1. Introduction
Globally, an increase in mean precipitation (Allen and Ingram 2002; Held and Soden 2006; Meehl et al. 2007b; Trenberth et al. 2007; Collins et al. 2013) with a tendency of fewer light and more heavy rainfall events has been found in climate model simulations under global warming (Sun et al. 2007; O’Gorman and Schneider 2009; Liu et al. 2009; Allan et al. 2010; Chou et al. 2012). These trends have also been observed in historical records (Gu et al. 2007; Wentz et al. 2007; Adler et al. 2008), even though the rates of change are slightly different, partially because of inconsistent periods between observations (Liepert and Previdi 2009). However, unlike temperature and moisture fields, precipitation changes in response to global warming tend to strongly vary in space (Meehl et al. 2007b). The agreement among climate model simulations on the spatial distribution of time-mean precipitation changes is very poor (Cubasch et al. 2001; Allen and Ingram 2002; Stott and Kettleborough 2002; Neelin et al. 2006; Meehl et al. 2007b). Significant variations in spatial and temporal changes exist on regional and seasonal scales, compared to the relatively uniform warming and moistening of the atmosphere. The different mean precipitation change in response to the warming shows that the climatologically wet area (season) becomes wetter and the dry area (season) becomes drier (Held and Soden 2006; Meehl et al. 2007b; Zhang et al. 2007; Allan and Soden 2007; Wentz et al. 2007; Liu and Allan 2012; Chou et al. 2007; Chou and Lan 2012). In addition, changes in precipitation frequency and intensity also show regional variations (Chen et al. 2012). Regions with increased mean precipitation are accompanied by an increased frequency of heavy rain events and increased rainfall intensity, even though there are fewer light rain events. On the other hand, regions with decreased mean precipitation have decreases in rainfall frequency and weakened rainfall intensity for most rain events, even though very heavy rain events are still intensified.
From a global point of view, the thermodynamic effect due to increased moisture is relatively uniform in space, which is recognized as the dominant contribution to the increase in mean precipitation. On the other hand, the dynamic component associated with changes in circulation usually varies with regions and offset each other between regions, thereby playing a secondary role (e.g., Emori and Brown 2005; Held and Soden 2006). Regionally, the dynamic contribution becomes much more important and is the main reason for the strong spatial variation of precipitation changes. Many studies have proposed mechanisms associated with the dynamic effects on regional mean precipitation changes (e.g., Chou and Neelin 2004; Kumar et al. 2004; Chou et al. 2009; Seager et al. 2010; Chadwick et al. 2013), as well as the variation of rainfall characteristics on a regional scale (Chen et al. 2012). The dynamic contribution can be mostly explained by changes in atmospheric vertical motion that is associated with the spatial variation of atmospheric circulation.
Although for global averages, a weakening of atmospheric circulation is found in all global warming simulations (Knutson and Manabe 1995; Held and Soden 2006; Vecchi and Soden 2007; Chadwick et al. 2013; Collins et al. 2013), changes in atmospheric circulation do not show consistent trends in observations (Vecchi et al. 2006; Sohn and Park 2010; Shi and Bates 2011; Tokinaga et al. 2012; Luo et al. 2012). Therefore, many studies using model simulations have made efforts to understand what mechanism may lead to circulation change. From the sensitivity study in Chou and Chen (2010), the higher (shallower) deep convection depth accompanies larger (smaller) gross moist stability, which indicates a more (less) stable atmosphere. The more stable (unstable) atmosphere leads to a weakening (strengthening) of the atmospheric circulation. Ma et al. (2012) proposed a mean advection of stratification change (MASC) mechanism to interpret changes in atmospheric circulation under global warming. With an increase in dry static stability, the MASC mechanism induces the cold (warm) advection in climatologically convective (subsidence) regions, which slows down the tropical circulation. Bony et al. (2013) suggested that the reduced radiative cooling associated with increased CO2 in the atmosphere provides a large contribution to the weakening of the tropical circulation in global warming simulations. From the perspective of boundary condition, the spatially uniform SST increase (SUSI) weakens both the Walker and Hadley circulations. On the other hand, the change in SST patterns leads to a change in low-level circulation and further affects the regional precipitation response to global warming. The change in SST patterns is an important factor to explain the warmer-get-wetter pattern and Hadley circulation change (Ma and Xie 2013). He et al. (2014) showed a consistent impact of SST pattern change on atmospheric circulation over equatorial oceans, especially over the equatorial Pacific. However, the change in SST pattern is not the deterministic factor in tropical circulation change. The effects of air–sea coupling and radiative forcing associated with increased CO2 also play important roles in the circulation change. Anderson et al. (2015) remind us that change in SST is a useful diagnostic index while it also plays a role associated with adjusting surface energy flux under global warming. From a global perspective, although the atmospheric circulation tends to become weakened in model simulations, which mechanism plays the dominant role is still an unsettled issue. For a regional scale, the circulation change shows a more complex spatial pattern, which may involve different mechanisms among regions.
