1. Introduction
Quasi-stationary orographic rainbands, which form in response to moist, conditionally unstable flow over complex terrain, are meteorologically significant because they concentrate orographic precipitation over specific areas and may generate large localized precipitation amounts. Observations of such rainbands have been reported over a number of coastal mountain ranges, including the western Kyushu in Japan (Yoshizaki et al. 2000), the Cévennes region of southern France (Miniscloux et al. 2001; Cosma et al. 2002; Anquetin et al. 2003), and the Coastal Range of western Oregon (Kirshbaum and Durran 2005; Kirshbaum et al. 2007, hereafter K07). Although recent studies have started to investigate the underlying dynamics behind the rainbands, questions remain as to the precise mechanisms that give rise to the bands and control their preferred horizontal scales.
Insight into the mechanisms by which small-scale terrain obstacles trigger orographic rainbands is provided in K07, who analyzed an observed banded precipitation event over the Coastal Range in November 2002. Their numerical simulation of the observed event produced rainbands with similar locations and spatial scales as those of the observations, indicating the model’s effectiveness in capturing the underlying physics behind rainband formation. Through additional idealized simulations that preserved the mesoscale variability of the Coastal Range terrain but replaced the small-scale terrain field with simple hills and valleys, they discovered that only some small-scale obstacles were capable of triggering rainbands in the unstable cap cloud over the windward side of the mountain ridge. Those that triggered rainbands generated steady gravity waves (or lee waves) that underwent saturation at a specific phase in their stable oscillations. Specifically, the lee-wave-induced vertical velocity perturbation wc was positive and its buoyancy perturbation bc was close to zero, which allowed these perturbations to transition into growing convective motions upon entering the orographic cap cloud.
Additional physical processes must be considered to explain the observed spacing between orographic rainbands. Fuhrer and Schär (2005) used a similar Boussinesq analysis as that above, but extended it to 3D and added diffusional terms to shift the maximum growth rates from infinitely small to finite horizontal scales. The validity of this approach in explaining the observed spacing over the Coastal Range is evaluated in section 4. In general, however, the unstable growth rate is not the only parameter that controls the scale of the convection that develops inside the cloud. Another important parameter is ŵ0(k), which governs the initial strength of convective perturbations and may be strongly scale dependent. Cosma et al. (2002) found that the 10-km spacings of the Cévennes rainbands corresponded to a scale at which the variability of the underlying terrain, and hence ŵ0(k), was a relative maximum. This idea, however, does not explain the spacing of rainbands over the Coastal Range in K07. Although well-organized bands also developed with a mean spacing of about 10 km, the power spectrum of the terrain in Fig. 1 indicates no dominant forcing scales.
The goals of this paper are to explain the observed rainband spacings over the Coastal Range and to identify the general physical parameters that control the scales of orographic rainbands. To this end, we perform a series of idealized numerical simulations to assess the relationship between the terrain forcing scales and the spacings of the convective bands that develop. We then explain the simulation results through an analytical model that couples the gravity wave oscillations upstream of and below the orographic cloud to the moist convection within it. Finally, we use this hierarchy of models to evaluate some key physical parameters that modulate the interband spacing.
2. Numerical setup
The idealized simulations described herein are designed to systematically investigate the influence of different small-scale terrain fields h̃(x, y) on the scales of the convective bands that form over the upslope of the mesoscale ridge
The upstream sounding (Fig. 2a) is a simplified version of the observed sounding during the 12–13 November 2002 rainband event over the Coastal Range, which, when coupled with the actual Coastal Range terrain in a numerical simulation of that event, accurately reproduced the observed rainband locations (K07). This horizontally homogeneous sounding is defined by a surface temperature Ts = 285 K, a dry Brunt–Väisälä frequency Nd = 0.01 s−1, and a wind vector u with a magnitude U = 10 m s−1 that, for simplicity, is oriented at an angle of θ = 270° measured clockwise from due north (i.e., pure westerly flow). The relative humidity (RH) is 90% from the surface to a height of z = 5 km, decreases linearly to a value of 1% at z = 10 km, and remains constant up to Lz. This sounding contains weak conditional (and potential) instability at low levels (0 ≤ z < ∼3 km), with a CAPE of 384 J kg−1.
The mesoscale component of the simulated terrain [
3. Response to scale-selective forcings
a. Strips of terrain perturbations at xb = 40 km
Horizontal cross sections of the rainwater mixing ratio (qr) at an integration time t = 4 h and a height z = 1.5 km in Figs. 3a–c indicate a single rainband in the COL20km case (Fig. 3a) and multiple rainbands in the COL10km and COL5km cases (Figs. 3b,c). Consistent with K07, the bands form downstream of locations where oscillating air parcels reach saturation with a favorable phase for band triggering, which can occur past either valleys (Fig. 3a) or hills (Figs. 3b,c) in h̃. In each simulation the number of rainbands is equal to the number of wave crests across the width of the domain in h̃, reinforcing the link established in Cosma et al. (2002) and K07 between the scales of the small-scale topographic forcing and that of the convective rainbands. The precipitation fields in Figs. 3a–c are closely related to the corresponding vertical velocity (w) fields (Figs. 3d–f) in that the regions of strongly positive w are collocated with, or slightly upstream of, the regions of nonzero qr. One exception is the particularly weak band in the w field of the COL20km case (Fig. 3d), which is not apparent in the qr field of that simulation (Fig. 3a).
