ξ−1dr may be related to the reflectivity factor–weighted mean of r7/3 (Jameson 1985). For a more general gamma form, an approximate power-law fit can be derived assuming −1 ≤ μ ≤ 5, 0.5 < D0 < 2.5 mm, and Nw chosen to be consistent with thunderstorm rain rates. Using the fit recommended by Andsager et al. (1999) for the Beard and Chuang (1987) equilibrium shapes, power-law fits to D0 and Dm can be derived as
i1520-0469-59-15-2373-e13a
where Zdr is in decibels and the fits are valid at S-band frequency (near 3 GHz; Bringi and Chandrasekar 2001).

b. Specific differential phase

The relation between specific differential phase (Kdp) and the water content and raindrop axis ratio was described by Jameson (1985). Following Bringi and Chandrasekar (2001) a simple approach based on Rayleigh–Gans scattering is described here to derive this relation.

The specific differential phase can be expressed as
i1520-0469-59-15-2373-e14
where k0 is the free space propagation constant, and fh, fυ are the forward scatter amplitudes at horizontal and vertical polarization, respectively. For Rayleigh–Gans scattering, (14) reduces to
i1520-0469-59-15-2373-e15a
where ϵr is the dielectric constant and the depolarizing factor λz is given by
i1520-0469-59-15-2373-e15b
The above expectation can be substantially simplified by recognizing that
i1520-0469-59-15-2373-e16
where c is approximately constant varying between 3.3 and 4.2 with r from 1 to 0.5. This range of c is valid for ϵr of water at microwave frequencies in the range 3–30 GHz. Substituting (16) in (15a) results in
i1520-0469-59-15-2373-e17a
where W is the rainwater content, ρw is the water density, E stands for expectation over the DSD, and λ is the wavelength. The ratio of expectations in (17c) can be defined as the mass-weighted mean axis ratio rm. In terms of conventional units for W in grams per cubic meters, ρw = 1 g cm−3, and λ in meters, (17c) can be reduced to
i1520-0469-59-15-2373-e18
where c ≅ 3.75 is both dimensionless and independent of wavelength. This result links the specific differential phase with parameters of the DSD (Jameson 1985). If the equilibrium axis ratio model given in (11) is used in (18) then Kdp is given by
i1520-0469-59-15-2373-e19
Thus, Kdp is related to the product of Dm and water content. Though the above result was obtained using the Rayleigh–Gans approximation, it is valid up to 13 GHz (Bringi and Chandrasekar 2001).

c. Mean raindrop shape derived from polarimetric radar measurements

Field studies of Tokay and Beard (1996) indicate that raindrops from 1 to 4 mm oscillate. Andsager et al. (1999) show that oscillations result in an upward shift of the mean axis ratio versus diameter curve, specially in the 1- to 4-mm range. Gorgucci et al. (2000) assumed a simple linear model for axis ratio versus size of the form
rβD
and derived radar-based estimators of β. They also showed that β decreases slightly with increasing reflectivity (or, on the average, the axis ratio is smaller than the equilibrium axis ratio) perhaps indicating raindrop oscillations.
It was shown in section 3a that ξ−1dr is related to the reflectivity weighted axis ratio. Similar dependence on Kdp can be derived from (18). Let p(r) be the probability density function of the axis ratio for a given diameter. The expression for Kdp can be generalized as (Bringi and Chandrasekar 2001)
i1520-0469-59-15-2373-e21
where E(r) is the mean value of r, and c* is a constant. The functional dependence of E(r) versus D may be modeled as in (20). Using the linear model in (20), Gorgucci et al. (2000) showed the variations of Zdr and Kdp with respect to β, and in turn derived an estimator for β based on polarimetric radar measurements. This can be used subsequently in algorithms relating Zdr and Kdp to the parameters of the DSD, which gives rise to a methodology for estimating the gamma DSD parameters based on radar measurements.

4. Estimators of the gamma DSD parameters

Seliga and Bringi (1976) showed that for an exponential distribution, the two parameters of the DSD, namely Nw and D0, can be estimated using Zdr and Zh. They used a two-step procedure where they estimated D0 using an equilibrium raindrop shape model and subsequently used that in the expression for Zh to estimate Nw. This procedure can essentially be applied for a gamma DSD, and generalized to account for raindrop oscillations using the linear model in (20). The procedure for estimating the gamma DSD parameters is as follows: first, estimate β using the algorithm described by Gorgucci et al. (2000) and, subsequently, estimate D0, Nw, and μ, recognizing the right β value.

