1. Introduction
Buoyancy is the root cause of thermal convection in the atmosphere and fundamentally governs the vertical acceleration of clouds. A density anomaly’s buoyancy is most often characterized by the Archimedean formula
The reduction from B to β is determined by the geometry of the density anomaly. As discussed in Houze (2014), for broad pancake-shaped density anomalies, buoyant motion is severely inhibited by the surrounding fluid, and β can be several orders of magnitude less than B. On the other hand, narrow pencil-shaped density anomalies impart negligible momentum to their environment, and B serves as a reliable proxy for β.
Moving beyond this qualitative understanding, approximate formulas and scalings exist for the effective buoyancy in updrafts (Morrison 2016a,b; Peters 2016), of an isolated bubble (Pauluis and Garner 2006), and in hydrostatic versus nonhydrostatic models (Weisman et al. 1997; Jeevanjee 2017). Furthermore, exact analytical results for the effective buoyancy along the central axis of a buoyant cylinder were obtained by Jeevanjee and Romps (2016). While this progress is significant, we still lack a full 3D analytical solution for the effective buoyancy of a density anomaly even for idealized geometries, and thus have no quantitative picture for how the environment responds to buoyant accelerations.
Another issue is that convection schemes often account for the buoyancy perturbation pressure gradient by simply multiplying B by a fixed virtual (induced) mass coefficient. This coefficient is sometimes set equal to 2/3, which is the value for a solid sphere in potential flow (e.g., Romps and Charn 2015; Romps and Kuang 2010; Roode et al. 2012; Batchelor 2000). In a similar fashion, Turner (1964) approximated the perturbation pressure acting on an ellipsoidal thermal by appealing to the virtual mass coefficient of a solid ellipsoid. Not only does fixing a coefficient neglect the geometry-dependent nature of the buoyancy perturbation pressure, but there also does not seem to be any rigorous proof that the solid-body value is appropriate for a fluid density anomaly, which may experience an internal circulation and thus deform as it accelerates.
In this paper we aim to make progress on these questions by deriving the exact effective buoyancy for the idealized case of a uniformly buoyant ellipsoid. Our analytical results spring in part from the recognition of a novel mathematical equivalence between the equations of magnetostatics and effective buoyancy. We show that the magnetic field of a uniformly magnetized body of arbitrary shape is mathematically identical to the effective buoyancy of an identically shaped fluid density anomaly.
This equivalence allows us to leverage the long-standing classical literature on magnetization to find the effective buoyancy of an ellipsoidal thermal. In addition, the correspondence provides theoretical justification for appealing to the solid-body virtual mass coefficients in the case of ellipsoids, yet also proves that the connection between solid-body motion and fluid anomaly acceleration breaks down for all other geometries.
The relevance of the ellipsoidal geometry examined in this work is supported by the observed shapes of convecting thermals. The actively convecting cores of cumulus in large-eddy simulations (Sherwood et al. 2013; Romps and Charn 2015) and atmospheric observations (Damiani et al. 2006; Damiani and Vali 2007) are often ellipsoidal in shape. Laboratory experiments (e.g., Scorer 1957; Woodward 1959) of rising thermals also demonstrate this same ellipsoidal form.
Realistic turbulent thermals, of course, have nonuniform B fields. How relevant are theoretical formulas for β that assume uniform B? To answer this, we present simulations of a turbulent thermal and show that its average β can indeed be explained by our analytical formulas, when applied to the turbulent thermal’s average B field.
2. Effective buoyancy preliminaries





























Our focus in this article is on the effective buoyancy, but this is not to suggest that the dynamic acceleration is of little importance in atmospheric convection. In a mature thermal, the dynamic acceleration is comparable in magnitude to the effective buoyancy and is critical for establishing and maintaining the thermal’s internal circulation. For the initial motion of a nascent thermal, however, the effective buoyancy dominates over the dynamic acceleration. In section 4, we further detail the transition between these two regimes.
3. Effective buoyancy of a spherical anomaly

































































A uniform spherical thermal: (a) vertical cross sections of the Archimedean buoyancy profile, (b) analytical solution for the effective buoyancy, and (c) analytical solution for the Lagrangian acceleration with vector acceleration (arrows) and acceleration magnitude (color).
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1

A uniform spherical thermal: (a) vertical cross sections of the Archimedean buoyancy profile, (b) analytical solution for the effective buoyancy, and (c) analytical solution for the Lagrangian acceleration with vector acceleration (arrows) and acceleration magnitude (color).
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1
A uniform spherical thermal: (a) vertical cross sections of the Archimedean buoyancy profile, (b) analytical solution for the effective buoyancy, and (c) analytical solution for the Lagrangian acceleration with vector acceleration (arrows) and acceleration magnitude (color).
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1
One implication of these results is that the negative acceleration associated with near-field compensating subsidence is comparable in magnitude to the acceleration of the anomaly itself. This environmental acceleration declines rapidly with distance, yielding after finite time a descent of environmental air that is strongly enhanced near the anomaly. In a stably stratified environment (i.e.,




4. Buoyant motion from rest
What is the relevance of the foregoing results? For a buoyancy anomaly accelerating from rest in a quiescent environment, the dynamic pressure is zero and the effective buoyancy gives the full Lagrangian acceleration. The motion will stay buoyancy dominated until enough momentum has developed that the dynamic pressure force can no longer be neglected.