The mean band spacing in a given simulation (λsim) is found by dividing the number of bands in the domain (Nb) by Ly. To objectively measure Nb, we adapt a formulation based on Lemone et al. (1994), who estimated the number of convective cores from the vertical velocities measured in flight segments through cumulonimbus clouds by applying a low-pass filter and counting each location that exceeded a specified threshold (1 m s−1) as an updraft. A similar procedure may be applied to the w fields in Figs. 3d–f; we average w over a 10-km-long horizontal section in x to obtain
The technique outlined above is applied to the COL20km, COL10km, and COL5km simulations in Figs. 3d–f. In each case, the boxed area over which
b. Patches of terrain perturbations: Single modes
Here we follow a similar procedure to that of section 3a by performing a series of simulations with h̃ fields designed according to (4) that are identical, except for variations in λ. In the first case (PA20km), λ = xr − xl = 20 km and h̃ is composed of just one hill centered at x = 50 km, which is identical to the COL20km simulation, except that the center of h̃, which was previously at xb = 40 km, is shifted 10 km farther downstream. In each subsequent simulation we reduce λ by a factor of 2 to 10 (PA10km), 5 (PA5km), 2.5 (PA2.5km), and 1.25 km (PA1.25km). For the PA1.25km simulation, we also reduce Δ from 250 to 125 m to better resolve the finescale features in h̃. Except for the PA20km case where ϕy = 0, ϕy is a uniformly distributed random number between 0 and 2π.
The w field of the PA20km simulation at t = 4 h and z = 1.5 km in Fig. 4a shows that the rainband near the periodic boundary in the COL20km simulation (Fig. 3a) weakens when h̃ is shifted 10-km downstream. Compared to the COL20km case, the in-cloud residence times of unstable perturbations in the PA20km case are shorter, which limits the growth of convection before the air undergoes descent on the lee side of the ridge (Kirshbaum and Durran 2004). Strong rainbands only appear as λ is decreased in the PA10km and PA5km simulations (Figs. 4b,c), whose convective perturbations have similar residence times as the PA20km case but faster in-cloud growth rates [see (2)]. As the scale of h̃ is reduced to 2.5 and then 1.25 km in the PA2.5km and PA1.25km simulations (Figs. 4d,e), the convective updrafts, which still scale with λ, become so weak that they no longer pass the
c. Patches of terrain perturbations: Multiple modes
Real terrain profiles contain not just one but an infinite number of small-scale forcing modes. As such, we may create more realistic terrain profiles by superposing the h̃ fields from two or more of the simulations in Figs. 4a–e, which are carried out in four simulations (MPA2–MPA5) that add progressively more small-scale detail to the terrain. The MPA2 case adds the h̃ fields from the PA20km and PA10km simulations, the MPA3 case adds the PA5km h̃ field to the MPA2 terrain, etc. As in the PA1.25km case, the MPA5 simulation is performed with Δ = 125 m to adequately resolve the finest horizontal forcing scale.
The w cross sections in Figs. 5a–d illustrate that the effects of adding small-scale detail to h̃ may range from dominant to minimal. Consistent with the linear theory argument in (1) for which the smallest terrain scales dominate the solution, the MPA2 case (Fig. 5a) produces nearly identical clouds as that of the λ = 10 km mode by itself (Fig. 4b). However, the MPA3, MPA4, and MPA5 simulations (Figs. 5b–d) are different from the PA5km, PA2.5km, and PA1.25km simulations (Figs. 4c–e) in that they generate bands whose spacings (λsim = 7, 7, and 5 km) are larger than λmin, the minimum λ in h̃, and do not change substantially as extra-small-scale detail is added to the terrain.
The superposition of forcing modes in the MPA2–MPA5 simulations constitutes a single realization of h̃(x, y) corresponding to this particular combination of random ϕy values. To ensure that the results in Figs. 5a–d are representative of all possible terrain realizations, we perform the MPA2–MPA5 simulations four extra times, with each iteration possessing a new set of random ϕy values. The statistics of these simulations are presented in Fig. 6, which plots the mean band spacing (λsim) in gray circles (with whiskers to show the maximum and minimum values of the five realizations) as a function of λmin. For reference, the results of the PA20km–PA1.25km simulations are shown by larger white circles that vanish as λmin is reduced below 5 km and the updrafts (Figs. 4d,e) are too weak to be classified as bands. A gray, dashed line of λsim = λmin is also added to indicate the scale of fastest growth predicted by (2), which is always equal to λmin. This line is consistent with the band spacings for λmin = 10 km, but diverges with the simulation results as λmin is decreased below 5 km. Past that value, the mean λsim in the multiple-mode cases is roughly constant, suggesting that it has converged to a “preferred” value of λ*sim ≈ 5 km. Clearly, the inviscid growth rates in (2) do not explain the converged band spacings in these multiple-mode simulations.
To confirm the robustness of the results in Figs. 5a–d, we show in Fig. 5e the results of an additional simulation (RND) that is identical to the MPA5 case, except that h̃ is replaced with random topographic perturbations over the entire surface of the domain. This field is created by designing a 2D field in the wavenumber domain [ˆh̃(kx, ky)] with a constant amplitude and uniformly distributed random phase at all values of kx and ky. We then remove the power at all scales smaller than 6Δ (or κ =
4. A linear model for rainband spacing
The rainband spacings in some, but not all, of the cases presented in Figs. 4 –5 may be easily explained by existing theories in the literature. For example, consistent with Cosma et al. (2002), the single-mode cases in Figs. 4a–c produced rainbands with a spacing of λsim = λ. Additionally, λsim = λmin in the multiple-mode MPA2 simulation (Fig. 5a), which may be easily explained by the linear Boussinesq theory of an inviscid, saturated, and unstable atmosphere in (1)–(2).