a. Estimation of D0

It was noted in section 3a that D0 can be estimated from Zdr as a simple power-law expression (13a). This parameterization was based on the Beard and Chuang (1987) equilibrium axis ratios and essentially corresponds to a fixed equivalent β. Gorgucci et al. (1994) obtained approximate parameterizations for Zh and Zυ of the form
i1520-0469-59-15-2373-e23a
where ch, cυ, gh(μ), gυ(μ), αh, and αυ are constants that depend on h and υ polarizations. From the above and with some modest algebra, it can be shown that a parameterization for D0 can be pursued of the form
0a1Zb1hξdrc1
where ξdr = 100.1Zdr is the differential reflectivity in linear scale, and Zh is the reflectivity factor at horizontal polarization (in mm6 m−3). Though the above parameterization form was obtained from the approximation in (23), the coefficients in (24) can be derived from the simulation of gamma DSDs directly as follows. Once the gamma DSD is given in the form in (9), it is straightforward to compute radar parameters such as Zh, Zdr, and Kdp. The mean axis ratio versus D relation is modeled by (20). Under these conditions and at a temperature of 20°, Zh, Zdr, and Kdp are computed for widely varying DSD by randomly varying Nw, D0, and μ over the following ranges:
i1520-0469-59-15-2373-e25a
with the constraint R < 300 mm h−1. While D0 and μ are varied randomly over their respective ranges, log10Nw is randomly varied over its range. This range falls within the range of parameters suggested by Ulbrich (1983). Once Zh, Zdr, and Kdp values are simulated, a nonlinear regression analysis is performed to estimate the coefficients a1, b1, c1. Though these coefficients are accurate for a single β, c1 changes significantly with β. Figure 1 shows the plot of the coefficients a1, b1, c1 as a function of β to demonstrate the sensitivity. This variation of c1 with β can be further parameterized by fitting power-law expressions. These coefficients are (valid for S band)
i1520-0469-59-15-2373-e26a
In summary, D0 can be estimated by first estimating β using the approach of Gorgucci et al. (2000) as
i1520-0469-59-15-2373-e27
and then using coefficients (26) in (24). For the equilibrium axis ratios (24) reduces to
0Z0.064hξ1.245dr
whereas, when β = 0.0475 (typical for tropical rain, discussed in section 6),
0Z0.064hξ1.817dr
Simulations can also be utilized to evaluate the performance of the estimator of D0 in (24). Figure 2a shows a scatterplot of 0 versus true D0, for widely varying β, and gamma DSD parameters as given by (25). Quantitative analysis of the scatter gives a correlation coefficient of 0.963. It can be seen from Fig. 2a that D0 is estimated fairly well with negligible bias over a wide range. Figure 2b shows the normalized standard deviation (NSD) of 0 as a function of D0, where NSD is defined as
i1520-0469-59-15-2373-e29
where SD indicates standard deviation. Figure 2b shows that D0 can be estimated to an accuracy of about 10% when D0 > 1 mm. A similar estimate of D0 can be derived using Kdp and Zdr as
0a2Kb2dpξdrc2
where
i1520-0469-59-15-2373-e31a
This estimator is similar to the estimator in (24) except that Kdp estimates are difficult to obtain at low rain rates. On the other hand, this estimator is immune to variations in absolute calibration of the radar system. Error analysis of the estimator given by (30) yields a correlation coefficient of 0.963. The normalized standard deviation of the estimate of D0 given (30) is also shown in Fig. 2b. It can be seen that in the absence of any measurement errors these two estimates are comparable. For equilibrium axis ratios this estimator for D0 reduces to
0K0.076dpξ1.439dr
whereas, for tropical rain with β ≅ 0.0475 (discussed in section 6),
0K0.076dpξ1.864dr

b. Estimation of Nw

Once D0 is estimated, Nw can be easily estimated using one of the moments of the DSD such as Zh or Kdp. For example, it was shown in (19) that Kdp is proportional to the product of W and Dm (or approximately D0); Zh can be written in terms of the gamma DSD parameters as (see also Ulbrich and Atlas 1998)
i1520-0469-59-15-2373-e33a
where
i1520-0469-59-15-2373-e33b
For an exponential distribution (μ = 0),
i1520-0469-59-15-2373-e33c
Thus it can be seen that Nw can be estimated in terms of D0. However, the estimate of D0 can be obtained in terms of Zh and Zdr (or Kdp and Zdr). Therefore, a direct estimate of Nw can be pursued of the form
10Nwa3Zb3hξc3dr
The variability of a3, b3, c3 can be parameterized in terms of β as
i1520-0469-59-15-2373-e35a
In summary, the estimator for Nw is obtained as follows. Using Zh, Zdr, and Kdp, first estimate β as given in (27). Subsequently, calculate the coefficients in (35) and use in (34) to estimate Nw. Figure 3a shows a scatterplot of log10w versus true log10Nw, where log10w is estimated using (34). It can be seen from Fig. 3a that log10w is estimated fairly well. Quantitative analysis of the scatter yields a correlation coefficient of 0.831. Figure 3b shows the normalized standard deviation of log10Nw as a function of log10Nw. It can be seen, from Fig. 3b, that log10Nw is estimated to a normalized standard deviation of better than 7% when log10Nw > 3.5. Note that due to the wide variability of Nw, log10Nw is the preferred scale of comparison (similar to dB scale for reflectivity). For equilibrium axis ratios, (34) reduces to
10wZ0.058hξ−1.094dr
whereas for tropical rain with β ≅ 0.0475 (discussed in section 6)
10NwZ0.058hξ−1.585dr
Similarly, another estimate of Nw can be derived using Kdp and Zdr as
10Nwa4Kb4dpξdrc4
This variability of a4, b4, c4 can be parameterized in terms of β as
i1520-0469-59-15-2373-e37a
For equilibrium axis ratios, (37) reduces to
i1520-0469-59-15-2373-e38a
whereas for tropical rain (β ≅ 0.0475)
10wK0.06dpξ−1.44dr
The normalized standard deviation in the estimate of log10Nw given by (37) is also shown in Fig. 3b. It can be seen from Fig. 3b that the two estimators for log10Nw are comparable in the absence of the measurement errors.

