1. Introduction
The concept of turbulence (“turba aliena”) as chaotic motions of fluid elements (“atoms”) was known already to Roman philosopher Lucretius (see the first-century BCE didactic poem De Rerum Natura). He defined it as “aimless crowd of clashing elements, which can be seen in a dance of motes of dust whirling in a sunbeam” and highlighted the arrow from order to chaos (“direct cascade” in modern terms) aiming at the final death of the universe (the thermal death in the second law of thermodynamics). Moreover, Lucretius recognized the existence of an alternative “involuntary” arrow from chaos to order (“inverse cascade”). More than two millennia have passed since then until these findings were rigorously expressed and quantified: direct cascade, in the nonstratified three-dimensional turbulence (Kolmogorov 1941a,b, 1942), and inverse cascades, in the wave turbulence (Zakharov and Filonenko 1966; Zakharov et al. 1993) and the two-dimensional hydrodynamic and plasma turbulence (Kraichnan 1967; Kraichnan and Montgomery 1980).
The present paper reveals the yet overlooked inverse cascade in convective turbulence, namely, in the buoyancy-generated chaotic plumes, which in fact merge to form larger plumes; whereas mechanical shear-generated chaotic eddies break down to produce smaller ones, thus producing the direct cascade.
Modern vision of stratified turbulence is based on the conventional paradigm generally attributed to Kolmogorov (1941a,b, 1942) with no regard to the fact that his own vision was limited to the nonstratified homogeneous turbulence. So, the paradigm, extended in due time to the stratified turbulence as self-evident, without proof, comprises the following well-known postulates:
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Turbulence develops when the flow instability is strong enough to overtake the resistance of molecular viscosity so that the flow breaks down causing chaotic eddies (Reynolds 1883).
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These eddies are unstable themselves and also break down to generate smaller unstable eddies, thus causing the direct cascade of the turbulent kinetic energy (TKE) and other properties of turbulence toward smaller scales and eventual viscous dissipation (Richardson 1920).
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Turbulence results in the downgradient transport of momentum, energy, and matter, in other words, it transports these properties in such a way as to level out their spatial heterogeneity; so, the turbulent flux of any quantity is calculated as the product of the gradient of the transferred quantity and the coefficient of turbulent exchange (Boussinesq 1897).
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Direct cascade feeds all three shares of TKE making them proportional to each other and yielding isotropic smaller scales, thus assuring the balance between the generation of TKE by velocity shears and its viscous dissipation (Kolmogorov 1941a,b, 1942).
This vision, particularly as concerns the unstably stratified turbulence (the subject matter of the present paper), remained conceptually unchanged until now. For meteorological and oceanographic applications this is not too surprising: all theories based on the above paradigm (Obukhov 1946; Monin and Obukhov 1954; Mellor and Yamada 1982; Canuto et al. 2001) yield plausible quantification of the vertical convective turbulence, while in many applications nothing else is needed. At the same time, experimental evidence against the conventional vision of the unstably stratified turbulence has been gradually accumulated (Zilitinkevich 1971, 1973; Wyngaard and Coté 1971; Kader and Yaglom 1990; Marino et al. 2015; Salesky et al. 2017; Pouquet et al. 2018). In the language of Thomas Kuhn (1962), the state of affairs is called the “crisis of the conventional paradigm.”
The present paper demonstrates that the crisis roots in the irrelevance of the conventional paradigm of the unstably stratified turbulence, which arose long ago as a literal paraphrasing of Kolmogorov’s vision of the nonstratified homogeneous turbulence. This happened automatically and simply identified buoyant plumes as mechanical eddies.
Instead, the proposed new paradigm, first declares that plumes principally differ from eddies and merge to form larger ones, thus making the inverse cascade, and second admits the existence of countergradient and nongradient turbulent transports prohibited in the conventional paradigm. At the same time, the new paradigm does not contradict the classical Kolmogorov’s theory formulated for the neutrally stratified homogeneous turbulence.
