1. Introduction
Higher levels of atmospheric carbon dioxide and associated elevated global temperatures have led to an acceleration of the global hydrologic cycle (Held and Soden 2006) that has resulted in changes in the occurrence of both extreme climate events and interannual variability in precipitation (O’Gorman 2012; Allan and Soden 2008; Sun et al. 2012; Polade et al. 2014; Portmann et al. 2009). Accompanying these climatic shifts are observed changes in the intensity of precipitation events (O’Gorman 2012), the distribution of the length of dry spells between events (Polade et al. 2014), and the seasonality of precipitation (Portmann et al. 2009). The specific intra-annual climate characteristics of precipitation event frequency, intensity, and seasonality are all understood to directly affect hydrologic (Rodriguez-Iturbe et al. 1999; Zanardo et al. 2012) and biologic function (Knapp et al. 2008; Good and Caylor 2011; Guan et al. 2014), and all contribute to total interannual variability of precipitation. However, the relative contribution of each of these intra-annual climatological factors to interannual precipitation variability remains unclear.
Previous research into the causes of interannual variability has focused on linkages with large-scale patterns, and the association between interannual variability in precipitation and climate phenomena such as El Niño–Southern Oscillation (ENSO) and the North Atlantic Oscillation (NAO) is well established (New et al. 2001). While understanding the strength of the correlation between precipitation variability and various climate modes is critical, interpreting the consequences of such a correlation structure remains challenging. By understanding how rainfall variability is directly manifested, such as through changes in the time between storms as compared to changes in the amount of rain in each storm, we can focus further investigations, observations, and models on those climatic properties most relevant to local variability. For example, in the Amazon basin, variability in the timing of the rainy season strongly influences annual precipitation totals, with the onset of the wet season also weakly related to rainy season rainfall rate (Liebmann and Marengo 2001). Similarly, on the Indian subcontinent, interannual variability of the monsoon rainfall has been linked to both a large-scale persistent seasonal component and intraseasonal (i.e., frequency and intensity) components (Krishnamurthy and Shukla 2000). Though a number of regional investigations have connected interannual variability with large-scale indices at specific locations, investigations of the same question at a global scale remain rare (Fatichi et al. 2012).
Spatial and temporal limitations in data availability complicate the analysis of global patterns in interannual precipitation variability. Studies such as Fatichi et al. (2012) have examined interannual variability based on worldwide networks of precipitation gauges and reanalysis products. However, these networks have limited coverage over the oceans and in sparsely populated regions of Africa, Asia, and South America. Alternatively, general circulation model outputs are global in extent and have been used to separate interannual variability into components attributed to ocean, atmosphere, and land processes at a global scale (Koster et al. 2000), though the representation of precipitation intensity, frequency, and seasonality in these global climate models does not usually match observed distributions, with most models producing too much convective and too little stratiform precipitation (Dai 2006; Crétat et al. 2014). Over the last two decades, major advancements in satellite monitoring of precipitation through projects such as the Tropical Rainfall Measuring Mission (TRMM) have resulted in large-scale estimates of rainfall. TRMM produces estimates of precipitation based on a combination of space-based microwave radiometry, active radar, and visible-infrared scanning, merged with ground rainfall gauges at the monthly scale (Huffman et al. 2007). Because TRMM reports the aggregated precipitation over an entire grid cell (~27 km at the equator), a scale mismatch exists between individual station measurements and satellite observations. Comparisons between TRMM and ground validation locations have generally shown good agreement, though the satellite observations tend to overestimate frequency and underestimate rainfall intensity (Wolff and Fisher 2008; Zhou et al. 2008)
In this study, we use data from both gauge stations and satellites to examine the climatological drivers of interannual variability in precipitation through a probabilistic framework. Station data from the Global Historical Climatology Network (GHCN)-Daily (Menne et al. 2012) are used to scale satellite-retrieved precipitation from the TRMM 3B42 version 7 (v7) dataset (Huffman et al. 2007) such that global grids of intra-annual precipitation climatology are consistent with the point-based statistics of precipitation frequency, intensity, and seasonality from the gauge data. We define frequency and intensity of precipitation on an event basis, though these characteristics are also analyzed at the daily scale, and we define the wet season as the period of the year during which 70% of that year’s precipitation falls. The GHCN dataset contains quality-controlled daily precipitation records from thousands of stations worldwide (Klein Tank et al. 2002), while the TRMM 3B42 v7 product contains 3-h precipitation estimates at a 0.25° grid resolution from 50°N to 50°S from 1998 onward (Huffman et al. 2007). Because of limitations in the length of the satellite record, our assessment addresses interannual variability only over the last two decades; however, within this time frame, the TRMM precipitation estimates provide an exceptional dataset with which to investigate the role of frequency and intensity of precipitation events at a global scale (Biasutti and Yuter 2013).