c. Parameterization of μ

The parameter μ describes the overall shape of the distribution. Once D0 is estimated, μ can be estimated from the following parameterization, which was constructed empirically as
i1520-0469-59-15-2373-e39
The variability of a5, b5, c5, and d5 can be parameterized in terms of β as
i1520-0469-59-15-2373-e40a
D0 calculated from either (24) or (30) can be utilized in (39) to estimate μ. Figure 4a shows the scatterplot of μ̂ given by (39) versus μ under the assumption that D0 is known. The results of Fig. 4a indicate that μ can be parameterized of the form given by (39) (though it appears complicated). Figure 4b shows the corresponding standard deviation in the estimate of μ̂, which is about 0.3. However, in practice D0 has to be estimated using (24) or (30), using Zh, Zdr, and Kdp. Estimating μ under such conditions will result in higher error than that projected by Fig. 4b. Estimating μ accurately under practical conditions, especially in the presence of measurement errors is very difficult using the procedures discussed here.

5. Impact of measurement error on the estimates of D0 and Nw

Estimators of D0 given by (24) and (30) as well as Nw given by (34) and (37) use measurements of Zh, Zdr, and Kdp. Any error in the measurement of these three parameters will directly translate into errors in the estimates of D0 and Nw. The three measurements Zh, Zdr, and Kdp have completely different error structures.

The Zh is based on absolute power measurement and has a typical accuracy of 1 dB. The Zdr is a relative power measurement that can be estimated to an accuracy of about 0.2 dB. The slope of the range profile of the differential propagation phase Φdp is Kdp, which can be estimated to an accuracy of a few degrees. The subsequent estimate of Kdp depends on the procedure used to compute the range derivative of Φdp such as a simple finite-difference scheme or a least squares fit. Using a least squares estimate of the Φdp profile, the standard deviation of Kdp can be expressed as (Gorgucci et al. 1999)
i1520-0469-59-15-2373-e41
where Δr is the range resolution of the Φdp estimate and N is the number of range samples along the path. For a typical 150-m range spacing, and with 2.5° accuracy of Φdp, Kdp can be estimated over a path of 3 km, with a standard error of 0.32° km−1.

The measurement errors of Zh, Zdr, and Kdp are nearly independent. In the following, simulations are used to quantify the error structure of the estimates of D0 and Nw. The simulation is done as follows. For each gamma DSD the corresponding Zh, Zdr, and Kdp are computed. The random measurement errors are simulated using the procedure described in Chandrasekar et al. (1986). The principal parameters of the simulation are as follows: 1) wavelength λ = 11 cm; 2) pulse repetition time (PRT) 1 = ms; 3) number of sample pairs used in the estimates is 64; 4) Doppler velocity spectrum width συ = 2 m s−1; 5) copolar correlation between horizontally and vertically polarized signals ρ = 0.99; 6) range sample spacing is 150 m; and 7) Kdp is estimated as a least squares fit over a path consisting of 50 range samples. Subsequently, estimates of D0 and Nw are obtained using the simulated measurements of Zh, Zdr, and Kdp. There are some practical issues associated with the estimation of D0 and Nw from radar measurements (or simulated radar measurements). At low rain rates, Kdp is small, and in the presence of measurement errors, Kdp estimates could be very small (fluctuating around zero). Under this condition (say, when Kdp < 0.2 deg km−1), (27) cannot be used to estimate β. Therefore, when Kdp is small the following procedure is adopted: whenever dp < 0.2° km−1 the equilibrium model for axis ratios are assumed and (28a) and (36a) are used for estimating D0 and Nw, respectively. It can be noted that (13a) also could be used for estimating D0, followed by either (33c) or (36b) for Nw. In light rain all these algorithms provide similar results for estimates of Nw and D0.