Less intuitive behavior is evident in Figs. 5c–e, where the band spacing remains nearly constant as finer-scale modes are added to h̃. One might ascribe this insensitivity to small-scale forcing to diffusional effects, which preferentially dissipate turbulent kinetic energy at small scales. Fuhrer and Schär (2005) used linear theory to show that diffusion shifts the wavelength of maximum unstable growth from infinitely small scales to a finite wavelength λ*. They applied this theory to explain the growth of embedded convection in the unstable cap cloud of one numerical simulation, which was similar to the simulations in this study, except that their mountain was smooth and convection was triggered by background thermal fluctuations instead of small-scale topographic features. By estimating a simulated mixing coefficient (α) from the in-cloud subgrid-scale turbulent coefficients and assigning that value to their linear analysis, they estimated λ* = 4 km, which is similar to the mean band spacings in Figs. 5d,e (5 km). This apparent agreement, however, is most likely a coincidence. The different convective-triggering mechanism used in Fuhrer and Schär (2005) and their focus on transient cells rather than stationary bands implies that the governing dynamics may be different from those considered here. Moreover, their value of α = 103 m2 s−1 is much larger than the mixing coefficients in the numerical simulations considered in this study. As a consequence, direct application of their procedure results in λ* = 1.6 km for the MPA4 simulation (where Δ = 250 m and α ≈ 20 m2 s−1) and 1.2 km for the MPA5 and RND simulations (where Δ = 125 m and α ≈ 10 m2 s−1), which disagree with the λsim values in Fig. 5.
Building on the arguments proposed by K07, we offer an alternate hypothesis for the scale selection of orographic rainbands that depends not on diffusional effects inside the cloud but on lee waves forced by small-scale terrain perturbations upstream of and below the cloud. This hypothesis is developed in the following through a three-stage linear model that couples the dynamics of lee-wave forcing past h̃ to the growth of moist convection inside the cap cloud. Note that the term “lee wave” in this study refers to any quasi-steady gravity wave launched by stable flow over a topographic obstacle, not specifically to trapped lee-wave “trains” that may form downwind of mesoscale terrain under certain atmospheric conditions (e.g., Durran 1990).
a. Model description
Guidance for the model setup is provided by the contours of w and cloud liquid water (qc) of the PA10km, PA5km, and PA2.5km simulations in Fig. 7. For consistency, all three of these cross sections are selected at y locations where the peaks and troughs in h̃ are maximized (9, 13, and 14 km, respectively). An obvious feature in all three panels is that the cap cloud overhangs the 40 ≤ x ≤ 60 km section where h̃ is nonzero, which suggests that both the unstable cloud region and the stable, unsaturated layer upstream of and beneath it are part of the convective triggering process. Moreover, the cloud thickens as the flow progresses from x = 40 km to x = 60 km, with the cloud top nearly constant at z ≈ 2 km, but its base lowering from about 1.5 km at x ≈ 40 km to the surface at x ≈ 55 km. Note also that most of the lee-wave energy (evident from the w contours in Fig. 7) is unable to penetrate through the cloud and is essentially trapped below the cloud top.
No linear model can be expected to realistically capture all of the physical processes in the nonlinear simulations of Fig. 7. However, by invoking some simplifications, we are able to design a model that is straightforward to solve and yet still captures the basic physics of the lee-wave triggering process. As shown in our schematic illustration of the model setup in Fig. 8, it is separated into the following three sections: 1) lee-wave initialization, 2) convective triggering, and 3) convective growth. This separation allows the basic dynamics to be investigated without the explicit consideration of
1) Initialization
A key physical feature captured by (A4) and (A5) is the dependence of the vertical lee-wave structure W(z) on λ. As shown in Fig. 9, the near-surface W increases with decreasing λ (increasing k), which is consistent with the lower boundary condition (A2). Aloft the dependence of W on λ is reversed as W weakens with decreasing λ. This is because the rate of vertical decay of the wave response [m =
2) Triggering
The initialization and growth sections of the model are linked at x = xr = xc, the point at which oscillating lee-wave perturbations from the initialization section saturate aloft and transition to convective updrafts and downdrafts. Across this boundary, the linear-model terrain (hlin) is set to zero, the cloud base lowers from d to H, which represents the gradual lowering of the orographic cap cloud in the numerical simulations (e.g., Fig. 7), and the independent variable x is replaced by t, such that the endpoint of the lee-wave initialization (xr = xc) is equivalent to the starting point of the growth section (t = tc).
As discussed in K07, convective updrafts are triggered when oscillating air parcels undergo saturation at x = xc with a positive lee-wave-induced w perturbation and a nearly zero b perturbation. Immediately after saturation, the positive w generates positive b in the unstable cloud (where N 2m < 0) and spurs convective growth. K07 suggested that convective triggering is favored by upslope ascent over
Although
3) Growth
In this section we track the time evolution of the lee-wave-induced w0(y, z) and b0(y, z) perturbations in a two-layer channel flow (again of depth d) that is unsaturated with a stability N 21 > 0 below the cloud base H and saturated with a stability of N 22 < 0 above, with rigid flat boundaries at z = 0 and d. This two-layer structure is analogous to the flow around x ≈ 47 km in Fig. 7b, where lee waves intersect the unstable cap cloud aloft and transition into banded updrafts farther downstream. Like our enforcement of the triggering condition in the previous subsection, our saturating the environment above H implicitly accounts for
As demonstrated by the solution in appendix B, a number of atmospheric- and terrain-related parameters govern the strength of the banded updrafts. The lee-wave vertical structure [W(z)], which is controlled by Um, N1, d, and k, influences the projection of lee-wave perturbations onto the stable and unstable modes of the solutions. The structures of these modes and their growth or oscillation rates in turn depend on H, d, N1, N2, and κ. Considering the unstable modes only, note that the scales with the largest growth rates (aup) are not necessarily those that dominate the w field for finite t, because w in (B12) is affected by both aup and the strength of the initial projection (Au+p). If the perturbations had an infinite amount time to grow, the modes with the largest aup would eventually dominate the solution because of the exponential dependence of w on aup × (t − tc). However, Au+p is also crucially important because saturated air parcels undergo growth for only a short time inside the unstable cap cloud before they desaturate either in a convective downdraft or on the lee side of the ridge. Over this limited time interval (tlin), the projection of the lee-wave perturbations onto a given unstable mode p may contribute as much or more to the w field as the subsequent in-cloud convective growth of the mode.