2. Success and failure of the conventional theory
The conventional and new paradigms of unstably stratified turbulence are compared below by the example of plane-parallel sheared flow inherent in the atmospheric surface layer. Here, the conventional theory is fair only in the trivial case of so strong shears that mechanical eddies destroy the weak plumes and, thus, violently involve them in the direct cascade. In atmospheric and hydrospheric convective boundary layers such a regime is observed in the near-surface sublayers comprising roughly 10% of the stratified surface layer. Beyond this practically nonstratified sublayer, chaotic plumes produce an inverse cascade culminating at the largest scales in the conversion of convective TKE into kinetic energy of self-organized flow patterns: cells or rolls in the shear-free or sheared convective boundary layers, respectively. Herewith, mechanical turbulence, generated by the mean-flow shears, produces a direct cascade culminating in the viscous dissipation of mechanical TKE into heat at the smallest eddies. So, in the noticeably unstable stratification, horizontal TKE is fully mechanical, while vertical TKE is almost fully convective. This unorthodox picture will be confirmed by experimental data to be featured in the following sections of this work.
So, the dimensionless characteristics of the surface-layer turbulence (normalized using the above governing parameters) become universal functions of z/L (Obukhov 1946). This makes the surface layer an ideal natural laboratory for the verification and comparison of alternative theories of turbulence.
Kolmogorov (1942) considered the nonstratified turbulence (F θ = 0) and developed the first theory of the budget of turbulent kinetic energy in this particular case:
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The turbulent time scale is defined as t T = E K /ε K↓ (just expressing the unknown t T via also unknown ε K↓), so that the turbulent length scale is only naturally defined as
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In view of the fact that in neutral stratification the turbulent length scale is limited only by distance from the solid surface, z, it should be proportional to this distance, l T ~ z, which immediately defines the time scale:
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Following Prandtl (1932), the coefficient of vertical turbulent transport for any property, K PROP, is defined as proportional to the product of the turbulent length scale, l T ~ z, by the square root of vertical TKE,
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Since all the TKE shares have the same origin (the velocity-shear instability), the horizontal, E KH = 〈u′u′〉/2 + 〈υ′υ′〉/2, the vertical,
It is worth noting that for near-neutral conditions the conventional theory based on Eqs. (6) and (8) implies that the vertical turbulent flux of the total TKE is equal to zero:
Furthermore, along with the plausible Eq. (9), this vision of the TKE budget yields for the unstable stratification (z > L) fully erroneous formulations of the following characteristics of turbulence:
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Vertical flux of TKE
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horizontal TKE
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dissipation rate of TKE
3. Novel theory
The countergradient nature of vertical turbulent fluxes of the vertical and total TKE,
Citation: Journal of the Atmospheric Sciences 78, 12; 10.1175/JAS-D-21-0013.1
According to Eq. (13), the rate of production of convective TKE, βF
θ
, is balanced by the term
Notably, the balance between the rate of the TKE production by buoyancy forces and the vertical gradient of the vertical turbulent flux of TKE was long ago revealed empirically by Wyngaard and Coté (1971). However, general recognition of the conventional paradigm as applicable to any stratified turbulence was unshakable, and this empirical discovery went almost unnoticed. In the light of the new paradigm, it means nothing but direct empirical evidence of the separate budget of convective TKE, Eq. (13) that, in turn, testifies the separate budget of mechanical TKE, Eq. (14).
Notably, the idea of turbulent length scale as proportional to the height over the surface, l T ~ z, underlying Kolmogorov’s concept of dissipation, Eq. (4), is equally relevant to conversion and unstable stratification, as the latter does not impose any additional limitations on the vertical turbulent length scale.
We shall emphasize that Eqs. (15) and (16) may not hold for near-neutral conditions: the exact area of validity and the transition to the neutral limit in terms of z/L are to be determined separately. It would require high-resolution numerical simulation data tailored specifically to resolve this issue.
