Two Types of Transitions to Relatively Fast Spinup in Tropical Cyclone Simulations with Weak-to-Moderate Environmental Vertical Wind Shear

David A. Schecter aNorthWest Research Associates, Boulder, Colorado

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Abstract

Tropical cyclone intensification is simulated with a cloud-resolving model under idealized conditions of constant SST and unidirectional environmental vertical wind shear maximized in the middle troposphere. The intensification process commonly involves a sharp transition to relatively fast spinup before the surface vortex achieves hurricane-force winds in the azimuthal mean. The vast majority of transitions fall into one of two categories labeled S and A. Type S transitions initiate quasi-symmetric modes of fast spinup. They occur in tropical cyclones after a major reduction of tilt and substantial azimuthal spreading of inner-core convection. The lead-up also entails gradual contractions of the radii of maximum wind speed rm and maximum precipitation. Type A transitions begin before an asymmetric tropical cyclone becomes vertically aligned. Instead of enabling the transition, alignment is an essential part of the initially asymmetric mode of fast spinup that follows. On average, type S transitions occur well after and type A transitions occur once the cyclonically rotating tilt vector becomes perpendicular to the shear vector. Prominent temporal peaks of lower-tropospheric CAPE and low-to-midlevel relative humidity averaged over the entire inner core of the low-level vortex characteristically coincide with type S but not with type A transitions. Prominent temporal peaks of precipitation and midlevel vertical mass flux in the meso-β-scale vicinity of the convergence center characteristically coincide with type A but not with type S transitions. Despite such differences, in both cases, the transitions tend not to begin before the distance between the low-level convergence and vortex centers divided by rm reduces to unity.

© 2024 American Meteorological Society. This published article is licensed under the terms of the default AMS reuse license. For information regarding reuse of this content and general copyright information, consult the AMS Copyright Policy (www.ametsoc.org/PUBSReuseLicenses).

Corresponding author: David A. Schecter, schecter@nwra.com

Abstract

Tropical cyclone intensification is simulated with a cloud-resolving model under idealized conditions of constant SST and unidirectional environmental vertical wind shear maximized in the middle troposphere. The intensification process commonly involves a sharp transition to relatively fast spinup before the surface vortex achieves hurricane-force winds in the azimuthal mean. The vast majority of transitions fall into one of two categories labeled S and A. Type S transitions initiate quasi-symmetric modes of fast spinup. They occur in tropical cyclones after a major reduction of tilt and substantial azimuthal spreading of inner-core convection. The lead-up also entails gradual contractions of the radii of maximum wind speed rm and maximum precipitation. Type A transitions begin before an asymmetric tropical cyclone becomes vertically aligned. Instead of enabling the transition, alignment is an essential part of the initially asymmetric mode of fast spinup that follows. On average, type S transitions occur well after and type A transitions occur once the cyclonically rotating tilt vector becomes perpendicular to the shear vector. Prominent temporal peaks of lower-tropospheric CAPE and low-to-midlevel relative humidity averaged over the entire inner core of the low-level vortex characteristically coincide with type S but not with type A transitions. Prominent temporal peaks of precipitation and midlevel vertical mass flux in the meso-β-scale vicinity of the convergence center characteristically coincide with type A but not with type S transitions. Despite such differences, in both cases, the transitions tend not to begin before the distance between the low-level convergence and vortex centers divided by rm reduces to unity.

© 2024 American Meteorological Society. This published article is licensed under the terms of the default AMS reuse license. For information regarding reuse of this content and general copyright information, consult the AMS Copyright Policy (www.ametsoc.org/PUBSReuseLicenses).

Corresponding author: David A. Schecter, schecter@nwra.com

1. Introduction

Tropical cyclones generally exist in environments with some degree of vertical wind shear. Although vertical wind shear tends to hinder intensification (DeMaria 1996; Gallina and Velden 2002; Tang and Emanuel 2012), a small-to-moderate level does not prohibit a weak tropical cyclone from eventually gaining strength. One realistic scenario is for such a tropical cyclone to experience a sharp transition from slow to relatively fast spinup on its way to becoming a hurricane. The present study investigates the changes that must take place within a tropical cyclone for such a transition to occur in cloud-resolving simulations.

Previous studies have suggested that slow intensification is often linked to a shear-induced horizontal separation of the low-level and midlevel vortex centers, which is commonly referred to as a misalignment or tilt of the tropical cyclone. A substantial misalignment generally coincides with a concentration of inner-core convection far downtilt1 from the center of the surface circulation (Stevenson et al. 2014; Nguyen et al. 2017; Fischer et al. 2024), where it is theoretically inefficient in driving spinup (Schecter 2020; cf. Vigh and Schubert 2009; Pendergrass and Willoughby 2009). Factors apparently contributing to the detrimental downtilt localization of convection include a stabilizing warm temperature anomaly and an updraft-limiting depression of relative humidity above an area covering the central and uptilt regions of the boundary layer vortex. A number of earlier papers have illustrated how the warm anomaly and relative humidity deficit can result from the subsidence of incoming middle-tropospheric air (Dolling and Barnes 2012; Zawislak et al. 2016; Schecter 2022; henceforth S22). The literature has further noted that the warm anomaly goes hand in hand with the tilted vortex maintaining a state of approximate nonlinear balance (Jones 1995; DeMaria 1996; S22).

There is a common understanding that tilt-enhanced “ventilation” may either work in concert with the effects of mesoscale subsidence and thermal wind balance to hinder intensification or have a dominant role in suppressing spinup (Tang and Emanuel 2012; Riemer et al. 2010, 2013; Ge et al. 2013; Riemer and Laliberté 2015; Alland et al. 2021a,b; Fischer et al. 2023). To elaborate, a substantial misalignment may facilitate the intrusion of highly unsaturated environmental air above a large section of the surface vortex and create a situation where downdrafts (associated with precipitation) more effectively reduce the moist entropy of boundary layer air that circulates within the inner core. Overall, this can help limit the areal spread of inner-core convection and weaken that which may exist downtilt. A diminishment of downtilt convection would compound the negative effect of its outward displacement on the ability of a tropical cyclone to strengthen.

The preceding discussion suggests that a sufficient reduction of tilt could eliminate the principal impediments to intensification and enable a transition to relatively fast spinup. Accordingly, a number of published studies have identified alignment as a typical precursor to a substantial acceleration of intensification (Zhang and Tao 2013; Munsell et al. 2017; Miyamoto and Nolan 2018; Rios-Berrios et al. 2018; Alvey et al. 2020; S22). One obvious avenue for reducing tilt is reducing the vertical wind shear to a negligible level so as to permit the tropical cyclone to freely align (Reasor and Montgomery 2001; Schecter and Montgomery 2003, 2007; Schecter and Menelaou 2020). However, tropical cyclones often have the capacity to align even if the wind shear persists at moderate strength. Various modeling studies have suggested that alignment amid moderate shear is facilitated by cyclonic precession of the tilt vector to and beyond the point of becoming perpendicular to the shear direction (Rappin and Nolan 2012; Zhang and Tao 2013; Tao and Zhang 2014; Finocchio et al. 2016; Onderlinde and Nolan 2016; Rios-Berrios et al. 2018). Among other considerations, the precession of the tilt vector from a downshear to an upshear orientation coincides with the neutralization and subsequent reversal of shear-related misalignment forcing (Jones 1995; Reasor et al. 2004; Schecter 2016). On the other hand, a major reduction of tilt in moderate shear does not necessarily require precession. For example, a tropical cyclone may align by “core (or center) reformation” even when the tilt vector points directly downshear (Molinari et al. 2004; Molinari and Vollaro 2010; Nguyen and Molinari 2015; Chen et al. 2018; Rogers et al. 2020; Alvey et al. 2022; Stone et al. 2023; Schecter 2023). The process typically entails strong convergence near vigorous downtilt convection causing a subvortex to strengthen underneath the central region of the midlevel vortex to the extent of becoming the new inner core of the low-level circulation. The pathways and time scales of alignment are clearly diverse, and they continue to be studied as part of an ongoing effort to better understand the timing for the onset of fast spinup.

That being said, some modeling and observational studies have suggested that alignment is not a prerequisite for a transition to relatively fast intensification (Chen and Gopalakrishnan 2015; Alvey and Hazelton 2022). The present study will corroborate those just referenced and investigate what apart from the initial tilt magnitude differentiates transitions that occur before and after alignment. Postalignment transitions have been shown to commonly occur after pronounced enhancements of lower-to-middle-tropospheric relative humidity (Chen et al. 2019; Alvey et al. 2020; S22) and lower-tropospheric CAPE (S22) averaged over the inner core of the surface vortex. Moreover, they generally follow appreciable azimuthal spreading of precipitation (Chen et al. 2019, 2021; Alvey et al. 2020; Rios-Berrios et al. 2018) and initiate a quasi-symmetric mode of intensification similar to that which may exist in a shear-free system (Montgomery and Smith 2014). Since the preceding features are coupled to the reduction of the tilt magnitude, they are not expected to be characteristics of transitions that occur before alignment. A number of the distinct thermodynamic and convective features of a prealignment transition and the highly asymmetric—but reasonably efficient—mode of intensification that immediately follows will be illustrated herein.

In short, the central contribution of this paper is the exposition of a binary classification system for transitions from slow to fast spinup that are found within a large and diverse set of tropical cyclone simulations. As explained above, the two classes of transitions are distinguished by the coinciding state of misalignment and the distinct mode of intensification that follows. Both prealignment and postalignment transitions will be seen to occur over a wide range of sea surface temperatures (SSTs) and during times of either weak or moderate environmental vertical wind shear. Similarities and differences between the present tilt-based classification of transitions to fast spinup and other binary conceptualizations of the process contained in earlier studies (Holliday and Thompson 1979; Harnos and Nesbitt 2011, 2016a,b; Judt et al. 2023) will be addressed after details of the former are expounded. Limitations of the binary classification system will also be discussed.

An important clarification is necessary before proceeding to discussions of methodologies and results. The concept of fast intensification employed for this study is broader than conventional definitions of rapid intensification (Kaplan et al. 2010; Li et al. 2022) in having no explicit minimum rate. Instead, fast intensification need only occur at a greater rate than a specified multiple of the preceding slow intensification rate (see section 2b). The probability of fast intensification considered in this relative sense under given environmental conditions may thus differ considerably from that of conventional rapid intensification (Kaplan and DeMaria 2003; Hendricks et al. 2010).

The remainder of this paper is organized as follows. Section 2 describes the essential features of the tropical cyclone simulations and explains the method used to identify transitions from slow to fast spinup. Section 3 demonstrates that the transitions generally fall into one of two well-separated categories chiefly distinguished by the coinciding state of vertical alignment. The kinematic and moist-thermodynamic features coinciding with the distinct tilt magnitudes of tropical cyclones during each type of transition are described, and the relevance of these features to enabling fast spinup is discussed. Section 4 qualitatively compares the results of section 3 to observed transitions to fast spinup in natural tropical cyclones. Section 5 summarizes all of the main findings of this study.

2. Methodology

a. Computational dataset

The tropical cyclones considered herein are from a heterogeneous set of roughly one hundred simulations conducted with Cloud Model 1 (CM1; Bryan and Fritsch 2002), for a variety of purposes including the present study. Heterogeneity of the computational dataset is considered beneficial by reducing (but not eliminating) methodological bias in the search for different types of transitions from slow to fast spinup.

While diverse, the simulations do have a number of basic features in common. To begin with, all simulations are conducted on a doubly periodic oceanic f plane at 20°N, with the Coriolis parameter f equaling 5 × 10−5 s−1. The SST is generally held constant in space and time. The initial environmental vertical temperature and relative humidity distributions above the sea surface are taken from the Dunion (2011) moist tropical sounding for hurricane season over the Caribbean Sea.

The physics parameterizations are fairly conventional. Each simulation incorporates a variant of the two-moment Morrison cloud-microphysics module (Morrison et al. 2005, 2009), having graupel as the large icy-hydrometeor category and a constant cloud-droplet concentration of 100 cm−3. Radiative transfer is accounted for by the NASA Goddard parameterization scheme (Chou and Suarez 1999; Chou et al. 2001). The influence of subgrid turbulence above the surface is accounted for by an anisotropic Smagorinsky-type closure analogous to that described by Bryan and Rotunno (2009). The horizontal mixing length lh in each simulation increases linearly from 100 to 700 m as the surface pressure decreases from 1015 to 900 hPa. The asymptotic vertical mixing length lυ is 50 m in most simulations but 70 m in a few. Surface fluxes are parameterized with bulk aerodynamic formulas. The momentum exchange coefficient Cd increases from a minimum of 10−3 to a maximum of 0.0024 as the surface (10 m) wind speed increases from 5 to 25 m s−1 (compare with Fairall et al. 2003; Donelan et al. 2004). The enthalpy exchange coefficient is given by Ce = 0.0012 roughly based on the findings of Drennan et al. (2007). Heating associated with frictional dissipation is activated. Rayleigh damping is imposed above an altitude of z = 25 km.