b. A model solution
The ability of the linear model to capture the transition from lee-wave oscillations to banded convection is evaluated through direct comparison with a simulation (PA5km-xr45, not included in Table 1) that is identical to the PA5km case, except that xr = 45 km rather than 60 km. For this comparison, we assign all of the linear-model parameters to be consistent with data from the simulation, beginning with λ = 5 km and hm = 100 m in (5), to yield a hlin of the same scale and amplitude as h̃ in (4). Based on Fig. 7 we estimate the cloud-top height to be d = 2 km and use H = 500 m as an average cloud height over 40 ≤ x ≤ 60 km. The wind speed Um = 10 m s−1 and the square of the dry Brunt–Väisälä frequency N 21 = N 2d = 10−4 s−2 are taken from the upstream sounding, while the moist Brunt–Väisälä frequency N 22 = N 2m = 2 × 10−5 s−2 is characteristic of the moist instability inside the cap cloud (see Fig. 8b of K07).
Various aspects of the unstable component of the model solution (wu) are presented in Fig. 10 for H = 500 m (Figs. 10a–c) and H = 100 m (Figs. 10d–f). Beginning with H = 500 m, the structures of the unstable eigenfunctions Wup(z) determined by (B11) for p = 1–3 (Fig. 10a) are characterized by sinusoids in the upper layer and exponential decay in the lower layer, with vertical scales that decrease as p increases. The projection coefficients Au+p of the lee-wave vertical structure W(z) (Fig. 9) onto these eigenfunctions Wup(z), which are computed in (B18) and displayed in Fig. 10b, indicate that the strongest lee-wave forcing occurs at small κ and decreases rapidly as κ is increased. In contrast, the growth rates of the unstable eigenfunctions in Fig. 10c all increase with κ. Moreover, the growth rates are largest at p = 1 (the gravest mode) and decrease as p is increased, implying that shallower perturbations grow more slowly inside the cloud than do deeper perturbations.
A similar pattern of unstable eigenfunctions as that in Fig. 10a is evident for H = 100 m (Fig. 10d), except that the functions now extend over a deeper cloud layer. The unstable projection coefficients Au+p (Fig. 10e) for H = 100 m, however, differ substantially from those for H = 500 m (Fig. 10b) in that the p = 1 curve is more uniform with κ, and for p > 1 the curves do not peak at the minimum κ, but at larger κ. This indicates that the maximum unstable projection at large κ occurs for higher-order modes with shorter vertical wavelengths. Little change is evident in the convective growth rates as H is lowered to 100 m (Fig. 10f).
In interpreting the following comparison between the linear model and numerical simulation, note that the linear-model terrain hlin(x, y) differs from the simulated terrain [h(x, y) =
In Fig. 11 we compare w′ and the cloud outline (qc = 0.001 g kg−1) in the numerical simulation to that of the linear model in y–z cross sections at four different x locations. General agreement is apparent between the left (simulation) and right (linear model) panels at these locations, suggesting that the model is able to capture the evolution of perturbations as they oscillate over h̃ and transition to moist convection inside the cloud. Focusing on x = 43.75 km in Figs. 11a,b, the PA5km-xr45 simulation (Fig. 11a) exhibits a lee-wave pattern across the domain characterized by descent in the center and edges and ascent in between, along with an overhanging cap cloud above z ≈ 1.5 km. Because x = 43.75 km lies within the initialization section of the linear model, no cloud is present in Fig. 11b, but a similar pattern of lee waves as that in the simulation is evident across the width of the domain.
Farther downstream at the triggering location (xc = 46.25 km in Figs. 11c,d), the phase of the lee waves has reversed so that upward motion is present at the center and edges with subsidence in between. Clearly, the basic phase and amplitude of the lee waves in the linear model still agree with the simulation, but some details differ in the responses below the cloud base. Whereas w′ reaches a maximum at z ≈ 1 km in the simulation (Fig. 7c), its maximum in the linear model is at the surface (Fig. 7d). This discrepancy is a direct result of the aforementioned differences between the simulated and linear-model terrain at x ≈ xc. In the simulation, h̃(x, y) = 0 past x = 45 km, which forces w′ to be zero at the surface and reach its maximum magnitude aloft. In the linear model, however, hlin(x, y) continues to oscillate until xr = 46.25 km, which maintains the surface-based forcing of lee waves until convective triggering occurs.
Comparing the growth section of the linear model with the simulation at x = 50 km (Figs. 11e,f) and x = 60 km (Figs. 11g,h), strong agreement is apparent between the locations of the banded updrafts and their vertical velocities. Some differences also exist, however, the first being that the subcloud oscillations in the linear model at x = 50 km (Fig. 11f) are much stronger than in the simulation (Fig. 11e). As in Figs. 11c,d, this discrepancy is likely tied to the slight differences between h̃ and hlin near x = xc, which cause stronger lee-wave forcing in the linear model and project this extra energy onto the stable, oscillating modes in the solution. Another contributing factor to this difference is our approximation of a horizontal cloud base in the linear model, which is more conducive to high-amplitude resonant oscillations below it than the uneven cloud base in the numerical simulation. We also note that the linear model (Figs. 11f,h) does not capture the apparent widening of the downdrafts and narrowing of the updrafts as the simulated flow progresses downstream (Figs. 11e,g). This difference is likely caused by nonlinearities introduced by desaturation in the simulated downdrafts that cannot be captured by the linear model.
