1. Introduction
In the eye region, tropical cyclones (TCs) exhibit a positive air temperature anomaly, relative to the environmental field, called a warm core. The warm core is closely linked to the central pressure and maximum wind speed of the storm via the thermal wind relationship (e.g., Emanuel 1986; Holland 1997). In particular, the structure of the warm anomaly corresponds to a decrease of mass owing to the expansion of the air in the storm center. The decrease in the mass is associated with a decrease of the surface pressure in the storm center in accordance with the hydrostatic balance. Thus, the evolution of the TC warm core is related to storm intensity, and knowledge of the dynamics of warm-core evolution is important for full understanding of changes in storm intensity.
Idealized numerical experiments with fine-resolution atmospheric models have been conducted to investigate the dynamics of the warm core in TCs. Stern and Zhang (2013a,b) performed numerical experiments with idealized vortices and diagnosed the potential temperature budget and air parcel trajectories of TC warm cores. On the basis of their analysis, they suggested that after the start of rapid intensification, the warm core is intensified in the middle troposphere by potential-temperature advection. In particular, they found that the horizontal eddy component of the advection, which is associated with nonaxisymmetric flows of a wavenumber-1 feature, is dominant in the early stage of rapid intensification. They also found that in the latter portion of rapid intensification, vertical advection of potential temperature due to axisymmetric subsidence was dominant in warming the midlevel eye. Then, during the quasi-steady stage, the warming tendency in the eye contributed by the mean vertical advection cancels the cooling contributed by subgrid-scale horizontal diffusion. Their findings suggest, therefore, that the warming process in the eye changes depending on the life stage of the storm.
Using a nonhydrostatic model, Ohno and Satoh (2015) performed a numerical experiment with an idealized vortex that revealed that the development of an upper-level warm core is caused by vertical advection of potential temperature in the storm eye associated with subsidence across the tropopause. In addition, the subsidence and core warming is mostly explained by the Sawyer–Eliassen response with an increase of inertial stability in the inner core, as the storm intensifies. Their result thus suggests that the lower stratosphere plays an important role in storm intensity changes.
On the basis of numerical simulation results and considering the hydrostatic balance, Zhang and Chen (2012) suggested that a warm core generated around the upper troposphere may be more likely to deepen the central pressure of a TC, compared with one generated around the middle troposphere. Chen and Zhang (2013) proposed that convective bursts in the inner-core region may play an important role in the formation of the warm core around the upper troposphere. In contrast, Stern and Zhang (2016), who documented the warm-core structure and structural changes of Hurricane Earl (2010) using multiple aircraft and dropsonde observations throughout the life time of the storm, found no relationship between the height of the warm core and storm intensity or intensity changes. Moreover, they showed that the maximum warm-core height depends on the reference profile used for environmental temperature around the storm.
Kieu et al. (2016) conducted a numerical experiment with an idealized vortex to investigate the development of a double warm-core structure and indicated that the upper warm core at the level of 200 to 100 hPa can form by advection of the higher potential temperature of the lower stratosphere in association with inflow into the storm’s eye near the tropopause. This lower-stratosphere inflow is generated by radiative cooling in upper-level clouds associated with outflow from the eyewall. In particular, the upper-level inflow expands to the storm’s outer core. This result suggests that enhancement of the upper warm core can be influenced by the circulation not only in the eye and eyewall, but also in the outer-core region through radiative processes. Kieu et al. (2016) also suggested that many typhoons over the western North Pacific may have a double warm core. The maximum height of the warm core, as well as the warm core’s role in storm intensification and its formation dynamics, remains an important topic in TC studies.
Although numerical simulation is a powerful tool for obtaining a full understanding of warm-core evolution, it is difficult to verify simulation results because in situ observations (such as with dropsondes) of the inner-core structure of TCs are lacking. In particular, in situ observations of typhoon centers obtained in the western North Pacific are limited to special field campaigns such as Impact of Typhoons on the Ocean in the Pacific (e.g., D’Asaro et al. 2014) since operational reconnaissance by the United States ceased in 1987. In 2017, the Tropical Cyclones–Pacific Asian Research Campaign for Improvement of Intensity Estimations/Forecasts (T-PARCII) project (Yamada et al. 2018; Ito et al. 2018) conducted a field campaign using Japanese aircraft to investigate the mature stage of Typhoon Lan (2017). Typhoon Lan formed in the Philippine Sea on 15 October 2017 and then moved slowly northward (Fig. 1a). As estimated by the Japan Meteorological Agency (JMA), the central pressure of the typhoon rapidly deepened from 965 to 935 hPa during the period from 1800 UTC 19 October to 1800 UTC 20 October 2017 (Fig. 1b), when the storm reached the mature stage. This intensity was maintained until 1200 UTC 21 October 2017. Although the storm intensity estimated by the Joint Typhoon Warning Center (JTWC) was slightly different from the JMA estimates, the most rapidly intensifying period was the same in both (Fig. 1b).

(a) Track and (b) central pressure of Typhoon Lan (2017), (c) vertical shear of horizontal wind around the simulated storm, and (d) zonal and (e) meridional components of the vertical shear. Black line in (a) denotes the JMA best track. Black and yellow crosses in (b) correspond to best track data provided by the JMA and JTWC, respectively. The red lines denote simulated results. The model domain is shown in (a). The green star in (a) indicates the location of Minami-Daito Island, and the blue star in (b) indicates the sea level pressure observed by dropsonde in the storm eye during T-PARCII. The vertical shear values based on the JRA-55 are shown by the black lines in (c)–(e). The vertical shear and zonal (dU) and meridional (dV) components of the shear are defined as (dU2 + dV2)1/2, [U200 − U850], and [V200 − V850], respectively. U and V are area averages of zonal and meridional wind components from the storm center to the 400 km radius. The subscripts 200 and 850 indicate the 200 and 850 hPa levels in the vertical. Note that the JTWC estimated pressure at 0600 UTC 21 Oct was 925 hPa, which is close to the T-PARCII observation (926 hPa).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

(a) Track and (b) central pressure of Typhoon Lan (2017), (c) vertical shear of horizontal wind around the simulated storm, and (d) zonal and (e) meridional components of the vertical shear. Black line in (a) denotes the JMA best track. Black and yellow crosses in (b) correspond to best track data provided by the JMA and JTWC, respectively. The red lines denote simulated results. The model domain is shown in (a). The green star in (a) indicates the location of Minami-Daito Island, and the blue star in (b) indicates the sea level pressure observed by dropsonde in the storm eye during T-PARCII. The vertical shear values based on the JRA-55 are shown by the black lines in (c)–(e). The vertical shear and zonal (dU) and meridional (dV) components of the shear are defined as (dU2 + dV2)1/2, [U200 − U850], and [V200 − V850], respectively. U and V are area averages of zonal and meridional wind components from the storm center to the 400 km radius. The subscripts 200 and 850 indicate the 200 and 850 hPa levels in the vertical. Note that the JTWC estimated pressure at 0600 UTC 21 Oct was 925 hPa, which is close to the T-PARCII observation (926 hPa).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
(a) Track and (b) central pressure of Typhoon Lan (2017), (c) vertical shear of horizontal wind around the simulated storm, and (d) zonal and (e) meridional components of the vertical shear. Black line in (a) denotes the JMA best track. Black and yellow crosses in (b) correspond to best track data provided by the JMA and JTWC, respectively. The red lines denote simulated results. The model domain is shown in (a). The green star in (a) indicates the location of Minami-Daito Island, and the blue star in (b) indicates the sea level pressure observed by dropsonde in the storm eye during T-PARCII. The vertical shear values based on the JRA-55 are shown by the black lines in (c)–(e). The vertical shear and zonal (dU) and meridional (dV) components of the shear are defined as (dU2 + dV2)1/2, [U200 − U850], and [V200 − V850], respectively. U and V are area averages of zonal and meridional wind components from the storm center to the 400 km radius. The subscripts 200 and 850 indicate the 200 and 850 hPa levels in the vertical. Note that the JTWC estimated pressure at 0600 UTC 21 Oct was 925 hPa, which is close to the T-PARCII observation (926 hPa).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
The T-PARCII aircraft penetrated the center of the mature typhoon at around 0600 UTC 21 October 2017 and deployed dropsondes that succeeded in capturing the dynamic and thermodynamic fields of the inner core, including near the typhoon center. The sounding-based temperature profiles showed that Typhoon Lan had a clear double warm-core structure (Yamada et al. 2018).
The purpose of this study is to elucidate the evolutionary dynamics of the double warm-core structure of Typhoon Lan (2017) during the most rapidly intensifying and mature stages. Simulation results, including the double warm-core structure, obtained by a numerical simulation of Typhoon Lan conducted with a nonhydrostatic atmospheric model with full physics are validated against available observations, including dropsondes during the T-PARCII campaign. To assess the warm-core evolution in the simulation results, a potential temperature budget and the backward trajectories of airmass parcels are examined.
2. Methods
a. Model description and experimental design
The numerical study of Typhoon Lan was conducted with the Cloud Resolving Storm simulator (CReSS 3.4.2), which is a three-dimensional, regional, compressible nonhydrostatic model (Tsuboki and Sakakibara 2002). CReSS uses a terrain-following coordinate system in the vertical and calculates the three-dimensional wind-velocity components, perturbation pressure, perturbation potential temperature, turbulent kinetic energy, and the mixing ratios of water vapor, cloud water, rain, cloud ice, snow, and graupel; it does not use cumulus parameterization. CReSS has been used to study many aspects of TCs (e.g., Akter and Tsuboki 2012; Tsuboki et al. 2015; Tsujino et al. 2017). Table 1 summarizes the model physics.
Summary of the model physics.