The equations of motion are discretized on a stretched rectangular grid that spans 2660 km in each horizontal dimension and 29.2 km in the vertical dimension. The 800 × 800 km2 central region of the horizontal mesh that contains the broader core of the tropical cyclone has uniform increments of 2.5 km; at the four corners of the mesh, the increments are 27.5 km. The vertical grid has 40 or 50 levels spaced 100 or 50 m apart near the surface, but farther apart aloft. When the number of levels Nz is 40 (50), the vertical grid spacing gradually grows to 0.7 and 1.4 km (0.6 and 1.1 km) as the height above sea level z increases to 8 and 29 km.

The vast majority of simulations are initialized with the nominal predepression (PD) vortex depicted in Fig. 1 of Schecter and Menelaou (2020). The azimuthal velocity υ of the PD vortex has a maximum value of 6.1 m s−1 located 3 km above the sea surface, at a radius r of 140 km from the central axis of rotation. The maximum of υ on the lowest model level is 4.1 m s−1. Moving outward (upward) from its peak, υ gradually decays until reaching zero at r = 750 (z = 10.5) km. The relative humidity in the core of the PD vortex is moderately enhanced relative to the environment. A small number of simulations are initialized with a modified Rankine (MR) vortex, corresponding to “iinit = 7” in the CM1 (release 21.0) configuration file. For these cases, υ has a maximum value of 15 m s−1 at r = 75 km on the lowest model level. Moving outward (upward) from its peak, υ gradually decays until reaching zero at r = 500 (z = 15) km. Both the PD and MR vortices are introduced in balanced axisymmetric states. While many (but not all) of the vortices are slightly perturbed with quasi-random noise in the lower potential temperature and water vapor fields, none are initially perturbed with coherent mesoscale asymmetries (cf. Nolan et al. 2024).

The principal differences between the simulations are in their SSTs and environmental shear flows. The SSTs range from 26° to 32°C. In general, the environmental shear flows are horizontally uniform and strictly zonal. Their diversity comes from variations of intensity, primary shear-layer characteristics, and time dependence.

The ground-relative velocity field of the applied environmental shear flow is given by usx^, in which x^ is the horizontal unit vector pointing eastward, and
us(z,t)=Us2tanh(zzαδzα)[1+tanh(zβzδzβ)]ϒ(t).
In the preceding formula, Us (0–5.6 m s−1) is an adjustable constant equaling roughly one-half the nominal shear strength, zα (5 or 5.5 km) is the center of the primary shear layer where the velocity field changes direction, δzα (2.5 or 3.5 km) is the half-width of the primary shear layer, and zβ (21 km) is the upper altitude at which the shear flow decays toward zero with increasing height over a length scale δzβ of 1 km. The factor ϒ depends on time t and can be varied to diversify the structural evolutions of tropical cyclones before they undergo transitions to fast spinup at a given shear strength. The most general form of ϒ is given by
ϒ{0tτ,(tτ)/δττ<tτ+δτ(ramp-up),1τ+δτ<tτ,1ε(tτ)/δττ<tτ+δτ(ramp-down),1εt>τ+δτ,
in which 0 ≤ ε ≤ 1. The preceding formula permits ramp-up (at τ) and partial ramp-down (at τ) of the shear flow. The duration of the ramp-up (ramp-down) period is δτ (δτ). In general, a forcing term of the form
Fsustx^+fusz^×x^
must be added to the horizontal velocity equation to introduce the shear flow and maintain its orientation.2 A number of simulations have τ = 0, δτ → 0, and τ → ∞ (or ε = 0). This amounts to superimposing the environmental shear flow (with ϒ = 1) onto the initial condition of the simulation and setting ∂us/∂t to zero in Eq. (3). Simulations with nonzero τ generally have δτ set to 1 h, and simulations with finite τ generally have δτ set to 3 h. The nominal 0–12-km vertical wind shear mentioned throughout the remainder of this paper corresponds to the difference between us evaluated at z = 12 and 0 km. Bear in mind that the actual deep-layer vertical wind shear in a simulation deviates slightly from this estimate owing to the effects of friction among other factors.

Figure 1 illustrates the environmental shear flows described above and used herein. While these shear flows are essentially within the spectrum of those employed in earlier modeling studies of tropical cyclone intensification, one might imagine an infinite number of realistic alternatives. The literature suggests that the timing of fast spinup and details of the viable pathways to its onset could differ with the use of alternative shear flows in which us has an additional constant that reverses the surface velocity (Rappin and Nolan 2012), δzα is appreciably shortened (Finocchio et al. 2016), zα is shifted to a substantially different altitude (ibid.; Ryglicki et al. 2018a,b), or the wind direction rotates with height (Onderlinde and Nolan 2016; Gu et al. 2019).

Fig. 1.
Fig. 1.

(a) Vertical profiles of the environmental shear flow [us/ϒ given by Eq. (1)] with two slightly different parameterizations of the primary shear layer used for the simulations at hand. (b) Time dependence of the shear flow [ϒ given by Eq. (2)] with various ramp-down coefficients (ε) as indicated on each line.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

The reader may consult appendix A for a more detailed account of the simulations examined for this study. Table A1 contained therein conveniently summarizes the variation of shear flow parameters considered at each SST, for both PD-type and MR-type initial vortex conditions. Computational nuances pertinent to certain simulation groups—and possibly relevant to reproducibility—are also addressed.

b. Identification of substantial transitions from slow to fast spinup

Let υ¯ denote the azimuthally averaged tangential velocity of the tropical cyclone in a polar coordinate system whose origin lies on the center of the low-level vortex (xcl of section 3). The intensity of the vortex is defined herein as the maximum of υ¯ that is found 10 m above the sea surface and is denoted by Vm(t). The intensification rate (IR) is thus defined by dVm/dt. In general, Vm is obtained from hourly simulation output, and dVm/dt is computed (to second order) from that output.

A substantial transition from slow to fast spinup is said to occur at the time t* when two main criteria are met. First, dVm/dt must begin a well-defined enhancement period during which its average positive value exceeds a specified multiple of the preceding IR averaged over a specified lead time. Second, the change in Vm during the enhancement period must exceed a certain threshold. Appendix B provides further details of the transition identification scheme. Bear in mind that the pretransitional IR is not explicitly required to fall below an absolute maximum, and the posttransitional IR is not explicitly required to exceed an absolute minimum. As mentioned earlier, intensification is considered “slow” before and “fast” after a transition in a relative sense.

Of further note, the forthcoming analysis only considers transitions that occur after a depression has formed and before the azimuthal-mean surface vortex achieves minimal hurricane intensity, marked by when Vm = 32.5 m s−1. Not all simulated tropical cyclones in the dataset used for this study were found to exhibit substantial transitions from slow to fast spinup during this developmental time frame (see Table A1).

3. Results

The present section of this paper examines the characteristics of substantial transitions from slow to fast spinup in the tropical cyclone simulations at hand. Discussion of how the results relate to observed tropical cyclone dynamics is mostly deferred to section 4.

a. Bimodal distribution of tropical cyclone asymmetry at the transition time

One striking feature of the simulated transitions from slow to fast spinup is a virtually bimodal distribution of tropical cyclone symmetry during the transition period. Figure 2 shows a scatterplot of the transitional values of two asymmetry parameters. The first asymmetry parameter is the normalized tilt magnitude defined by
μ|xcuxcl|rm,
in which xcl and xcu respectively represent the horizontal position vectors of the low-level and midlevel (upper middle tropospheric) vortex centers. Whereas xcl is measured in the boundary layer, xcu is measured roughly 8 km above sea level (see appendix B for details). The denominator rm on the right-hand side of Eq. (4) is the radius of maximum υ¯ in the boundary layer. The second plotted parameter is the precipitation asymmetry Pasym(t; d) defined by Eq. (3) of S22 and shown to be qualitatively consistent with an alternative metric for convective asymmetry in appendix C. In essence, Pasym measures the asymmetry of the quadrantal distribution of the 2-h precipitation rate in a disk of radius d [here set to 1.2rm(t)] centered at xcl(t). A value of 0 indicates that the precipitation is distributed uniformly in azimuth around the disk, whereas a value of 1 indicates that the precipitation is completely confined to a single quadrant of the disk; i.e., higher values correspond to greater azimuthal asymmetry in the 2-h inner-core precipitation field. Note that an asterisk appears on each axis label of Fig. 2 to indicate that the plotted parameter is evaluated during the nominal transition period; in general, G* is used throughout this paper to represent the 6-h time average of the generic variable G immediately after t*. A minor deviation from this rule is used in calculating μ* as the aforementioned time average of the numerator |xcuxcl| over that of the denominator rm.
Fig. 2.
Fig. 2.

Transitional values of the precipitation asymmetry Pasym* and normalized tilt magnitude μ*. As shown in the legend, color-filled, empty color-edged, and gray symbols respectively represent systems that undergo type S (μ*<0.6), type A (μ*>0.85), and type G (0.6μ*0.85) transitions. The black and white squares respectively show the means for the S and A groups; the attached “error bars” have lengths of one standard deviation in each direction. Symbol shapes (and colors for the S and A groups) indicate the SST. The symbol size decreases linearly with the magnitude of the 0–12-km environmental vertical wind shear at t*; zero-shear cases correspond to a subset of the simulations with τ+δτ<t* and ε = 1 (see section 2a).

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

The scatterplot shows that during the transition from slow to fast spinup, the projections of the tropical cyclone state vectors onto the μPasym plane fall largely into one of two clusters, representing relatively symmetric (S) and asymmetric (A) conditions. Tropical cyclones in the S cluster (color-filled symbols) are characterized by μ*=0.43±0.09 and Pasym*=0.44±0.08, each expressed as the cluster mean ± one standard deviation. Tropical cyclones in the A cluster (empty symbols) are characterized by μ*=1.05±0.13 and Pasym*=0.80±0.07. Rather than using ellipses to serve as the formal boundaries of each cluster, it is deemed adequate for the present dataset to differentiate the clusters according to the value of the normalized tilt magnitude μ* alone. Specifically, let us define type S transitions to have μ*<μoδμo and type A transitions to have μ*>μo+δμo, in which μo = 0.725 and δμo = 0.125. This leaves a small number of cases (gray symbols) in the gap between the principal two transition types; they will be called gray-area (type G) transitions and generally excluded from analysis.

b. Illustrations of selected type S and type A transitions

Figure 3 illustrates the evolution of a tropical cyclone that begins a type S transition from slow to fast spinup at t*=113h. The SST of the system is 28°C, and the 0–12-km environmental vertical wind shear is 5.4 m s−1. The environmental shear flow was introduced at a time (τ = 54 h) well into the development of the original PD vortex. At the first snapshot, there exists a prominent 100-km-scale horizontal displacement of the low-level and midlevel vortex centers (tilt). Deep cumulus convection and precipitation are consequently concentrated in the downtilt sector of the surface vortex, in the neighborhood of the midlevel vortex center (Fig. 3a). During this phase of slow intensification, the azimuthal-mean surface winds generally do not exceed tropical storm intensity (Fig. 3d). By the start of the transition period (Figs. 3b,e), the tilt of the tropical cyclone has decayed considerably and the azimuthal spread of precipitation has appreciably expanded in the vicinity of rm. Soon after the transition period (Figs. 3c,f), a relatively fast quasi-symmetric mode of intensification is well underway.

Fig. 3.
Fig. 3.