5. Sensitivity tests
Having demonstrated that the linear model provides a reasonable estimation of the dynamics of banded convective updrafts in one test case, we now use the model in conjunction with numerical model simulations to evaluate the sensitivity of the bands to various physical parameters. Although, for the sake of brevity, we restrict our analysis to only a few atmospheric- and terrain-related parameters, this examination provides unique insight into the physics of the scale-selection process.
a. Forcing scale κ and cloud-base height H
1) Linear model
Returning to Fig. 12a, the strongest initial forcing occurs at the largest scale allowed by the model λ*lin = 20 km for virtually all values of H. Once convection begins, the faster growth of smaller-scale perturbations causes λ*lin to decrease over time in Figs. 12b,c. This time-evolving shift to smaller scales is clearly displayed in cuts through Figs. 12a–c at H = 500 m and H = 100 m in Figs. 12d,e. At H = 500 m (Fig. 12d), λ*lin decreases from 20 km at t = tc to ∼5 km at t − tc = 1500 s. Similarly, at H = 100 m (Fig. 12e), λ*lin decreases from 20 km at t = tc to ∼1.6 km at t − tc = 1500 s.
The differences between λ*lin at H = 500 m and H = 100 m in Fig. 12 are explained by the strong dependence of W(z) on k in Fig. 9. The initial (t − tc = 0) spectra of lee-wave projections in Figs. 12d,e peak at the largest forcing scales where the lee waves extend the deepest into the flow above. At small scales, the strong vertical attenuation of the lee-wave signal projects little to no energy onto the higher-based cloud at H = 500 m (Fig. 12d), and the ensuing convection is weak. However, the same small-scale lee waves are able to project far greater energy onto the cloud when it is lowered to H = 100 m (Fig. 12e). With comparable initial power at all scales, the faster in-cloud growth of smaller-scale perturbations at large κ (see Fig. 10f) allows them to quickly dominate the larger-scale perturbations.
2) Simulations
To evaluate the linear-model result that lower cloud bases favor smaller rainband spacings, we perform two sets of simulations (PAM20km–PAM1.25km and MPAM2–MPAM5) that are identical to the PA20km–PA1.25km and MPA2–MPA5 simulations of section 3, except for a different upstream sounding that contains more low-level moisture and consequently generates a cap cloud with a lower base. Only two changes are made to the sounding profile in Fig. 2a—the low-level RH is increased from 90% to 99.5% and, to maintain a similar degree of moist instability in the cloud, Ts is reduced from 285 to 283 K.
The modifications in the background environment caused by the above changes to the upstream sounding are shown in Fig. 14, which compares the cloud outlines and N 2m fields at t = 1 h of simulations using these two soundings (RH90 and RH99) over a smooth mountain (h̃ = 0). The cloud in the RH99 case (Fig. 14b) is clearly more expansive than that in the RH90 case (Fig. 14a), extending higher, lower, and farther upstream. Despite this difference, the unstable moist layers (dashed lines) have similar depths and stabilities, and differ mainly in the position of the cloud base over 40 ≤ x ≤ 60 km, which is as high as z = 2 km in the RH90 case but rests near the surface in the RH99 case. Thus, terrain-induced waves over 40 ≤ x ≤ 60 km perturb a completely saturated and unstable layer in the RH99 case rather than only a partially saturated and unstable layer in the RH90 case.
Horizontal cross sections of w for the PAM20km–PAM1.25km simulations in Fig. 15 reveal a different dependence on λ than those presented in Fig. 4. Whereas the responses for λ = 20 and 10 km are weaker than their RH = 90% equivalents, the responses for λ = 2.5 and 1.25 km are stronger. The relatively weak bands at large λ in the RH = 99% simulations are probably attributable to the stronger nonlinear effects of desaturation in the RH = 90% cases, which, by narrowing the updrafts, may increase the convective growth rates relative to the more symmetric updraft–downdraft pairs in the RH = 99% cases. The strengthened responses of the PAM2.5km–PAM1.25km simulations compared to the PA2.5km–PA1.25km simulations is attributable to the stronger lee-wave projections onto the lowered cap cloud, which allow these fast-growing modes to intensify into convective plumes more rapidly. In contrast with the weak bands in the PA2.5km–PA1.25km simulations (Figs. 4d,e), the PAM2.5km–PAM1.25km simulations (Figs. 15d,e) generate strong rainbands before desaturating in the lee of the ridge.
Turning to the MPAM2–MPAM5 simulations in Fig. 16, the addition of low-level moisture causes λ*sim to converge to half the value (2.5 km) of the MPA2–MPA5 cases (5 km). This convergence is seen in Figs. 16c,d because the addition of the λ = 1.25 km mode is not accompanied by any reduction in λ*sim. As in section 3, we evaluate the robustness of the MPAM2–MPAM5 simulations by performing four extra sets of simulations with different combinations of ϕy. The statistics of these simulations in Fig. 17 demonstrate that the single-mode cases lie on the λ*sim = λ*min line, which is consistent with the faster inviscid growth rates at smaller scales in (2). However, when the modes are superposed in Fig. 16, the dominant scale approaches λ = 2.5 km, which is not the smallest λ in h̃ (Fig. 16d). As in the RH = 90% simulations, this is caused by the decrease of the initial wumax with κ (Fig. 12e), which, though not as scale dependent as that in the H = 500 m case (Fig. 12d), still prevents the smallest-scale perturbations from dominating the solution over the short time period of model integration.
b. Terrain forcing spectrum
Another key parameter governing the spacing of orographic rainbands is the scale dependence of the small-scale terrain amplitudes, which thus far have been constant at 100 m for all horizontal wavenumbers (κ) and correspond to a power spectrum that, when represented in 1D, follows Eh̃(κ) ∼ κ1. As shown in Fig. 1, however, the real Coastal Range terrain is characterized not by Eh̃(κ) ∼ κ1 but by Eh̃(κ) ∼ κ−5/3. Accordingly, the linear-model forcing spectrum is made more realistic by maintaining hpa = 100 m at λ = 20 km but diminishing hpa at smaller scales to generate a power spectrum that exactly follows Eh̃(κ) ∼ κ−5/3. Note that, because the terrain forcing amplitude is reduced at nearly all horizontal scales, its overall power is much less than that of the κ1 spectrum. As before, we compute the linear-model solution to this new terrain spectrum and evaluate it through comparison with a set of numerical simulations.