The normalized standard deviation in the estimates of D0 and Nw including the effect of measurement error are evaluated and shown in Figs. 5 and 6, respectively. Figure 5 shows the NSD in the estimates of D0 given by (24) and (30). Comparing Fig. 5 to Fig. 2b it can be seen that in general, there is about a 10% increase in the NSD of D0 estimate, computed from (24), due to measurement error. The NSD of D0 estimate from (30) gets worse for smaller D0 primarily due to the error in Kdp. The NSD of the Nw estimates, given by (34) and (37) in the presence of measurement errors, are shown in Fig. 6. Again comparing these to the NSD computations without measurement error (Fig. 3b), a 4% to 16% increase is noted depending on the value of Nw. For an Nw value of 8000 mm−1 m−3 the NSD of log10Nw is about 12% in the presence of measurement errors. Once again the estimate of log10Nw from (37) has higher standard deviation when Nw < 20 000 mm−1 m−3. Thus, D0 and Nw can be estimated fairly well from radar measurements at least for convective rainfall with R ≥ 5–10 mm h−1. These errors can be further reduced using other techniques such as spatial averaging whenever possible, which may be especially useful for stratiform rain. The following section presents evaluation of the algorithms developed here using disdrometer observations.

6. Evaluation of the algorithms using disdrometer data

The algorithms developed in this paper to estimate D0 and Nw are applied to data collected with a J–W impact disdrometer (Joss and Waldvogel 1967) during a rainfall season (covering about 3 months) from Darwin, Australia. This dataset was collected by the Bureau of Meteorology Research Center (BMRC) and includes a variety of rainfall types from a tropical regime with rain rates between 1 and 150 mm h−1. The disdrometer data consists of measurements of N(D) in discrete intervals of ΔD at 30-s intervals, which are subsequently averaged over 2 min. While several methods are available to fit the measured N(D) to a gamma form (e.g., Willis 1984), the method used here is based on Bringi and Chandrasekar (2001). First, Dm is estimated using the definition in (5b), that is, as a ratio of the fourth to third moments of the measured N(D). Next the water content W is estimated from the definition in (7). The parameter Nw in (9) is then calculated as the intercept of the equivalent exponential DSD that has the same W and Dm as the measured N(D), as
i1520-0469-59-15-2373-e42
(where W is in g cm−3, Dm is in mm, and the water density ρw is in g cm−3). Finally, the parameter μ is estimated by minimizing the absolute deviation between observed log10N(D) and that given by (9). Here, D0 is estimated from Dm as (Ulbrich 1983)
i1520-0469-59-15-2373-e43
Once the set of (Nw, D0, μ) parameters are obtained, the radar observables Zh, Zdr, and Kdp are simulated based on the following assumptions:
  1. axis ratio versus D relation based on the fit proposed by Andsager et al. (1999) for D up to 4 mm; beyond 4 mm, the equilibrium axis ratios of Beard and Chuang (1987) are used;

  2. Gaussian canting angle distribution with mean of 0° and standard deviation 10°; and

  3. truncation of the gamma DSD at Dmax = 3.5 Dm [see Ulbrich and Atlas (1998) for a discussion of the drop truncation of the DSD].

The simulated set of radar observables (Zh, Zdr, and Kdp) when used in (27) gives an “effective” β of 0.0475 (for comparison, the equilibrium β is 0.062).

Note that the algorithms for D0 and Nw are constructed to be insensitive to the actual value of β, so that the details of the assumptions used in simulating the set of radar observables are not of particular relevance, and this fact is indeed the power of the proposed D0 and Nw algorithms in (24), (30), (34), and (37). In order to evaluate these algorithms using disdrometer measurements, the simulated values of Zh, Zdr, and Kdp are used in (24), (34), and (39) to calculate 0, w, and μ̂, which are then compared against D0, Nw, and μ estimated by gamma fits to the set of measured N(D). Once again, to be consistent when Kdp < 0.2° km−1, the estimates are computed using the practical approximation discussed in section 5. Figure 7a shows the D0 comparisons while Fig. 7b shows the NSD. Note that the 0 algorithm can retrieve the “true” D0 quite accurately (NSD < 7%) especially for D0 > 1 mm. As expected the D0 estimates get very accurate for higher values. The log10(Nw) comparison are shown in Fig. 8a, while Fig. 8b shows the NSD. The scatter in Fig. 8a shows that the accuracy in the retrieval of log10Nw is quite high (<5%) for Nw > 1000 mm−1 m−3 (for reference, the Marshall–Palmer value for Nw is 8000 mm−1 m−3). Figure 9a shows the μ comparison, while Fig. 9b shows the corresponding standard deviation. The results of Fig. 9 show that it is difficult to retrieve μ with any reasonable accuracy with the current algorithms, though it may be possible to distinguish between certain ranges of μ, for example, μ = 0 as opposed to μ > 5, which may be sufficient in practice.