Snapshots of the evolution of a tropical cyclone that undergoes a type S transition to relatively fast spinup. (a) Streamlines of the horizontal velocity fields in the approximate 1-km-deep boundary layer (white) and 1-km-deep middle-tropospheric layer centered 8 km above sea level (black with white trim) superimposed over the base-10 logarithm of the 2-h precipitation rate P normalized to P0 = 0.375 cm h−1 (color), 20 h before the transition time t*. (b),(c) As in (a), but for t=t* and t=t*+8h, respectively. (d) Magnitude of the near-surface (z = 50 m) horizontal velocity field uns at the pretransitional time of (a). (e),(f) As in (d), but at t* and t*+8h, respectively. In all panels, the + marks the low-level vortex center xcl, the × marks the midlevel vortex center xcu, and the diamond marks the low-level convergence center xσ defined in appendix B. In (d), the white arrow shows the tilt vector, and the black arrow points in the direction of the environmental vertical wind shear. The dashed circle in (d)–(f) that is centered on xcl and has a radius of rm demarcates the inner core of the low-level vortex. All velocity fields are relative to the surface of Earth, but the origin of the coordinate system moves with the low-level vortex center. Each velocity “snapshot” is a 2-h average.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

Figure 4 shows selected snapshots of the evolution of a tropical cyclone that begins a type A transition at t*=124h. The simulation is conducted as before but with a greater 0–12-km environmental vertical wind shear of 7.3 m s−1 combining with the moderate (28°C) SST. The tilt generated by the larger wind shear is found to equal or exceed 170 km roughly 1 day before (Fig. 4a) and during (Fig. 4b) the transition to fast spinup. For the same times, the peak region of downtilt convection has a comparable displacement from the low-level vortex center. The initial smallness of the radius of maximum surface wind speed rm comes from an earlier time of less tilt and more prominent inner convection. The growth of rm from 64 km in Fig. 4d to 157 km in Fig. 4e starts in earnest after a momentary lull of outer convection, reinvigoration of inner convection, and reduction of the tilt magnitude (not shown). The subsequent regrowth of tilt and coupled enhancement of outer convection coincide with the expansion of rm. During the early to intermediate phase of posttransitional intensification (Figs. 4c,f), the tilt magnitude and rm decay to an extent, but convection and precipitation remain focused in the downtilt sector of the surface vortex. Of further note, while the posttransitional IR substantially exceeds the slightly negative IR existing prior to t*, it is measurably smaller than that found after the type S transition considered above; the 24-h posttransitional IRs in the present and previous examples are 0.4 and 1.0 m s−1 h−1, respectively. Forthcoming analysis will examine the qualitative generality of this disparity.

Fig. 4.
Fig. 4.

Snapshots of the evolution of a tropical cyclone that undergoes a type A transition to relatively fast spinup. All panels are similar to those of Fig. 3, but the snapshots are taken at (a),(d) t*27h, (b),(e) t*+1h, and (c),(f) t*+21h. Minor differences apart from the snapshot times include extended axes, a smaller range of wind speeds in the color map for |uns|, and P0 = 0.5 cm h−1.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

c. Intensity and IR differences between systems that experience type S and type A transitions

Figure 5 shows composite time series of Vm (panel a) and dVm/dt (panel b) for tropical cyclones that experience type S (red) and type A (blue) transitions. In an effort to reduce SST-related variability (Emanuel 1986; Črnivec et al. 2016; Xu et al. 2016, 2019; Xu and Wang 2018), Vm is normalized to an estimate of the maximum potential intensity Vmax (see appendix B), and dVm/dt is normalized to the following theoretical estimate of the maximum potential intensification rate adapted from Wang et al. (2021):
MPIR=27256αCdhVmax2,
in which α = 0.75 ostensibly represents the ratio of 10-m to boundary layer maximum wind speeds, h = 2000 m is an effective depth of the boundary layer, and Cd = 0.0024 is the value of the surface drag coefficient in the vicinity of rm when Vm = Vmax. To further reduce variability with the ocean temperature, tt* is normalized to τeVmax/MPIR, which represents an SST-dependent “minimum” time scale for complete intensification (evolution to maximal strength). Each dark curve in Fig. 5 represents the mean for all simulations with a transition of the type indicated by its color. The light semitransparent shading surrounding each dark curve extends vertically from the 20th to 80th percentile for the color-matched simulation group. Data from any particular simulation are incorporated into the analysis only after us has obtained its final magnitude and only after the tropical cyclone has been sufficiently perturbed in the sense of having achieved a tilt magnitude above 50 km. [A minority of the simulations do not meet the preceding inclusion criteria until after t=t*τe. Sensitivity tests completely excluding these simulations from analysis have shown little change to the composite-mean time series (dark curves) presented here and elsewhere.]
Fig. 5.
Fig. 5.

Time series of (a) the maximum 10-m azimuthal velocity Vm normalized to the maximum potential intensity and (b) the IR normalized to the MPIR for systems that experience type S (red) and type A (blue) transitions to relatively fast spinup. Time is measured from t* and normalized to τe. Each dark solid curve shows the mean of the plotted variable for all systems in a particular transition group; the semitransparent color-matched shading conveys the statistical spread of that variable (see the main text). Thin black solid and black dotted vertical lines in the two panels respectively show where (tt*)/τe=0 and ±0.15, which approximately corresponds to tt*=±6h (9 h) when the SST is 32°C (26°C).

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

Figure 5a shows that the normalized tropical cyclone intensities during type S transitions (Vm*/Vmax=0.34±0.04) tend to be larger than those observed during type A transitions (Vm*/Vmax=0.26±0.05). Figure 5b shows that the normalized IRs tend to peak sooner (in normalized time) and higher after type S transitions than after type A transitions. The higher peaks found shortly after type S transitions seem consistent with theories suggesting that the potential for relatively large normalized IRs in weak tropical cyclones grows with the normalized wind speed [e.g., Eq. (22) of Wang et al. (2021)]. Other distinct properties of tropical cyclones that may have greater roles in differentiating the posttransitional IRs will be addressed in due course.

For good measure, Table 1 shows the environmental variation of the dimensional values of Vm* and three pertinent IR measurements, for both type S and type A transitions. The IR measurements include the 24-h average immediately before t* (IR24h), the 12-h average immediately after t* (IR12h+), and the 24-h average immediately after t* (IR24h+). For a relatively small number of simulations in which the environmental vertical wind shear is reduced at a time τ less than 24 h before t*, the pretransitional averaging begins at τ. Separate statistics are given for systems with cool (26°–27°C), moderate (28°–30°C), and warm (31°–32°C) SSTs. Table 1 also shows the variation of the transition statistics between systems with low (≤5 m s−1) and high (>5 m s−1) environmental vertical wind shear when the SST has a moderate value.3 The table verifies that regardless of the environmental conditions, tropical cyclones tend to be stronger during type S transitions than during type A transitions; the azimuthal-mean surface vortices characteristically have tropical storm strength winds during transitions of type S and depression strength winds during transitions of type A. Furthermore, changing the environment does not change the general result that the mean pretransitional and posttransitional IRs are larger for type S than for type A transitions. Note also that 24-h IRs exceeding the often used rapid intensification threshold of 15 m s−1 day−1 (0.625 m s−1 h−1) are common immediately after type S transitions over moderate or warm oceans but uncommon immediately after type A transitions in any SST group.

Table 1.

Environmental variation of tropical cyclone intensity and IR statistics for type S and type A transitions, each expressed as the mean ± one standard deviation for a given simulation group.

Table 1.

Given that substantial surface-vortex asymmetries can exist during early tropical cyclone development and generally extend beyond type A transitions, one might wonder whether the intensification curves in Fig. 5a would radically change upon replacing Vm with the absolute maximum grid value of the 10-m wind speed within the storm system. The latter metric is arguably somewhat closer to an observational standard, but it does not explicitly filter out wind gusts. Appendix C shows that switching to the absolute maximum 10-m wind speed reduces intensification differences preceding type S and type A transitions, but essentially maintains the 1-day posttransitional disparity.

d. Tilt magnitude and radius of maximum wind speed

Figure 6a shows how the tilt magnitude normalized to rm [μ defined by Eq. (4)] evolves during the time frame surrounding a transition to fast spinup. As before, separate time series are shown for systems experiencing type S and type A transitions. The disparity in the average value of μ during type S and type A transitions (Fig. 2) can be seen to extend to periods well before and well after t*. Despite the aforementioned disparity, both time series hint that a pronounced drop of μ immediately preceding t* may often help trigger the sharp acceleration of intensification that follows.

Fig. 6.
Fig. 6.

Time series of (a) the normalized tilt magnitude μ, (b) the dimensional tilt magnitude |xcuxcl|, and (c) the low-level radius of maximum wind speed rm. Plotting conventions are as in Fig. 5.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

In addition to having substantially larger values of μ, tropical cyclones evolving through type A transitions generally have larger dimensional tilt magnitudes (Fig. 6b) and values of rm (Fig. 6c) than tropical cyclones evolving through type S transitions. Previous studies have explicitly shown that both the tilt magnitude (Schecter and Menelaou 2020; Rios-Berrios 2020; Fischer et al. 2024) and rm (Carrasco et al. 2014; Xu and Wang 2015, 2018) tend to be anticorrelated to the IR of a tropical cyclone. One might therefore reasonably assume that the larger tilt and rm of a tropical cyclone evolving through a type A transition contribute to its smaller IRs on both sides of t* (section 3c).

Of further note, the average trends of the tilt magnitude and rm (Figs. 6b,c) differ between systems heading toward transitions of type S or A. Shortly before type S transitions, the group mean of the tilt magnitude sharply drops, while that of rm varies little. Before type A transitions, the group mean of the tilt magnitude modestly decays, while that of rm distinctly grows. The latter result hints that core expansion may sometimes appreciably contribute to the reduction of μ toward unity prior to the onset of fast spinup in relatively asymmetric tropical cyclones.

e. The tilt angle

Figure 7 shows the evolution of the angle φtilt between the tilt vector and the unit vector pointing downshear (x^), measured counterclockwise from the latter. A few simulations in which the shear becomes zero and thus nondirectional before t* have been removed from the analysis. In general, φtilt tends to increase leading up to either type S or A transitions. For systems undergoing type S transitions, the mean of φtilt first reaches 90° at a time t roughly equal to t*0.4τe. Accordingly, the precession of the tilt vector into a counterclockwise-perpendicular orientation relative to the shear vector does not immediately trigger fast spinup. On the other hand, t approximately coincides with the onset of relatively fast alignment (Fig. 6b). For systems undergoing type A transitions, t approximately coincides with the simultaneous initiation of relatively fast alignment and spinup at t*. Although t*t differs considerably between the two groups of tropical cyclones, the preceding results for both are essentially consistent with a number of earlier studies (see section 1) suggesting that φtilt leaving the downshear “semicircle” facilitates the acceleration of intensification.

Fig. 7.
Fig. 7.

Time series of the tilt angle; plotting conventions are as in Fig. 5.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

f. Tropical cyclone convection

Thus far, the analysis has focused on differences in vortex parameters during the time frames surrounding type S and type A transitions. The following examines additional differences in various parameters associated with convection.

Figure 8a shows time series of Pasym, which measures the azimuthal asymmetry of the inner-core precipitation field as explained in section 3a. The precipitation asymmetry well before a type S transition [(tt*)/τe0.75 to −0.15] tends to be modestly smaller than that found prior to a type A transition. A more pronounced difference begins to develop slightly before the transition point [(tt*)/τe0.15], when Pasym precipitously drops in the type S scenario while remaining nearly constant until t=t* in the type A scenario. In the latter case, Pasym starts to decay in concert with alignment and contraction of rm (Fig. 6) only after the transition officially begins.

Fig. 8.
Fig. 8.

Time series of parameters characterizing the spatial distributions of precipitation and low-level convergence. (a) The precipitation asymmetry Pasym. (b) The precipitation radius rp (thick dark curves, light shading) compared to the mean of rm (thin dark curves). (c) The distance l between the convergence center xσ and the low-level vortex center xcl (main plot), and the characteristic radial length scale rσ of the convergence zone (inset). Both parameters are normalized to rm as indicated by the tildes. (d) The distance lu between xσ and the midlevel vortex center xcu measured in kilometers (main plot) and normalized to rmu (inset). Plotting conventions are as in Fig. 5.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

Figure 8b shows the time series of the nominal precipitation radius rp defined as follows: Let P¯(r,t) denote the azimuthal average of the 2-h surface precipitation rate at a radius r from the low-level vortex center xcl; rp is the value of r at which P¯ is maximized. For systems undergoing either type S (red) or type A (blue) transitions, the means of rp (thick dark curve) and rm (thin dark curve) tend to differ little from each other over the course of time. Such behavior would seem consistent with the conventional notion that the radius of maximum wind speed is dynamically linked (with variable response time) to the vicinity of prominent convective activity. Of particular note, the close correspondence between rp and rm at t* suggests that the relatively large (small) vortex cores found during type A (S) transitions coincide with relatively large (small) displacements of moist convection from xcl.

Of additional interest are the properties of the initially asymmetric low-level convergence field σl ≡ −∇ ⋅ ul that is often enhanced in the vicinity of downtilt convection and plays an important role in local vertical vorticity production through the forcing term ηlσl. Here, ul and ηl are the horizontal velocity field and absolute vertical vorticity in the 1-km-deep boundary layer adjacent to the sea surface. Figure 8c illustrates the evolution of two parameters characterizing the spatial distribution of σl. The first parameter l|xσxcl| is the distance between the low-level convergence and vortex centers. The convergence center xσ is essentially the point about which the meso-β-scale inflow associated with σl is strongest in the circumferential mean (see appendix B). The second parameter rσ is the radius r at which the mean radial velocity in a polar coordinate system centered at xσ [given by the formula u¯l(r,t)02πdφ0rdrrσl/2πr] has its largest negative value. The plotted time series are for the preceding parameters normalized to rm.