1) Linear model
The rapid loss of the terrain-induced forcing amplitude as κ is increased causes the lee-wave projection coefficients (Au+p) to decrease much faster with κ than in the previous case. As a result, larger scales are provided an even greater “head start” over smaller scales than for a κ1 terrain spectrum, which, for a given value of tlin, leads to somewhat larger band spacings. This is seen by comparing the contour plot of wumax at t − tc = 1500 s (Fig. 18b) to that of the Eh̃ ∼ κ1 case at the same time (Fig. 12c). For a cloud-base height of H = 500 m, convection past the κ1 terrain is the strongest at λ = 5 km, while the convection past the κ−5/3 terrain is maximized at the largest perturbation scale allowed (λ = 20 km).
Another consequence of the reduced lee-wave forcing in the κ−5/3 case is that the convective perturbations inside the cloud require more time to develop into strong downdrafts that are capable of desaturating the flow. Although the larger-scale perturbations have similar amplitudes as before, their in-cloud growth is slow (Figs. 10c,f). Smaller-scale perturbations grow faster, but their initial lee-wave projections are now so weak that they need extra time to grow into perturbations of the same strength as those in the κ1 case. As a result, the cloud remains largely saturated for a longer period than in the κ1 case. This is seen by comparing the qc fields of two simulations in Figs. 13a,b, the first of which is the MPA4 case described earlier, and the second (MPAD4, discussed more below) is identical except that its terrain spectrum follows Eh̃(κ) ∼ κ−5/3. Because of its weakened lee-wave forcing, the largely saturated flow in the κ−5/3 case (Fig. 13b) extends about 15 km farther downstream than in the MPA4 case (Fig. 13), which doubles tlin − tc to around 3000 s. Thus, although smaller-scale perturbations are initially weaker in the κ−5/3 case, they have more time to “catch up” with the initially dominant larger-scale perturbations.
When the Eh̃ ∼ κ−5/3 solution is integrated an additional 1500 s (Fig. 18c), the wumax contours still peak at larger scales than those of the corresponding κ1 simulations at t = tlin. This holds for H = 500 m (Fig. 18d), where λ*lin = 6 km is slightly larger than 5 km in Fig. 12d, and for H = 100 m (Fig. 18e), where λ*lin = 3.5 km is larger than 1.6 km in Fig. 12e. We also note that, although wumax peaks at λ*lin ≈ 6 km for H = 500 m (Fig. 18d), the curve is relatively flat for λ > λ*lin which implies that the rainbands are nearly as likely to form at scales larger than λ*lin than they are to form at λ*lin. This point is useful in interpreting the simulation results below.
2) Simulations
The linear-model results above suggest that the band spacing increases slightly when the terrain forcing spectrum is changed from Eh̃(κ) ∼ κ1 to κ−5/3. We evaluate this result through two sets of numerical simulations (MPAD2–MPAD5 and MPAMD2–MPAMD5) that are identical to the MPA2–MPA5 and MPAM2–MPAM5 simulations except that the power spectrum of h̃ follows Eh̃(κ) ∼ κ−5/3 rather than κ1.
Consistent with the linear-model solution for H = 500 m, the cross sections of the MPAD2–MPAD5 simulations in Fig. 19 indicate that the bands are spaced slightly farther apart than in the κ1 case (Fig. 5). Whereas the band spacings ranged from 5 to 7 km in Figs. 5b–d, they range from 5 to 10 km in Figs. 19b–d. This increase in both the mean and variability of the spacing may be traced to Fig. 18d, where wumax at t = tlin is nearly constant over 20 ≤ λ ≤ 5 km, suggesting that not just one but multiple scales in this range may influence the band spacing, and consequently the preferred scale of the bands is less clear. Also, as mentioned above, the bands in the κ−5/3 simulations form farther downstream (Fig. 19) than their κ1 counterparts (Fig. 5) as a result of their weakened lee-wave forcing.
Consistencies with the linear-model results for H = 100 m are also apparent as the low-level relative humidity is increased to 99.5% in the MPAMD2–MPAMD5 simulations. As expected, the spacing of the bands forced by the κ−5/3 terrain power spectra (λsim ≈ 3 km in Figs. 20c,d) is larger than that for the κ1 terrain in the MPAM2–MPAM5 simulations (λsim = 2.5 km in Figs. 16c,d). Another obvious difference between the convective responses to the two terrain spectra is seen in Figs. 16a and 20a, where the two bands in the MPAM2 simulation are replaced by disorganized convective cells in the MPAMD2 case. The weakened lee-wave forcing imposed by the κ−5/3 spectrum, combined with the relatively slow convective growth at larger scales, causes the terrain-induced convection to be so weak that it is overwhelmed by disorganized cells arising from random numerical round-off errors.
As with previous comparisons, we perform four additional sets of MPAD2–MPAD5 and MPAMD2–MPAMD5 simulations with different values of ϕy. The statistics of these simulations in Fig. 21 reinforce the linear-model trend for the bands to be spaced farther apart in the Eh̃(κ) ∼ κ−5/3 case than in the κ1 case. When RH = 90% at low levels, λsim fluctuates between 5 and 10 km as λmin is decreased rather than converging to a single value as before. We thus set λ*sim = 5–10 km to cover this range of scales, which is consistent with the linear-model band spacing λ*lin ≈ 6 km for H = 500 m (Fig. 18d). In addition, λ*sim converges to around 3 km for RH = 99.5%, which is consistent with λ*lin ≈ 3.5 km for H = 100 m (Fig. 18e). Finally, another consequence of the less clear scale selection in the simulations with Eh̃(κ) ∼ κ−5/3 is that, as seen by the longer whiskers in Fig. 21 compared to those in Fig. 5, there tends to be higher variability in the spacing of the bands for a given test case.