7. Summary and conclusions

One of the long-standing goals of polarimetric radar has been the estimation of the parameters of the raindrop size distribution. Estimators for the parameters of a three-parameter gamma model, namely D0, Nw, and μ, are developed in this paper based on the radar observations Zh, Zdr, and Kdp. The behavior of the three radar observations Zh, Zdr, and Kdp are influenced by the underlying DSD, and the mean shape of raindrops. Reflectivity Zdr is proportional to the reflectivity-weighted axis ratio, whereas Kdp is proportional to the volume-weighted deviation of the axis ratio from unity. In addition, reflectivity is proportional to the sixth moment of the DSD, with corresponding variability due to polarization. Thus, the different polarimetric radar observations weight the DSD differently. It should be noted that the DSD estimates computed here correspond to radar measurements from the radar resolution volume. Among the three measurements (Zh, Zdr, and Kdp), Zdr is the most closely related to a parameter of the DSD, namely D0. Gorgucci et al. (2000) described a procedure to estimate the mean shape–size relation of raindrops based on a simple linear model. Therefore, after the prevailing shape–size relation is established, Zdr can be used to estimate D0 directly. This concept is implemented in this paper as an algorithm to estimate D0 from Zh, Zdr, and Kdp. Statistical analysis of the estimator of D0 indicates that it can be estimated to an accuracy of 10% when D0 is 2 mm (and similar accuracies at the other D0 values). Once D0 is estimated, other measurements such as Zh or Kdp can be used to estimate Nw, to a normalized standard deviation of about 6.5% when Nw = 8000 mm−1 m−3, and similar order at the other values. The estimation of μ is not easy because of the least influence of this parameter on the three measurements Zh, Zdr, and Kdp. Therefore, the parametric estimates of μ derived are not as accurate. Measurement errors in Zh, Zdr, and Kdp play a key role in the final accuracy of DSD estimates. Reflectivities Zh and Zdr are based on backscatter power measurement whereas Kdp is a forward scatter phase measurement. In addition, Zdr is a differential power measurement between two correlated signals, and can be measured accurately. This high degree of accuracy in Zdr translates to high accuracy in D0. However, to estimate the prevailing mean shape–size relation, Kdp is needed that is relatively noisy at low rainrates. A hybrid approach is implemented in this paper such that when Kdp ≤ 0.2 deg km−1 the equilibrium shape model is used to estimate D0. This procedure yields estimates of D0 to an accuracy of the order of 15%. Similarly, log10Nw can be estimated in the presence of measurement error to an accuracy of 15% when Nw = 8000 mm−1 m−3. This accuracy deteriorates to about 20% when Nw is of the order 1000 mm−1 m−3 but improves to 10% if Nw is of the order 40 000 mm−1 m−3. At low rainrates the best estimate of D0 or Nw is still the original estimates by Seliga and Bringi (1976). At low rainrates accurate estimates of Zdr can be obtained by doing sufficient areal averaging, which can then be used in (13a) to estimate D0 and a subsequent exponential distribution algorithm given by (33c) to estimate Nw. In the presence of measurement error, μ is difficult to estimate using the procedure described here in a meaningful manner. However, it may be possible to distinguish between μ ≈ 0 versus μ > 5, which may be sufficient in practice. The algorithms developed here were applied to one rainy season of disdrometer data collected in Darwin, Australia. The disdrometer analysis indicates that the algorithms work fairly well for the estimation of D0 and Nw. In summary, the algorithms presented in this paper can be used to estimate the parameters of the raindrop size distribution, from polarimetric radar data at a frequency near 3 GHz (S band).

Acknowledgments

This research was supported partially by the National Group for Defense from Hydrological Hazard (CNR, Italy) and by the Italian Space Agency (ASI). Two of the authors (V. Chandrasekar and V. N. Bringi) acknowledge support from the NASA TRMM program. The disdrometer data were provided by Dr. T. Keenan of the Bureau of Meteorology Research Center. The authors are grateful to P. Iacovelli for assistance rendered during the preparation of the manuscript.

REFERENCES

  • Andsager, K., K. V. Beard, and N. F. Laird, 1999: Laboratory measurements of axis ratios for large raindrops. J. Atmos. Sci., 56 , 26732683.

    • Search Google Scholar
    • Export Citation
  • Aydin, K., H. Direskeneli, and T. A. Seliga, 1987: Dual-polarization radar estimation of rainfall parameters compared with ground-based disdrometer measurements: October 29, 1982, central Illinois experiment. IEEE Trans. Geosci. Remote Sens., GE-25 , 834844.