The model domain spanned 30.72° in the zonal direction and 40.96° in the meridional direction and was 28.8 km high (Fig. 1a). The horizontal grid spacing was uniformly 0.02° in both the zonal and meridional directions, and a stretched vertical coordinate was used. The finest grid spacing was 200 m at the lowest level, and there were 55 levels. The integration period was from 0000 UTC 16 October to 1200 UTC 21 October 2017. In the present simulation, global analysis data (GA; JMA 2017) with a 0.5° resolution, provided by the JMA, were used for the initial and boundary conditions. Note that typhoon structure in the GA data was modified by a bogus technique (JMA 2017). A spectral nudging technique was used to reduce the track error (Tsujino and Tsuboki 2020). Details of the simulation settings are provided in Table 2.
Summary of the experimental design.


At the bottom boundary, sea surface temperature (SST) was given by a daily satellite-based objective analysis and linearly interpolated in time. An optimally interpolated (OI) SST data product created using microwave (MW) and infrared (IR) data (MW_IR OI SST, version 5.0) was used in the simulation (Gentemann et al. 2003, 2004, 2010). This SST dataset is produced daily using MW and IR radiation observed by satellites. Thus, the large SST cooling associated with intense TCs can be approximately captured by these data. In the simulation, OI SST data of 17 October 2017 were used for the SST distribution at the initialization time (i.e., 0000 UTC 16 October 2017).1 Similarly, SST data of 18 October 2017 were used for the SST distribution at 0000 UTC 17 October in the simulation, and so on.
b. Potential temperature budget
c. Backward trajectory analysis
To investigate core warming processes, Stern and Zhang (2013b) examined the origins of the air mass within the eye of idealized TCs by a backward trajectory analysis method. In the present study, backward trajectories of airmass particles were calculated by the method of Tsujino et al. (2017). Trajectory parcels were initially placed at locations at multiple levels within a radius of 35 km from the storm center. A time interval of 1 s for the time integration was used in the trajectory calculation with linearly interpolating the model output at a 45-s interval (Table 2). Parcels are placed at every model grid point for a given level that is located within 35 km of the storm center, and 613 parcels were placed at each level. The trajectories of the parcels were traced backward over the previous 12 h. The levels at which the parcels were placed corresponded to the lower warm core (z = 2.1, 2.4, 2.8, 3.1, 3.5, and 3.9 km), the valley between cores (z = 7.1, 7.5, 7.9, 8.3, 8.7, and 9.1 km), and the upper warm core (z = 14.3, 14.8, 15.3, and 15.9 km).
3. Evaluations of the simulation
a. Track and intensity
We first validated the simulation results against available observations (Table 3). In the present study, the storm center was determined by the method in Braun (2002), which calculates the azimuthal variance of sea level pressure for 25 radial points between 2 and 50 km at each grid point within a radius of 65 km from the minimum sea level pressure location and searches for the point of minimum variance. The simulated track was mostly consistent with the best track estimated by the JMA (Fig. 1a). The root-mean-square error (RMSE) of the simulated track was 79 km. The small error was induced by the spectral nudging as reported by previous studies (e.g., Cha et al. 2011; Choi and Lee 2016; Tsujino and Tsuboki 2020). The simulated central pressure was also consistent with the JMA’s estimation. In particular, the simulated intensification rate on 20 October 2017 was similar to both the JMA and JTWC best track data (Fig. 1b). On the other hand, the simulated central pressures were slightly lower than the central pressures in the best track data. The surface pressure at around 0600 UTC 21 October 2017, estimated from the lowest recorded vertical level (~20-m altitude) of a T-PARCII dropsonde in the eye, was 926 hPa (blue star in Fig. 1b); this pressure is about 16 hPa higher than the simulated central pressure at the same time. The simulated storm achieved the mature stage following its intensification.
Validated elements and datasets used.


Summary of the datasets used in the present study.


Vertical wind shear around the storm began to rapidly decrease just before 1200 UTC 19 October 2017 (Fig. 1c), and during a period from 0000 to 2100 UTC 20 October 2017, vertical wind shear values were small. This result suggests that intensification after 1200 UTC 19 October 2017 predominantly resulted from internal storm processes. The evolution of the vertical shear in the simulation approximately followed that in the Japanese 55-year Reanalysis (JRA-55; Kobayashi et al. 2015) during the intensification period. On the other hand, the vertical shear in the simulation was larger than that in the JRA-55 during the mature stage. The large overestimation is associated with differences in the zonal component of the vertical shear rather than the meridional component (Figs. 1d,e).
b. Horizontal structure of Typhoon Lan
We used images captured by microwave satellites to verify the evolution and horizontal structure of the simulated inner core during the intensification period. In particular, the 85-GHz band of the microwave satellites is useful for validating deep convection in the inner core (e.g., Cecil and Zipser 1999). Horizontal views of the brightness temperature observed by the 85-GHz band (Figs. 2a–e) are compared with the brightness temperature simulated by the Satellite Data Simulator Unit (SDSU; Masunaga et al. 2010) with the model output (Figs. 2f–j). Before the most rapidly intensifying stage, active convection was observed in the eyewall and near the center of the storm (Figs. 2a–c). The eyewall convection had a slightly asymmetric structure in the observations. The asymmetric eyewall structure can also be seen in the simulation results, but the degree of asymmetry is more than that in the observations (Figs. 2f–h). On the other hand, the active convection near the storm center in the observation was not simulated. The eyewall in observed storm was located at a radius of 100 km from the storm center, similar to the simulation (the black lines in Figs. 2k and 2l).