For illustration, an example of the MPI-ESM-LR result is shown in Fig. 1. The boundary of the convergence zones is defined by
Global-warming-induced changes in (a) column-integrated water vapor (mm), (b) precipitation (mm day−1), and (c) vertical velocity (Pa s−1) at 500 hPa over climatologically convective zones with positive precipitation anomalies. The results in December shown here are utilized as an example. These changes are from the MPI-ESM-LR model and were calculated by subtracting the 2080–99 climatology in the RCP8.5 scenario from the 1986–2005 climatology. The red squiggly–dashed lines in (b) and (c) represent the
Citation: Journal of Climate 29, 12; 10.1175/JCLI-D-15-0563.1
From a regional perspective, the circulation change shows a regional discrepancy, even within climatologically convective areas with increased rainfall (Fig. 1c). What mechanism leads the atmospheric circulation to have such diverse responses to a uniformly warm and humid climate is an interesting question and an unsettled issue. This opposite response to such a similar forcing environment motivates us to investigate the mechanisms related to regional change in atmospheric vertical motion under global warming. This study aims to answer the following two questions: (i) Does this change relate to regional atmospheric stability? (ii) What is the main factor that causes the changes in regional atmospheric stability? Understanding these questions may help us have a clearer picture of regional climate changes in the future.
Among possible mechanisms that have been proposed to account for changes in the tropical circulation, the role of shallow convection (denoting convection with a bottom-heavy structure of vertical velocity here) has seldom been discussed before, especially under global warming. Climatologically, shallow convection associated with shallow cumuli or congestus clouds provides moisture and energy from the planetary boundary layer (PBL) to the free atmosphere, which supports the development of deep convection (e.g., Sobel and Neelin 2006; Back and Bretherton 2009; Holloway and Neelin 2009). From the energy budget point of view, the circulation associated with shallow convection imports moist static energy into the lower troposphere, creating a favorable condition (i.e., an unstable atmosphere) for deep convection to develop (Sobel and Neelin 2006; Back and Bretherton 2009). Clearly, shallow convection is closely related to deep convection, the associated tropical circulation, and other atmospheric phenomenon such as MJO. Thus, we can expect impacts on tropical convection and circulation coming from shallow convection under global warming.
In this study, our target domain is confined to climatologically convective regions with positive precipitation anomalies. The rest of the convective regions with negative rainfall anomalies are usually accompanied by weakened upward motion, mainly due to the import of dry advection from subsidence regions (Chou and Neelin 2004; Chou et al. 2009), and therefore are not discussed in the main content of this paper. However, we also examined the energy budget corresponding to this weakened upward motion; this shows a consistent result and has been provided in Fig. S3 of the supplemental material. The multimodel datasets that we have analyzed and the definition and estimation method for the study region are described in section 2. We diagnose changes in the moist static energy (MSE) budget and sea surface temperature (SST) associated with the intensity change in convection and vertical motion in section 3. From a qualitative perspective, further examinations of the vertical structure’s impacts on changes in atmospheric stability and the associated circulation change are presented in section 4. Finally, the impacts of shallow convection on circulation change are discussed in section 5, followed by conclusions in section 6.
2. Data
The World Climate Research Programme (WCRP) Coupled Model Intercomparison Project phase 3 (CMIP3; Meehl et al. 2007a; see also http://www-pcmdi.llnl.gov/ipcc/about_ipcc.php) and phase 5 (CMIP5; Taylor et al. 2012; see also http://cmip-pcmdi.llnl.gov/cmip5/index.html) multimodel datasets were used in this study. All results were calculated from monthly averages in the tropics (30°S–30°N). The simulations of 32 models from CMIP3 and CMIP5 were used because of the availability of data and also the diversity of research organizations. The models from the CMIP3 and CMIP5 archives are listed in Table 1 and Table 2, respectively. The last 20 years of the 20C3M run in CMIP3 (1980–99) and the historical run in CMIP5 (1986–2005) are defined as the current climate, while the period of 2080–99 in the A1B scenario of CMIP3 and the representative concentration pathway 8.5 (RCP8.5) scenario of CMIP5 are defined as the future climate. Since the spatial pattern of changes in regional precipitation and circulation show low agreement among the GCMs, each model was examined individually to keep its uniqueness.