    • Search Google Scholar
    • Export Citation
  • Beard, K. V., and C. Chuang, 1987: A new model for the equilibrium shape of raindrops. J. Atmos. Sci., 44 , 15091524.

  • Bringi, V. N., and V. Chandrasekar, 2001: Polarimetric Doppler Weather Radar: Principles and Applications. Cambridge University Press, 636 pp.

    • Search Google Scholar
    • Export Citation
  • Bringi, V. N., and R. Xiao, 1998: Raindrop axis ratio and size distributions in Florida rainshafts: An assessment of multiparameter radar algorithms. IEEE Trans. Geosci. Remote Sens., 36 , 703715.

    • Search Google Scholar
    • Export Citation
  • Chandrasekar, V., V. N. Bringi, and P. J. Brockwell, 1986: Statistical properties of dual polarized radar signals. Preprints, 23d Conf. on Radar Meteorology, Snowmass, CO, Amer. Meteor. Soc., 154–157.

    • Search Google Scholar
    • Export Citation
  • Gorgucci, E., G. Scarchilli, and V. Chandrasekar, 1999: Specific differential phase shift estimation in the presence of nonuniform rainfall medium along the path. J. Atmos. Oceanic Technol., 16 , 16901697.

    • Search Google Scholar
    • Export Citation
  • Gorgucci, E., . 2000: Measurement of mean raindrop shape from polarimetric radar observations. J. Atmos. Sci., 57 , 34063413.

  • Gunn, R., and G. D. Kinzer, 1949: The terminal velocity of fall for water droplets in stagnant air. J. Meteor., 6 , 243248.

  • Hendry, A., Y. M. M. Antar, and G. C. McCormick, 1987: On the relationship between the degree of preferred orientation in precipitation and dual polarization radar echo characteristics. Radio Sci., 22 , 3750.

    • Search Google Scholar
    • Export Citation
  • Jameson, A. R., 1985: Microphysical interpretation of multiparameter radar measurements in rain. Part III: Interpretation and measurement of propagation differential phase shift between orthogonal linear polarizations. J. Atmos. Sci., 42 , 607614.

    • Search Google Scholar
    • Export Citation
  • Joss, J., and A. Waldvogel, 1967: A raindrop spectrograph with automatic analysis. Pure Appl. Geophys., 68 , 240246.

  • Pruppacher, H. R., and K. V. Beard, 1970: A wind tunnel investigation of the internal circulation and shape of water drops falling at terminal velocity in air. Quart. J. Roy. Meteor. Soc., 96 , 247256.

    • Search Google Scholar
    • Export Citation
  • Sachidananda, M., and D. S. Zrnić, 1987: Rain rate estimates from differential polarization measurements. J. Atmos. Oceanic Technol., 4 , 588598.

    • Search Google Scholar
    • Export Citation
  • Sekhon, R. S., and R. C. Srivastava, 1971: Doppler radar observations of drop-size distributions in a thunderstorm. J. Atmos. Sci., 28 , 983994.

    • Search Google Scholar
    • Export Citation
  • Seliga, T. A., and V. N. Bringi, 1976: Potential use of the radar reflectivity at orthogonal polarizations for measuring precipitation. J. Appl. Meteor., 15 , 6976.

    • Search Google Scholar
    • Export Citation
  • Seliga, T. A., . 1978: Differential reflectivity and differential phase shift: Applications in radar meteorology. Radio Sci., 13 , 271275.

    • Search Google Scholar
    • Export Citation
  • Testud, J., E. L. Bouar, E. Obligis, and M. Ali-Mehenni, 2000: The rain profiling algorithm applied to polarimetric weather radar. J. Atmos. Oceanic Technol., 17 , 332356.

    • Search Google Scholar
    • Export Citation
  • Tokay, A., and K. V. Beard, 1996: A field study of raindrop oscillations. Part I: Observations of size spectra and evaluation of oscillation causes. J. Appl. Meteor., 35 , 16711687.

    • Search Google Scholar
    • Export Citation
  • Ulbrich, C. W., 1983: Natural variations in the analytical form of raindrop size distributions. J. Climate Appl. Meteor., 22 , 17641775.

    • Search Google Scholar
    • Export Citation
  • Ulbrich, C. W., and D. Atlas, 1998: Rainfall microphysics and radar properties: Analysis methods for drop size spectra. J. Appl. Meteor., 37 , 912923.

    • Search Google Scholar
    • Export Citation
  • Willis, P. T., 1984: Functional fits to some observed drop size distribution and parameterization of rain. J. Atmos. Sci., 41 , 16481661.

    • Search Google Scholar
    • Export Citation

Fig. 1.
Fig. 1.

The coefficients a1, b1, c1 of D0(Zh, Zdr) algorithm given by (24) as a function of β

Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2

Fig. 2.
Fig. 2.