For a representative thermal with
To validate this account of the buoyancy-dominated motion, we analyze the direct numerical simulations of a spherical thermal conducted in Lecoanet and Jeevanjee (2018) using Dedalus,1 an open-source pseudospectral framework (Burns et al. 2016). As detailed in appendix A, we solve the nondimensional Boussinesq equations for the turbulent motion of a heterogeneous density anomaly rising through a neutrally stratified environment.
As shown in Fig. 2b, the spatial structure of the instantaneous Lagrangian acceleration from rest matches the analytical β result of Eq. (19) (displayed in Fig. 1). Let angle brackets denote an average over the thermal’s initial spherical volume. We find that

(a) Log–log plot of the height of the anomaly vs time, and (b) contour plot of the initial Lagrangian acceleration.
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1

(a) Log–log plot of the height of the anomaly vs time, and (b) contour plot of the initial Lagrangian acceleration.
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1
(a) Log–log plot of the height of the anomaly vs time, and (b) contour plot of the initial Lagrangian acceleration.
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1




5. Effective buoyancy of a mature thermal
After the initial motion chronicled in the prior section, the thermal transitions to a turbulent regime distinguished by a “vortex ring” circulation. This structure, which loosely resembles the laminar Hill’s vortex, consists of an ellipsoidal thermal that encases a rotating ring of more anomalous density; fluid ascends in the ring’s interior and descends on the periphery (Scorer 1957; Woodward 1959).
Figure 3 demonstrates azimuthally averaged w,

Evolution of the azimuthally averaged (a)–(d) w, (e)–(h)
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1

Evolution of the azimuthally averaged (a)–(d) w, (e)–(h)
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1
Evolution of the azimuthally averaged (a)–(d) w, (e)–(h)
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1
Motivated by the findings of the prior section, we examine to what extent the mean β of a mature thermal may be explained by considering a uniformly buoyant ellipsoid. With that goal in mind, we first derive the effective buoyancy of an ellipsoid via exploiting a mathematical equivalence between effective buoyancy and the equations of magnetostatics.
a. Magnetostatics correspondence
Understanding the connection between magnetostatics and effective buoyancy requires familiarity with the concept of magnetization, which we outline below. Readers are referred to Griffiths (2017) and Jackson (1998) for a thorough treatment of the topic.
Consider a small circular loop of wire through which a steady current flows. If the loop has vector area a and carries current I, then taking a → 0 while fixing the dipole moment m = aI yields the dipole magnetic field. This miniature loop circuit is a conceptual model for the magnetic dipole moments generated by atomic electrons. A physical magnet is composed of many such dipole moments aligned in a common direction and described by the magnetic dipole moment per unit volume, known as the magnetization,

















The classical theory of magnetized bodies is replete with analytical results. Poisson is attributed with finding the magnetic field inside a uniformly magnetized sphere, and Maxwell gives the corresponding result for an ellipsoid in article 437 of Maxwell (1873). A modern treatment of the magnetic field inside a magnetized ellipsoid can be found in Stoner (1945), and Tejedor et al. (1995) derives formulas for the external magnetic field presented in the following section.
The magnetostatics correspondence also clarifies the relationship between effective buoyancy and induced mass. We have shown that a spherical buoyancy anomaly accelerates uniformly, moving as if it were a solid body. This explains why its induced mass is equal to that of a solid sphere, and why the spatial structure of β in Eq. (19) is identical to that of the potential flow of a solid sphere translating at a steady velocity
Again, we turn to the magnetostatics literature. The effective buoyancy is uniform only if
b. Ellipsoidal thermal









Note that the oblate formula






Comparison between β averaged over the ellipsoidal thermal as a function of the diagnosed aspect ratio and the analytical formula [Eq. (32)]. Thermal identification was conducted every 0.1T, yielding 5 snapshots of the initial regime and 70 snapshots of the mature thermal. Bars indicate the standard deviation of the data for each regime (error bars for the initial regime are smaller than the marker).
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1