A list of 16 coupled atmosphere–ocean climate models in the CMIP3 archive used in this study. Expansions of acronyms are available online at http://www.ametsoc.org/PubsAcronymList.
In this study, we focus on convective regions with positive precipitation anomalies, where the climatological environment and changes in precipitation are similar. The definitions of convective areas and changes in circulation are the same as those used in Chou et al. (2009). Convective regions are defined as areas with
Definition of the SPC and WPC areas.
3. Moist static energy budget
a. Vertical structure of vertical velocity
Figure 2 illustrates the vertical structure of vertical velocity averaged over the SPC and WPC areas from the CMIP5 models. All models show a common vertical structure of mean vertical velocity for ascending motion in convective areas (Figs. 2a,b). Changes in vertical velocity, on the other hand, show almost opposite results between these two areas. Over the SPC areas, negative anomalies of vertical velocity exist in the entire column, representing a strengthening of the corresponding upward motion (Fig. 2c). Over the WPC areas, negative anomalies are found only in the upper troposphere above 300 hPa. Most of the troposphere is dominated by positive anomalies (Fig. 2d), implying a weakening of the corresponding ascending motion and an uplifting structure of convection (i.e., a deepening of convection). These vertical velocity characteristics can also been found in CMIP3 models (see Fig. S4 in the supplemental material).
Vertical profiles of the monthly mean vertical velocity (Pa s−1) from the 16 CMIP5 models in the current climate in (a) SPC and (b) WPC areas. Differences in vertical velocity (Pa s−1) between the future and current climate in the (c) SPC and (d) WPC areas in the models. The gray dashed lines denote the ensemble mean.
Citation: Journal of Climate 29, 12; 10.1175/JCLI-D-15-0563.1
b. MSE budget

From the MSE budget in (3), the change in vertical advection of MSE due to anomalous vertical velocity
Moist static energy budget terms (W m−2; gray shaded bars) averaged over the (a) SPC and (b) WPC areas. The bars are the ensemble means of 32 models from CMIP3 and CMIP5, and the error whiskers indicate the one SD values of the 32 models. The unshaded bars are the components of
Citation: Journal of Climate 29, 12; 10.1175/JCLI-D-15-0563.1
We first consider the entire study domain without dividing it into the SPC and WPC areas. Generally, the positive
We next examine the differences between the SPC and WPC regions. In the SPC regions,
We further examine the terms on the right-hand side of (3). The quantity
The
We have also considered the boundary condition associated with the departures from the tropical average of the SST anomalies (Fig. 4). The change in the SST pattern in most models tends to distribute warmer anomalies in the SPC than in the WPC area, showing a range from about 0 to 0.4 K in the SPC area and from −0.05 to 0.2 K in the WPC area. This larger (smaller) warmer anomaly in the strengthened (weakened) area is consistent with previous studies (e.g., Ma et al. 2012; Ma and Xie 2013). This implies that the boundary condition associated with the SST pattern change may have an impact on regional changes in vertical velocity, although the magnitude of the differences between the strengthened and weakened area is smaller in this study.
The scatterplot for the change in the SST pattern (K; SST′ minus tropical mean SST′) in the SPC vs WPC area from a total of 32 CMIP3 and CMIP5 models. The unit is K.
Citation: Journal of Climate 29, 12; 10.1175/JCLI-D-15-0563.1
The analysis of the MSE budget associated with convection shows that is it is slightly imbalanced due to nonlinear and transient terms, atmospheric storage, and the errors due to transformation from the original to the standard pressure coordinate (Chou and Chen 2010; Neelin 2007; I. Held 2015, personal communication); however, some effects clearly stand out above the rest. Overall,
Examining the energy budget related to an anomalous circulation, the opposite response of anomalous circulation was, however, not found in the
Although the anomalous energy budget is different between the SPC and WPC areas, the changes in vertical transport of MSE related to the opposite anomalous circulation (i.e.
4. Impacts of vertical structure of convection
a. Decomposition of vertical velocity



First of all, the climatological vertical profile of vertical velocity
Decomposed vertical profiles of mean vertical velocity in the current climate in the (a) SPC and (b) WPC areas from the CMIP3 model simulations. (c),(d) As in (a),(b), but from CMIP5. The gray dashed lines denote the ensemble mean.