(a) Scatterplot of D0(Zh, Zdr) vs the true value of D0 for widely varying DSD. (b) Normalized standard deviation (NSD) in the estimates of D0 as a function of the true value of D0

Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2

Fig. 3.
Fig. 3.

(a) Scatterplot of log10Nw(Zh, Zdr) vs the true value of the log10Nw for widely varying DSD. (b) Normalized standard deviation in the estimates of log10Nw, as a function of log10Nw

Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2

Fig. 4.
Fig. 4.

(a) Scatterplot of the estimates of μ, using Eq. (39) (under the assumption that D0 is known), vs μ. (b) Standard deviation in the estimates of μ (under the assumption that D0 is known), as a function of μ

Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2

Fig. 5.
Fig. 5.

Normalized standard deviation in the estimates of D0 as a function of D0 in the presence of radar measurement errors

Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2

Fig. 6.
Fig. 6.

Normalized standard deviation in the estimates of log10Nw as a function of log10Nw in the presence of radar measurement errors.

Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2

Fig. 7.
Fig. 7.

(a) Scatterplot of the estimate of D0 computed from simulations of Zh, Zdr, and Kdp, vs the direct estimate of D0 for DSD obtained from a disdrometer located near Darwin, Australia. There are 2159 two-min DSD samples from the disdrometer. (b) Normalized standard deviation in the estimate of D0, computed from simulations of Zh, Zdr, and Kdp, vs the direct estimate of D0 for DSD obtained from a disdrometer located near Darwin, Australia

Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2

Fig. 8.
Fig. 8.

(a) Scatterplot of log10Nw(Zh, Zdr), vs the direct estimate of log10Nw for DSD obtained from a disdrometer located near Darwin, Australia. (b) Normalized standard deviation of log10Nw(Zh, Zdr), vs the direct estimate of log10Nw for DSD obtained from a disdrometer located near Darwin, Australia

Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2

Fig. 9.
Fig. 9.

(a) Scatterplot of the estimates of μ, vs the direct estimate of μ for DSD obtained from a disdrometer located near Darwin, Australia. (b) Standard deviation in the estimates of μ as a function of the direct estimate of μ for DSD obtained from a disdrometer located near Darwin, Australia

Citation: Journal of the Atmospheric Sciences 59, 15; 10.1175/1520-0469(2002)059<2373:EORSDP>2.0.CO;2

Save
  • Andsager, K., K. V. Beard, and N. F. Laird, 1999: Laboratory measurements of axis ratios for large raindrops. J. Atmos. Sci., 56 , 26732683.

    • Search Google Scholar
    • Export Citation
  • Aydin, K., H. Direskeneli, and T. A. Seliga, 1987: Dual-polarization radar estimation of rainfall parameters compared with ground-based disdrometer measurements: October 29, 1982, central Illinois experiment. IEEE Trans. Geosci. Remote Sens., GE-25 , 834844.

    • Search Google Scholar
    • Export Citation
  • Beard, K. V., and C. Chuang, 1987: A new model for the equilibrium shape of raindrops. J. Atmos. Sci., 44 , 15091524.

  • Bringi, V. N., and V. Chandrasekar, 2001: Polarimetric Doppler Weather Radar: Principles and Applications. Cambridge University Press, 636 pp.

    • Search Google Scholar
    • Export Citation
  • Bringi, V. N., and R. Xiao, 1998: Raindrop axis ratio and size distributions in Florida rainshafts: An assessment of multiparameter radar algorithms. IEEE Trans. Geosci. Remote Sens., 36 , 703715.

    • Search Google Scholar
    • Export Citation
  • Chandrasekar, V., V. N. Bringi, and P. J. Brockwell, 1986: Statistical properties of dual polarized radar signals. Preprints, 23d Conf. on Radar Meteorology, Snowmass, CO, Amer. Meteor. Soc., 154–157.

    • Search Google Scholar
    • Export Citation
  • Gorgucci, E., G. Scarchilli, and V. Chandrasekar, 1999: Specific differential phase shift estimation in the presence of nonuniform rainfall medium along the path. J. Atmos. Oceanic Technol., 16 , 16901697.

    • Search Google Scholar
    • Export Citation
  • Gorgucci, E., . 2000: Measurement of mean raindrop shape from polarimetric radar observations. J. Atmos. Sci., 57 , 34063413.

  • Gunn, R., and G. D. Kinzer, 1949: The terminal velocity of fall for water droplets in stagnant air. J. Meteor., 6 , 243248.

  • Hendry, A., Y. M. M. Antar, and G. C. McCormick, 1987: On the relationship between the degree of preferred orientation in precipitation and dual polarization radar echo characteristics. Radio Sci., 22 , 3750.

    • Search Google Scholar
    • Export Citation
  • Jameson, A. R., 1985: Microphysical interpretation of multiparameter radar measurements in rain. Part III: Interpretation and measurement of propagation differential phase shift between orthogonal linear polarizations. J. Atmos. Sci., 42 , 607614.