In this study we decompose the total interannual variability in scaled TRMM precipitation over the 1998–2013 period into contributions arising from variability in the frequency of precipitation events, variability in precipitation amounts associated with each event, and variability in the length of the dominant precipitation season. Using scaled TRMM observations, we reconstruct the mean and interannual variability of precipitation based on these statistics and determine the fraction of total variance attributable to each component. This approach does not attempt to investigate the physical mechanisms that give rise to each of these components of climate variability; however, the decomposition of interannual variability into the relative influence of separate intrascale rainfall characteristics allows for further investigation into those parameters most relevant for specific regions throughout the globe.
2. Methodology
a. Conceptual framework
This analysis is presented by defining the rainfall process at the event scale at a single point; even though individual events may not be specified in an aggregated daily product, all events occurring in a single day sum to daily rainfall. Note that this definition of rainfall frequency as the events per day (Rodriguez-Iturbe et al. 1984) is different than other studies that define rainfall frequency as the fraction of time that rainfall is occurring (i.e., a percentage). Each of the components that contribute to annual rainfall and its variability (A, N, and T) can be described by their mean
The expected total annual rainfall













b. Parameter estimation
For each year from 1998 through 2013, we sum the GHCN- and TRMM-based rainfall estimates at each station or grid location to determine the observed mean annual precipitation







To estimate the statistics of event amounts, we directly use the statistics of daily rainfall totals (
An investigation into the relative importance of intra-annual rainfall characteristics requires global estimates of precipitation event frequency and intensity that accurately reflect the daily statistics of precipitation observed with rain gauges, and the scale mismatch between the global TRMM data and GHCN point data must be accounted for. Comparisons between satellite rainfall estimates and station data have demonstrated that TRMM systematically overestimates the occurrence of precipitation and underestimates the amounts when analyzing the 0.25° by 0.25° gridded satellite estimates (Huffman et al. 2007; Zhou et al. 2008), as is expected for a spatially averaged metric. Furthermore, our analysis is conducted at the point, and so we scale our TRMM-derived parameters to be consistent with point-based rainfall gauge data. In our approach we minimized this discrepancy by calculating the climate parameters of
3. Results
In total, 7663 GHCN stations in 5265 grid cells (Fig. 1) reported at least 95% of daily data during the TRMM interval (1998–2013), with the station-based estimates of rainfall characteristics broadly consistent with the scaled TRMM estimates. Statistics were calculated for the GHCN station data across a range of defined fractions of the precipitation occurring in the wet season fw, and final average values
Map of the number of GHCN stations within each 0.25° × 0.25° TRMM pixel with ≥95% data recorded between 1998 and 2013.
Citation: Journal of Climate 29, 1; 10.1175/JCLI-D-14-00653.1
Estimated contribution to total interannual variability of precipitation event intensity, frequency, and seasonality as a function of the defined fraction of annual precipitation occurring in the wet season fw for GHCN station data.
Citation: Journal of Climate 29, 1; 10.1175/JCLI-D-14-00653.1
Relationship between the seasonality index and the estimated length of the wet season when fw = 0.70 using GHCN station data.
Citation: Journal of Climate 29, 1; 10.1175/JCLI-D-14-00653.1
Scaling factors were established based on the TRMM and GHCN statistics calculated at the GHCN locations using a value of fw = 0.7 (Fig. 4). At these locations, TRMM overestimates
Comparison of climate parameters based on data from the GHCN and TRMM for the mean and standard deviation of (a),(e) annual precipitation, (b),(f) daily precipitation, (c),(g) the length of the wet season, and (d),(h) the frequency of precipitation events. TRMM parameters are linearly scaled to be consistent with the GHCN parameters. Mean annual precipitation and its standard deviation for the GHCN stations are also modeled [gray points in (a) and (e)] based on the six other climate parameters.
Citation: Journal of Climate 29, 1; 10.1175/JCLI-D-14-00653.1
The climate parameters of frequency and intensity are estimated such that the distribution of daily rainfall totals and dry period lengths are maintained. Using the Pareto type II interstorm waiting times, the global average precipitation amount for a single storm is 5.6 mm, with an average of 4.9 mm over the oceans and 7.4 mm over land. The average storm frequency is 0.71 globally, with an average of 0.76 over oceans and 0.57 over land during the wet season, as assessed by fitting Eq. (10). By using this long-tailed Pareto type II distribution, λ and σλ are able to adequately fit the probability of extended dry spells (Fig. 5). This approach considerably improves on exponential models of dry spell lengths for dry spell lengths greater than one day. The exponential model is identical to results expected from defining the frequency of precipitation at the daily scale as a Bernoulli trial. Defining rainfall frequency as the occurrence of wet days fails to accurately capture dry spells of any duration greater than one day and thus also underestimates total temporal variability in the occurrence of wet days. Based on the Pareto distribution approach, the ratio of σλ to λ is 1.7 on average globally, where over the oceans this ratio is 1.5 and over land this ratio is 2.1. Note that for an exponential assumption, this ratio is always assumed to be 1:1, and as denoted by the increased σλ:λ ratio over land, models that utilize exponential distributions of interstorm wait times (e.g., Laio et al. 2001) may considerably underestimate the occurrence of extended dry periods.