Citation: Journal of Climate 29, 12; 10.1175/JCLI-D-15-0563.1
Based on (6), changes in the decomposed vertical velocity of CMIP3 and CMIP5 are shown in Fig. 6. The changes in vertical velocity due to changes in vertical profile (i.e.,
Decomposed vertical profiles of changes in vertical velocity (10−3 Pa s−1). (top) Shown are the (a),(c)
Citation: Journal of Climate 29, 12; 10.1175/JCLI-D-15-0563.1
In the SPC areas,
b. The gross moist stability and change in circulation







We first of all examine, Fig. 7a, which shows a scatterplot of mean gross moist stability in the SPC and WPC areas estimated from the CMIP3 and CMIP5 models. Generally, the quantity
Scatterplots for (a)
Citation: Journal of Climate 29, 12; 10.1175/JCLI-D-15-0563.1
Unlike (3), (11) can be used to directly express and study the possible mechanisms related to the opposite circulation change. Figures 7b–d show a scatter distribution of the terms in (11) from CMIP3 and CMIP5. The changes in the strength of vertical velocity (i.e.,
As in Fig. 3, but for (a) changes in gross moist stability in (11) averaged over the SPC and WPC areas and (b) the
Citation: Journal of Climate 29, 12; 10.1175/JCLI-D-15-0563.1
The
To highlight the above arguments, Fig. 8b shows the respective contribution of the increased MSE and the mean vertical structure of vertical velocity to the
Further examining changes in MSE between the SPC and WPC areas shows that the difference of MSE between the SPC and WPC areas is mainly caused by changes in water vapor (Fig. 9). The MSE has a maximum ranging between 100 and 300 J kg−1 in the lower troposphere around 700 hPa. This is mainly contributed by additional water vapor in the SPC areas (Figs. 9b,e). The contributions due to changes in temperature are relatively small, which are typically less than 100 J kg−1 among all 32 GCMs simulations (Figs. 9c,f). The increased water vapor associated with the original warming that is induced by increased CO2 should not be too different between the SPC and WPC areas. One possibility causing the water vapor difference may be related to the different vertical structure of the vertical velocity between these two areas. In the SPC areas, the vertical velocity structure is more bottom heavy, which implies a stronger partition of shallow convection. The stronger or more frequent shallow convection can transport more water vapor into the low troposphere from the PBL, leading to a significant increase of water vapor at the low troposphere and a more unstable atmosphere. Estimating the vertical advection related to the different vertical structures between the SPC and WPC areas (figure not shown) presents structures compatible with Figs. 9b,e. The strengthening of circulation also contributes more increased water vapor in the low troposphere but with a smaller magnitude compared with that from the vertical structure changes. In other words, the main cause for the difference of
Differences in changes (i.e., SPC minus WPC) of vertical profiles between the SPC and WPC areas. (top) Shown are the (a) h′, (b) q′, and (c) T ′ from the CMIP3 model simulations (J kg−1). (bottom) As in (top), but from the CMIP5 model simulations. The gray dashed line denotes the ensemble mean.
Citation: Journal of Climate 29, 12; 10.1175/JCLI-D-15-0563.1
5. The role of shallow convection













6. Conclusions and discussion
In this study, we started with developing an understanding of why the vertical velocity from convection can be either enhanced or reduced when the resulting precipitation increases because of global warming. In this process, we ended up finding a possible impact of shallow convection on deep convection areas and their corresponding precipitation amounts. This also provides a linkage for projecting and understanding future circulation change from the current climate. As discussed in previous studies (e.g., Back and Bretherton 2006, 2009; C. Zhang and C. Chou 2013, personal communication), on one hand, shallow convection transports energy and moisture from the PBL into the free atmosphere and enhances deep convection and the corresponding precipitation. On the other hand, the shallow circulation associated with shallow convection tends to import MSE, which destabilizes the atmosphere, and then enhances deep convection. In other words, shallow convection can enhance tropical precipitation if it coexists with deep convection.
As the earth becomes warmer, what is the role of shallow convection? The strong spatial variation of precipitation provides a good basis for answering the above question without getting into the detailed process of shallow convection. Since the spatial distribution of precipitation changes is mainly caused by atmospheric dynamics, the distribution changes can also be used to study mechanisms of the dynamic contribution (i. e., the change in tropical circulation). In this regard, we examined multimodel datasets of CMIP3 and CMIP5 by considering the MSE budget in convective regions with positive precipitation anomalies, where the corresponding vertical velocity can be either strengthened (SPC) or weakened (WPC). The result is summarized in the schematic diagram (Fig. 10).