4. Breaking the dead end of conventional theories
Now it becomes clear how it happens that the principally erroneous conventional theory yielded plausible formulations of the vertical TKE and the coefficient of vertical turbulent transport of momentum specified by Eq. (9). Indeed, since the share of mechanical turbulence in the total TKE is small, the physically erroneous conventional vision of the total TKE budget balancing the total TKE production by viscous dissipation, Eqs. (4)–(7), serves as the lucky approximation of the real budget of convective TKE balancing its production due to buoyancy forces by its conversion into kinetic energy of self-organized flow patterns, Eqs. (13) and (15). So, in spite of the principal difference between the conventional and new visions/theories, both yield mathematically equivalent expressions of the parameters in question. However, the conventional theory yields fully erroneous Eqs. (10)–(12) specifying all the remaining characteristics of turbulence.
Contrastingly, the novel theory yields, besides Eq. (9), the true formulations of these characteristics:
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vertical flux of the vertical TKE,
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fully mechanical horizontal TKE,
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the rate of the viscous dissipation of TKE, ε K↓, balancing only the rate of its generation by the mean velocity shear and having nothing to do with the buoyancy-generated turbulence:
Here the dimensionless constants C
V
≈ 1 and C
K
≈ 0.4 are well known from the empirical validation of Eq. (9), common for the conventional and novel theories, while the new constants
Comparison of dimensionless vertical profiles of the fully mechanical horizontal TKE,
Citation: Journal of the Atmospheric Sciences 78, 12; 10.1175/JAS-D-21-0013.1
Equation (18) predicts that fully mechanical horizontal TKE, E K H , increases approaching the surface. This dependence on height has been observed both in free shear convective boundary layers and neutrally stratified flows. The logarithmic dependence for the latter was shown by, for example, Banerjee and Katul (2013) and Katul et al. (2016) and confirmed by direct numerical simulation (DNS) data. The LES data (Abkar and Moin 2016) of the convective boundary layer also supports this finding and matches observational data. We expect this relation to hold for all intermediate regimes of sheared-convective turbulence.
It should be noted that the coefficient of vertical turbulent exchange for momentum K M is derived rigorously from the budget equation for the vertical turbulent flux of momentum. But in the proposed framework this equation splits into the pair of equations for its convective and mechanical parts similarly to splitting of the convective and mechanical TKE budgets into Eqs. (13) and (14), so K M should be rederived as well. The authors leave this derivation for a separate paper.
5. Empirical validation
Experimental data needed for validation of Eqs. (17)–(19) are obtained from meteorological observations at the Eureka station located in the Canadian territory of Nunavut in conditions of the long-lived convective boundary layer typical of the Arctic summer. Here, permanent warming of this layer from the surface is balanced by permanent pumping of colder air into the layer via the general-circulation mechanisms. Such balance yields the quasi-stationary regime of turbulence assuring more accurate detection of turbulent energies and fluxes than is possible in short-lived evolving convective layers typical of midlatitudes. At the same time, no principal contradictions were found between the available data from observations at mid- or low latitudes and the more certain data from Eureka (Grachev et al. 2018).
Turbulent energies and fluxes were calculated directly from the measured velocity and temperature fluctuations. The pressure–velocity correlation term could not be evaluated directly using the available measurement data, the only estimate could be retrieved from the TKE budget equation. Since all the other terms are known and the overall residual of the balance equation never exceeds 10%, the pressure–velocity correlation term is neglected. We attribute the relative unimportance of this term to a narrow time averaging applied (the known TKE budget terms were evaluated as a result of time averaging over 100-s intervals). In the light of the new paradigm, this result is quite understandable: in the unstably stratified turbulence, breaking eddies cause pressure fluctuations to make only little contribution to TKE for the time scales considered, while buoyant plumes dominating this turbulence do not cause pronounced pressure fluctuations.