Evolution of the storm structure in the observation and simulation. (a)–(e) Brightness temperature (K) captured by the 85 GHz channels in microwave satellites. The microwave images are from the Naval Research Laboratory. (f)–(j) Brightness temperature (K) simulated by the model output. Direction and strength of the vertical shear are shown by vectors and values (m s−1), respectively. (k),(l) Radial profiles of azimuthally averaged brightness temperature at (a)–(e) and (f)–(j), respectively. The profiles in (k) were calculated from the microwave images with the method in Yang et al. (2013). The lowest resolution of the satellite images is 12.5 km. To find common features in the inner-core structure between the simulation and observation, the times in (f)–(i) for the simulation were subjectively selected within a period of ±3 h centered at each observation time, and (j) was subjectively selected within a period of −3 h from the ending of the simulation (i.e., 1200 UTC 21 Oct 2017).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Evolution of the storm structure in the observation and simulation. (a)–(e) Brightness temperature (K) captured by the 85 GHz channels in microwave satellites. The microwave images are from the Naval Research Laboratory. (f)–(j) Brightness temperature (K) simulated by the model output. Direction and strength of the vertical shear are shown by vectors and values (m s−1), respectively. (k),(l) Radial profiles of azimuthally averaged brightness temperature at (a)–(e) and (f)–(j), respectively. The profiles in (k) were calculated from the microwave images with the method in Yang et al. (2013). The lowest resolution of the satellite images is 12.5 km. To find common features in the inner-core structure between the simulation and observation, the times in (f)–(i) for the simulation were subjectively selected within a period of ±3 h centered at each observation time, and (j) was subjectively selected within a period of −3 h from the ending of the simulation (i.e., 1200 UTC 21 Oct 2017).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Evolution of the storm structure in the observation and simulation. (a)–(e) Brightness temperature (K) captured by the 85 GHz channels in microwave satellites. The microwave images are from the Naval Research Laboratory. (f)–(j) Brightness temperature (K) simulated by the model output. Direction and strength of the vertical shear are shown by vectors and values (m s−1), respectively. (k),(l) Radial profiles of azimuthally averaged brightness temperature at (a)–(e) and (f)–(j), respectively. The profiles in (k) were calculated from the microwave images with the method in Yang et al. (2013). The lowest resolution of the satellite images is 12.5 km. To find common features in the inner-core structure between the simulation and observation, the times in (f)–(i) for the simulation were subjectively selected within a period of ±3 h centered at each observation time, and (j) was subjectively selected within a period of −3 h from the ending of the simulation (i.e., 1200 UTC 21 Oct 2017).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
In the observations, the active convection at the storm center was sustained for about 10 h,2 but eventually decayed (Figs. 2a–c), so that the storm center had less clouds (i.e., the eye cleared out). The observed eyewall gradually contracts in the intensification (the red, green, and blue lines in Fig. 2k). The distinct eyewall in the simulation gradually contracts from the start of storm’s major intensification (the green and blue lines in Fig. 2l).
During the most rapidly intensifying stage, the observed eyewall structure became more symmetric, and the eye size slightly decreased to a radius of 60 km as the eyewall gradually contracted (the blue line in Fig. 2k). The simulated eyewall gradually contracts and the eye size had a radius of 60 km during the most rapidly intensifying stage (the blue line in Fig. 2l). During the mature stage, the symmetric eyewall structure was maintained in the observation (Fig. 2e). In contrast to the observation, an asymmetric structure in the simulated storm can be caused by the increase in the simulated vertical shear (Figs. 1c and 2j). Note that the width of the simulated eyewall was narrower than that of the observation from a satellite point of view. The difference can strongly depend on the microphysics in the model.
The evolution and structure of the inner core in the simulated storm could reasonably capture that of the observed storm, except for the absence of convection at the storm center before the start of the major intensifying stage and the more asymmetric eyewall structure during the mature stage for the simulated storm. Thus, we consider that the simulation during the most rapidly intensifying stage is reasonable for our analysis. On the other hand, the simulation results before the most rapidly intensifying stage and during the mature stage are still helpful for comparison with the inner-core evolution during the most rapidly intensifying stage.
c. The simulated warm-core structure
We used the T-PARCII dropsonde data to verify the simulated warm-core temperature. Figure 3 shows vertical distributions of temperature in the simulation and observation. The black solid line in Fig. 3a shows the temperature profile at the grid point in the simulation where the profile was most similar to that obtained by dropsonde at the time closest to the dropsonde measurement. The most similar point was searched within a radius of 20 km from the storm center. The similarity was quantitatively estimated by calculating the lowest root-mean-square difference of the temperature profile between each grid point and the dropsonde data with the largest temperature anomaly below a height of 3 km.3 The range of the simulated warm-core temperature below a height of 4 km reasonably agrees with the corresponding dropsondes (Fig. 3b). In particular, the simulation was able to reproduce the inversion layer observed at the height of 2 to 3 km. The local temperature peak above the inversion layer, however, is slightly weaker (by 2 K) in the simulation than in the dropsonde results (Fig. 3b).

Vertical profiles of (a) temperature and (b) temperature anomalies obtained by dropsondes (solid red lines) in the storm eye during T-PARCII at around 0600 UTC 21 Oct 2017 and at the grid point in the simulation (solid black line) where the profile was most similar to that obtained by dropsonde at the time closest to the dropsonde measurement (see details in the main text). The black and red dashed lines in (a) denote the sonde data at Minami-Daito Island (Fig. 1a) and the azimuthally averaged temperature profile at a radius of 400 km at the same time in the simulation, respectively. The anomalies of the dropsondes and simulation in (b) were calculated with the reference profiles at the Minami-Daito (red dashed line) and the 400 km radius (black dashed line), respectively. The whisker plots denote the minimum and maximum temperature within a radius of 20 km at each model level.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Vertical profiles of (a) temperature and (b) temperature anomalies obtained by dropsondes (solid red lines) in the storm eye during T-PARCII at around 0600 UTC 21 Oct 2017 and at the grid point in the simulation (solid black line) where the profile was most similar to that obtained by dropsonde at the time closest to the dropsonde measurement (see details in the main text). The black and red dashed lines in (a) denote the sonde data at Minami-Daito Island (Fig. 1a) and the azimuthally averaged temperature profile at a radius of 400 km at the same time in the simulation, respectively. The anomalies of the dropsondes and simulation in (b) were calculated with the reference profiles at the Minami-Daito (red dashed line) and the 400 km radius (black dashed line), respectively. The whisker plots denote the minimum and maximum temperature within a radius of 20 km at each model level.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Vertical profiles of (a) temperature and (b) temperature anomalies obtained by dropsondes (solid red lines) in the storm eye during T-PARCII at around 0600 UTC 21 Oct 2017 and at the grid point in the simulation (solid black line) where the profile was most similar to that obtained by dropsonde at the time closest to the dropsonde measurement (see details in the main text). The black and red dashed lines in (a) denote the sonde data at Minami-Daito Island (Fig. 1a) and the azimuthally averaged temperature profile at a radius of 400 km at the same time in the simulation, respectively. The anomalies of the dropsondes and simulation in (b) were calculated with the reference profiles at the Minami-Daito (red dashed line) and the 400 km radius (black dashed line), respectively. The whisker plots denote the minimum and maximum temperature within a radius of 20 km at each model level.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
During T-PARCII, a balloon-borne radiosonde was launched from Minami-Daito Island at around 0600 UTC 21 October 2017, when the storm center was at a distance of about 400 km from the island (Fig. 1a). The azimuthally averaged temperature at a radius of 400 km from the storm center in the simulation agrees with the vertical distribution of the temperature observed above Minami-Daito Island at 0600 UTC 21 October 2017 (Fig. 3a; dashed red and black lines). Temperatures simulated at the radius of 400 km could be clearly distinguished from those at the storm center. Note that the dropsondes were not used in data-assimilation procedures in the GA that was used for the initial and boundary conditions in the simulation. Therefore, the simulated warm-core structure was generated solely by the dynamical and physical processes of CReSS, and the simulation results are useful for studying the evolution of the double warm-core structure in Typhoon Lan.
Moreover, above a height of 8 km, the temperature anomalies in the dropsondes exhibited increases with height. The increases suggest another peak of a warm anomaly, distinct from the lower core. The simulated eye also exhibited a similar increase of temperature anomaly with height above a height of 10 km. An upper-tropospheric peak of the warm anomaly was also observed by the Advanced Microwave Sounding Unit (AMSU; Fig. S1.1 in the online supplemental material). Note that the simulated warm anomaly in the upper troposphere could be overestimated. At around 0900 UTC 21 October 2017, the simulated temperature anomaly at the storm center (+9°C) was higher than that (+6°C) at the storm center observed by channel 8 (55.5 GHz) in the AMSU satellite, which has a maximum amplitude of the weighting function at about 13 km altitude (Fig. S1.2). The higher temperature anomaly in the simulation can influence the overestimation of the central pressure in the simulation at around 0900 UTC 21 October 2017 (Fig. 1b).
Yamada et al. (2018) reported the spatial distribution of the dropsonde-based equivalent potential temperature (θe) near the inner-core region at around 0600 UTC 21 October 2017, and pointed out that the θe values of the observed Lan were clearly different between the lower and upper cores. In the observed lower core, θe was less than 358 K, whereas in the observed upper core, it was greater than 370 K. Near the inner core of the simulated Lan at 0600 UTC 21 October 2017 (Fig. 4), θe in the simulated eye is at a minimum (<362 K) at 4 km height, and above 4 km, θe in the eye increases with height. At 12 km height in the eye, θe exceeds 374 K, similar to the observation.