Accuracy of exponential and heavy-tailed (Pareto) models of the distribution of the length of dry periods at GHCN stations.
Citation: Journal of Climate 29, 1; 10.1175/JCLI-D-14-00653.1
The scale mismatch between spatial satellite averages and point observations coupled with heterogeneities in topography and reporting station densities will result in discrepancies between the TRMM- and GHCN-derived parameter sets. However, after scaling the TRMM parameters of
The global distribution of mean annual and interannual variability is characterized by elevated variability throughout the tropical oceans and in the large continental basins (Figs. 6a,b). When interannual variability is normalized by total precipitation, locations with the least rainfall have the largest variability relative to their precipitation. Global patterns in the mean precipitation event frequency and its variability (Figs. 6c,d) mirror those of mean annual precipitation totals; however, patterns in the mean and variability of precipitation event intensity (Figs. 6e,f) are dramatically different from both each other and previous patterns. On average, the most intense precipitation occurs in the great plains of North America and in the Pampas region of South America, as well as northern India, the Sahel, and the Horn of Africa. The largest variability in precipitation event intensity occurs on the eastern sides of the northern and southern landmasses at approximately 25° latitude. Patterns in wet season length (Figs. 6g,h) are less distinct, with the longest wet season occurring near the equator and at higher latitudes.
Mean and standard deviation, respectively, of (a),(b) annual precipitation, (c),(d) wet season precipitation event frequency, (e),(f) intensity, and (g),(h) length.
Citation: Journal of Climate 29, 1; 10.1175/JCLI-D-14-00653.1
Globally, the percentage of total interannual variability that arises as a result of variability in precipitation event intensity is 31%, the percentage resulting from variability in precipitation event frequency is 17%, and the percentage that arises as a result of variability in wet season length is 52%. The fractional contribution of intensity
(a) Global patterns in the percent contribution to total interannual precipitation variability of intensity, frequency, and seasonality. (b) Numerical values for each gridcell color given in the triangular color bar. (c) The average contribution of each factor in the boxed regions of (a) is shown in bar chart format with the variance overdispersion in parentheses. (d) Global patterns in variance overdispersion.
Citation: Journal of Climate 29, 1; 10.1175/JCLI-D-14-00653.1
Spatially, the contribution of variability in storm intensity
Patterns in the contribution to total interannual variability of intensity, frequency, and seasonality as a function of latitude (a) over the oceans and (b) over land. Plot is shown smoothed with a 5° moving average.
Citation: Journal of Climate 29, 1; 10.1175/JCLI-D-14-00653.1
The contribution of variability in storm frequency
Spatially, variability in wet season length
Much important information about global precipitation variability is contained in the global pattern of variance overdispersion (Fig. 7d). The average global value of Σ(α,λ,τ) is −25%, which is heavily influenced by the average ocean value of −19% when compared to the average land value of −41%. The strong oceanic overdispersion is centered in the equatorial Pacific. In this region the positive covariance between climatology parameters considerably increases the total interannual variability over the amount estimated based on the assumptions of independent, identically distributed random variables. A few regions, such as western Mexico and Saudi Arabia, contain a negative covariance that decreases observed interannual precipitation variability below that predicted from the theoretical relationship. When zonally averaging the variance overdispersion (Fig. 9), we see the strong peak over the oceans in Σ(α,λ,τ) at the equator, whereas this term fluctuates around zero at the midlatitudes. Over land, small negative depressions in Σ(α,λ,τ) occur around about 20°N, about 0°, and about 20°S, though the overdispersion on land is relatively constant across latitudes.
Patterns in variance overdispersion as a function of latitude. Plot is shown smoothed with a 5° moving average.
