1. Introduction
The ocean is an integral part of the climate system, but its impact on the atmosphere varies greatly from one region of the globe to another. In the tropics, variations in sea surface temperatures (SST) are largely balanced by vertical motion (e.g., Hoskins and Karoly 1981). Hence, the linear atmospheric response to tropical SST anomalies can readily extend into the free-tropospheric circulation and have a notable impact on global climate (e.g., Horel and Wallace 1981). In contrast, variations in midlatitude SST anomalies are readily balanced by small changes in the horizontal wind field (e.g., Hoskins and Karoly 1981), and thus the linear atmospheric response to midlatitude SST anomalies may be relatively shallow and weak. Not surprisingly, the effects of midlatitude SST anomalies on the large-scale atmospheric circulation have proven difficult to isolate and quantify in both numerical experiments and observations, as summarized in the review by Kushnir et al. (2002).
Nevertheless, over the past decade, analyses of increasingly high-resolution satellite observations and numerical models have revealed a potentially more important role of the midlatitude ocean in extratropical climate than previously thought. The most robust effects of midlatitude SSTs on the large-scale atmospheric circulation have been found in the context of the climatological-mean circulation. Analyses of high-resolution SST and surface wind stress observations reveal that the climatological-mean near-surface wind field is strongly influenced by large horizontal gradients in the SST field, such as those associated with the major western boundary currents (e.g., O’Neill et al. 2003; Nonaka and Xie 2003; Chelton et al. 2004; Chelton and Xie 2010). The associated patterns of convergence in the atmospheric boundary layer seemingly extend to vertical motion in the free troposphere and thus precipitation (e.g., Minobe et al. 2008, 2010). Results from numerical experiments run with and without sharp gradients in the SST field suggest that the climatological-mean ocean fronts play a key role in determining the location and amplitude of the extratropical storm tracks (e.g., Nakamura et al. 2008; Sampe et al. 2010; Small et al. 2014; Piazza et al. 2016).
To what extent variability in midlatitude SSTs influences the atmospheric circulation is less clear, but evidence is building that the influence may not be trivial. Observational analyses suggest that variations in SSTs in the vicinity of the Northern Hemisphere western boundary currents are linked to significant changes in the large-scale atmospheric circulation (e.g., Czaja and Frankignoul 2002; Ciasto and Thompson 2004; Frankignoul et al. 2011; Kwon and Joyce 2013). Numerical simulations imply that variations in midlatitude SST gradients are linked to changes in the amplitudes of the storm tracks (e.g., Brayshaw et al. 2008; Nakamura and Yamane 2009; Hand et al. 2014; O’Reilly and Czaja 2015). Importantly, a very recent numerical experiment suggests that the atmospheric response to midlatitude SST anomalies may vary dramatically depending on the spatial resolution of the atmospheric model (e.g., Smirnov et al. 2015): in a low-resolution version of the Community Atmosphere Model, version 5 (CAM5) atmospheric general circulation model, the atmospheric response to midlatitude SST anomalies is dominated by horizontal temperature advection in the lowermost troposphere, but in a high-resolution version, it includes substantial changes in vertical motion and thus potentially the hemispheric-scale circulation. The link between variations in midlatitude SSTs and vertical motion is also found in numerical experiments of the extratropical storm response to SST anomalies (e.g., Czaja and Blunt 2011; Sheldon and Czaja 2013).
The goal of this contribution is to reexamine the observational evidence for midlatitude ocean–atmosphere interaction, with a focus on variations in SSTs over the Gulf Stream extension. We exploit daily mean data to examine the lead–lag relationships between variability in the atmospheric circulation and SST variability in the Gulf Stream extension on subseasonal time scales. The key novel result is that SST anomalies in the Gulf Stream extension are associated with two distinct and independent patterns of atmospheric variability: 1) a pattern that leads the SST field and is interpreted as the atmospheric forcing of the SST anomalies and 2) a pattern that lags the SST field and is interpreted as the atmospheric response. The former pattern is expected and is consistent with previous results. As far as we know, the latter pattern has not been documented in association with atmosphere–ocean interaction over the North Atlantic. Section 2 describes the data. Section 3 explores the patterns of atmospheric variability associated with variations in SSTs over the Gulf Stream extension. Section 4 provides a physical interpretation of the results. Conclusions are provided in section 5.
2. Data
All results are based on daily mean output from the 1.5°-resolution ERA-Interim (e.g., Dee et al. 2011; http://apps.ecmwf.int/datasets/data/interim-full-daily/levtype=sfc/) dataset over the 35-yr period 1979–2013. Anomalies of SST, potential temperature (θ), wind (v), and geopotential height (Z) were formed by removing the long-term mean seasonal cycle from the data. The data are detrended to remove the influence of trends on the results (in practice, the results are roughly the same whether the data are detrended or not). Throughout the study, SLP is expressed as geopotential height at 1000 hPa (
3. Observed lead–lag relationships between the atmospheric circulation and SSTs in the Gulf Stream extension
Figure 1 reviews key aspects of the climatological-mean circulation and SST field over the North Atlantic during the NH winter months of December–February (DJF). Figure 1a shows the DJF-mean SST and 850-hPa wind fields; Fig. 1b shows the standard deviation of daily mean SST anomalies during DJF. As noted extensively in previous studies (e.g., Nakamura et al. 1997; Nonaka and Xie 2003; Ciasto and Thompson 2004; Deser et al. 2010; Smirnov et al. 2014, etc.), the standard deviation of midlatitude SSTs peaks in the region of largest horizontal temperature gradients. Variations in SSTs in the Gulf Stream region and its extension can arise from forcing by the atmospheric flow, particularly in association with temperature advection from the cold continental regions to the west (e.g., Frankignoul 1985; Haney 1985; Kushnir et al. 2002). They can also arise from forcing by the ocean circulation itself, especially near western boundary currents (e.g., Frankignoul and Reynolds 1983; Smirnov et al. 2014). The focus of this paper is on the two-way interactions between the large-scale atmospheric circulation and SST anomalies over the region of large SST variance in the Gulf Stream extension (Fig. 1b).