Radius–height cross section of the azimuthally averaged equivalent potential temperature (K) in the simulated Lan at 0600 UTC 21 Oct 2017.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Radius–height cross section of the azimuthally averaged equivalent potential temperature (K) in the simulated Lan at 0600 UTC 21 Oct 2017.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Radius–height cross section of the azimuthally averaged equivalent potential temperature (K) in the simulated Lan at 0600 UTC 21 Oct 2017.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Moreover, θe in the observed upper core was similar to that in the eye near the sea surface, and both these high-θe regions were linked via relatively large θe in the eyewall updraft at radii of around 30 to 50 km (Yamada et al. 2018). Yamada et al. (2018) suggested that the air mass in the upper core may originate from the high-θe air mass in the eye boundary layer (EBL), because θe is an approximately conserved quantity.
4. Evolution of the storm warm core
The numerical simulation could reasonably reproduce the eyewall contraction and eye size during the most rapidly intensifying stage. Evolution of the simulated inner-core structure is examined in this section. Here, the simulated warm core is defined as the potential temperature anomaly from the azimuthally averaged potential temperature (referred to as θref) at a radius of 400 km from the storm center.4
Figure 5 shows the evolution of the potential temperature anomaly, θ − θref, at the storm center in the simulation. A warm core formed in the 4–8 km layer at around 17–18 October 2017, and the warm core with θ − θref of 6–8 K was maintained for more than 1 day. The warm core became enhanced after 2100 UTC 19 October 2017, and the thickness of the warm anomaly layer rapidly increased during the most rapidly intensifying stage. During the same stage, the bottom height of the warm layer, defined as the height of a warm anomaly of +10 K, rapidly decreased from 6 to 1.5 km, and the peak θ − θref value increased from 10 to 20 K.

Time evolution of the potential temperature anomaly at the storm center. The anomaly is defined as the departure of potential temperature at the storm center from the azimuthally averaged potential temperature (θref) at the radius of 400 km from the center.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Time evolution of the potential temperature anomaly at the storm center. The anomaly is defined as the departure of potential temperature at the storm center from the azimuthally averaged potential temperature (θref) at the radius of 400 km from the center.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Time evolution of the potential temperature anomaly at the storm center. The anomaly is defined as the departure of potential temperature at the storm center from the azimuthally averaged potential temperature (θref) at the radius of 400 km from the center.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Concurrent the enhancement of this warm core, a second warm core began to enhance in the 12–16 km layer on around 2100 UTC 19 October 2017. The warm core that originated in the 4–8 km layer is thus called the “lower core,” and the second warm core in the 12–16 km layer is called the “upper core.” The upper core slightly expanded upward until 0900 UTC 20 October 2017, and became enhanced from 1200 UTC 20 October 2017 by downward expansion of the warm anomaly layer. As in the lower core, the amplitude of θ − θref in the warm layer increased from 10 to 20 K. Of particular interest is the slight difference in the rate at which the central pressure decreased between before and after 1200 UTC 20 October 2017 (Fig. 1b); the central pressure decreased at a higher rate after than before 1200 UTC 20 October 2017. The high rate of the central pressure decrease may be associated with not only lower-core development but also upper-core development. The simulated storm had a clear double warm-core structure during the mature stage (i.e., after 0000 UTC 21 October 2017). We separate the storm life cycle into three 12 h periods, early and later stages (IS1 and IS2) of the most rapidly intensifying period and the mature stage (MS), as follows: IS1, 2100 UTC 19 October to 0900 UTC 20 October 2017; IS2, 1200 UTC 20 October to 0000 UTC 21 October 2017; and MS, 0000 to 1200 UTC 21 October 2017. In the IS1 period, the lower core had the downward expansion without the downward expansion of the upper core. In the IS2 period, both cores had the downward expansion. In the MS period, the upper core still had the downward expansion, but the lower core mostly maintained.
Figure 6 shows the evolution of the inner-core structure in the simulation. About 1 day prior to the start of IS1, the simulated storm already had double warm cores (Fig. 6a). The region of large θ − θref (>8 K) was limited to within a radius of 20 km from the storm center. A weak vertical gradient of tangential wind corresponded to a weak radial gradient of potential temperature around the lower core via the thermal wind relationship. In IS1, the region of large θ − θref in the 6–10 km layer expanded to a radius of 40 km, and the upper core intensified between heights of 14 and 18 km (Fig. 6b). A relatively strong vertical tangential wind gradient was generated at around the same radius in the lower core. Concurrent with the intensification of the upper core, the tangential winds in the upper troposphere increased.

Radius–height cross sections showing the inner-core structure of the simulated Lan at (a) 1500 UTC 18 Oct, (b) 0300 UTC 20 Oct, (c) 1800 UTC 20 Oct, and (d) 0400 UTC 21 Oct 2017. The color scale denotes the azimuthally averaged potential temperature anomaly (K). Contours denote the azimuthally averaged tangential wind (m s−1).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Radius–height cross sections showing the inner-core structure of the simulated Lan at (a) 1500 UTC 18 Oct, (b) 0300 UTC 20 Oct, (c) 1800 UTC 20 Oct, and (d) 0400 UTC 21 Oct 2017. The color scale denotes the azimuthally averaged potential temperature anomaly (K). Contours denote the azimuthally averaged tangential wind (m s−1).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Radius–height cross sections showing the inner-core structure of the simulated Lan at (a) 1500 UTC 18 Oct, (b) 0300 UTC 20 Oct, (c) 1800 UTC 20 Oct, and (d) 0400 UTC 21 Oct 2017. The color scale denotes the azimuthally averaged potential temperature anomaly (K). Contours denote the azimuthally averaged tangential wind (m s−1).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
In IS2, warming through approximately all levels in the troposphere was exhibited in the eye (Fig. 6c). The warming caused the descending of the bottoms of the warm cores. The bottom of the lower core descended to a height of 1 km. The downward expanded lower core was maintained in MS (Fig. 6d). As a result, a clear inversion layer became more pronounced around the simulated storm center at 0600 UTC 21 October 2017 (Fig. 3). Additionally, the warm regions expanded outward in IS2 (Fig. 6c). The upper core expanded outward, and its peak height decreased with increasing radius out to 50 km. The upper core on the radius–height cross section (Fig. 6c) has a hat-like shape. Coincident with this hat shape, the tangential wind had a positive vertical gradient at radii of 20 to 50 km and heights of 10 to 14 km. Consistent with the thermal wind relationship, the positive gradient region corresponded to a region with a positive radial gradient in potential temperature. This positive gradient region was also reported by Stern and Zhang (2013a).
5. Potential temperature budget
In this section, the potential temperature budget is analyzed to show the warming processes of the double warm-core structure in each of the three stages (IS1, IS2, and MS). Figure 7 shows the budget analysis results during IS1. At this stage, the simulated storm already has a clear warm core in the middle troposphere (6 to 10 km in height). Another peak of warm anomaly was also exhibited in the upper troposphere as shown in Fig. 5. Subsequently, all levels in the storm eye are warmed, in accordance with the actual change of

Radius–height cross sections (color scale; K) of (a) the actual change of
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Radius–height cross sections (color scale; K) of (a) the actual change of
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Radius–height cross sections (color scale; K) of (a) the actual change of
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

As in Fig. 7, but at a later stage of intensification (1200 UTC 20 Oct to 0000 UTC 21 Oct 2017).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

As in Fig. 7, but at a later stage of intensification (1200 UTC 20 Oct to 0000 UTC 21 Oct 2017).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
As in Fig. 7, but at a later stage of intensification (1200 UTC 20 Oct to 0000 UTC 21 Oct 2017).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

As in Fig. 7, but during the mature stage (0000 to 1200 UTC 21 Oct 2017).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

