1. Introduction
Obtaining accurate projections of the tropical Pacific sea surface temperature (SST) warming (TPSW) pattern under global warming is one of the most important issues in regional climate change research (Meehl and Washington 1996; Collins et al. 2010; Xie et al. 2010; Ying et al. 2016), but it is associated with large uncertainty (Ma and Yu 2014; Huang and Ying 2015; Xie et al. 2015; Zhou and Xie 2015). Models from phases 3 and 5 of the Coupled Model Intercomparison Project (CMIP3 and CMIP5, respectively) both show great discrepancies in simulating the TPSW pattern (DiNezio et al. 2009; Zhang and Li 2014; Huang and Ying 2015). Such intermodel spreads are a dominant source of uncertainty in the projections of regional climate change (Ma and Xie 2013; Long and Xie 2015) and can influence projections of precipitation and atmospheric circulation locally and globally (Ma et al. 2012; Huang et al. 2013; Ma and Xie 2013; Huang 2014; Chadwick 2016; Long et al. 2016).
Uncertainty in projecting the zonal SST warming pattern could arise from multifarious mechanisms that give rise to the TPSW pattern (Xie et al. 2010; Lu and Zhao 2012; Luo et al. 2015; Ying et al. 2016). Some mechanisms have been proposed to explain an El Niño–like warming pattern, such as the weakened Walker circulation (Held and Soden 2006; Vecchi and Soden 2007), the distribution of climatological evaporation cooling (Knutson and Manabe 1995; Xie et al. 2010), and the cloud–radiation feedback (Ramanathan and Collins 1991; Song and Zhang 2014), whereas the ocean dynamical thermostat has been deemed to favor a La Niña–like warming pattern (Clement et al. 1996; DiNezio et al. 2009; An and Im 2014). All of these mechanisms are potential sources of uncertainty in projecting the zonal pattern of TPSW.
Ying and Huang (2016) suggested that cloud–radiation feedback is the leading source of uncertainty in the TPSW pattern, which could be associated with the long-standing simulation bias in the parameterized cloud process and the distribution of climatological clouds in CMIP5 models. The intermodel difference in cloud–radiation feedback induces a large intermodel spread in TPSW in the central and western Pacific, and the common bias of cloud–radiation feedback in CMIP5 models could lead to a La Niña–like warming bias in the TPSW projected by the CMIP5 models. However, cloud–radiation feedback can only explain around one-quarter of the total intermodel variance in the TPSW pattern. The sources of the residual three-quarters of uncertainty are still unknown.
One of the possible sources of the residual uncertainty in the TPSW pattern could be the ocean dynamical effect because changes in ocean dynamical processes include complicated ocean–atmosphere interactions that are of great importance to the TPSW pattern formation (Ying and Huang 2016). On one hand, the ocean upper-level zonal circulation over the tropical Pacific is weakened in a warmer climate, which is projected by almost all models because of the Walker circulation slowdown (Vecchi and Soden 2007), which favors an El Niño–like warming pattern. On the other hand, the ocean vertical temperature gradient in the eastern Pacific could be enhanced under global warming, contributing to a La Niña–like warming pattern (Clement et al. 1996; Cane et al. 1997). Although both mechanisms occur in multimodel simulations, their magnitudes vary among models (DiNezio et al. 2009; Zheng et al. 2012). More importantly, the effects of these two mechanisms are opposite to each other in the eastern Pacific, where climatological upwelling prevails (Ying et al. 2016). The influence of the ocean dynamical effect on the intermodel uncertainty in the TPSW pattern is unclear.
A number of previous studies have investigated how ocean dynamics influences the biases and intermodel differences in climatological SST simulations. For example, the cold tongue bias in the eastern Pacific is thought to originate from biases in the ocean heat transport (Zheng et al. 2012), thermocline depth (Li and Xie 2012; Li et al. 2015), and Bjerknes feedback (Zheng et al. 2012; Li and Xie 2014). Recently, a study by Li et al. (2016) revealed that the intermodel differences in the cold tongue bias are significantly related to the intermodel uncertainty in the zonal gradient changes of SST in the tropical Pacific. As the biases in the climatological SST can influence the projection of the SST warming pattern (Huang and Ying 2015), the intermodel spread of the ocean dynamical effect and its impact on the cold tongue bias should be closely related to the uncertainty in the zonal TPSW pattern.