Comparison between β averaged over the ellipsoidal thermal as a function of the diagnosed aspect ratio and the analytical formula [Eq. (32)]. Thermal identification was conducted every 0.1T, yielding 5 snapshots of the initial regime and 70 snapshots of the mature thermal. Bars indicate the standard deviation of the data for each regime (error bars for the initial regime are smaller than the marker).
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1
Comparison between β averaged over the ellipsoidal thermal as a function of the diagnosed aspect ratio and the analytical formula [Eq. (32)]. Thermal identification was conducted every 0.1T, yielding 5 snapshots of the initial regime and 70 snapshots of the mature thermal. Bars indicate the standard deviation of the data for each regime (error bars for the initial regime are smaller than the marker).
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1
Importantly, it also enables us to move beyond the limiting cases and understand the regime relevant for atmospheric thermals. Hernandez-Deckers and Sherwood (2016) found evidence for slightly prolate thermals, while Scorer (1957), Woodward (1959), and Damiani et al. (2006) observe moderately oblate thermals consistent with our simulations, which have
c. Comparison to simulation
Equipped with the idealized solution [Eq. (32)], we investigate its potential relevance to the simulated ellipsoidal thermals. Rigorous comparison to the simulation results requires introducing an objective method to identify the thermal’s boundary. To achieve this, we implement a simple ρ′-based approach as described in appendix B. Example identification results are shown in Fig. 3.
Thermal identification enables us to compute the volume average of β over the thermal, again denoted as
A lingering question, however, is, Why do we find such close agreement despite the heterogeneous ring structure present in the B field? Consider decomposing the thermal’s Archimedean buoyancy field according to

(a) Vertical cross section at t = 28.7 of the volume average of the thermal’s Archimedean buoyancy
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1

(a) Vertical cross section at t = 28.7 of the volume average of the thermal’s Archimedean buoyancy
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1
(a) Vertical cross section at t = 28.7 of the volume average of the thermal’s Archimedean buoyancy
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1
We observe that the
6. Discussion
Our main findings are as follows:
There exists an exact correspondence between magnetostatics and the fluid dynamics of effective buoyancy [Eq. (29)].
This correspondence supplies an analytical formula for the effective buoyancy of spherical and ellipsoidal anomalies—the only fluid geometries that experience a uniform buoyant acceleration, and thus have virtual mass coefficients identical to their solid-body counterparts.
The effective buoyancy of a heterogeneous turbulent thermal is captured by an analytical function of the thermal’s aspect ratio (Fig. 4).
The above results enable the computation of a turbulent thermal’s buoyant acceleration from the coarse geometry of the density field, and thus can be applied to lower-resolution observational or model data. Another application of these results is to cumulus parameterizations, and specifically those that parameterize the vertical velocity equation. As summarized by Roode et al. (2012), a wide range of virtual mass coefficients are employed in the literature. However, the results presented here, and in particular Fig. 4, suggest that the virtual mass coefficients that are much different from 2/3 are not justified by thermal-based reasoning.
A limitation of this study is that our simulations do not account for water vapor or a stratified environment. This poses a problem, however, only if a “wet” thermal in a stratified fluid deviates from the coarse ellipsoidal geometry necessary to apply our analysis. Fortunately, atmospheric observations (Damiani et al. 2006) and wet stratified simulations (Sherwood et al. 2013; Romps and Charn 2015; Hernandez-Deckers and Sherwood 2016) find thermals that possess the necessary ellipsoidal shape.
Note that our analysis emphasized the buoyancy perturbation pressure, but the dynamic pressure force is equally important to the circulation of an ellipsoidal vortex ring. While there has been recent progress in visualizing and parameterizing the dynamic pressure force (Peters 2016), a deeper quantitative understanding is still lacking. In particular, we would benefit from analytical solutions to Eq. (4b) that reveal the dynamic pressure’s spatial pattern and mean effect on a mature thermal. Future research should aim to address these questions.
Acknowledgments
NT thanks Kirk McDonald for the discussion of the magnetostatics content and for bringing Maxwell’s proof to his attention. The authors thank three anonymous reviewers in addition to Howard Stone, Aaron Match, and David Romps for the helpful discussions and feedback. NJ is supported by a Harry Hess fellowship from the Princeton Geosciences Department. DL is supported by a PCTS fellowship and a Lyman Spitzer Jr. fellowship. Computations were conducted with support by the NASA High-End Computing (HEC) Program through the NASA Advanced Supercomputing (NAS) Division at Ames Research Center on Pleiades with allocations GID s1647 and s1439.
APPENDIX A
Simulation














To resolve the small-scale features of the initial acceleration field shown in Fig. 2b, we initialize the sphere in the center of a cubic domain of length 5Lth and represent the solution with (1024)3 Fourier modes. To simulate the ascent of a mature thermal, we initialize the sphere above the bottom of a rectangular domain of height 20Lth and horizontal extent 10Lth, and use 512 modes in the horizontal directions and 1024 modes in the vertical direction.
The spherical anomaly is seeded with a random heterogeneous
APPENDIX B
Thermal Tracking
To minimize complexity we solve for the ellipsoidal thermal volume by identifying the major axes of an azimuthally symmetric ellipsoid via a fixed threshold on the azimuthally averaged density anomaly field
We first locate the central vertical axis of the thermal by performing a vertical velocity-weighted average of

The azimuthally averaged (a)
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1

The azimuthally averaged (a)
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1
The azimuthally averaged (a)
Citation: Journal of the Atmospheric Sciences 75, 9; 10.1175/JAS-D-17-0371.1
The extent of the ellipsoid’s vertical axis is set by the height above the ellipsoid’s center where
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For more information and links to the source code, see http://dedalus-project.org/.