North Atlantic wintertime (DJF) (a) climatological-mean
Citation: Journal of Climate 29, 10; 10.1175/JCLI-D-15-0820.1

North Atlantic wintertime (DJF) (a) climatological-mean
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North Atlantic wintertime (DJF) (a) climatological-mean
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To investigate the linkages between the atmospheric circulation and SSTs in the Gulf Stream extension, we first generate a time series of daily mean SST anomalies averaged over the region 37.5°–45°N, 72°–42°W (indicated by the box in Fig. 1b). The index (hereafter
The left column in Fig. 2 shows daily mean SST (shading) and SLP (contours) anomalies regressed onto the

(left) Wintertime lag regressions of
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(left) Wintertime lag regressions of
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(left) Wintertime lag regressions of
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Regressions (contours) and correlations (shading) of
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Regressions (contours) and correlations (shading) of
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Regressions (contours) and correlations (shading) of
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The SST regression coefficients shown in the left column of Fig. 2 indicate the evolution of the SST field. By construction, the SST anomalies peak at lag 0 and in the vicinity of the Gulf Stream extension. The amplitudes of the SST anomalies are comparable to the standard deviations in Fig. 1b (also by construction since the
The SLP regression coefficients indicate the attendant evolution of the atmospheric circulation. The most pronounced circulation anomalies are found at negative lags (i.e., the atmosphere leading variations in
While the large SLP anomalies that lead variations in











The middle column of Fig. 2 shows the components of the SLP regressions that are linearly congruent with (or “fitted” to)
The right column in Fig. 2 shows the components of the SLP regressions that are linearly independent of
The residual SLP patterns in the right column are not constrained to have similar spatial structure at all lags, but they do. This is important since it suggests that the space/time evolution of SLP anomalies associated with variations in SSTs in the Gulf Stream extension region can be viewed as the superposition of two structures: 1) a pattern that peaks in amplitude during the 10–20-day period before peak amplitude in the
Figure 4 explores the associated time-varying structures in the 500-hPa geopotential height (

As in Fig. 2, but for the linear decomposition of both
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As in Fig. 2, but for the linear decomposition of both
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As in Fig. 2, but for the linear decomposition of both
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4. Discussion
The results in Figs. 2–4 suggest that wintertime SST variability in the Gulf Stream extension is associated with two, linearly independent patterns of atmospheric variability: 1) a pattern of circulation anomalies that peaks prior to largest amplitude in the SST field and 2) a very different pattern of circulation anomalies that peaks after largest amplitude in the SST field. The linear independence of the two patterns is highlighted by the decomposition applied in the middle and right columns of Figs. 2 and 4. But in practice, the linear decomposition is not required to identify the pattern of circulation anomalies that lags
a. Comparison with results based on an atmospheric index
There are at least two possible physical explanations for the pattern of atmospheric circulation anomalies that lags
Figure 5 shows the results of the regression analysis. The SLP anomalies associated with

Daily lag regressions of
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Daily lag regressions of
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Daily lag regressions of
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b. Signature in temperature advection
What physical processes might give rise to the pattern of SLP anomalies at positive lag? Here we argue that they may reflect the circulation response to the poleward and upward advection of anomalously warm air from the Gulf Stream extension.
As shown in Fig. 4, the circulation anomalies associated with



Figure 6 shows the patterns of temperature advection associated with all three terms at lag 0. The top panel shows results for the first term on the rhs of Eq. (2). Contours indicate the climatological-mean isotherms at 850 hPa, vectors indicate the anomalous flow at 850 hPa, and shading indicates the associated anomalous temperature advection. As inferred in section 3, advection by the anomalous flow across the climatological-mean temperature gradients gives rise to a pattern of temperature tendencies at 850 hPa that peaks over the region of largest SST anomalies, consistent with forcing of the SST field by the anomalous atmospheric circulation.