Notably, the TKE dissipation rate is not measured directly. For a long time, the only possibility was to retrieve it from the TKE budget equation as a residual term, provided that all the other terms are measured. However, for neutral and stratified turbulence this equation includes the unmeasurable pressure–velocity correlation term. This makes the method rather uncertain. Comparatively recently, a constructive method of retrieving the dissipation rate from the measured TKE spectra was proposed (Pearson et al. 2002). It employs Kolmogorov’s idea that the shape of the TKE spectrum in the inertial interval is fully controlled by the dissipation rate; so, the latter can be calculated from the measured spectra. In neutral and stable stratifications, the method does not raise questions: the TKE spectrum exhibits just one inertial interval in its high-frequency part. However, in unstable stratification the TKE spectra exhibit two inertial intervals: one at higher frequencies and another at lower frequencies (e.g., Kader and Yaglom 1991; Glazunov and Dymnikov 2013; Banerjee et al. 2015). Until the present, the second interval remained mysterious. The new paradigm naturally explains it as a manifestation of the inverse cascade in convective turbulence toward its conversion into the large-scale self-organized structures. So, the shape of the spectrum in this low-frequency interval is controlled by the rate of conversion of convective TKE into kinetic energy of self-organized structures, just as the spectrum in the high-frequency interval is controlled by the dissipation rate (see Fig. 3). According to Eq. (13) this rate, ε K↑, is balanced by the rate of production of convective TKE quantified by the vertical turbulent flux of buoyancy, βF θ . So, the above method gives the TKE conversion rate, ε K↑ = βF θ , when applied to the low-frequency inertial interval, and the TKE dissipation rate, ε K↓ = −τ ∂U/∂z, when applied to the high-frequency interval. The empirical data on dissipation shown in Fig. 4 were retrieved by this method from the high-frequency inertial interval utilizing the value of 0.55 for Kolmogorov’s constant used by Grachev et al. (2015) for the energy spectrum of the longitudinal velocity component.
Typical spectrum S TKE of TKE measured at the Eureka research station (8 m above the surface; Obukhov length, L ~ 1 m; 1800–1830 UTC 22 Jun 2012). The two inertial intervals in the spectrum characterized by the −5/3 power law are clearly seen. The low-frequency interval, 0.15 < f < 0.7 Hz, is controlled by the rate of conversion of convective TKE into kinetic energy of self-organized structures ε K↑, balanced by the TKE buoyant production βF θ ; whereas the high-frequency interval, 1.5 < f < 10 Hz, is controlled by the TKE dissipation rate ε K↓, balanced by the rate of its generation by shear −τ∂U/∂z, and just used to retrieve ε K↓.
Citation: Journal of the Atmospheric Sciences 78, 12; 10.1175/JAS-D-21-0013.1
Novel and conventional visions of the TKE dissipation rate ε K↓ in unstably stratified turbulence. The nonorthodox Eq. (19), defining the dissipation, ε K↓, as inherent only in mechanical turbulence, is shown at z > L by the solid blue line, and at z < L (in the almost neutral stratification) by the dotted blue line. The conventional theory, assuming that both shear- and buoyancy-generated TKE are subjected to viscous dissipation, is shown at z < L by the solid black line and at z > L (beyond the area of its validity) by the dotted black line. Blue dots show empirical values of ε K↓ retrieved from the low-frequency (large scale) inertial intervals of the measured spectra of TKE.
Citation: Journal of the Atmospheric Sciences 78, 12; 10.1175/JAS-D-21-0013.1
Until now, the different nature of the two inertial intervals in the TKE spectra remained unknown. As a result, the low-frequency interval was often used for retrieving the dissipation rate all the more confidently as such a procedure gave the results consistent with the conventional theory. It is this mistake that Kader and Yaglom (1990) made in their comprehensive experimental investigation of various statistical moments of the surface-layer turbulence. So, the imaginary rate of the TKE dissipation retrieved in this very informative study is in fact the rate of the TKE conversion into kinetic energy of self-organized structures, which exactly balances the rate of the TKE generation—in strict accordance with the new theory. This confusion, only natural for that time, deserves notice to warn modern users of the method against such mistakes.
Figure 1 clearly demonstrates the countergradient vertical transport of TKE predicted by the new theory and yields a certain empirical estimate of the dimensionless constant
Figure 2 confirms the predicted opposing behavior of the horizontal TKE,
Figure 4 provides direct empirical evidence of the novel vision of the TKE dissipation rate, ε K↓, defined after Eq. (14) or, equivalently, after Eq. (19). Experimental data on dissipation rate are retrieved (as explained above) from the high-frequency inertial intervals in the TKE spectra. The figure shows the perfect balance between the TKE dissipation and the easily measurable TKE generation by the velocity shears, Eq. (14), exactly complementing the separate budget of convective TKE, Eq. (13).