As in Fig. 7, but during the mature stage (0000 to 1200 UTC 21 Oct 2017).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
As in Fig. 7, but during the mature stage (0000 to 1200 UTC 21 Oct 2017).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
The large warming in the upper layer at the height of 15–17 km (Fig. 7b) is induced mainly by advection of
The lower core is also warmed in IS1, but the warming is weaker than that in the upper core. The warming is mainly controlled by VADV in the 2–4 km height range (Fig. 7f), HEDDY in the 5–9 km range (Fig. 7h), and DIABQ (mainly radiative heating) in the 8–10 km range (Fig. 7c). However, these positive contributions of VADV and DIABQ are mostly cancelled by negative DIABQ (mainly diffusion) and VADV in the same height ranges, respectively.
Figure 8 shows the budget analysis results for IS2. The simulated storm has a clear double warm-core structure, with a warm core in the middle troposphere (peak at 7-km height) and another in the upper troposphere (peak at 16 km height) as shown in Fig. 5. All levels in the storm eye are warmed (Fig. 8a). There are two warming peaks located in different layers, between 2 and 7 km and between 12 and 18 km, within a radius of 40 km. In particular, the lower level warming peak is located on the lower side of the lower core. As a result, the bottom height of the lower core rapidly descends in IS2 (Fig. 5). As in IS1 (Fig. 7f), the large warming in the upper layer is induced mainly by advection of
The lower-level warming, as in the upper layer, is induced mainly by VADV. The positive VADV is partly cancelled by negative DIABQ predominantly due to thermal diffusion in the 1.7–3.5 km layer in the eye (Fig. 8c). The descent of the lower-core bottom height in IS2 induces strong stratification at the top of the EBL (~1 km). Thus, the simulated eye has a notable inversion layer at 1 km height at 0600 UTC 21 October 2017 (Fig. 3). A second warming tendency in VADV can be seen around the inner edge of the eyewall (Fig. 8f), but it is mostly cancelled by the negative DIABQ because of evaporative cooling (Fig. 8c). This feature is consistent with the idealized vortices in Stern and Zhang (2013a) and Ohno and Satoh (2015).
Figure 9 shows results of the budget analysis for MS. Although the simulated storm maintains the double warm-core structure, the large warming in the upper core that appeared in IS1 and IS2 is no longer dominant (Fig. 9a). Cooling by negative HEDDY and DIABQ is seen above 16 km height (Figs. 9c,h). In particular, the negative HEDDY indicates large ventilation due to vertical wind shear in the upper troposphere (Fig. 1c), as the storm is moving northward into the middle latitudes (e.g., Tang and Emanuel 2012). Note that warming due to positive VADV continues in the upper core (Fig. 9f). Therefore, because the negative tendency of HEDDY and positive tendency of VADV partly cancel each other, the upper core can mostly maintain the amplitude of the temperature anomaly. Below 14 km height (i.e., the lower part of the upper core), HEDDY provided positive tendency.
Large warming is still seen in the lower core (Fig. 9a). This warming is predominantly due to positive HEDDY (Fig. 9h), and positive VADV at a height of 4 km near the center (Fig. 9d). We are interested in the contribution of HEDDY at the 4 km height where the peak height of the actual change of potential temperature is located (Fig. 9a). Figure 10 shows u′ and θ′ at 4 km height during MS. There is an approximate wavenumber-1 pattern around the eye, with θ′ > 0, and u′ < 0 on the northeast side and θ′ < 0, and u′ > 0 on the southwest side. Thus, asymmetric radial flux of potential temperature has a negative sign and contributes to the eye warming. Stern and Zhang (2013a) also reported this pattern and suggested that it may be due to dynamical instability. In our simulation, however, higher wavenumber perturbations at small scales are superposed on the asymmetric pattern. For example, at 0300 UTC 21 October 2017, there are two peaks of negative radial flux of potential temperature (θ′ > 0 and u′ < 0), on the northwest and southeast sides of the eye, at a radius of around 20 km (Fig. 10e). The wavenumber-2 perturbations of θ′ are approximately out of phase with those of u′. The perturbations with negative radial flux contribute to the eye warming.

Horizontal distribution of asymmetric potential temperature (color scale; K) and the storm-relative asymmetric component of radial velocity (contours; m s−1) at 4 km altitude around the simulated storm at (a) 0000, (b) 0300, (c) 0600, and (d) 0900 UTC 21 Oct 2017. Solid and dashed contours denote outflow and inflow, respectively, around the storm center (black star). The black circle indicates the 40 km radius from the storm center. (e) Azimuthal profiles of the asymmetric potential temperature (red line; K) and the storm-relative asymmetric component of radial velocity (black line; m s−1) at a radius of 20 km in (b). In (a)–(d), the vectors and values indicate directions and strength of the vertical wind shear in the simulation (corresponding to the red line in Fig. 1c).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Horizontal distribution of asymmetric potential temperature (color scale; K) and the storm-relative asymmetric component of radial velocity (contours; m s−1) at 4 km altitude around the simulated storm at (a) 0000, (b) 0300, (c) 0600, and (d) 0900 UTC 21 Oct 2017. Solid and dashed contours denote outflow and inflow, respectively, around the storm center (black star). The black circle indicates the 40 km radius from the storm center. (e) Azimuthal profiles of the asymmetric potential temperature (red line; K) and the storm-relative asymmetric component of radial velocity (black line; m s−1) at a radius of 20 km in (b). In (a)–(d), the vectors and values indicate directions and strength of the vertical wind shear in the simulation (corresponding to the red line in Fig. 1c).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Horizontal distribution of asymmetric potential temperature (color scale; K) and the storm-relative asymmetric component of radial velocity (contours; m s−1) at 4 km altitude around the simulated storm at (a) 0000, (b) 0300, (c) 0600, and (d) 0900 UTC 21 Oct 2017. Solid and dashed contours denote outflow and inflow, respectively, around the storm center (black star). The black circle indicates the 40 km radius from the storm center. (e) Azimuthal profiles of the asymmetric potential temperature (red line; K) and the storm-relative asymmetric component of radial velocity (black line; m s−1) at a radius of 20 km in (b). In (a)–(d), the vectors and values indicate directions and strength of the vertical wind shear in the simulation (corresponding to the red line in Fig. 1c).
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Although the simulated vertical wind shear during MS was much stronger than that in the analysis (Fig. 1c), such perturbations were also exhibited in the observations. Tsukada and Horinouchi (2020) identified mesovortices with the wavenumber-1 or wavenumber-2 scales in the eye of Lan during a period of 0000 to 0600 UTC 21 October 2017, based on the Himawari-8 satellite. Figure 11 shows azimuthally averaged potential vorticity (PV) fields in the simulation. The PV below a height of 5 km had local maxima at radii of 30 to 40 km along isentropic surfaces during IS1, IS2, and MS. The local maxima of the PV can be generated by the eyewall convection. This feature in the PV fields satisfying a necessary condition for the barotropic instability suggests radial redistribution of high PV in the eyewall associated with asymmetric eddies. In fact, the PV below the 5 km height near the center increased as the storm intensifies. The PV increase can be caused by the asymmetric PV mixing as a result of the instability. The low-level eye warming by HEDDY can be associated with the asymmetric PV mixing (e.g., Hendricks and Schubert 2010; Tsujino and Kuo 2020).

