1. Introduction
Trapped lee waves are a category of mountain wave that extend downstream of terrain, with the bulk of their energy contained within a lower-tropospheric resonant wave duct. The distance over which the lee-wave train extends depends upon several factors, including the roughness of the underlying surface, the efficiency with which wave energy can leak upward through the stratosphere, the steadiness of the flow, and the degree to which energy is removed by lateral dispersion from three-dimensional terrain. In this paper, we will compare the relative efficiency of two possible dissipation mechanisms, surface friction and stratospheric leakage, which have been the subject of most previous studies.
Bretherton (1969) estimated the drag produced by the turbulent absorption of lee waves, either in an elevated layer or at the surface. The drag from trapped lee waves can be a significant fraction of the total gravity wave drag and thus has an important impact on the large-scale weather and climate (Durran 1995; Georgelin and Lott 2001; Broad 2002; Stiperski and Grubišić 2011; Teixeira et al. 2013). The influence of dissipating trapped waves on the mean flow depends, in part, on the level at which the dissipation occurs. If trapped waves are absorbed in the boundary layer, this drag will be exerted at low levels, whereas, if they leak upward into the stratosphere, the drag will be exerted at the level at which they dissipate in the upper atmosphere.
Recent research has shown that lee waves can be effectively absorbed by boundary layer processes. Smith et al. (2002) presented observations of lee-wave absorption at a critical level in a stagnant layer in the lee of Mont Blanc. In the absence of a critical layer, increasing surface roughness has been shown to increase the rate of downstream decay of the lee-wave train (Smith et al. 2006; Jiang et al. 2006). These studies of the influence of surface friction did not, however, consider environmental conditions where the lee waves could potentially leak energy upward through the stratosphere. Such upward energy leakage has been observed in several field campaigns (Vergeiner 1971; Brown 1983; Shutts 1992; Georgelin and Lott 2001). Durran et al. (2015, hereafter DHB15) obtained solutions to the vertical structure equation for linear partially trapped waves showing that upward leakage of energy through the stratosphere can be an effective mechanism for the downstream decay of trapped lee waves. The rate at which energy leaked upward was strongly dependent on the fraction of the trapped-wave amplitude that penetrated upward to the tropopause. Higher rates of leakage were favored by longer resonant wavelengths and lower tropopause heights. Leakage was often significant in the trapped-wave environments with elevated inversions and strong upper-tropospheric winds typically found during actual atmospheric events. On the other hand, the importance of upward leakage was highly variable among cases where the stratosphere capped idealized profiles, with constant wind speed and two layers of uniform static stability in the troposphere.
The aim of this paper is to compare the roles of the stratosphere and the boundary layer in causing downstream trapped-wave decay. Our primary focus will be on stratospheres with typical near-isothermal static stability and surface roughnesses representative of the ocean or open shrublands. Section 2 outlines the numerical model used for our study. Profiles with uniform wind speed and two-layer tropospheric static stability structures are considered in section 3. Profiles in which the waves are trapped by strong upper-level winds and low-level stability concentrated in elevated inversions are examined in section 4. The conclusions are presented in section 5.
2. Model description






In the above,
The planetary boundary layer is incorporated in the model by a parameterization based on Blackadar’s first-order-closure scheme described by Zhang and Anthes (1982) and used by Gaberšek and Durran (2006) (appendix B describes the simplified version of this parameterization used by meso12). Differences in surface friction are imposed by adjusting the roughness length
The horizontal grid spacing in all simulations is 250 m. The vertical coordinate is stretched to allow high resolution in the lower atmosphere such that



3. Constant N and U
a. Profile 1: Short resonant wavelengths








Cross section of the vertical velocity w (color fill at 0.25 m s−1 intervals; no fill for −0.25 < w < 0.25 m s−1), and potential temperature isentropes (black lines; 4-K interval) for profile 1 with
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
b. Profile 2: Long resonant wavelengths
Ralph et al. (1997) compiled observations of 24 trapped-wave events and noted their horizontal wavelengths ranged between 8.3 and 28.6 km; the average horizontal wavelength was 15.8 ± 4.5 km. The profile-1 waves that develop in the presence of surface friction are shorter than all those in the Ralph et al. (1997) sample. Does stratospheric leakage become a more effective decay mechanism than surface friction in simple two-layer atmospheres that support longer resonant wavelengths? Figure 2 shows the vertical structure of the wind speed and Brunt–Väisälä frequency for profile 2, in which the static stability is N = 0.016 s−1 throughout a 2.5-km-deep lower layer, topped by a layer in which N = 0.0045 s−1. When a stratosphere is present, N increases to 0.02 s−1 above a height of 10 km. At all heights, u is 20 m s−1. The eigenvalue analysis in DHB15 gives a 20.5-km resonant wavelength for profile 2 without surface friction or a stratosphere.