The 850-hPa wintertime patterns of anomalous horizontal temperature advection associated with all three terms on the rhs of Eq. (2) at lag 0: (I) advection of the climatological-mean temperature gradient by the anomalous flow, (II) advection of the anomalous temperature gradient by the climatological-mean flow, and (III) advection of the anomalous temperature gradient by the anomalous flow. Contours represent the spatial temperature distribution, vectors represent the wind, and shading represents temperature advection. Units for SST, u, and temperature advection are in K, m s−1, and K day−1, respectively. The purple box in (II) indicates the region averaged for the cross section in Fig. 7.
Citation: Journal of Climate 29, 10; 10.1175/JCLI-D-15-0820.1

The 850-hPa wintertime patterns of anomalous horizontal temperature advection associated with all three terms on the rhs of Eq. (2) at lag 0: (I) advection of the climatological-mean temperature gradient by the anomalous flow, (II) advection of the anomalous temperature gradient by the climatological-mean flow, and (III) advection of the anomalous temperature gradient by the anomalous flow. Contours represent the spatial temperature distribution, vectors represent the wind, and shading represents temperature advection. Units for SST, u, and temperature advection are in K, m s−1, and K day−1, respectively. The purple box in (II) indicates the region averaged for the cross section in Fig. 7.
Citation: Journal of Climate 29, 10; 10.1175/JCLI-D-15-0820.1
The 850-hPa wintertime patterns of anomalous horizontal temperature advection associated with all three terms on the rhs of Eq. (2) at lag 0: (I) advection of the climatological-mean temperature gradient by the anomalous flow, (II) advection of the anomalous temperature gradient by the climatological-mean flow, and (III) advection of the anomalous temperature gradient by the anomalous flow. Contours represent the spatial temperature distribution, vectors represent the wind, and shading represents temperature advection. Units for SST, u, and temperature advection are in K, m s−1, and K day−1, respectively. The purple box in (II) indicates the region averaged for the cross section in Fig. 7.
Citation: Journal of Climate 29, 10; 10.1175/JCLI-D-15-0820.1
The middle panel of Fig. 6 shows results for the second term on the rhs of Eq. (2). Here, contours indicate the 850-hPa temperature anomalies, vectors indicate the climatological-mean flow at 850 hPa, and shading indicates the associated temperature advection. Advection by the climatological-mean flow across the anomalous temperature gradients gives rise to a very different pattern of temperature tendencies than that shown in the upper panel. The anomalous temperature advection in the middle panel has comparable amplitude to that in the top panel, but projects onto the atmospheric temperature and circulation anomalies over the central North Atlantic rather than the Gulf Stream extension. Since it is dependent on the anomalies in lower-tropospheric temperature, the pattern of temperature tendencies in the middle panel of Fig. 6 (and thus the lower-tropospheric temperature anomalies over the North Atlantic following
The bottom panel of Fig. 6 shows the corresponding results for the third term on the rhs of Eq. (2). Advection by the anomalous flow across the anomalous temperature gradients has a relatively small contribution to temperature advection in the lower troposphere.
c. Signature in vertical motion and the hemispheric-scale circulation
To the extent that the underlying SST field influences variations in lower-tropospheric temperatures over the Gulf Stream extension, it follows that the pattern of temperature advection in the middle panel of Fig. 6 may be at least partially attributed to the underlying temperature anomalies in the SST field. Figure 7 reveals that the resulting positive temperature anomalies over the central North Atlantic during the period following peak amplitude in

The 60°–30°W averaged vertical cross section of θ (shading) and v, w (vectors) regressed onto the standardized
Citation: Journal of Climate 29, 10; 10.1175/JCLI-D-15-0820.1