Before a transition to relatively fast spinup, l˜l/rm and r˜σrσ/rm respectively tend to exceed and sit below unity. The implied pretransitional positioning of a moderately compact convergence zone appreciably beyond rm theoretically hinders intensification (Schecter 2020; cf. Vigh and Schubert 2009). By the time t* of a type S or A transition, l˜ is generally close to 1. However, r˜σ differs considerably between the two categories. Consistent with greater (lesser) inner-core convective symmetry, r˜σ surpasses (stays well under) unity during a type S (A) transition. Eventually, l˜ declines toward zero and r˜σ increases toward a quasi-steady value between 1.4 and 1.5 on average for both groups of simulated tropical cyclones. Such a scenario is consistent with the progressive reorganization of the low-level convergence field into a ring-like distribution around the surface vortex center, with the associated inflow velocity peaked moderately outside of rm.

Figure 8d further reveals that typical type A transitions are preceded by rapid contraction of the distance between the low-level convergence center and the midlevel vortex center, given by lu|xσxcu|. Moreover, the mean ratio of lu to the radius of maximum wind speed rmu of the midlevel vortex generally falls to unity by the onset of relatively fast spinup. One might tentatively speculate that closer proximity of xσ to xcu corresponds to a relatively favorable setup for strong convection around xσ, perhaps partly due to greater shielding from midlevel ventilation. That being said, lu dropping below rmu does not appear to be sufficient cause for the onset of fast spinup; the inset of Fig. 8d shows that lu/rmu is generally less than unity well before t* in tropical cyclones that experience type S transitions.

Having breached the topic of convective intensity, it is now fitting to examine whether precipitation rates and vertical mass fluxes differ during transitions of type S and type A. Figures 9a–c show the evolution of the normalized 2-h surface precipitation rate P averaged within a radius R of 200, 100, or 35 km from xσ (in panels a, b, and c, respectively). To limit the variability associated with the amplification of precipitation as the ocean temperature warms in the model (cf. Lin et al. 2015), P is multiplied by a scaling factor ξ that increases from a base value of 1 as the SST decreases from 32°C (see appendix B). For R = 200 km, there is minimal difference in the steady growth of P leading up to transitions of type S or A. Upon reducing R to 100 km, a secondary oscillation becomes more noticeable, with a distinct plateau or peak (marked by an arrow for each time series in Fig. 9b) occurring shortly before or during the onset of a symmetrization trend (cf. Fig. 8a) and a trough occurring afterward. Whereas a type S transition coincides with the trough of the P oscillation, a type A transition coincides with the peak. Upon reducing R to 35 km, so as to focus on the small end of meso-β-scale convective activity centered on xσ, the nominal oscillation becomes a major feature of the time series. Moreover, the magnitude of P during a type A transition (near t*) corresponds to an absolute maximum that far exceeds the magnitude found during a type S transition.4

Fig. 9.
Fig. 9.

Time series of parameters associated with the strength of convection. (a)–(c) The 2-h precipitation rate P and (d)–(f) the lower-middle-tropospheric vertical mass flux M averaged within (a),(d) 200 km, (b),(e) 100 km, and (c),(f) 35 km of the low-level convergence center xσ. The precipitation rates in (a)–(c) are adjusted to compensate for increasing precipitation at higher SSTs as explained in section 3f and appendix B. The arrows in (b) point to the initial plateau or peak phase of the secondary oscillations mentioned in the main text for the S (red) and A (blue) simulation groups. All other plotting conventions are as in Fig. 5.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

Figures 9d–f show complementary time series of the vertical mass flux M located 5.2–5.4 km above sea level, averaged as before within a radius R of 200, 100, or 35 km from xσ (in panels d, e, and f, respectively). The composite-mean time series at other altitudes examined for z between 3 and 11 km are virtually proportional to those shown, but (for R < 200 km) generally decrease in magnitude from the middle to upper troposphere. Moreover, the plotted time series of M are qualitatively similar to those of P, especially when R is 100 or 35 km. Such similarity provides reasonable grounds for assuming that the aforementioned peaks and troughs of P in the vicinity of the convergence zone coincide with relatively high and low degrees of moderate-to-deep convective activity. A more detailed analysis of how P divides into contributions from various types of cumuliform and stratiform clouds is deferred to future study.

The mean drops of P and M in the vicinity of the convergence zone shortly preceding a type S transition suggest that the coinciding quasi-symmetrization is here more relevant for the switch to fast spinup than the strengthening of localized convection (cf. Schecter 2022). By contrast, the pronounced peaks of P and M found in the neighborhood of the convergence zone during a type A transition suggest that exceptionally strong convection therein may be required to initiate relatively fast intensification of Vm when the tilt magnitude, rm, and l are relatively large. Such would seem qualitatively consistent with previous observations of invigorated downtilt convection having an integral role in the initiation of the rapid intensification of substantially misaligned tropical cyclones; recent examples can be found in Alvey et al. (2022) and Stone et al. (2023).

g. Moist-thermodynamic structure of the tropical cyclone

1) Illustrative examples

It is natural to ask how the convective dissimilarities between systems undergoing different types of transitions to relatively fast spinup might relate to differences in the moist-thermodynamic structure of the tropical cyclone. We shall first address this issue through illustrative examples. Figure 10 shows 2-h averages of selected moist-thermodynamic fields centered 20 h before (top row) and at the start of (bottom row) a type S transition; the simulation corresponds to that in Fig. 3. The first field (left column) is the “lower-tropospheric” convective available potential energy (LCAPE) introduced in S22. As defined therein, LCAPE is the vertical integral of 500-m mixed-layer parcel buoyancy assuming undiluted pseudoadiabatic ascent from the surface to the 600-hPa pressure level z600 of the atmosphere. In other words,
LCAPE0z600dz gθυ,prclθυθυ,
in which g is the gravitational acceleration and θυ (θυ,prcl) is the virtual potential temperature of the local atmosphere (ascending mixed-layer parcel). Negative and low positive values of LCAPE indicate areas where the invigoration of deep convection is theoretically improbable. The second field (middle column) is the vertical average of the relative humidity (RH) from the lower-tropospheric height of 2 km to the middle-tropospheric height of 8 km. The RH is defined with respect to liquid water (ice) for temperatures above (below) 0°C. Low values of free-tropospheric RH in environments of low-to-moderate deep-layer CAPE (pertinent to the tropics) are thought to hinder the invigoration of deep convection where it might otherwise thrive, owing partly to the entrainment of relatively dry air into initially moist updrafts (Brown and Zhang 1997; James and Markowski 2010; Kilroy and Smith 2013). The third field θel (right column) is the equivalent potential temperature defined as in Emanuel (1994), vertically averaged over the 1-km-deep boundary layer.
Fig. 10.
Fig. 10.

Distributions of (a),(d) LCAPE, (b),(e) lower-to-middle-tropospheric RH, and (c),(f) boundary layer equivalent potential temperature θel in a tropical cyclone (top) 20 h before a type S transition begins [(tt*)/τe=0.40] and (bottom) at the start of the transition. The +, ×, and diamond respectively mark the low-level vortex center xcl, the midlevel vortex center xcu, and the convergence center xσ. The black spiral in each plot of LCAPE and θel shows the streamline of the boundary layer velocity field passing through xσ to convey the general sense of the circulation. The dashed circles centered on xcl in the RH plots have radii equal to rm.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

Well before the type S transition, the moist-thermodynamic structure of the tropical cyclone seems qualitatively consistent with expectations from past observational studies of tilted tropical storms (such as Dolling and Barnes 2012). To begin with, low and negative values of LCAPE pervade the inner core of the surface vortex, except within a downtilt sector that extends moderately upwind (Fig. 10a). Precipitation-cooled downdrafts bringing low-entropy air into the boundary layer presumably contribute substantially to the peripheral depression of LCAPE that extends appreciably downwind from the downtilt convection zone (located near the ×). However, the depression of LCAPE in the immediate and uptilt neighborhood of the low-level vortex center xcl (marked by the +) may be mostly linked to a positive temperature anomaly in the lower free troposphere5 that is required to maintain approximate nonlinear balance in a tilted tropical cyclone. Otherwise, the depression would seem inconsistent with the presence of relatively high values of θel near xcl (see Fig. 10c). Of equal importance, the lower-to-middle-tropospheric RH fails to exceed 70% in the uptilt semicircle of the inner core and is lower than 60% near xcl (Fig. 10b). Whether the foregoing convection-limiting RH deficiency results more from the influx of dry environmental air (midlevel ventilation) or the subsidence of middle-tropospheric air originating from the more humid downtilt sector of the tropical cyclone (S22) has not been determined for this particular system.

Once the transition to faster spinup officially begins upon a substantial reduction of the tilt magnitude, LCAPE and RH can be seen to have grown throughout previously deficient regions of the inner core (Figs. 10d,e). Figure 10f suggests that a boost of moist entropy in the boundary layer contributes to the growth of LCAPE. A fuller account of how the enhancements of both LCAPE and RH arise will be given shortly in a broader context. One might reasonably hypothesize that these enhancements facilitate a more symmetric distribution of convection that can readily move inward. In other words, the spread of favorable conditions for convection throughout the central disk of radius rm would seem to enable the initiation of the ensuing quasi-symmetric mode of intensification that entails early contraction of the inner core.

Figure 11 shows 2-h averages of LCAPE, lower-to-middle-tropospheric RH, and θel centered 27 h before and 1 h after the start time t* of a type A transition; the simulation corresponds to that in Fig. 4. The pretransitional moist-thermodynamic conditions (top row) are qualitatively similar to those existing before a type S event, but the transitional conditions (bottom row) differ from their type S counterparts owing largely to much greater misalignment of the low-level and midlevel circulations. In contrast to how a tropical cyclone changes heading into a type S transition, here the RH ultimately decreases in the uptilt semicircle of the inner core. The inner-core LCAPE becomes moderately enhanced in the immediate vicinity of the low-level vortex center and to the right of the tilt vector, but not to the left. The transitional deficiency of LCAPE to the left of the tilt vector is similar to that seen one day earlier in conjunction with a low-entropy airstream in the boundary layer that originates on the downwind side of the downtilt convection zone. Focusing within 35 km of the moving convergence center marked by the diamond, one finds a substantial jump in the mean lower-to-middle-tropospheric RH from 84% to 97% between the pretransitional (Fig. 11b) and transitional (Fig. 11e) snapshots. By contrast, only a minor uptick of LCAPE (from 248 to 255 J kg−1) is seen near the convergence center over the same time period (from Fig. 11a to 11d). One might hypothesize that the aforementioned enhancement of RH allows the vertical mass flux and rainfall rate near xσ to amplify during the type A transition at hand and during others of its kind (Figs. 9c,f). However, the generality of a major pretransitional change in relative humidity within the convergence zone will be challenged below.

Fig. 11.
Fig. 11.

Distributions of (a),(d) LCAPE, (b),(e) lower-to-middle-tropospheric RH, and (c),(f) boundary layer equivalent potential temperature θel in a tropical cyclone (top) 27 h before a type A transition begins [(tt*)/τe=0.53] and (bottom) 1 h afterward [(tt*)/τe=0.02]. Plotting conventions are as in Fig. 10, with the exception of minor changes to the RH and θel color scales.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

2) Group comparison

The following presents composite analyses of selected moist-thermodynamic fields in tropical cyclones that experience type S or A transitions to fast spinup. A discussion of field averages within the xcl-centered inner core of the tropical cyclone is followed by a discussion of field averages in the vicinity of the low-level convergence center xσ.

Figures 12a and 12b respectively show the time series of the lower-to-middle-tropospheric RH (defined as in Figs. 10 and 11) and LCAPE averaged within a radius rm of the low-level vortex center xcl for systems that experience type S (red) and type A (blue) transitions to fast spinup. As in previous plots, solid dark curves represent group means and the semitransparent background shading extends from the 20th to 80th percentile of the plotted variable. Averages over the entire inner core such as those considered here will be denoted by the subscript “ic” from this point forward.

Fig. 12.
Fig. 12.

(a),(b) Time series of lower-to-middle-tropospheric RH in (a) and LCAPE in (b) averaged over the entire inner-core region of the low-level vortex. Plotting conventions are as in Fig. 5. (c),(d) Time series of lower-to-middle-tropospheric RH in (c) and LCAPE in (d) averaged within each inner-core octant [oct ∈ {0, 1, …, 7}] for systems that undergo type S transitions. Each curve represents the mean for all such systems. The octants are shown in Fig. 13. (e),(f) As in (c) and (d), but for systems that undergo type A transitions.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

In agreement with the first example considered above (Fig. 10), the two figures at hand (Figs. 12a,b) show that type S transitions generally coincide with peaks of RHic and LCAPEic that follow pronounced troughs. By contrast, type A transitions are seen to typically begin while RHic and LCAPEic are depressed (as in Fig. 11). Although LCAPEic does not appreciably grow after a type A transition, RHic generally exhibits a prominent posttransitional peak. Such mean humidification of the inner core is apparently a common feature of (as opposed to a trigger for) the fast intensification mechanism that involves progressive vertical alignment of the tropical cyclone and contraction of rm (Figs. 4 and 6).