Vertical cross sections of azimuthally averaged PV (color; PVU = 10−6 K m2 kg−1 s−1) and potential temperature (contour; K) around the inner core in the simulated Lan at (a) 0300 UTC 20 Oct, (b) 1800 UTC 20 Oct, and 0600 UTC 21 Oct 2017.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Vertical cross sections of azimuthally averaged PV (color; PVU = 10−6 K m2 kg−1 s−1) and potential temperature (contour; K) around the inner core in the simulated Lan at (a) 0300 UTC 20 Oct, (b) 1800 UTC 20 Oct, and 0600 UTC 21 Oct 2017.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Vertical cross sections of azimuthally averaged PV (color; PVU = 10−6 K m2 kg−1 s−1) and potential temperature (contour; K) around the inner core in the simulated Lan at (a) 0300 UTC 20 Oct, (b) 1800 UTC 20 Oct, and 0600 UTC 21 Oct 2017.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
The simulated storm had an asymmetric eyewall in the large vertical wind shear. The active convection in the asymmetric eyewall was located on the downshear side (Fig. 2j). Coincided with the asymmetric convection, there was large warming associated with the asymmetric subsidence (i.e., VEDDY) in the outer edge of the eye at levels of 2–8 km and above 14 km height (Fig. 9i). The warming is partly consistent with warm core formation due to asymmetric processes under vertical wind shear proposed by Chen and Gopalakrishnan (2015). Such small-scale perturbations might be caused by not only dynamical instability but also eyewall convection. The pattern of cooling in the upper core and warming in the lower core maintains the storm intensity in MS.
The budget analysis results clarified that the simulated double warm-core structure was warmed mainly by positive VADV during the IS1, IS2, and MS stages. Thus, the warming process associated with VADV is of interest. Ohno and Satoh (2015) suggested on the basis of their idealized simulation that the upper warm core is induced mainly by the balanced response to heating and momentum sources in the inner core. Therefore, in the present simulation, warming processes due to the balanced response were estimated in the similar way to Ohno and Satoh (2015). The diagnosed secondary circulations are driven by diabatic heating and momentum sources based on the formulation of Pendergrass and Willoughby (2009). The heating includes asymmetric eddy advection of potential temperature, microphysics, shortwave and longwave radiation, turbulent mixing, and numerical diffusion processes (i.e., HEDDY + VEDDY + DIABQ). The momentum sources include forcing due to asymmetric eddy advection of momentum, surface friction, turbulent mixing, and numerical diffusion processes. Radial and vertical flows in the balanced framework were diagnosed every 45 s with the heating and momentum sources in the model outputs, and averaged during each analysis period.5 To directly compare with the potential temperature budget, the axisymmetric advection of the potential temperature associated with the diagnosed flows every 45 s was assessed by temporal average for the 12 h in IS1, IS2, and MS.
Moreover, HEDDY and VEDDY were estimated by subtracting advection directly output by the model from the diagnosed HADV and VADV, respectively. The accuracy of the diagnosed HADV and VADV was therefore examined by comparing the direct output with the diagnosis based on the exact definitions in Eq. (2), as was done previously (Ohno and Satoh, 2015). The diagnosed HEDDY and VEDDY were consistent with those in the direct output during all stages (Figs. 7g, 7j, 8g, 8j, 9g, and 9j). Therefore, we consider HADV and VADV to be sufficiently accurate to discuss their axisymmetric contribution.
Total warming due to advection associated with the balanced response is shown in Figs. 7k, 8k, and 9k, corresponding to IS1, IS2, and MS, respectively. The warming pattern due to the balanced response is similar to the HADV + VADV pattern around the upper layer (above 14 km) within the eye in IS1 (Figs. 7d,k). The warming due to the balanced response had positive signs around the lower layer (2 to 6 km) within the eye in IS2 and MS (Figs. 8d,k and 9d,k), but the amplitude of the balanced warming was greater than that of the HADV + VADV pattern. In contrast to the two separate warming peaks corresponding to each warm core in the budget analysis results, the balanced response warming had a single peak in the lower core within the eye during IS2 and MS. The balanced response had no warming effect in the upper layers above 16 and 14 km during IS2 and MS, respectively. Upper-layer cooling due to the balanced response was also exhibited near the inner edge of the eyewall in IS1.
Figure 12 shows the axisymmetric secondary circulations in the balanced framework and model output during IS1, IS2, and MS. Outside the eye, the secondary circulations diagnosed in the balanced framework were in good agreement with those in the simulation during the three stages, except that the boundary layer inflow and upper-level outflow in the diagnosis were weaker than those in the simulation. On the other hand, the diagnosis exhibited a single peak of the subsidence inside the eye in the vertical direction during the three stages (Figs. 12d–f). The feature is different from double peaks of the eye subsidence in the simulation (Figs. 12a–c). These profiles of the vertical velocity in the diagnosis and simulation mostly corresponded with the warming in the eye. In particular, there was a large difference of the warming profile between the balanced response and simulation in the upper core during IS2 and MS, and in the middle troposphere during IS1 and IS2.

Radius–height cross sections of the axisymmetric vertical (colors; m s−1) and radial (contours; m s−1) velocities in the (a)–(c) simulation and (d)–(f) balanced framework during (a),(d) IS1, (b),(e) IS2, and (c),(f) MS. The secondary circulations were temporally averaged over each stage with the 45-s output.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Radius–height cross sections of the axisymmetric vertical (colors; m s−1) and radial (contours; m s−1) velocities in the (a)–(c) simulation and (d)–(f) balanced framework during (a),(d) IS1, (b),(e) IS2, and (c),(f) MS. The secondary circulations were temporally averaged over each stage with the 45-s output.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Radius–height cross sections of the axisymmetric vertical (colors; m s−1) and radial (contours; m s−1) velocities in the (a)–(c) simulation and (d)–(f) balanced framework during (a),(d) IS1, (b),(e) IS2, and (c),(f) MS. The secondary circulations were temporally averaged over each stage with the 45-s output.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
These results indicate that it is difficult to fully explain the intensification and maintenance processes of the simulated warm cores as balanced-response warming, which lacks double peaks. Alternatively, the path of the air mass penetrating the eye may provide additional information on the intensification and maintenance of the double warm-core structure.
6. Backward trajectory
To examine the air mass penetrating the eye, a backward-trajectory analysis was conducted for initial times every hour from 1200 UTC 19 October to 1200 UTC 21 October 2017, as described in section 2c. The initial and final times of the calculation at every hour were defined as tb = 0 and −12 h, respectively. Figure 13 shows examples of the paths of parcels located outside each annular volume with a 35-km radius and heights of 14.3 to 15.9 km and 2.1 to 3.9 km (i.e., upper and lower layers in section 2c) at tb = −1 h with the initial time of 0000 UTC 21 October 2017. Most parcels arriving at both layers in the eye ascended along the eyewall at a radius of around 50 km before penetrating the eye. This result is consistent with the result reported by Stern and Zhang (2013b). Most parcels reached their maximum altitude along the path before moving inward and penetrating the eye. In addition, some of the lower- and upper-layer parcels exhibited radial overshoot in the EBL (e.g., Bryan and Rotunno 2009; Rotunno and Bryan 2012).

Examples of paths of parcels coming within a radius of 35 km in the (a) upper and (b) lower layers. Only parcels located on the outside of each annular volume with a 35 km radius and heights of 14.3 to 15.9 km and 2.1 to 3.9 km at 1 h prior to each start time of the backward trajectory were counted, even though the 12-h trajectory was calculated. Blue and red triangles denote the initial (tb = 0 h) and final (tb = −12 h) locations of each parcel, respectively. The initial time of the trajectory in the examples was 0000 UTC 21 Oct 2017.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Examples of paths of parcels coming within a radius of 35 km in the (a) upper and (b) lower layers. Only parcels located on the outside of each annular volume with a 35 km radius and heights of 14.3 to 15.9 km and 2.1 to 3.9 km at 1 h prior to each start time of the backward trajectory were counted, even though the 12-h trajectory was calculated. Blue and red triangles denote the initial (tb = 0 h) and final (tb = −12 h) locations of each parcel, respectively. The initial time of the trajectory in the examples was 0000 UTC 21 Oct 2017.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Examples of paths of parcels coming within a radius of 35 km in the (a) upper and (b) lower layers. Only parcels located on the outside of each annular volume with a 35 km radius and heights of 14.3 to 15.9 km and 2.1 to 3.9 km at 1 h prior to each start time of the backward trajectory were counted, even though the 12-h trajectory was calculated. Blue and red triangles denote the initial (tb = 0 h) and final (tb = −12 h) locations of each parcel, respectively. The initial time of the trajectory in the examples was 0000 UTC 21 Oct 2017.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Figure 14 shows the evolution of parcels located outside each annular volume with the 35-km radius and heights of 14.3–15.9, 7.1–9.1, and 2.1–3.9 km (i.e., upper, middle, and lower layers in section 2c) at tb = −1 h in the backward-trajectory calculation from initial times (shown on the abscissa)6 at every 1 h to avoid duplication in counting. The parcels in Fig. 14a are associated with flows causing axisymmetric and asymmetric advection in the eye warming. In IS1, about 30% (upper layer) and 15% (middle layer) of all parcels were penetrating the eye from the outside, though the number fluctuated greatly with time (black and red lines in Fig. 14a). However, fewer parcels were penetrating the lower layer in the eye in the first half of IS1 (green line in Fig. 14a). In IS2, parcels penetrating the upper layer remained at about 20%–30% of all parcels following a decrease in the parcels in the later part of IS1. Fewer than 10% of all parcels penetrated the middle layer in IS2, but the parcels penetrating the lower layer rapidly increased for the first half of IS2. In MS, the parcels penetrating the upper layer did not drastically change from IS2, but the parcels penetrating the middle layer slightly increased, and the parcels penetrating the lower layer gradually decreased. The increase in the middle layer was associated with asymmetric flows in positive HEDDY (Figs. 9h and 10).