The theoretical solid blue curve showing ε K↓ in the noticeably unstable stratification (z > L) agrees with experimental data without any fitting. It is all the more illustrative that the curve is plotted using the conventional values of the constants C V ≈ 1 and C K ≈ 0.4 obtained from the independent empirical validation of Eq. (9). To complete the picture, the dotted blue line shows the extension of novel theory beyond the area of its relevance—to the practically nonstratified sublayer z < L. The conventional theory, based on the unproven claim that the shear- and buoyancy-generated TKE are both subjected to viscous dissipation at small scales, is shown by the solid black line inside the narrow mechanical sublayer (where it holds true) and by the dotted black line outside this layer (where it fails). As seen from this figure, the conventional theory overestimates the dissipation rate ε K↓ up to an order of magnitude. So, the figure clearly demonstrates that in the pronounced unstable stratification the lion’s share of TKE is not subjected to viscous dissipation.
6. Conclusions
This paper revises the conventional paradigm of turbulence as irrelevant to unstably stratified fluid flows characterized by the two fully different mechanisms of turbulence generation: the convective instability and the velocity-shear instability. The proposed new paradigm is declared, demonstrated by the example of turbulence energetics in the unstably stratified atmospheric surface layer, and proved experimentally. Its key point is the principally different nature of the two types of turbulence conventionally considered as similar: buoyancy-generated plumes and shear-generated eddies. In contrast to eddies, breaking down into smaller ones and thus chaotically spreading in three dimensions, plumes adhere to the buoyancy-oriented vertical motions and do not break down but merge into larger plumes. This implies coexisting of the two principally different types of chaotic motions:
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The familiar mechanical turbulence, producing the direct cascade from larger to smaller scales and culminating at minimal scales in viscous dissipation of TKE into heat.
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A completely different convective turbulence, making the inverse cascade from the smaller to larger scales and culminating at maximal scales in its conversion into large-scale self-organized flow patterns.
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This nonorthodox vision of turbulence admits the two principal lines:
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“Chaos out of order” (paraphrase of the thermodynamic concept of thermal death) discovered by Richardson (1920) and utilized in Kolmogorov’s paradigm of the nonstratified turbulence.
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“Order out of chaos,” conceptually analogous to the Nietzsche’s “creative chaos,” discovered by Prigogine as inherent to self-organization, particularly in life systems (Prigogine and Stengers 1984) and utilized in the proposed new paradigm of the unstably stratified turbulence.
The new paradigm, when it has already formed, seems self-evident and almost trivial. It may seem unclear why the inverse cascade in convective turbulence has gone unnoticed for so long. This is even more amazing that such a cascade could not help but come to mind as the only reasonable explanation of the energy supply for the self-organized convective flow patterns inherent in numerous natural phenomena from convective boundary layers to stellar convection. However, the hypnosis of the conventional paradigm happened to be so strong that its revision took half a century from the first virtually unheard signals of its fallacy (Zilitinkevich 1971, 1973; Wyngaard and Coté 1971).
Acknowledgments
The main author of this paper, Prof. Sergej Zilitinkevich, is now deceased. We are infinitely grateful to Sergej for the honor of collaborating with him and for the inspiration that he so generously shared with us. His outstanding contribution to the understanding of the nature of turbulence was remarkably summarized by Baklanov et al. (2021). The authors acknowledge support from the Academy of Finland Flagship funding (Grant 337549) and ClimEco project (Grant 314798/799); collection and preprocessing of the measurement data were supported by Russian Science Foundation, Grant 21-17-00249; processing used for empirical validation was supported by the Ministry of Science and Higher Education of Russia (Contract 075-15-2021-574. and Agreement 075-15-2019-1621); data analysis and interpretation was partially supported by Russian Science Foundation, Grant 21-71-30023. We thank Svyatoslav Tyuryakov for proofreading the article.
Data availability statement
The data can be accessed at http://doi.org/10.23728/b2share.bb8964ff899c4711a0e8875b87ab2800 (Kadantsev and Repina 2020).
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