Figures 12c and 12d respectively show composite time series of octant-averaged inner-core values of lower-to-middle-tropospheric RH and LCAPE in systems that experience type S transitions. Figures 12e and 12f are similar, but for systems that experience type A transitions. Figure 13 diagrammatically defines the octants; the octant number increases in the counterclockwise direction from 0, which corresponds to the octant centered directly downtilt. Figures 12c and 12d verify that the enhancements of RHic and LCAPEic immediately preceding type S transitions largely result from enhancements of RH and LCAPE in the octants completely or partly within the uptilt semicircle (2–6). Figure 12e suggests that while the octants with large azimuthal displacements from the tilt vector (2–6) continually lose RH leading up to type A transitions, the octants along the tilt vector and immediately upwind (0 and 7) start gaining RH prior to t*. The author speculates that the latter result is at least partly attributable to pretransitional growth of rm (Figs. 6c and 11b,e) expanding the downtilt and upwind octants into regions of the tropical cyclone already possessing enhanced RH.

Fig. 13.
Fig. 13.

Division of the inner core of the low-level vortex into octants labeled 0–7. Each octant extends to a radius rm from the vortex center (+). Notably, octant 0 is centered directly downtilt at 0°, whereas octant 4 is centered directly uptilt at 180°. The arrows on the thin central circle convey the approximate direction of the cyclonic surface winds.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

While informative, Fig. 12 does not reveal how the pretransitional and transitional moist-thermodynamic conditions of the inner core might vary with the environment of the tropical cyclone. Table 2 shows the environmental variations of RHic and LCAPEic during type S and A transitions to fast spinup. Also shown are the changes in both variables leading up to the transitions. Such changes are defined by ΔGG*G, in which the asterisk denotes the transitional value (defined previously) of the generic variable G, and the minus sign appearing in the superscript denotes the time average of G calculated 24 to 12 h before t*. The mean values of RHic* appear to have minimal environmental sensitivity for either type S or A transitions. The mean values of LCAPEic* appear to modestly grow with increasing SST, most notably for type S transitions. One might speculate that such growth contributes to the quicker pace of the quasi-symmetric intensification process that follows a type S transition over a warm ocean (Table 1), but other factors including larger surface enthalpy fluxes (S22) could have greater importance. The minor variation of LCAPEic* from one relatively low value to another would seem to have less potential relevance to the asymmetric intensification process that immediately follows a type A transition. Perhaps the most notable results regarding ΔRHic and ΔLCAPEic can be found in the group of simulations with type S transitions to fast spinup. For this group, the means of both pretransitional changes are considerably smaller at warm SSTs than at cool and moderate SSTs. The following demonstrates that the relatively small pretransitional boosts of RHic and LCAPEic that occur over warm oceans coincide with a qualitatively distinct change in the inner-core vertical temperature profile leading up to t*.

Table 2.

Environmental variation of inner-core thermodynamic statistics associated with type S and type A transitions, each expressed as the mean ± one standard deviation for a given simulation group. The third column from the left gives the sample sizes for the transitional values (N*) and pretransitional changes (NΔ) of RHic and LCAPEic; NΔ can be smaller than N* owing to the exclusion of systems with a change in environment (ramp-down of us) or a first instance of appreciable tilt (|xcuxcl| > 50 km) less than a day in advance of t*.

Table 2.

Figure 14 shows the changes in the vertical profiles of the absolute temperature (ΔT), the water vapor mixing ratio (Δqυ), and the relative humidity (ΔRH) prior to type S transitions at a moderate SST (28°C) and a warm SST (32°C). The results shown correspond to averages within a radius r of 25 km from the low-level vortex center xcl and within the annulus defined by 25 ≤ r ≤ 50 km. These fixed areas generally cover much of the inner core of a tropical cyclone during the time of fast spinup after a type S transition when rm contracts (on average) from a radius just outside to well inside the annulus (Fig. 6c). The results at 28°C (32°C) are qualitatively similar to those for any cool-to-moderate (warm) SST. In both cases, the day preceding t* entails deep moistening of the inner core. On the other hand, opposite temperature changes in the lower troposphere above the boundary layer occur at relatively low and high SSTs. The former case shows cooling (Figs. 14a,b), whereas the latter case shows warming (Figs. 14d,e). Whereas the cooling acts to enhance RH and LCAPE, the warming acts to reduce them. Free-tropospheric moistening is apparently sufficient (on average) to counteract the coincident warming and produce a modest positive pretransitional change in RH over warm oceans (Fig. 14f). The combination of moistening and warming of the boundary layer is also sufficient (on average) to account for the modest positive change in LCAPEic (inset of Fig. 14f).

Fig. 14.
Fig. 14.

(a),(b) Changes in absolute temperature ΔT (green) and the water vapor mixing ratio Δqυ (purple) during the day leading up to a type S transition at an SST of 28°C, averaged over a circular disk of radius r = 25 km from the low-level vortex center xcl in (a) and over the annulus defined by 25 ≤ r ≤ 50 km in (b). The dark solid or dashed curve represents the z-dependent mean of the plotted variable for all pertinent simulations, whereas the color-matched semitransparent shading extends horizontally from the z-dependent 20th to 80th percentile. (c) Corresponding group-mean changes in RH averaged over the disk of panel (a) (solid curve) and annulus of panel (b) (dashed curve). The inset shows the group-mean change in LCAPEic (circle); the error bars extend from the 20th to 80th percentile. (d)–(f) As in (a)–(c), but for simulations with an SST of 32°C.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

The preceding discussion focused on the moist-thermodynamic conditions of the inner core of the tropical cyclone over a relatively short time frame surrounding a transition to fast spinup. Before moving on, it is worthwhile to comment on some additional aspects of the broader time series of RHic (Fig. 12a) and LCAPEic (Fig. 12b). To begin with, both variables decay following alignment at or after t* in association with the formation of a relatively warm and dry eye. Moreover, both variables generally exhibit decay trends during the early phase of slow spinup. While these decay trends have not been elucidated through rigorous analysis, one might imagine that the early decline of RHic (LCAPEic) is partly a growing effect of tilt-related midlevel (downdraft) ventilation combined with mesoscale subsidence. From a complementary perspective, one might surmise that the decay trends in any particular system partly result from warming above the surface vortex required to maintain approximate nonlinear balance during slow surface wind speed intensification or increasing μ. It should not go unnoticed that before the two moist-thermodynamic variables under consideration begin to decline [(tt*)/τe<1], their values can be comparable to those found during type S transitions to fast spinup.6 This suggests that while relatively high values of RHic and LCAPEic may facilitate a type S transition, they are insufficient to activate a quasi-symmetric mode of fast spinup when substantial kinematic impediments are present or able to promptly develop (see sections 3d–f).

The next issue to be addressed is whether there exists a consistent change in the moist-thermodynamic conditions of the convergence zone that could trigger a type A transition. Figures 15a and 15b respectively show the time series of the lower-to-middle-tropospheric RH and LCAPE averaged within 35 km of the convergence center xσ. The foregoing average will be denoted by the subscript “cz.” Here, the group mean of RHcz is fairly high (91%–96%) before and during transitions of either type S or type A. The previously seen “major” enhancement of RH above the moving convergence zone leading up to a type A transition [section 3g(1)] does not appear to be universal. Although a small change could theoretically cause an instability, the author would be surprised if a modest rise of RHcz starting from 91% (or so) is necessary for enabling the fast spinup of an asymmetric tropical cyclone.7 The mean values of LCAPEcz are also seen to be relatively high before and during transitions of either type S or type A. The slightly negative trend seen before a type A transition (also seen before a type S transition) would seem to disprove any notion that a local boost of LCAPE enables the amplification of convection in the convergence zone during that transition (Figs. 9c,f). In summary, the values of RHcz and LCAPEcz on average seem to be suitable for the onset of fast spinup any time before a type A (or S) transition actually occurs.

Fig. 15.
Fig. 15.

Time series of (a) lower-to-middle-tropospheric RH and (b) LCAPE averaged within 35 km of the convergence center xσ for type S (red) and A (blue) transitions. Plotting conventions are as in Fig. 5.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

h. Core reformation

One of the most dramatic transformational events in a tropical cyclone that can be linked to the onset of fast spinup is core (or center) reformation. As noted in section 1, the process typically involves the rapid emergence of a strong subvortex in the downtilt convection zone that within a few hours dominates the broader parent cyclone and takes over as the inner core. The question at hand is how transitions via core reformation fit into the quasi-binary classification scheme proposed herein. The main issue is whether core reformation occurs before, after, or during the transition period. If core reformation were to occur appreciably before t* and result in permanent alignment, then its function would be to set the stage for a type S transition. If core reformation were to occur appreciably after t* in a strongly tilted tropical cyclone, then it would be considered a phase of the fast spinup process following a type A transition. If core reformation occurs during the transition period in which μ* is measured, the objective classification of that transition could be either type A or type S (or G) depending on how the ratio of the time averages of two abruptly changing quantities (the tilt magnitude and rm) works out. Whether the subsequent intensification mechanism is quasi-symmetric or asymmetric would depend on the extent to which the new core is resilient against vertical wind shear.

Clear-cut permanent core reformation events are not very common in the simulations under consideration, but occasionally take place. One particular event occurring in a system with an SST of 32°C and a 0–12-km shear magnitude of 10.5 m s−1 will be considered for illustrative purposes. Figure 16a shows the time series of Vm. A prominent spike occurs within the short (6 h) period after t* during which μ* is measured. The Vm spike follows a jump of the official low-level vortex center xcl away from the center of the weak parent cyclone (xclb defined in appendix B) to a subvortex intensifying within the downtilt convergence zone (Figs. 16d,e). The jump results in major discontinuous contractions of the tilt magnitude, l, and rm (Fig. 16b) that are only partially reversed as the reconfigured tropical cyclone begins to evolve under the influence of vertical shear (Figs. 16e,f). Remarkably, the dramatic reduction of the tilt magnitude is largely compensated for by the reduction of rm, so as to keep μ above the threshold (μo + δμo = 0.85) for a type A transition during almost the entire event (Fig. 16c). The calculated transitional value of μ is given by μ*=1.15. Furthermore, the value of μ tends to stay above unity for approximately 20 h after t* (not completely shown), indicating that the continuation of intensification to that point (Fig. 16a) occurs while the tropical cyclone is asymmetric. To reiterate, this particular variant of a type A transition appears to be uncommon in the dataset under consideration; during the 6-h measurement period for such transitions, the tilt magnitude, rm, and l usually stay large (Figs. 6b,c and 8c).

Fig. 16.
Fig. 16.

Special type A transition involving core reformation. (a) Time series of Vm; the spacing between dots (3 min for 0tt*9h and 1 h elsewhere) corresponds to the local sampling interval. (b) Time series of the tilt magnitude (solid), rm (dotted), l|xσxcl| (dashed black), and lbc|xσxclb| (dashed light blue) during the first 9 h after t* [marked by the red bar near the time axis in (a)]. (c) Time series of μ over the same 9 h. (d)–(f) Streamlines and magnitude (color) of the horizontal velocity field in the boundary layer ul minus its domain average 〈ulxy at tt*=1h in (d), 3.5 h in (e), and 8.5 h in (f). The opaque and semitransparent white plus signs respectively mark the official low-level vortex center of the tropical cyclone xcl and the broad cyclone center xclb; the two centers coincide in (d). The black × marks the midlevel vortex center xcu, and the black diamond marks the convergence center xσ. The origin of the coordinate system is fixed relative to the surface of Earth.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

4. Discussion

The following discusses how the preceding results relate to earlier observations of transitions to rapid intensification in natural tropical cyclones. One original objective of this modeling study was to search a broad region of parameter space for novel transition types that might have been overlooked owing to observational limitations. In the end, this study may have served more to corroborate earlier observations and to further elucidate the role of tilt in differentiating transition dynamics.

To begin with, there are numerous observations of tropical cyclones experiencing transitions that seem to resemble those of type S. Comprehensive surveys of satellite data have suggested that substantial azimuthal spreading of inner-core precipitation akin to that which occurs upon a type S transition commonly transpires by the initial phase of rapid intensification (e.g., Harnos and Nesbitt 2011, 2016c; Kieper and Jiang 2012; Tao and Jiang 2015; Tao et al. 2017; Fischer et al. 2018). There are also observations qualitatively consistent with the characteristic stagnation or decline of the precipitation rate within 100 km of the convergence center prior to a type S transition. Specifically, Tao et al. (2017) report that inner-core “rainfall intensity and total volumetric rain (typically) do not increase much until several hours after” the onset of rapid intensification.