Time series of (a) the total number (%) of parcels coming within a radius of 35 km in each layer, and the frequencies (%) of the maximum altitudes of the parcels penetrating into the (b) upper and (c) lower layers. The total numbers in (a) are normalized by the total number of parcels at each initial time in each layer. To avoid duplication in counting, only parcels located on the outside of the annular region in each layer at 1 h prior to each start time of the backward trajectory were counted, even though the 12-h trajectory was calculated.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Time series of (a) the total number (%) of parcels coming within a radius of 35 km in each layer, and the frequencies (%) of the maximum altitudes of the parcels penetrating into the (b) upper and (c) lower layers. The total numbers in (a) are normalized by the total number of parcels at each initial time in each layer. To avoid duplication in counting, only parcels located on the outside of the annular region in each layer at 1 h prior to each start time of the backward trajectory were counted, even though the 12-h trajectory was calculated.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Time series of (a) the total number (%) of parcels coming within a radius of 35 km in each layer, and the frequencies (%) of the maximum altitudes of the parcels penetrating into the (b) upper and (c) lower layers. The total numbers in (a) are normalized by the total number of parcels at each initial time in each layer. To avoid duplication in counting, only parcels located on the outside of the annular region in each layer at 1 h prior to each start time of the backward trajectory were counted, even though the 12-h trajectory was calculated.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
The maximum altitude of the upper-layer parcels extended to 18 km, but most parcels were concentrated at an altitude of around 16 km (Fig. 14b). This altitude remained almost constant in MS, except for a gradual ascent to 17-km altitude. In contrast to the concentrated upper-layer parcels, the maximum altitude of the lower-layer parcels in IS2 ranged from 2 to 8 km (Fig. 14c).
Of particular interest is how the parcels in the two warm cores were able to penetrate the eye. According to the budget and balanced response analyses, the parcels were associated with axisymmetric flows exhibiting slight differences from a balanced framework. From the perspective of axisymmetric dynamics, we hypothesize that the parcels might be accelerated inward by unbalanced processes around the maximum altitude of each parcel. Thus, the agradient wind can be useful for measuring the departure from a balanced state.
Figure 15 shows snapshots of the agradient wind. During all stages, the wind was subgradient on the inner side of the eyewall and exceeded 2 m s−1 at heights of 12 to 18 km, corresponding to the maximum altitude of the upper-layer parcels. Clear inflows, partly collocated with the subgradient region, were dominant in the eye. There was another subgradient wind peak (but relatively weak at up to 2 m s−1) in the 2–5 km layer of the eyewall, corresponding to the maximum altitude of the lower-layer parcels. Moreover, there were supergradient winds, exceeding 2 m s−1, at 5 to 12 km in the eyewall during all stages. Note that the agradient wind speed showed large fluctuations with time. Figure 16 shows an example of the fluctuations of the agradient wind associated with the parcels penetrating the upper layer. The parcels with the initial time of 0000 UTC 21 October 2017 in the trajectory calculation (corresponding to Fig. 13a) were located within the 35 km radius at the initial time (Fig. 16a). Some of the parcels were associated with an area with subgradient wind at around levels of 14 to 17 km in the inner edge of the eyewall updraft during a period of 2200 to 2300 UTC 20 October 2017 (Figs. 16b,c and Movie 1). We caution that axisymmetric radial flows are small in the upper warm core. Radial movement of the parcels in the eye can be associated with not only axisymmetric but also asymmetric radial flows, consistent with large HEDDY in the upper core (Fig. 8e). On the other hand, the upper-core warming is mainly due to the VADV in Fig. 8f. Descending motions of the parcels in the upper core can be mainly due to the axisymmetric subsidence.

Radius–height cross sections of agradient wind (color scale; m s−1), radial flow from −0.9 to 1.1 m s−1 (black contours; interval of 0.2 m s−1), and updrafts of 0.2 m s−1 (green solid contours) at (a) 0224 UTC 20 Oct (IS1), (b) 2012 UTC 20 Oct (IS2), and (c) 0521 UTC 21 Oct 2017 (MS). Red and blue colors indicate super- and subgradient winds, respectively.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Radius–height cross sections of agradient wind (color scale; m s−1), radial flow from −0.9 to 1.1 m s−1 (black contours; interval of 0.2 m s−1), and updrafts of 0.2 m s−1 (green solid contours) at (a) 0224 UTC 20 Oct (IS1), (b) 2012 UTC 20 Oct (IS2), and (c) 0521 UTC 21 Oct 2017 (MS). Red and blue colors indicate super- and subgradient winds, respectively.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Radius–height cross sections of agradient wind (color scale; m s−1), radial flow from −0.9 to 1.1 m s−1 (black contours; interval of 0.2 m s−1), and updrafts of 0.2 m s−1 (green solid contours) at (a) 0224 UTC 20 Oct (IS1), (b) 2012 UTC 20 Oct (IS2), and (c) 0521 UTC 21 Oct 2017 (MS). Red and blue colors indicate super- and subgradient winds, respectively.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Radius–height cross sections of agradient wind (color scale; m s−1), radial flow from −0.9 to 1.1 m s−1 (black contours; interval of 0.2 m s−1), and updrafts of 0.2 m s−1 (green solid contours) at (a) 0000 UTC 21 Oct, (b) 2244 UTC 20 Oct, and (c) 2228 UTC 20 Oct 2017. Black dots in each panel indicate the penetrating parcels into the upper core with the initial time (tb = 0) of 0000 UTC 21 Oct 2017, which is shown in Fig. 13a, at each time.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Radius–height cross sections of agradient wind (color scale; m s−1), radial flow from −0.9 to 1.1 m s−1 (black contours; interval of 0.2 m s−1), and updrafts of 0.2 m s−1 (green solid contours) at (a) 0000 UTC 21 Oct, (b) 2244 UTC 20 Oct, and (c) 2228 UTC 20 Oct 2017. Black dots in each panel indicate the penetrating parcels into the upper core with the initial time (tb = 0) of 0000 UTC 21 Oct 2017, which is shown in Fig. 13a, at each time.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Radius–height cross sections of agradient wind (color scale; m s−1), radial flow from −0.9 to 1.1 m s−1 (black contours; interval of 0.2 m s−1), and updrafts of 0.2 m s−1 (green solid contours) at (a) 0000 UTC 21 Oct, (b) 2244 UTC 20 Oct, and (c) 2228 UTC 20 Oct 2017. Black dots in each panel indicate the penetrating parcels into the upper core with the initial time (tb = 0) of 0000 UTC 21 Oct 2017, which is shown in Fig. 13a, at each time.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Figure 17 shows frequencies of agradient wind at maximum altitude of each parcel penetrating the lower and upper layers. The upper-layer parcels at the maximum altitude were dominated by subgradient winds in the range of 1 to 4 m s−1. Thus, the parcels at around the maximum height in the upper layers were accelerating inward. The lower-layer parcels were dominated by subgradient winds of 2 m s−1 or less. The subgradient wind speeds in the lower-layer parcels were much lower than those in the upper-layer parcels. This result suggests that the lower-layer warming can be partly attributed to the balanced response, consistent with the qualitative similarity between total advection and advection due to the balanced response. The fact that fewer parcels penetrated the middle layer may reflect the supergradient wind at heights of 5 to 12 km in the eyewall, which suggests that most parcels there were accelerating outward.7

As in Fig. 14, but for frequencies (%) of agradient wind at the maximum altitude of the parcels penetrating into the (b) upper and (c) lower layers. The parcels were counted by the same way in Figs. 14b and 14c.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