6. Conclusions
A combination of simulations performed with a fully nonlinear mesoscale model and solutions from a simple linear model are used to investigate and understand the spacings of quasi-stationary convective orographic rainbands triggered by small-scale topography. The simulations use a smoothed, 1D version of the Coastal Range terrain in western Oregon [
The simulation results appear to defy existing notions regarding the scale selection of orographic convection in that in-cloud diffusional effects are too weak to explain the simulated band spacings and that no dominant mode of terrain variability is required for evenly spaced bands to form over the mountain upslope. Our hypothesis for the band spacing is fundamentally different from previous work in that we attribute the scale selection of the bands to lee waves generated by stable flow over small-scale topographic perturbations lying upstream of and/or beneath the unstable cap cloud. This hypothesis is developed through a linear model that is specifically designed to capture the transition from stable lee-wave oscillations to moist in-cloud convection. While this model is far simpler than the fully nonlinear numerical simulations, it provides a reasonably accurate depiction of the dynamics that gave rise to the rainbands.
The inviscid linear model offers unique physical insight into the physical processes that control the scales of topographically triggered convective bands. Lee waves forced by stable flow over h̃ oscillate until undergoing saturation at the leading edge of the cap cloud. The projection of lee-wave energy onto this unstable cloud governs the initial strength of the convection and is maximized at large λ, where the lee waves penetrate the deepest into the atmosphere aloft. Although smaller values of λ have stronger surface-based forcing, their associated lee waves decay rapidly with height and project only weakly onto the cloud. As the perturbations pass through the unstable cap cloud, the faster growth at small scales shifts the scale of the strongest response (λ*lin) to smaller values over time.
A number of linear-model solutions are computed and evaluated through comparisons with numerical simulations to investigate the sensitivity of the band spacings to various atmospheric- and terrain-related parameters. In the first experiment, the cloud-base height in the linear model (H = 500 m) is chosen to represent the mean cloud-base height of the cap cloud in the numerical simulations, and the small-scale topographic forcing amplitude is held constant for all λ. The preferred band spacing computed by the linear model (λ*lin = 5 km) agrees with the simulated band spacing from the nonlinear numerical model. This spacing is not equal to the largest forcing scale (λ = 20 km), which projects the most lee-wave energy onto the cloud, or the smallest forcing scale (λ = 1.25 km), where perturbations grow the fastest. Rather, the bands are the strongest at an intermediate scale that maximizes the combined contributions of these two effects.
To investigate the influence of the cloud-base height H on the band spacings, we lowered H to 100 m in the linear model and added more low-level moisture to the upstream flows in the simulations to produce a similarly lowered cloud base. In both the linear model (λ*lin = 1.6 km) and the simulations (λ*sim = 2.5 km), the preferred band spacing decreases when the cloud base is lowered. This closer spacing is explained by the increased ability of lee waves forced by smaller-scale terrain features to perturb the orographic cloud when it was positioned closer to the ground. For H = 500 m, the projections of the small-scale lee waves onto the cloud are extremely weak, but when H is lowered to 100 m, these same waves are able to project substantial energy onto the cloud, which shifts the band spacings to smaller scales.
When the terrain forcing spectrum is changed from the simplest case of equal forcing at all scales [Eh̃(κ) ∼ κ1] to a κ−5/3 spectrum that is designed to mimic the terrain spectrum of the Coastal Range, the weakened small-scale forcing affords the larger scales an even greater head start in controlling the scales of the rainbands. However, the reduced terrain forcing power also weakens the initial convective perturbations inside the cloud, and more growth time is required for the convection to reach a similar strength as in the κ1 case. This causes the bands to form farther downstream and allows the faster-growing smaller-scale perturbations more time catch up with the larger-scale perturbations. The net result of these two offsetting effects is to increase the band spacing slightly from that in the κ1 case.
The strong agreement between the rainband spacings in the linear model and the numerical simulations suggest that the model accurately captures the fundamental processes controlling the scales of the bands. Moreover, the values produced by these experiments are consistent with those from observations over the Coastal Range. Kirshbaum and Durran (2005) found that the spacings between adjacent bands in precipitation events over the Coastal Range varied from 5 to 15 km, the lower half of which matches the linear model and simulated results in this paper.
In this study we have analyzed the sensitivity of the bands to just a few parameters of interest. Ongoing work has demonstrated that the interband spacings are also sensitive to the atmospheric stability in the moist and dry regions of the flow, as well as to the speed of the wind and strength of the terrain-induced forcing. Future work in this area will help to quantify these effects as well as to evaluate the performance of our analytical model in explaining the spacings of rainbands that form over other mountain ranges around the world.
Acknowledgments
The work performed by Daniel Kirshbaum is supported by the Advanced Study Program (ASP) at the National Center of Atmospheric Research in Boulder, Colorado. We also thank the two anonymous reviewers for their insightful comments and suggestions.
REFERENCES
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Durran, D. R., 1990: Atmospheric Processes over Complex Terrain. Meteor. Monogr., No. 45, Amer. Meteor. Soc., 59–83.
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Kirshbaum, D. J., and D. R. Durran, 2004: Factors governing cellular convection in orographic precipitation. J. Atmos. Sci., 61 , 682–698.
Kirshbaum, D. J., and D. R. Durran, 2005: Observations and modeling of banded orographic convection. J. Atmos. Sci., 62 , 1463–1479.