Of particular relevance to this study, Harnos and Nesbitt (2011) previously presented empirical evidence for (at least) two modes of rapid intensification. The introduction of their 2016b paper concisely summarizes their observational finding as follows:

  • Harnos and Nesbitt (2011) used 20+ years of passive microwave ice scattering signals to suggest two shear-delineated structures associated with (tropical cyclones) undergoing (rapid intensification): widespread modest convection with a relatively symmetric ring-like presence under low wind shear and asymmetric intense convection preferentially downshear and downshear-left under high shear.

The relatively “asymmetric intense convection” of the nominal high-shear mode of rapid intensification seems akin to the relatively high levels of vertical mass flux and precipitation that are usually found in close proximity to the convergence center during and shortly after a type A transition to fast spinup. A “downshear and downshear-left” preference for convection in the high-shear mode also seems consistent with intensification initiated by a type A transition, at which time the position of the convergence center (xσxcl) has a polar angle of 67° ± 23° measured cyclonically from the shear vector.8 On the other hand, we have seen (Fig. 4c) that the most prominent region of convection can readily migrate into the upshear semicircle (xxcl < 0) during the asymmetric intensification process that follows a type A transition. Perhaps a more important difference between the asymmetric modes of fast spinup considered here and those described by Harnos and Nesbitt above could be the extent to which the coinciding environmental wind shear determines the precipitation asymmetry at and shortly after t*. Appendix C demonstrates how the normalized tilt magnitude is a better discriminator of such asymmetry than the coinciding shear magnitude for the simulations at hand.

Of course, Harnos and Nesbitt are neither the first nor the most recent researchers to have presented a binary conceptualization of transitions to fast spinup based completely or partly on observations. Long ago, Holliday and Thompson (1979) suggested that transitions to rapid deepening of the central pressure naturally divide into those preceded by either moderate or slow deepening. The extent to which the observed changes from moderate to rapid deepening correspond to transitions of the intensification rate sharp enough for inclusion in the present study is unclear. Nevertheless, the tilt-based classification scheme expounded herein appears to be marginally consistent with that of Holliday and Thompson in that the 24-h intensification rates (for Vm) preceding transitions of type S tend to be larger than those preceding transitions of type A (Table 1; cf. appendix C).

In connection to both global convection-permitting simulations and supportive observational data, Judt et al. (2023) discussed a binary perspective in which transitions lead to either marathon or sprint modes of rapid intensification. Fundamentally, the marathon mode is “characterized by a moderately paced and long-lived intensification period,” whereas the sprint mode is “characterized by explosive and short-lived intensification bursts.” The marathon mode is described as symmetric in nature, whereas the sprint mode is described as asymmetric. The archetypal transition to a sprint mode illustrated by Judt et al. entails core reformation similar to that observed (for instance) by Molinari and Vollaro (2010). As currently seen by the author, the foregoing binary perspective differs from that of the present study. Both composite and individual time series of tropical cyclone intensity (Figs. 5, C1 and C2) suggest that transitions of either type S or type A commonly initiate long-lived periods of fast spinup similar to those characterizing marathon modes of rapid intensification. Furthermore, core reformation is not essential to type A (or S) transitions.

One might reasonably contend that any binary classification scheme including that proposed herein will paint an incomplete picture of transitions to fast spinup. The clustering of the vast majority of data points into two well-separated groups (Fig. 2) was a convenient result of the present study with questionable relevance to the distribution of natural transitions. The existence of some (type G) transitions outside of the two main clusters hints at a fuzzier reality. Even within a single (type A) cluster, we have seen mechanical differences in the transitions [those involving and (normally) not involving core reformation] that encourage the introduction of subcategories. There are also observationally based reasons to believe that additional categories may be needed to adequately classify transitions to fast spinup in systems beyond those (considered herein) with unidirectional environmental vertical wind shear maximized in the middle troposphere. Ryglicki et al. (2018a), for example, suggest that there may exist unique aspects to the precursors and manifestations of rapid intensification in tropical cyclones exposed to shallow upper-tropospheric shear layers.

Moving beyond classification issues, it is worth remarking that a variety of observational studies have suggested a connection between substantial intensification and relatively strong contributions to moist convection (latent heat release) at or inside the radius of maximum wind speed (Stevenson et al. 2014; Susca-Lopata et al. 2015; Rogers et al. 2013, 2015, 2016). The analysis of idealized simulations in section 3f did not explicitly examine the distribution of heating relative to the maximum wind speed of the primary circulation at any particular altitude, but did show that the composite mean of l (the distance of the low-level convergence center from xcl) normalized to rm tends to hover above unity until shortly before a transition (of type S or A) to fast spinup. Such a result was deemed consistent with theory. Here, we add that it seems consistent with the aforementioned observed link between robust intensification and pronounced inner (as opposed to outer) convection insofar as the most important convective activity of an asymmetric tropical cyclone occurs near its convergence center.

5. Conclusions

Transitions from slow to fast spinup during tropical cyclone intensification in cloud-resolving simulations have been examined over wide ranges of SSTs and environmental vertical wind shears. The transitions have been classified into two types depending on whether they occur when the tropical cyclone is relatively untilted and symmetric (S) or tilted and asymmetric (A). The probability for either type of transition in a given environment has not been determined for a sufficiently broad spectrum of initial conditions, but both appear to be physically possible at any SST between 26° and 32°C combined with either weak or moderate vertical wind shear (see Figs. 2 and C3).

The composite analysis presented herein suggests the following scenario surrounding a type S transition. An ordinary type S transition is preceded by gradual declines of the tilt magnitude and the radius of maximum wind speed rm in the boundary layer. The decay of the tilt magnitude begins to accelerate at about the time t when the cyclonically rotating tilt vector becomes perpendicular to the direction of the environmental vertical wind shear. Between then and the transition period, the tilt magnitude reduces to less than one-half of rm. The alignment coincides with the pronounced growth of LCAPE and lower-to-middle-tropospheric RH in the central and uptilt regions of the inner core of the surface vortex. Such moist-thermodynamic changes may enable the azimuthal spreading of inner-core convection seen during the transition period and the onset of a quasi-symmetric mode of fast spinup that initially entails a rapid contraction of rm.

Tropical cyclones that eventually experience type A transitions tend to acquire larger tilts during their initial developments. The mean transitional values of the tilt magnitude and rm substantially exceed those found during type S transitions. Moreover, the mean transitional ratio μ of the tilt magnitude to rm is approximately 1 as opposed to 0.4. Consistent with such major misalignment, type A transitions characteristically occur while convection is still concentrated far downtilt and while the inner-core averages of LCAPE and lower-to-middle-tropospheric RH are depressed. Of further note, the azimuthally averaged cyclonic surface winds are generally weaker during transitions of type A than during those of type S.

A composite analysis has shown that the lead-up to a type A transition commonly entails gradual amplifications of the meso-β-scale surface precipitation rate P and lower-middle-tropospheric vertical mass flux M around the principal low-level convergence center xσ. Similar amplifications are seen before a type S transition, but the type S and A growth trends for either P or M averaged within 100 km or less of xσ noticeably diverge shortly before the transition time t*. Whereas the aforementioned averages of P and M drop just before a type S transition alongside the onset of a symmetrization trend, they distinctly grow just before a type A transition to levels not occurring previously (in the mean) for either case. The enhancement of M near xσ that is linked to a type A transition may well be an important initial ingredient of the asymmetric mode of fast spinup that operates immediately after t*. Interestingly, only subtle changes in LCAPE and RH in the vicinity of xσ were found on average to precede or coincide with the local enhancement of M. A more expansive investigation would seem necessary to fully elucidate any moist-thermodynamic changes within a tropical cyclone that may be essential to triggering a type A transition.

That being said, the present study seems to have provided a fairly clear picture of various kinematic changes to the structure of a tropical cyclone that commonly precede type A transitions to fast spinup. To begin with, type A transitions occur on average at the time t when the tilt vector crosses into the upshear semicircle. The coinciding nullification of misalignment forcing may well facilitate rapid decay of the tilt magnitude, which in concert with quick contractions of rm and the characteristic precipitation radius rp appears to be an integral part of the initially asymmetric fast spinup mechanism. Furthermore, type A transitions are commonly preceded by substantial declines of μ to values near 1. Along with the reduction of μ to unity, the center of the convergence zone initially located outside the maximal surface winds becomes situated roughly at rm. Such a change, which also precedes type S transitions, has the potential to appreciably increase the IR (e.g., Schecter 2020). Another notable kinematic precursor to a type A transition is a reduction of the distance between the convergence center and midlevel vortex center to a magnitude that on average approximately equals the midlevel radius of maximum wind speed. The significance of this change to the vigor of local convection and surface wind speed intensification could be a worthwhile topic of future study.

Section 4 discussed existing observations of transitions to fast spinup in tropical cyclones with either quasi-symmetric or asymmetric distributions of inner-core precipitation. As explained therein, the present study has corroborated many of the observations while providing some additional details on how each type of transition transpires (in the simulations at hand). One distinctive feature of this study has been to expound the central role of tilt—which is not necessarily commensurate with the coinciding environmental vertical wind shear—in differentiating the transition types. This study has also underscored that the initiation of fast spinup in a strongly tilted tropical cyclone with highly asymmetric convection (a type A transition) need not and often does not entail an archetypal core reformation event.

1

“Downtilt” refers to a displacement in the general direction of the tilt vector, whereas “uptilt” refers to a displacement in the opposite direction. The “tilt vector” is the horizontal position vector of the midlevel vortex center measured from the low-level center. See Fig. 3d of section 3b.

2

In nature, the second term on the right-hand side of Eq. (3) would be associated with a meridional potential temperature gradient. Such a gradient is neglected herein to permit periodic boundary conditions, as in many previous studies. The reader may consult Nolan (2011) for an evaluation of this approach to simulating tropical cyclones.

3

Smaller datasets discourage examination of wind shear sensitivity at other SSTs (see Fig. C3).

4

The distribution of t* measured in the time of day (0–24 h) has a fairly broad spread, suggesting no critical connection between the peak of P during type A transitions and the solar radiation cycle in the simulations at hand. The 25th, 50th, and 75th percentiles of t* for type A transitions are 9, 13, and 17 h, respectively.

5

The author has verified the existence of such a positive temperature anomaly above the central and uptilt regions of the surface vortex of the pretransitional tropical cyclone. Similar anomalies are illustrated in S22.

6

For most cases, these values are strongly linked to the state of the tropical cyclone prior to introducing shear at τ. For the complete set of systems that experience type S or A transitions, the 20th and 80th percentiles of (τt*)/τe are −1.8 and −1.1.

7

A similarly modest rise from roughly 91% to 94% is seen when the RH is averaged over a thinner layer with a lower boundary (1 ≤ z ≤ 3 km).

8

This angle is appreciably smaller than the corresponding tilt angle φtilt*=91°±21° shown for type A transitions in Fig. 7. Schecter (2023) reported analogous anticyclonic displacements of the convective heating center from the midlevel vortex center (as here defined) in cloud-resolving simulations of tilted tropical cyclones.

9

Two transitions (one of type A followed by another of type S) occurred in one particular simulation with an SST of 26°C, 2Us=5.0ms1 after ramp-up, and τ → ∞. All other simulations had 1 or 0 transitions. All transitions in simulations with finite τ occur after τ + δτ. As noted in section 2b, a transition is counted only if it occurs before the tropical cyclone achieves minimal hurricane strength in the azimuthal mean.

10

All but one of these simulations were from the supplemental set.

Acknowledgments.

The author would like to express his gratitude to three anonymous reviewers for their constructive feedback on the original version of this paper and to Dr. George Bryan of the National Center for Atmospheric Research (NCAR) for developing and maintaining the atmospheric model used for this study (CM1). The author also thanks student project participants Ian Mansfield and Brittany Lazzaro Freeman for conducting the supplemental simulations (see appendix A) that were incorporated into the composite analyses presented herein. Most of the simulations in the dataset used for this study were made possible with resources provided by NCAR’s Computational and Information Systems Laboratory (https://doi.org/10.5065/D6RX99HX). This work was supported by the National Science Foundation under Grant AGS-2208205.

Data availability statement.

Namelist files and initial conditions in the form of netCDF CM1-restart files for selected simulations are available at https://doi.org/10.5281/zenodo.10951675. Archived simulation output files too large and numerous for public repositories are available to researchers upon request sent to schecter@nwra.com. Modifications to CM1 version 19.5 used to add time-dependent environmental shear flows (section 2a) and peripheral Rayleigh damping with a circular inner boundary (appendix A) are available at https://doi.org/10.5281/zenodo.7637579.