As in Fig. 14, but for frequencies (%) of agradient wind at the maximum altitude of the parcels penetrating into the (b) upper and (c) lower layers. The parcels were counted by the same way in Figs. 14b and 14c.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
As in Fig. 14, but for frequencies (%) of agradient wind at the maximum altitude of the parcels penetrating into the (b) upper and (c) lower layers. The parcels were counted by the same way in Figs. 14b and 14c.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
These results suggest that the inconsistencies in upper core warming between the budget and the balanced response during IS2 and MS are attributable to agradient winds (i.e., unbalanced processes) around the simulated eyewall. Moreover, the inconsistency during MS may be due to strongly asymmetric warming (i.e., HEDDY) in addition to agradient winds. The agradient wind in the eyewall might be associated with eyewall convection, because it fluctuated greatly with time. The dynamical mechanism responsible for the formation of the agradient wind remains unresolved and needs to be investigated in the future.
7. Summary and conclusions
Full understanding of a TC’s warm-core structure and its evolution is important for understanding of TC intensification dynamics. During a special in situ observation campaign of a typhoon’s inner core (T-PARCII) in 2017, an aircraft entered the eye of the intense Typhoon Lan, and dynamic and thermodynamic fields around the storm’s inner core were observed by dropsonde. The observations indicated that the typhoon had a clear double warm-core structure during its mature stage.
A numerical simulation was performed with a cloud-resolving model to examine the warming processes of the storm’s two warm cores. The simulation reasonably captured the storm track, intensity, and inner-core structure. In particular, its intensity and intensification rate during 19–20 October 2017 were consistent with the best track estimations. The simulation during the most rapidly intensifying stage was reasonable for our analysis. We caution that the simulation did not capture persistent convection near the center before the most rapidly intensifying stage, and the storm exhibited an asymmetric eyewall caused by the overestimation in the simulated vertical shear during the mature stage. However, the simulation results before the most rapidly intensifying stage and during the mature stage were still helpful for comparison with the inner-core evolution during the most rapidly intensifying stage.
Moreover, the temperature profile of the simulated eye was comparable to that in the T-PARCII dropsonde observations (Fig. 3). The simulated thermal structure in the eye was characterized by clear double warm-core structure with a lower peak at 6 km height and an upper peak at 16 km.
The simulation showed that two clear warming peaks formed before 0000 UTC 19 October 2017 (Fig. 5). After the formation of the double warm-core structure, further intense warming of both cores occurred, and the bottom height of each core rapidly descended. This amplification of the double warm-core structure coincided with the deepening of the central pressure during the most rapidly intensifying stage of the storm.
A potential temperature budget analysis and a backward trajectory analysis were conducted to examine the warming processes in the two warm cores during the early and later stages of the most rapidly intensifying period (IS1 and IS2) and the maintenance stage (MS) of the storm. Figure 18 shows schematically the evolution of the double warm-core structure as inferred from the analysis results.

Conceptual diagram of intensification and maintenance of the double warm-core structure during (a) IS1, (b) IS2, and (c) MS in the present study. The gray region corresponds to the eyewall cloud in the simulation. Solid-line arrows indicate axisymmetric flows, and dotted-line arrows indicate asymmetric potential temperature advection. Red- and orange-shaded half ellipses denote upper and lower warm cores, respectively. The dashed black contours show the approximate positive temperature anomaly (i.e., outlines of the warm cores). Open ellipses drawn with blue and red lines indicate sub- and supergradient regions, respectively. See the main text for details.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1

Conceptual diagram of intensification and maintenance of the double warm-core structure during (a) IS1, (b) IS2, and (c) MS in the present study. The gray region corresponds to the eyewall cloud in the simulation. Solid-line arrows indicate axisymmetric flows, and dotted-line arrows indicate asymmetric potential temperature advection. Red- and orange-shaded half ellipses denote upper and lower warm cores, respectively. The dashed black contours show the approximate positive temperature anomaly (i.e., outlines of the warm cores). Open ellipses drawn with blue and red lines indicate sub- and supergradient regions, respectively. See the main text for details.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Conceptual diagram of intensification and maintenance of the double warm-core structure during (a) IS1, (b) IS2, and (c) MS in the present study. The gray region corresponds to the eyewall cloud in the simulation. Solid-line arrows indicate axisymmetric flows, and dotted-line arrows indicate asymmetric potential temperature advection. Red- and orange-shaded half ellipses denote upper and lower warm cores, respectively. The dashed black contours show the approximate positive temperature anomaly (i.e., outlines of the warm cores). Open ellipses drawn with blue and red lines indicate sub- and supergradient regions, respectively. See the main text for details.
Citation: Journal of the Atmospheric Sciences 78, 2; 10.1175/JAS-D-20-0049.1
Warming in the upper core was adiabatic (VADV), and it was accompanied by strong axisymmetric subsidence in the IS1, IS2, and MS stages. This warming in the upper core is the major contributor to storm intensification (downward open vectors in Fig. 18). The air mass entering the upper core region originated at a low level and passed through the eyewall. Then, the air mass in the subgradient region on the inner side of the eyewall was accelerated inward (upper-level blue-line ellipse in Fig. 18). On the other hand, negative tendencies of potential temperature from horizontal advection due to asymmetric flows (HEDDY) completely overcame the positive VADV in MS. Negative HEDDY, which is induced by environmental wind shear [i.e., the warm-core ventilation described by Tang and Emanuel (2012)], is related to the northward movement of the storm into the middle latitudes.
The lower core in IS1 intensified by the HEDDY (Fig. 18a). The HEDDY can be associated with radial redistribution of high PV from the eyewall to the eye due to dynamical instability (e.g., Hendricks and Schubert 2010; Tsujino and Kuo 2020). As in the upper core, the lower core (orange-shaded region in Fig. 18b) intensified by large VADV in IS2 (downward open vectors in Fig. 18b). The air mass was accelerated inward in the subgradient region on the inner side of the eyewall (lower-level blue-line ellipse in Fig. 18b), but the subgradient wind velocities in the lower layer were smaller than those in the upper layer. Thus, the lower-core warming may reflect both unbalanced (agradient) and balanced (gradient) dynamics. On the other hand, positive HEDDY warmed the lower core in MS. The low-wavenumber patterns of the asymmetric radial flow and potential temperature suggest that the warming is due to dynamical instabilities, as pointed out by Stern and Zhang (2013a). The mature intensity in MS was caused by the combination of lower-core warming and upper-core cooling in the simulated Lan.
The analysis results raise an interesting topic. The large warming due to VADV in the two warm cores is consistent with previous studies (e.g., Stern and Zhang 2013a; Ohno and Satoh 2015). On the other hand, the large warming in the present study is different from the warming diagnosed by the balanced response. We concluded that the unbalanced processes in the eyewall can be one possibility for an inconsistency of eye warming between the budget analysis result and the balanced response in the simulated Lan, which was induced by inward (outward) acceleration of each parcel in the strong subgradient (supergradient) region in the upper and lower (middle) layers of the eyewall (blue-line and red-line ellipses in Fig. 18).
The present simulation is only one case, however. In particular, the unbalanced processes might be highly influenced by the model physics (e.g., Rotunno and Bryan 2012). Using numerical simulations and in situ observations in combination is important for full understanding of warming processes in the eye. Therefore, additional in situ observations targeting the inner cores of typhoons, such as those obtained during the T-PARCII campaign, are needed especially in the western North Pacific, where fewer observations are available.
Acknowledgments
The fast Fourier transform computer program used for the spectral nudging is from the Fortran Library for Scientific Computing (ISPACK; http://www.gfd-dennou.org/library/ispack/) of Prof. Keiichi Ishioka. ST and KT thank Dr. Mayumi K. Yoshioka and Mr. Koichi Hasegawa for importing the RRTM-G package into CReSS. Authors thank the editor Dr. Christopher Rozoff and three anonymous reviewers for important and constructive comments. ST thanks Dr. Tomoki Ohno for validation of the asymmetric contribution in the budget analysis. This work was supported by Japan Society for the Promotion of Science (KAKENHI) Grants JP16H06311 and JP19H00705, and by the Ministry of Science and Technology (MOST) of Taiwan under Grants MOST-108-2119-M-002-022 and MOST-107-2628-M-002-016. The numerical simulation was performed with the Earth Simulator at JAMSTEC. This study used the Dennou Common Library for drawing (http://www.gfd-dennou.org/library/dcl/) and the STPK library (http://www.gfd-dennou.org/library/davis/stpk/index.htm.en) for numerical analyses.
Data availability statement
Information on all the data used in the present study are summarized in Table 4.
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SST distribution on 1 day in this dataset can be composed of satellite observations obtained on that day and of observations made within 5 days. The SST data by an optimum interpolation calculation using the 5 days are provided on daily gridded data. Thus, we examined the sensitivity of the SST data within 1 day of the model initialization time and used the SST data for 17 October 2017 that resulted in the best simulated intensity change.
On the basis of 2.5-min images in the Himawari-8 satellite, the active convection at the storm center simultaneously formed when the eyewall clouds at the radius of 100 km formed (not shown). It indicates that the active convection is different from a remnant of the inner eyewall during an eyewall replacement cycle.
According to one reviewer’s comment, note that the method to compare temperature profiles between the dropsondes and the most similar point in the simulation has a potential caveat because it could favorably bias the comparison toward finding better agreement.
The dependence of the results on the reference profile radius is examined in Fig. S2.1 of the supplemental material.
We examined two types of the calculation: 1) the diagnoses every 45-s and average during each analysis period, and 2) the single diagnosis with average of the 45-s model outputs during each analysis period. The difference is minor (not shown).