Citation: Journal of Climate 29, 1; 10.1175/JCLI-D-14-00653.1
4. Discussion and conclusions
The decomposition of interannual rainfall variability into the contributions of event intensity, frequency, and seasonality identifies the importance of each of these factors in relation to total rainfall variability. Our analysis demonstrates that the majority of interannual precipitation variability arises as a result of variation in the length of the predominant wet season, consistent with similar findings of Fatichi et al. (2012) that locations where precipitation is concentrated in a few months are most susceptible to interannual variability. The contribution of seasonality is highest in the tropics where migration of the intertropical convergence zone (ITCZ) creates distinct wet season–dry season differences. As suggested by Krishnamurthy and Shukla (2000), the influence of seasonality is found to be most pronounced in those regions classically associated with monsoon regimes, such as India and the Indonesia–Australian region. Because these regions have both high seasonality and negative overdispersion values, an anticorrelation between the length of the wet season and the intensity and/or frequency of precipitation events during the wet season suggests that stronger monsoonal years are likely characterized by less rainfall per day. This conclusion is partly supported by analysis of hourly rainfall observations over eastern China (Yu et al. 2007).
The individual contribution of variability in the frequency and intensity of precipitation events is less than that of seasonality; however, both these factors combined contribute about half the observed variance in interannual precipitation. Regional differences in rainfall intensity are related to the intensity of convection (Biasutti and Yuter 2013), and thus patterns in
Our analysis does not specifically address the underlying mechanism and climate dynamics that give rise to the observed patterns in intra-annual precipitation variability. However, because yearly rainfall must arrive in individual events, large-scale climate modes such as ENSO must manifest themselves by altering the frequency, intensity, or seasonality of precipitation from normal conditions or by altering the cross-correlation between these subannual factors. The highly elevated cross-correlation of subannual precipitation characteristics in the equatorial Pacific indicates a possible manifestation of El Niño or La Niña oscillations in this region. Our finding is that rainfall is more variable in this region than the variability that is expected based on the individual variability of TRMM-observed rainfall frequency, intensity, and seasonality alone. This increase over the theoretical expectation suggests that these factors exhibit a positive correlation, though we have not yet analyzed the overdispersion term in sufficient detail to suggest a cause with high confidence. Additional continental regions with high overdispersion are southeastern Australia and the western United States, though we do not speculate on factors driving these patterns. Further investigation of global high-frequency precipitation observations is needed to further decompose Σ(α,λ,τ) and determine how multidecadal fluctuations manifest themselves at subannual time scales. The relative short length of reliable high-frequency gridded precipitation data currently limits the ability to investigate long-term climate variability.
Our findings are particularly relevant for general circulation models (GCMs) attempting to reproduce patterns in observed interannual variability. GCMs have varying skill in their ability to produce rainfall with realistic characteristics, and the under- or oversimulation of rainfall variability will alter predicted water resource availability away from actual conditions (Rocheta et al. 2014), with potential drastic consequences for water end users such as agricultural and natural ecosystems. The specific representation of the relative occurrence of convective precipitation versus stratiform precipitation and their variability in GCMs determines both short-term and long-term frequency of precipitation (Dai 2006), and the categorization of the regional influence of each of these parameters provides a focal point for further model development. As noted by Polade et al. (2014), GCMs predict that increased interannual variability in precipitation will be caused by a decreased number of days per year with precipitation. Our results provide a method for understanding future variability, and we suggest that if this decrease in the number of wet days annually is temporally clustered (i.e., a shift in seasonality) as opposed to evenly distributed (i.e., a shift in frequency or intensity), the resulting increase in interannual variability will be larger.
Finally, precipitation variability is strongly linked to ecosystem function and water resource availability. Land–atmosphere coupling of precipitation is governed by the availability of water and energy at the surface (Koster et al. 2000), and the degree of intra-annual precipitation variability indicates the time scale of variation in surface conditions of available water. Variation in surface conditions then propagates into interannual variation in soil and canopy water, energy, and carbon fluxes, as well as ecosystem growth and structure (Raich et al. 2002; Ma et al. 2007; Tian et al. 1998; D’Odorico and Bhattachan 2012). Thus, regions characterized by elevated variability in rainfall seasonality as compared to regions of elevated variability in rainfall intensity or rainfall frequency are likely to have divergent ecosystem structure and productivity, as has already been shown for regions of contrasting mean seasonality and intensity (Good and Caylor 2011; Guan et al. 2014; Fatichi and Ivanov 2014). The importance of seasonality in determining interannual variability suggests that wet season–dry season differences in ecosystem function are therefore also likely the dominant factor in interannual variability in ecosystems’ water, carbon, and energy fluxes.
Acknowledgments
This material is based in part upon work supported by the National Science Foundation under Grants BCS-1026334, BCS-1115009, EF-01241286, and SES-1360421, and the Princeton Environmental Institute. K.G. acknowledges the NASA Earth and Space Science Fellowship. The support and resources from the Center for High Performance Computing at the University of Utah is also gratefully acknowledged.
APPENDIX
The Negative Binomial Distribution





If the probability of t dry days occurring is log–linear, the underlying renewal process is likely Poisson in nature. In this case, fitting observed distribution of precipitation dry spells from the TRMM time series with Eq. (A4) will result in
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