APPENDIX A

Simulation Details

Table A1 summarizes the simulations that are used for the present study. The simulations are separated into groups with a specified SST (first column from the left) and into subgroups (second and third columns) determined by the initial vortex structure (PD or MR) and the τ couplet specifying when the environmental shear flow is ramped up (τ) and down (τ). The fourth column lists the kinds of shear layers found in each subgroup, with L1 corresponding to (zα, δzα) = (5.0, 2.5) km and L2 corresponding to (zα, δzα) = (5.5, 3.5) km. The fifth column shows the range of the shear strength parameter 2Us2Usϒ before the reduction period (implicitly after ramp-up) and after the reduction period in each subgroup. The two right-most columns show the total number of simulations conducted in each subgroup (N), and the number of transitions from slow to fast spinup found to occur in that subgroup (Nt).9 The sums of N and Nt are also displayed for each SST. Readers may consult appendix C (Fig. C3) for a depiction of how various types of transitions are spread over the environmental parameter space of the simulations.

Table A1.

Summary of the computational dataset excluding the zero-shear simulations used to estimate the maximum potential intensities of the tropical cyclones (appendix B).

Table A1.

The simulations with τ > 0 in Table A1 were originally conducted for the present study, whereas those with τ = 0 were pulled in from a separate study to moderately increase the amount of data. Hereafter, the former (latter) will be called the main (supplemental) simulations. The main simulations were run with version 19.5 of CM1 tailored to include time-dependent environmental shear flows and Rayleigh damping near the periphery of the horizontal domain. The aforementioned Rayleigh damping entails adding a term of the form Fd(uusx^)ϒd(r;rd,δrd)/τd to the right-hand side of the tendency equation for the horizontal velocity field u. The dependence of the damping on radius r from the domain center is given by ϒd = 0 for rrd, and ϒd={1cos[πmin(rrd,δrd)/δrd]}/2 for r > rd. In all of the main simulations, rd = 1230 km, δrd = 100 km, and τd = 300 s.

The supplemental simulations were conducted with version 21.0 of CM1, modified slightly to handle PD vortex initializations. No supplemental simulation includes peripheral Rayleigh damping. All supplemental simulations incorporate their time-independent shear flows through a standard CM1 configuration procedure. The supplemental simulations also differ from the main simulations in having 50 as opposed to 40 vertical levels.

A small number of simulations failed to complete before the edge of the core of the tropical cyclone neared the edge of the central square (with 2.5-km resolution) of the computational grid.10 In these cases, the simulations were paused and then resumed with all 2D and 3D fields in the CM1 restart file horizontally shifted so as to allow the tropical cyclone to continue its evolution without a loss of inner resolution.

APPENDIX B

Analysis Details

a. Vortex and convergence centers

For the present study, the vortex center in a given layer of the tropical cyclone is computed as in Schecter (2023). Let uκ denote the vertical average of the horizontal velocity field over the depth of layer κ. Let υ¯κ,m denote the largest value of the azimuthally averaged tangential component of uκ [υ¯κ(r)] in a polar coordinate system centered at an arbitrary horizontal grid point. The vortex center x corresponds to the special grid point for which υ¯κ,m is maximal. Unless stated otherwise, the evaluation of υ¯κ,m ignores the velocity field for r < ro = 10 km. As such, the search for the vortex center ignores potentially intense but generally transient small-scale subvortices.

The variable xcl appearing throughout the main text is the vortex center in a roughly 1-km-deep boundary layer adjacent to the sea surface. The variable xcu is the vortex center in a roughly 1-km-deep atmospheric layer with a mean height of approximately 8 km. The calculation of the broad cyclone center xclb of section 3h is similar to the calculation of xcl, but with ro → 120 km so as to ignore circulations smaller than those at the upper end of the meso-β-scale parameter regime.

In analogy to the vortex center, the convergence center xσ appearing in the main text corresponds to the origin of the particular polar coordinate system that maximizes u¯l,m. Here, u¯l,m is the largest negative value of the azimuthally averaged radial velocity field (for rro) in the 1-km-deep boundary layer. A moderately large value of ro (30 km) is used to help reduce undesirable fluctuations in the trajectory of xσ.

b. Ad hoc objective algorithm for identifying substantial transitions

The identification of a substantial transition to relatively fast spinup is a multistep process. Step 1 involves converting dVm/dt into a 7-h running average IRa and finding all local maxima of the resulting time series. Local maxima with values less than a modest threshold (IRao specified below) are regarded as incidental and excluded from further consideration. Step 2 involves finding the broader time interval of “enhanced” intensification encompassing each retained local maximum of IRa. This enhanced intensification interval (EII) is the time segment around the local maximum of IRa during which the value of IRa exceeds 0.2 times that maximum. EIIs that overlap each other or have endpoints separated by less than a small time increment δtgap are combined into a single EII. Step 3 determines whether the start of an EII in the reconfigured set corresponds to the time t* of a substantial transition to relatively fast spinup. For a substantial transition, the mean IR during a time interval of length δτlu leading up to the start of the EII must be less than 0.4 times the mean IR during the EII. Moreover, the change in vortex intensity over the EII must exceed a certain threshold ΔVmo.

The previously unspecified parameters of the transition-finding algorithm are given by the following formulas:
ΔVmo=0.15Vmax,δτlu=0.4τe,δtgap=0.2τe,andIRao=0.4min(IRagm,MPIR),
in which IRagm is the global maximum of IRa in the simulation at hand. Section 3c provides the definitions of Vmax, MPIR, and τe; section c of this appendix gives SST-dependent values for each.

c. Maximum potential intensity estimates

The present study employs a very basic method to estimate the maximum potential intensity Vmax of a simulated tropical cyclone. Among other simplifications, the method implicitly neglects shear-related differences in the temporal evolution (over 10 days or less) of certain environmental parameters (besides the SST) that theoretically influence Vmax, such as the tropopause temperature and near-surface relative humidity (Emanuel 1986; cf. Emanuel and Rotunno 2011). To begin with, 2–3 tropical cyclone simulations initialized with either PD or MR vortices are run without environmental shear flows at each SST. In each case, the simulation lasts well beyond the time tγ of maximum tropical cyclone intensity. Let Vma denote the average of Vm (defined in section 2b) during the 24 h immediately after tγ. Let Vmax denote the maximum of Vma found at a given SST. A linear regression for Vmax against the SST (K) gives the following working formula for the maximum potential intensity: Vmaxa + b(SST − 273.15), in which a = −54.23 m s−1 and b = 4.00 m s−1 K−1. A Pearson correlation coefficient of 0.994 indicates a very good fit. Table B1 lists the values of Vmax, the MPIR [Eq. (5)], and τeVmax/MPIR for all SSTs.

Table B1.

Estimates of Vmax and related parameters.

Table B1.

d. Precipitation rate scaling factor

The scaling factor for the 2-h surface precipitation rate P in Fig. 9 is given by the following formula: ξPR32Cfit/PRSSTfit. Here, PR is the spatiotemporal average of P within a radius R of the convergence center xσ as Vm intensifies from 10 to 32.5 m s−1, and PRSST is the average of PR over all simulations with a given SST. The superscript “fit” indicates that the values of PRSST used to calculate ξ are obtained from a linear regression of the form PRSSTfit=a+b×SST. With values of PRSST in centimeters per hour (cm h−1) and SST in degrees Celsius (°C), the fit parameters are given by (a, b) = (−2.262, 0.122) for R = 35 km, (a, b) = (−1.628, 0.083) for R = 100 km, and (a, b) = (−0.922, 0.043) for R = 200 km. The Pearson correlation coefficients associated with the regressions vary between 0.86 and 0.88. The scaling factors used for Figs. 9a, 9b, and 9c correspond to ξ calculated with R = 200, 100, and 35 km, respectively.

APPENDIX C

Supplemental Findings

a. Precipitation versus updraft asymmetry

Let G(r′, φ′, t) denote a generic field whose spatial dependence is expressed as a function of the radius r′ and azimuth φ′ of a polar coordinate system centered on xcl. The fractional integral of G over a quadrant of a circular disk of radius d is given by
Gφ(t;d)φπ/4φ+π/4dφ0ddrrG/02πdφ0ddrrG,
in which φ is the central azimuth of the quadrant. Following S22, the quadrantal asymmetry of G is defined by
Gasym(t;d)43φ[Gφ(t;d)14]2,
in which φφo ∈ {0, π/2, π, 3π/2} and φo is chosen to maximize the sum over φ. The precipitation asymmetry Pasym is obtained by letting G equal the 2-h surface precipitation rate P and (as noted in section 3a) by letting d = 1.2rm.

Alternatively, one might consider the updraft asymmetry UDasym given by the right-hand side of Eq. (C2) with d as before and GρwH(ρwMo) evaluated at a specific height z. Here, ρ is density, w is vertical velocity, and Mo is a selected value of ρw above (below) which the Heaviside step function H is 1 (0). Letting z = 3.6 km and Mo = 1 kg m−2 s−1 for illustrative purposes, the mean updraft asymmetry ± one standard deviation is given by UDasym*=0.60±0.10(0.88±0.07) during transitions of type S (A). Both means of the updraft asymmetry measurably exceed those of Pasym* (section 3a), but transitions of type S consistently have smaller values of UDasym* than transitions of type A. The 1-day pretransitional change in the updraft asymmetry defined as in section 3g(2) is given by ΔUDasym = −0.21 ± 0.15 (−0.01 ± 0.09) for transitions of type S (A), consistent with the pretransitional drop (stagnation) of Pasym in Fig. 8a. Qualitatively similar results have been verified when UDasym is calculated at 8 km above sea level with Mo = 0.7 kg  m−2 s−1 or when halving Mo.

b. Vm versus the absolute maximum surface wind speed

The definition of tropical cyclone spinup adopted for this study is the amplification of Vm, which represents the maximum value of the azimuthally averaged tangential velocity 10 m above sea level in a coordinate system centered on xcl. All conclusions regarding spinup should be viewed in this context. That being said, one might reasonably ask how the picture of intensification changes upon replacing Vm with the absolute maximum surface wind speed within a tropical cyclone.

Figure C1 shows time series of the instantaneous maximum magnitude of the 10-m ground-relative velocity field |u10|m normalized to Vmax for tropical cyclones that experience type S and type A transitions. The S-A intensity difference near t* is diminished upon switching from Vm to |u10|m (cf. Fig. 5a), but the acceleration of intensification at this time is essentially preserved. Measured immediately before and after t*, the pretransitional and posttransitional 24-h averages of (d/dt)|u10|m divided by the MPIR respectively equal 0.11 ± 0.14 and 0.54 ± 0.19 for transitions of type S, while equaling 0.14 ± 0.18 and 0.30 ± 0.19 for transitions of type A. For comparison, the pretransitional and posttransitional 24-h averages of (dVm/dt)/MPIR for type S (A) transitions are respectively given by 0.10 ± 0.06 and 0.59 ± 0.15 (0.01 ± 0.08 and 0.35 ± 0.12). Most of the foregoing nondimensional intensification rates are seen to change little when switching from one intensity metric to the other. However, the group-mean 24-h nondimensional intensification rate of |u10|m prior to a type A transition (0.14) is an order of magnitude larger than that of Vm (0.01). Of further note, the group-mean nondimensional intensification rate of |u10|m during the first 6 h after the initiation of a type A transition (at t*) is 1.5 times that of Vm.

Fig. C1.
Fig. C1.

Time series of the absolute maximum 10-m horizontal wind speed (normalized to Vmax) in tropical cyclones that experience type S and type A transitions to fast spinup. Plotting conventions are as in Fig. 5.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

Figure C2 complements the composite time series (Figs. 5a and C1) by showing Vm and |u10|m for six selected tropical cyclones that transition to both symmetric and (initially) asymmetric modes of fast spinup. The |u10|m curves expectedly have positive displacements and larger fluctuations. For two of the tropical cyclones that experience type A transitions (Figs. C2d,f), |u10|m appears to begin relatively fast intensification modestly ahead of Vm. On the other hand, |u10|m generally follows the smoother and long-lasting posttransitional intensification trend of Vm.

Fig. C2.
Fig. C2.