    • Search Google Scholar
    • Export Citation
  • Joss, J., and A. Waldvogel, 1967: A raindrop spectrograph with automatic analysis. Pure Appl. Geophys., 68 , 240246.

  • Pruppacher, H. R., and K. V. Beard, 1970: A wind tunnel investigation of the internal circulation and shape of water drops falling at terminal velocity in air. Quart. J. Roy. Meteor. Soc., 96 , 247256.

    • Search Google Scholar
    • Export Citation
  • Sachidananda, M., and D. S. Zrnić, 1987: Rain rate estimates from differential polarization measurements. J. Atmos. Oceanic Technol., 4 , 588598.

    • Search Google Scholar
    • Export Citation
  • Sekhon, R. S., and R. C. Srivastava, 1971: Doppler radar observations of drop-size distributions in a thunderstorm. J. Atmos. Sci., 28 , 983994.

    • Search Google Scholar
    • Export Citation
  • Seliga, T. A., and V. N. Bringi, 1976: Potential use of the radar reflectivity at orthogonal polarizations for measuring precipitation. J. Appl. Meteor., 15 , 6976.

    • Search Google Scholar
    • Export Citation
  • Seliga, T. A., . 1978: Differential reflectivity and differential phase shift: Applications in radar meteorology. Radio Sci., 13 , 271275.

    • Search Google Scholar
    • Export Citation
  • Testud, J., E. L. Bouar, E. Obligis, and M. Ali-Mehenni, 2000: The rain profiling algorithm applied to polarimetric weather radar. J. Atmos. Oceanic Technol., 17 , 332356.

    • Search Google Scholar
    • Export Citation
  • Tokay, A., and K. V. Beard, 1996: A field study of raindrop oscillations. Part I: Observations of size spectra and evaluation of oscillation causes. J. Appl. Meteor., 35 , 16711687.

    • Search Google Scholar
    • Export Citation
  • Ulbrich, C. W., 1983: Natural variations in the analytical form of raindrop size distributions. J. Climate Appl. Meteor., 22 , 17641775.

    • Search Google Scholar
    • Export Citation
  • Ulbrich, C. W., and D. Atlas, 1998: Rainfall microphysics and radar properties: Analysis methods for drop size spectra. J. Appl. Meteor., 37 , 912923.

    • Search Google Scholar
    • Export Citation
  • Willis, P. T., 1984: Functional fits to some observed drop size distribution and parameterization of rain. J. Atmos. Sci., 41 , 16481661.

    • Search Google Scholar
    • Export Citation
  • Fig. 1.

    The coefficients a1, b1, c1 of D0(Zh, Zdr) algorithm given by (24) as a function of β

  • Fig. 2.

    (a) Scatterplot of D0(Zh, Zdr) vs the true value of D0 for widely varying DSD. (b) Normalized standard deviation (NSD) in the estimates of D0 as a function of the true value of D0

  • Fig. 3.

    (a) Scatterplot of log10Nw(Zh, Zdr) vs the true value of the log10Nw for widely varying DSD. (b) Normalized standard deviation in the estimates of log10Nw, as a function of log10Nw

  • Fig. 4.

    (a) Scatterplot of the estimates of μ, using Eq. (39) (under the assumption that D0 is known), vs μ. (b) Standard deviation in the estimates of μ (under the assumption that D0 is known), as a function of μ

  • Fig. 5.

    Normalized standard deviation in the estimates of D0 as a function of D0 in the presence of radar measurement errors

  • Fig. 6.

    Normalized standard deviation in the estimates of log10Nw as a function of log10Nw in the presence of radar measurement errors.

  • Fig. 7.

    (a) Scatterplot of the estimate of D0 computed from simulations of Zh, Zdr, and Kdp, vs the direct estimate of D0 for DSD obtained from a disdrometer located near Darwin, Australia. There are 2159 two-min DSD samples from the disdrometer. (b) Normalized standard deviation in the estimate of D0, computed from simulations of Zh, Zdr, and Kdp, vs the direct estimate of D0 for DSD obtained from a disdrometer located near Darwin, Australia

  • Fig. 8.

    (a) Scatterplot of log10Nw(Zh, Zdr), vs the direct estimate of log10Nw for DSD obtained from a disdrometer located near Darwin, Australia. (b) Normalized standard deviation of log10Nw(Zh, Zdr), vs the direct estimate of log10Nw for DSD obtained from a disdrometer located near Darwin, Australia

  • Fig. 9.

    (a) Scatterplot of the estimates of μ, vs the direct estimate of μ for DSD obtained from a disdrometer located near Darwin, Australia. (b) Standard deviation in the estimates of μ as a function of the direct estimate of μ for DSD obtained from a disdrometer located near Darwin, Australia

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