Environment for profile 2: cross-mountain wind speed (red; lower axis) and Brunt–Väisälä frequency (black; upper axis). The solid (dashed) lines show the no-stratosphere (stratosphere) cases.
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
Figure 3 shows the vertical velocities and isentropes for simulations with and without stratospheres and three different surface conditions. The terrain parameters in (7) for these simulations are

Cross section of the normalized vertical velocity (color fill; 0.1 intervals; no fill for −0.1 < w < 0.1 m s−1) and isentropes of potential temperature (black; 6-K interval) for profile 2: (a) free slip,
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
The decay produced solely by stratospheric leakage may be compared to that generated solely by surface friction for cases with
The combined effects of stratospheric leakage and surface friction on the waves are shown in Figs. 3e,f. For both values of
c. Profile 2 decay rates
Figure 4 quantifies the rate of downstream decay for simulations forced using profile 2 with a range of different stratospheric stabilities and surface roughnesses. Decay is calculated as the decrease in wave amplitude over one horizontal wavelength, as averaged across the first 5 wavelengths at

Percentage loss of wave amplitude at
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
The rate of downstream decay generated by upward leakage due to the stratosphere in the free-slip profile-2 situation is shown by the black line in Fig. 4. The form of this curve is similar to that obtained using linear theory in DHB15 (see their Fig. 4a), with the maximum decay of 18% here agreeing well with the 16% in the linear model. A sharp increase in the rate of decay occurs across the threshold value of
Despite the stratosphere alone being capable of producing an 18% decay rate in the free-slip case, the stratospheric stability has essentially no influence on the decay rate for all nonzero values of
4. Forward wind shear and elevated inversion
a. Profile 3a
In the atmosphere, trapped waves often occur when the wind speed increases with height throughout the troposphere and the low-level static stability is concentrated in an elevated inversion. Profile 3a is such a case; it is representative of the conditions observed over the Intermountain West of the United States on 17 March 2005—a day that was characterized by a widespread and long-lived trapped-wave event stretching from California to Colorado. As plotted in Fig. 5, N = 0.003 s−1 below z = 2.5 km, there is an inversion with N = 0.025 s−1 in the layer

As in Fig. 2, but for profile 3a.
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
Figure 6a shows the structure of the trapped waves supported by profile 3a with no stratosphere and a free-slip lower boundary. Although they have a 21.8-km resonant wavelength similar to that in Fig. 3a, the strong upper-tropospheric winds in profile 3a greatly increase the vertical scale over which the waves decay. The influence of the stratosphere, with

As in Fig. 3, but for profile 3a: (a) free slip,
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
In contrast to the situation with profile 2, surface friction produces only a small reduction in the 21.8-km wavelength of the trapped waves supported by profile 3a. The resonant wavelength drops to 19.8 km when
The percentage loss of wave amplitude per wavelength in the free-slip case is plotted as a function of stratospheric stability by the black line in Fig. 7. For small values of

Percentage loss of wave amplitude at
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
b. Profile 3b
The trapped wavelengths supported by profile 3a are toward the long end of the range of observed wavelengths in the cases compiled by Ralph et al. (1997). At least for the cases considered so far, waves with longer resonant wavelengths tend to decay more slowly with height and to be more susceptible to decay through the leakage into the stratosphere. Profile 3b allows us to examine the behavior of waves with resonant wavelengths shorter than the 15.8-km average wavelength in the set compiled by Ralph et al. (1997). Figure 8 plots the vertical profiles of u and N for profile 3b. The tropospheric stability structure is identical to that in profile 3a, with an elevated inversion in the layer

As in Fig. 3, but for profile 3b.
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
The influence of surface friction in the absence of a stratosphere is shown in Fig. 9. The resonant wavelength reduces from 13.9 km in the free-slip case (Fig. 9a) to 13.1 km when

Cross section of the normalized vertical velocity (color fill; 0.1 intervals; no fill for −0.1 < w < 0.1 m s−1) and isentropes of potential temperature (black; 6-K interval) for profile 3b with no stratosphere: (a) free slip, (b)
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
The preceding simulations were repeated with a tropopause at