(a)–(c) Time series of the absolute maximum 10-m horizontal wind speed (solid) and Vm (dashed) in three selected tropical cyclones that experience type S transitions to fast spinup at t* (thin vertical line). The SST and the 0–12-km environmental vertical wind shear existing at and after t* (denoted SH*) are printed on the top-left corner of each plot. (d)–(f) As in (a)–(c), but for three selected tropical cyclones that experience type A transitions. The time series in (a) and (d) correspond to the systems depicted in Figs. 3 and 4, respectively.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

c. Relationship between the transitional asymmetry of a tropical cyclone and the coinciding vertical wind shear

Section 4 asserted that for the simulations at hand, the precipitation asymmetry is better correlated to the normalized tilt magnitude μ* than to the coinciding magnitude of the (0–12 km) environmental vertical wind shear SH* during transitions to fast spinup. This claim is quantitatively supported by the fact that the Pearson correlation coefficient for Pasym* and μ* is 0.87, whereas that for Pasym* and SH* is merely 0.20. When restricting the calculation to systems in a single SST group among the triad defined in section 3c, the Pearson correlation coefficient for Pasym* and SH* has a larger but still modest maximum of 0.53 over warm oceans and a minimum of −0.08 over cool oceans.

Figure C3 shows how type S, type A, and a small number of type G transitions are distributed over SH* for systems with different SSTs. Consistent with the preceding discussion, the data points for type S and type A transitions are not well segregated into opposite shear regimes over cool, moderate, or warm oceans. On the other hand, only type A transitions can be seen at the very highest shear levels for any SST. Such a result tenuously hints that the SST-dependent upper shear limit for quasi-symmetric (type S) transitions could be smaller than that for asymmetric (type A) transitions.

Fig. C3.
Fig. C3.

Locations of type S (color filled), type A (empty), and type G (gray filled) transitions to fast spinup in the environmental parameter space defined by SH* and the SST trichotomized into relatively cool (26°–27°C), moderate (28°–30°C), and warm (31°–32°C) values. The horizontal distance between each datum and the left side of its SST block is proportional to μ* so as to segregate (left) type S and (right) type A transitions. The upper-left corner of each block shows the total number of transitions Nt in the corresponding SST group; the numbers of type S (A) are 5 (12) in the cool group, 16 (19) in the moderate group, and 12 (10) in the warm group. The right axis shows the dividing line between “low shear” and “high shear” data used for Tables 1 and 2 of the main text. Symbol colors and shapes (but not sizes) are as in Fig. 2.

Citation: Journal of the Atmospheric Sciences 81, 9; 10.1175/JAS-D-23-0223.1

It is worth noting that there are no simulations in which the shear magnitude changes to SH* an instant before the transition to fast spinup. The shear magnitudes often settle on SH* immediately after τ and never settle on SH* later than 26 h (10 h) before a transition of type S (A). Only three systems with type A transitions obtain their transitional shear magnitudes less than 12 h prior to t*.

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  • Fig. 1.

    (a) Vertical profiles of the environmental shear flow [us/ϒ given by Eq. (1)] with two slightly different parameterizations of the primary shear layer used for the simulations at hand. (b) Time dependence of the shear flow [ϒ given by Eq. (2)] with various ramp-down coefficients (ε) as indicated on each line.

  • Fig. 2.

    Transitional values of the precipitation asymmetry Pasym* and normalized tilt magnitude μ*. As shown in the legend, color-filled, empty color-edged, and gray symbols respectively represent systems that undergo type S (μ*<0.6), type A (μ*>0.85), and type G (0.6μ*0.85) transitions. The black and white squares respectively show the means for the S and A groups; the attached “error bars” have lengths of one standard deviation in each direction. Symbol shapes (and colors for the S and A groups) indicate the SST. The symbol size decreases linearly with the magnitude of the 0–12-km environmental vertical wind shear at t*; zero-shear cases correspond to a subset of the simulations with τ+δτ<t* and ε = 1 (see section 2a).

  • Fig. 3.

    Snapshots of the evolution of a tropical cyclone that undergoes a type S transition to relatively fast spinup. (a) Streamlines of the horizontal velocity fields in the approximate 1-km-deep boundary layer (white) and 1-km-deep middle-tropospheric layer centered 8 km above sea level (black with white trim) superimposed over the base-10 logarithm of the 2-h precipitation rate P normalized to P0 = 0.375 cm h−1 (color), 20 h before the transition time t*. (b),(c) As in (a), but for t=t* and t=t*+8h, respectively. (d) Magnitude of the near-surface (z = 50 m) horizontal velocity field uns at the pretransitional time of (a). (e),(f) As in (d), but at t* and t*+8h, respectively. In all panels, the + marks the low-level vortex center xcl, the × marks the midlevel vortex center xcu, and the diamond marks the low-level convergence center xσ defined in appendix B. In (d), the white arrow shows the tilt vector, and the black arrow points in the direction of the environmental vertical wind shear. The dashed circle in (d)–(f) that is centered on xcl and has a radius of rm demarcates the inner core of the low-level vortex. All velocity fields are relative to the surface of Earth, but the origin of the coordinate system moves with the low-level vortex center. Each velocity “snapshot” is a 2-h average.

  • Fig. 4.

    Snapshots of the evolution of a tropical cyclone that undergoes a type A transition to relatively fast spinup. All panels are similar to those of Fig. 3, but the snapshots are taken at (a),(d) t*27h, (b),(e) t*+1h, and (c),(f) t*+21h. Minor differences apart from the snapshot times include extended axes, a smaller range of wind speeds in the color map for |uns|, and P0 = 0.5 cm h−1.

  • Fig. 5.

    Time series of (a) the maximum 10-m azimuthal velocity Vm normalized to the maximum potential intensity and (b) the IR normalized to the MPIR for systems that experience type S (red) and type A (blue) transitions to relatively fast spinup. Time is measured from t* and normalized to τe. Each dark solid curve shows the mean of the plotted variable for all systems in a particular transition group; the semitransparent color-matched shading conveys the statistical spread of that variable (see the main text). Thin black solid and black dotted vertical lines in the two panels respectively show where (tt*)/τe=0 and ±0.15, which approximately corresponds to tt*=±6h (9 h) when the SST is 32°C (26°C).

  • Fig. 6.

    Time series of (a) the normalized tilt magnitude μ, (b) the dimensional tilt magnitude |xcuxcl|, and (c) the low-level radius of maximum wind speed rm. Plotting conventions are as in Fig. 5.

  • Fig. 7.

    Time series of the tilt angle; plotting conventions are as in Fig. 5.

  • Fig. 8.

    Time series of parameters characterizing the spatial distributions of precipitation and low-level convergence. (a) The precipitation asymmetry Pasym. (b) The precipitation radius rp (thick dark curves, light shading) compared to the mean of rm (thin dark curves). (c) The distance l between the convergence center xσ and the low-level vortex center xcl (main plot), and the characteristic radial length scale rσ of the convergence zone (inset). Both parameters are normalized to rm as indicated by the tildes. (d) The distance lu between xσ and the midlevel vortex center xcu measured in kilometers (main plot) and normalized to rmu (inset). Plotting conventions are as in Fig. 5.

  • Fig. 9.

    Time series of parameters associated with the strength of convection. (a)–(c) The 2-h precipitation rate P and (d)–(f) the lower-middle-tropospheric vertical mass flux M averaged within (a),(d) 200 km, (b),(e) 100 km, and (c),(f) 35 km of the low-level convergence center xσ. The precipitation rates in (a)–(c) are adjusted to compensate for increasing precipitation at higher SSTs as explained in section 3f and appendix B. The arrows in (b) point to the initial plateau or peak phase of the secondary oscillations mentioned in the main text for the S (red) and A (blue) simulation groups. All other plotting conventions are as in Fig. 5.

  • Fig. 10.

    Distributions of (a),(d) LCAPE, (b),(e) lower-to-middle-tropospheric RH, and (c),(f) boundary layer equivalent potential temperature θel in a tropical cyclone (top) 20 h before a type S transition begins [(tt*)/τe=0.40] and (bottom) at the start of the transition. The +, ×, and diamond respectively mark the low-level vortex center xcl, the midlevel vortex center xcu, and the convergence center xσ. The black spiral in each plot of LCAPE and θel shows the streamline of the boundary layer velocity field passing through xσ to convey the general sense of the circulation. The dashed circles centered on xcl in the RH plots have radii equal to rm.

  • Fig. 11.

    Distributions of (a),(d) LCAPE, (b),(e) lower-to-middle-tropospheric RH, and (c),(f) boundary layer equivalent potential temperature θel in a tropical cyclone (top) 27 h before a type A transition begins [(tt*)/τe=0.53] and (bottom) 1 h afterward [(tt*)/τe=0.02]. Plotting conventions are as in Fig. 10, with the exception of minor changes to the RH and θel color scales.

  • Fig. 12.

    (a),(b) Time series of lower-to-middle-tropospheric RH in (a) and LCAPE in (b) averaged over the entire inner-core region of the low-level vortex. Plotting conventions are as in Fig. 5. (c),(d) Time series of lower-to-middle-tropospheric RH in (c) and LCAPE in (d) averaged within each inner-core octant [oct ∈ {0, 1, …, 7}] for systems that undergo type S transitions. Each curve represents the mean for all such systems. The octants are shown in Fig. 13. (e),(f) As in (c) and (d), but for systems that undergo type A transitions.

  • Fig. 13.

    Division of the inner core of the low-level vortex into octants labeled 0–7. Each octant extends to a radius rm from the vortex center (+). Notably, octant 0 is centered directly downtilt at 0°, whereas octant 4 is centered directly uptilt at 180°. The arrows on the thin central circle convey the approximate direction of the cyclonic surface winds.

  • Fig. 14.

    (a),(b) Changes in absolute temperature ΔT (green) and the water vapor mixing ratio Δqυ (purple) during the day leading up to a type S transition at an SST of 28°C, averaged over a circular disk of radius r = 25 km from the low-level vortex center xcl in (a) and over the annulus defined by 25 ≤ r ≤ 50 km in (b). The dark solid or dashed curve represents the z-dependent mean of the plotted variable for all pertinent simulations, whereas the color-matched semitransparent shading extends horizontally from the z-dependent 20th to 80th percentile. (c) Corresponding group-mean changes in RH averaged over the disk of panel (a) (solid curve) and annulus of panel (b) (dashed curve). The inset shows the group-mean change in LCAPEic (circle); the error bars extend from the 20th to 80th percentile. (d)–(f) As in (a)–(c), but for simulations with an SST of 32°C.

  • Fig. 15.

    Time series of (a) lower-to-middle-tropospheric RH and (b) LCAPE averaged within 35 km of the convergence center xσ for type S (red) and A (blue) transitions. Plotting conventions are as in Fig. 5.

  • Fig. 16.

    Special type A transition involving core reformation. (a) Time series of Vm; the spacing between dots (3 min for 0tt*9h and 1 h elsewhere) corresponds to the local sampling interval. (b) Time series of the tilt magnitude (solid), rm (dotted), l|xσxcl| (dashed black), and lbc|xσxclb| (dashed light blue) during the first 9 h after t* [marked by the red bar near the time axis in (a)]. (c) Time series of μ over the same 9 h. (d)–(f) Streamlines and magnitude (color) of the horizontal velocity field in the boundary layer ul minus its domain average 〈ulxy at tt*=1h in (d), 3.5 h in (e), and 8.5 h in (f). The opaque and semitransparent white plus signs respectively mark the official low-level vortex center of the tropical cyclone xcl and the broad cyclone center xclb; the two centers coincide in (d). The black × marks the midlevel vortex center xcu, and the black diamond marks the convergence center xσ. The origin of the coordinate system is fixed relative to the surface of Earth.

  • Fig. C1.

    Time series of the absolute maximum 10-m horizontal wind speed (normalized to Vmax) in tropical cyclones that experience type S and type A transitions to fast spinup. Plotting conventions are as in Fig. 5.

  • Fig. C2.

    (a)–(c) Time series of the absolute maximum 10-m horizontal wind speed (solid) and Vm (dashed) in three selected tropical cyclones that experience type S transitions to fast spinup at t* (thin vertical line). The SST and the 0–12-km environmental vertical wind shear existing at and after t* (denoted SH*) are printed on the top-left corner of each plot. (d)–(f) As in (a)–(c), but for three selected tropical cyclones that experience type A transitions. The time series in (a) and (d) correspond to the systems depicted in Figs. 3 and 4, respectively.

  • Fig. C3.

    Locations of type S (color filled), type A (empty), and type G (gray filled) transitions to fast spinup in the environmental parameter space defined by SH* and the SST trichotomized into relatively cool (26°–27°C), moderate (28°–30°C), and warm (31°–32°C) values. The horizontal distance between each datum and the left side of its SST block is proportional to μ* so as to segregate (left) type S and (right) type A transitions. The upper-left corner of each block shows the total number of transitions Nt in the corresponding SST group; the numbers of type S (A) are 5 (12) in the cool group, 16 (19) in the moderate group, and 12 (10) in the warm group. The right axis shows the dividing line between “low shear” and “high shear” data used for Tables 1 and 2 of the main text. Symbol colors and shapes (but not sizes) are as in Fig. 2.

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