The 60°–30°W averaged vertical cross section of θ (shading) and v, w (vectors) regressed onto the standardized
Citation: Journal of Climate 29, 10; 10.1175/JCLI-D-15-0820.1
The 60°–30°W averaged vertical cross section of θ (shading) and v, w (vectors) regressed onto the standardized
Citation: Journal of Climate 29, 10; 10.1175/JCLI-D-15-0820.1
Figure 7 shows meridional and vertical circulation anomalies regressed on
The anomalous rising motion indicated in Fig. 7 is important for three reasons. One, the coexistence of heating and rising motion indicates that anomalous heating may be viewed as forcing, rather than responding, to the changes in vertical motion (if the anomalous motion was downward, then the positive temperature anomalies in the free troposphere would be consistent with adiabatic compression). Two, it suggests that the heating due to extratropical SST anomalies is being balanced, at least in part, by anomalous vertical motion. A similar conclusion was reached by Smirnov et al. (2015) in their simulations of the atmospheric response to Kuroshio–Oyashio Extension SST anomalies. Third, the changes in vertical motion suggest that the anomalous heating of the lower troposphere in regions to the northeast of the Gulf Stream extension extends to the upper-tropospheric circulation.
If the heating of the lower troposphere by the SST field is balanced by vertical motion, it follows that it will lead to the generation of circulation anomalies at upper-tropospheric levels. As demonstrated in Fig. 4, the lower-tropospheric heating anomalies to the northeast of the Gulf Stream extension are, in fact, associated with higher-than-normal geopotential heights at 500 hPa, consistent with hydrostatic balance of the column of air. As shown in Fig. 8, the free-tropospheric geopotential height anomalies associated with

As in Fig. 2 (bottom left), but for (bottom) SST and
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As in Fig. 2 (bottom left), but for (bottom) SST and
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As in Fig. 2 (bottom left), but for (bottom) SST and
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5. Conclusions
The results in this study suggest that SST variability in the Gulf Stream extension is associated with two distinct patterns of tropospheric circulation anomalies: 1) a pattern that peaks in amplitude several weeks before the largest anomalies in Gulf Stream extension SSTs, and is consistent with forcing of the SST field by the anomalous atmospheric circulation; and 2) a very different pattern that peaks in amplitude several weeks after the largest anomalies in Gulf Stream extension SSTs. As far as we know, the latter pattern has not been identified in previous observational analyses of atmosphere–ocean interaction of the North Atlantic sector. Lead–lag regressions do not prove causality, but several observations suggest that the pattern of circulation anomalies that lag the SST field may reflect the atmospheric response to SST anomalies in the Gulf Stream region: the pattern of circulation anomalies at positive lags has a very different spatial structure than the pattern at negative lags (Fig. 2), it is statistically significant (Fig. 3), and it does not emerge from analyses that do not include (direct) information from the SST field (Fig. 5).
We have argued that the pattern of circulation anomalies that follows variations in Gulf Stream extension SSTs is driven by anomalous vertical motion in the region to the northeast of the Gulf Stream extension: for example, positive lower-tropospheric temperature anomalies over the Gulf Stream region are advected northeastward by the climatological flow (Fig. 6) where they are at least partially balanced by anomalous rising motion (Fig. 7). The anomalous rising motion is important, since it suggests heating over the Gulf Stream extension is capable of perturbing the free-tropospheric circulation. It is also robust: a similar pattern of vertical motion anomalies emerges in analyses of the atmospheric response to SST anomalies over the Kuroshio–Oyashio Extension (e.g., Smirnov et al. 2015), and in analyses of the extratropical storm response to SST anomalies in the Gulf Stream region (e.g., Czaja and Blunt 2011; Sheldon and Czaja 2013).
The results shown here are derived from lead–lag analysis of daily mean data. We believe that the use of lag regressions based on daily mean data may provide insight into the nature of extratropical atmosphere–ocean coupling in the same way that it has led to new insights into the nature of stratosphere–troposphere coupling (e.g., Baldwin and Dunkerton 2001). The distinction between the patterns of circulation anomalies at negative and positive lags identified here would be much more difficult to extract from regressions based on monthly or seasonal mean data. However, it is interesting to emphasize that both patterns are embedded in such regressions.
For example, the left panel in Fig. 9 shows results derived by regressing winter season [November–March (NDJFM)] monthly mean

As in Fig. 4, but for the winter season (NDJFM) monthly mean (a) total regression of
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As in Fig. 4, but for the winter season (NDJFM) monthly mean (a) total regression of
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As in Fig. 4, but for the winter season (NDJFM) monthly mean (a) total regression of
Citation: Journal of Climate 29, 10; 10.1175/JCLI-D-15-0820.1
Acknowledgments
S.M.W. is funded by the NASA Physical Oceanography program under Grant NNX13AQ04G. D.W.J.T. is funded by the NASA Physical Oceanography program and the NSF Climate Dynamics program. L.M.C. is supported by the Centre for Climate Dynamics at the Bjerknes Centre through a grant to the WaCyEx project.
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