A schematic diagram summarizing the vertical profiles associated with changes in the vertical velocity in the SPC and WPC areas. The variables for each profile are written at the top of each panel. The black curve is the profile for both areas and the gray (orange) curve is the profile in the SPC (WPC) area. The striped areas in (b) and (c) represent the difference between the SPC and WPC areas (i.e., SPC − WPC). The blue (pink) striped areas mean positive (negative) differences.
Citation: Journal of Climate 29, 12; 10.1175/JCLI-D-15-0563.1
a. MSE budget
In an anomalous MSE budget [e.g., (3)], the term
However, in spite of these differences between the SPC and WPC areas, the changes in vertical transport of MSE related to the opposite anomalous circulation (i.e.,
b. Vertical structure and change in gross moist stability
In the SPC area, the bottom-heavy structure of mean vertical velocity tends to result in a more negative gross moist stability (Fig. 10c) by importing more MSE into the atmospheric column, which encourages the atmosphere to become more unstable. This is favorable for the further enhancement of convection and the corresponding tropical circulation. In the WPC area, on the other hand, the top-heavy profile of mean vertical velocity results in less negative gross moist stability (Fig. 10c), which implies that the atmosphere is less unstable. Combined with the effect of convection deepening, this tends to reduce convection and the corresponding tropical circulation. Thus, the mean vertical profile of vertical velocity becomes an important factor in determining changes in regional gross moist stability and further affects circulation in a warmer climate. A bottom-heavy profile is related to a greater partition of shallow convection, while a top-heavy profile implies the dominance of deep convection in the area (Back and Bretherton 2006). In this study, therefore, a hypothesis is suggested: the partition of shallow convection in tropical convection becomes a considerable factor. Shallow convection tends to enhance deep convection via importing more MSE. It can also transport more moisture upward and then enhance deep convection (Fig. 9) in a warmer climate.
In this study, we also found that the deepening of tropical convection is a common feature in convective regions under global warming (i.e., the negative
c. Final remarks
The role of shallow convection has been proposed to account for the maintenance of climate variability on various time scales (e.g., Jiang et al. 2015; Inoue and Back 2015a). In this study, the impact of shallow convection on circulation under global warming is illustrated for the first time through a decomposition of gross moist stability related to convective energy transport. In a warmer and more humid climate, the climatological vertical structures associated with deep and shallow convection play different roles in adjusting atmospheric stability, energy transport, and large-scale circulation, which further benefit the atmospheric circulation toward opposite changes, even within convective areas with increased precipitation. The bottom-heavy structure favors deep convection and strengthening of tropical circulation, while a top-heavy structure tends to suppress deep convection and weaken tropical circulation. The shallow convection may be a considerable factor in regional changes of tropical circulation.
Shallow convection is associated with the development of deep convection and the tropical circulation and has been said to be associated with the development of other atmospheric phenomena such as the MJO (e.g., Jiang et al. 2015; Chang et al. 2015) in many studies. We note that there is more than one process that can lead to the weakening or strengthening of the ascending motion, and the mean vertical profile of convection is usually a result of the net effect of different convection types. In this study, the influence of the vertical structure associated with shallow and deep convection on circulation change was discussed from a conceptual partition assumption. To more precisely examine the hypothesis and contribution of bottom- and top-heavy structure on the change in stability in a warmer climate and clarify its potential impact on circulation change combined with other mechanisms—for example, the SST pattern change associated with enhanced equatorial warming, especially the equatorial Pacific (e.g., Ma and Xie 2013; Chadwick et al. 2013; He et al. 2014)—further studies are required.
Acknowledgments
We acknowledge the two anonymous reviewers’ many constructive comments for improving the quality of this paper. We also thank Dr. Min-Hui Lo, Dr. Huang-Hsiung Hsu, and Dr. Jui-Lin (Frank) Li for providing valuable suggestions for the revision. We thank the modeling groups, the Program for Climate Model Diagnosis and Intercomparison (PCMDI) and the WCRP’s Working Group on Coupled Modelling (WGCM), for collecting and archiving the WCRP CMIP3 and CMIP5 multimodel datasets for analysis. We thank the climate modeling groups (listed in Tables 1 and 2 of this paper) for producing and making available their model outputs. The CMIP data archived at the Lawrence Livermore National Laboratory are supported by the Office of Science, U.S. Department of Energy. This work was supported jointly by the Academia Sinica and the Ministry of Science and Technology (MOST) of Taiwan under MOST-102-2111-M-001-002-MY3 and MOST-103-2111-M-008-026-MY2.
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