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Yoshizaki, M., T. Kato, Y. Tanaka, H. Takayama, Y. Shoji, H. Seko, K. Arao, and K. Manabe, 2000: Analytical and numerical study of the 26 June 1998 orographic rainband observed in western Kyushu, Japan. J. Meteor. Soc. Japan, 78 , 835–856.
APPENDIX A
Perturbation Initialization
APPENDIX B
Perturbation Growth
One-dimensional representation of the 2D power spectrum of a section of the Coastal Range topography in western Oregon.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Idealized flow conditions and terrain profile for a banded precipitation event over the Coastal Range. (a) Skew T diagram of the idealized upstream sounding profile during the 12–13 Nov 2002 event and (b) smoothed terrain of northwest Oregon (
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Analysis of simulations that use a strip of sinusoidal terrain perturbations centered at xb = 40 km. Rainwater mixing ratio (qr) at z = 1.5 km and t = 4 h of (a) COL20km, (b) COL10km, and (c) COL5km simulations, with contours drawn at 0.01 and 0.1 g kg−1. (d)–(f) Vertical velocities (w) at the same locations and times, with contours drawn at 0.5, 1, and 2 m s−1. Boxes in (d)–(f) indicate x-averaging areas for band counts, which are shown in the rightmost panels. For reference, solid contours of h̃ at x ≈ 40 km are shown in 25-m increments. Grayscale terrain shading is the same as in Fig. 2b.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Same as in Figs. 3d–f, except for (a) PA20km, (b) PA10km, (c) PA5km, (d) PA2.5km, and (e) PA1.25km simulations.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Same as in Fig. 4, except for (a) MPA2, (b) MPA3, (c) MPA4, (d) MPA5, and (e) RND simulations.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Simulated band spacings (λsim) as a function of the smallest-scale mode in h̃ (λmin) for PA20km–PA1.25km (white circles) and MPA2–MPA5 (gray circles) simulations. See text for further details.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Vertical cross sections of w and cloud water mixing ratio (qc) at t = 4 h for (a) PA10km (y = 9 km), (b) PA5km (y = 13 km), and (c) PA2.5km (y = 14 km) simulations. Vertical velocity (black lines) is solid for positive values and dashed for negative values, and is contoured at |w| = 0.1, 0.2, 0.5, 1, and 2 m s−1. Cloud water contours are shaded at values of qc = 0.001 and 1 g kg−1.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Schematic diagram of the linear model. Solid and dashed lines in w0(y, z) and w(y, z, tlin) panels denote positive and negative values of w.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Vertical structures of lee waves in a channel of depth d = 2 km forced by a range of topographic scales (λ).
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Three unstable modes (p = 1, 2, and 3) of the linear-model solutions for two different cloud-base heights (H). (a) Eigenfunctions wup(z), (b) lee-wave projection coefficients Au+p(κ), and (c) unstable growth rates anp(κ), for H = 500 m. (d)–(f) Same as (a)–(c), but for H = 100 m.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Comparison of vertical velocity and cloud outline from the (a), (c), (e), (g) numerical and (b), (d), (f), (h) linear models at four different x locations. Vertical velocities are contoured at |w| = 0.01, 0.02, 0.05, 0.1, 0.2, 0.5, and 1 m s−1, with positive (solid lines) and negative (dashed lines) values. In the simulation, the qc value is 0.001 g kg−1.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Dependence of linear-model unstable vertical velocities on terrain-induced forcing scale k and cloud-base height H. Gray shade contour plots of wumax at (a) t − tc = 0, (b) t − tc = 750 s, and (c) t − tc = 1500 s. Cuts through (a)–(c) are shown at (d) H = 500 m and (e) H = 100 m.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Using cloud outline at z = 1.5 km and t = 4 h to find tlin from the (a) MPA4 and (b) MPAD4 simulations. The location past which cloud-free regions are more extensive than cloudy areas is denoted as xlin, while the triggering location (determined earlier) is xc ≈ 46 km.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Cloud outline and negative values of moist Brunt–Väisälä frequency (N 2m) at t = 1 h in smooth-terrain simulations (h̃ = 0) for (a) RH90 and (b) RH99 soundings. Cloud outline (qc = 0.001 g kg−1) is shaded and N 2m is contoured by dashed lines, with labels multiplied by 10−5 s−2.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Same as in Fig. 4, but for (a) PAM20km, (b) PAM10km, (c) PAM5km, (d) PAM2.5km, and (e) PAM1.25km soundings.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Same as in Figs. 5a–d, but for (a) MPAM2, (b) MPAM3, (c) MPAM4, and (d) MPAM5 simulations.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Simulated band spacings (λsim) as a function of the smallest-scale mode in h̃(λmin) for PAM20km–PAM1.25km (white circles) and MPAM2–MPAM5 (black circles) simulations.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Same as in Fig. 12, but for a power spectrum characterized by Eh̃ ∼ κ−5/3, wherein (a) t − tc = 0, (b) t − tc = 1500 s, and (c) t − tc = 3000 s.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Same as in Figs. 5a–d, but for (a) MPAD2, (b) MPAD3, (c) MPAD4, and (d) MPAD5 simulations.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Same as in Fig. 16, but for (a) MPAMD2, (b) MPAMD3, (c) MPAMD4, and (d) MPAMD5 simulations.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
Simulated band spacings (λsim) as a function of λmin for the MPAD2–MPAD5 (gray circles) and MPAMD2–MPAMD5 (black circles) simulations.
Citation: Journal of the Atmospheric Sciences 64, 12; 10.1175/2007JAS2335.1
List of numerical simulations and their properties, categorized by the simulation name, perturbation type (strip or patch), scales of forcing contained in h̃ (km), slope of the small-scale terrain power spectrum Eh̃ as a function of the horizontal wavenumber κ, basic-state RH, number of otherwise identical runs with randomized ϕy, and mean