As in Fig. 9, but for profile 3b with
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
DHB15 noted that the rate of upward leakage into the stratosphere is sensitive to the height of the tropopause. Lower tropopauses tend to produce more rapid downstream decay by allowing higher-amplitude waves to reach the stratosphere. Figure 11 shows the vertical velocity field for the same cases considered in Fig. 10, except that

As in Fig. 9, but for profile 3b with
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
In summary, for profile 3b the isolated effect of strong surface friction (
5. Conclusions
The relative influence of stratospheric leakage and boundary layer dissipation on the downstream decay of trapped lee waves was examined for four different atmospheric profiles. In the highly idealized profiles 1 and 2, the wind speed is constant with height, the tropospheric stability has a simple two-layer structure, and stratospheric leakage had negligible influence whenever surface friction was present. The short 9.3-km-wavelength mode supported by profile 1 damps so rapidly with height throughout the upper troposphere that, even in free-slip simulations, stratospheric leakage produces only minimal downstream decay. The 20.8-km resonant wavelength for profile 2 is much longer, and this mode does undergo significant decay through stratospheric leakage in free-slip simulations. But when even weak surface friction is present, both the resonant wavelength and the vertical penetration of the waves into the upper troposphere are drastically reduced (to 12.8 km when
The situation is quite different for profiles 3a and 3b, for which leakage into the stratosphere is a significant downstream decay mechanism in both the free-slip and surface-friction simulations. These profiles, with elevated inversions and winds that increase with height, are much more typical of conditions observed during trapped-lee-wave events than are profiles 1 and 2. Stratospheric leakage is more important than boundary layer friction in dissipating the 21.8-km-wavelength waves supported by profile 3a, whereas both effects have roughly similar influence on the 13.9-km waves supported by profile 3b.
In contrast to profiles 1 and 2, neither the horizontal wavelengths nor the upward penetration of the trapped waves supported by profiles 3a and 3b are greatly influenced by surface friction, although there is a slight reduction in wavelength and vertical penetration that actually reduces the net downstream decay in some cases with weak surface friction. In particular, in both of these profiles, waves decay more slowly in the presence of a stratosphere at
The change in the resonant wavelength generated by surface friction arises primarily through the modification of the mean-state wind speed profile, a result that is consistent with the theoretical argument of Jiang et al. (2006) that trapped-wave absorption in the boundary layer has little direct influence on the resonant wavelength. When

Vertical structure of the vertical velocity Re[
Citation: Journal of the Atmospheric Sciences 73, 3; 10.1175/JAS-D-15-0175.1
For a given surface roughness, the effectiveness with which stratospheric leakage produces downstream decay in trapped lee waves clearly depends on the details of the atmospheric structure. Our results suggest that stratospheric leakage will be relatively more important for waves trapped by forward wind shear in profiles where the low-level stability is concentrated in an elevated inversion than it would be for waves trapped only by stability changes in simple two-layer atmospheres with constant wind speeds. As emphasized in DHB15 and confirmed here for profile 3b, the height of the tropopause is another important factor modulating stratospheric leakage, with 1-km reductions in its elevation having the potential to greatly increase the downstream decay (c.f. Figs. 10, 11).
Understanding the roles of surface friction and stratospheric leakage in the decay of trapped waves is important for understanding the momentum budget of the atmosphere. When waves leak into the stratosphere, they exert a drag on the larger-scale flow in the elevated region in which they ultimately decay. In contrast, when waves decay through the influence of surface friction, this drag is exerted very near the surface. To obtain a complete understanding of the drag produced by trapped waves on the large-scale flow, our investigation could be extended to consider the influence of surface heat fluxes on the waves (Jiang et al. 2006) and to include other decay mechanisms, such as time-dependent changes in the background flow (Hills and Durran 2012) and three-dimensional dispersion from a horizontally compact source.
This research was supported by National Science Foundation Grant AGS-1138977. Computations were performed using the Extreme Science and Engineering Discovery Environment (XSEDE), which is supported by National Science Foundation Grant ACI-1053575. The manuscript was improved by comments from two anonymous reviewers.
APPENDIX A
Subgrid-Scale Mixing













APPENDIX B
Boundary Layer Parameterization
Our simulations use a boundary layer parameterization that is a simplified version of Blackadar’s first-order closure scheme (Zhang and Anthes 1982). A surface level













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All resonant wavelengths discussed in this paper are in the horizontal.
There is a slight reduction in the rate of decay with a stratosphere for the short roughness length simulations at low values of