Within the process by which the intermodel spread of cloud–radiation feedback influences the intermodel uncertainty in the TPSW pattern (Ying and Huang 2016), the ocean dynamical effect, driven by atmospheric sources, also contributes to the TPSW pattern. Models that have weaker negative cloud–radiation feedback over the central Pacific tend to induce a warm local SST deviation and a low-level convergence, producing a zonal warm (cold) deviation of oceanic advection in the western (eastern) Pacific. Because a part of the ocean dynamical effect is dependent on the intermodel spread of cloud–radiation feedback, the ocean dynamical effect associated with the intermodel spread of cloud–radiation feedback is removed first in the analysis below. Then, the intermodel uncertainty in the TPSW pattern directly originating from the intermodel spread of the large-scale ocean dynamical effect is explored based on the historical and +8.5 W m−2 representative concentration pathway (RCP8.5) runs in 32 CMIP5 models. We elaborate on the impact of ocean dynamics on the TPSW pattern formation based on the surface heat budget and the decomposition of ocean heat transport. Furthermore, the physical connections between the climatological SST and the SST warming pattern derived from the intermodel spreads of the ocean dynamical effect are considered.
2. Data and methods
a. CMIP5 data
Monthly mean outputs from 32 CMIP5 models are used in this study. Table 1 lists the model names and modeling centers [see http://www-pcmdi.llnl.gov/ for more details; Taylor et al. 2012]. We compute the long-term mean for the period 1981–2000 in the historical runs to represent the present-day climatology and that for 2081–2100 in the RCP8.5 runs to represent the future climatology. The variables used in this study include SST, latent heat flux, sensible heat flux, net surface longwave radiation, net surface shortwave radiation, ocean three-dimensional potential temperature, ocean zonal and meridional current, and vertical mass transport. The net longwave and shortwave radiation are defined as the difference between upward and downward longwave and shortwave radiation, respectively. Ocean vertical velocity is obtained from the ocean vertical mass transport. Ocean vertical mass transport is not archived in the GFDL-ESM2G, GISS-E2-H, MIROC-ESM, and MIROC-ESM-CHEM models and is not well described in the CSIRO Mk3.6.0, BNU-ESM, and MIROC5 models (Ying et al. 2016), and thus ocean vertical mass transport in these models is excluded when computing the vertical velocity. The sign of the fluxes is positive for ocean warming.
List of the 32 CMIP5 models used in this study. (Expansions of institutions and model names are available online at http://www.ametsoc.org/PubsAcronymList.)


b. Definition of the TPSW pattern
The change in each model under global warming is defined as the difference between the future and the current climatology, which is normalized by the respective SST change averaged between 60°S and 60°N to remove the influence of the global mean SST warming and highlight the spatial pattern of relative SST warming. Then, the regional mean of the normalized SST change over the tropical Pacific (10°S–10°N, 120°E–80°W) is further removed to define the original TPSW pattern.
In Ying and Huang (2016), it was argued that the cloud–radiation feedback is the leading source of the intermodel uncertainty in the TPSW pattern, which can explain part of the intermodel uncertainty in various surface energy budgets, not only limited to the shortwave radiation. Therefore, the contribution of cloud–radiation feedback to the TPSW pattern and the surface energy budgets are first removed. The calculation of the cloud–radiation feedback contribution is the same as in Ying and Huang (2016). First, the intermodel singular value decomposition (SVD) is performed on the TPSW pattern and the cloud–radiation feedback index defined in Ying and Huang (2016). The first SVD mode of the TPSW pattern is considered as the mode influenced by the cloud–radiation feedback and thus removed from the total intermodel variation of the TPSW pattern. Second, the surface energy budget terms are regressed on the principal component (PC) associated with the first SVD mode of the TPSW pattern, and the variances linearly correlated to the cloud–radiation feedback are removed (Ying and Huang 2016). For simplicity, the residual TPSW pattern is referred to as the TPSW pattern hereafter.
c. Decomposition of the ocean dynamical effect














































Apart from the large-scale ocean heat transport, the ocean dynamical processes also include several subgrid-scale processes, such as vertical mixing and lateral entrainment, which turn out to not be negligible (DiNezio et al. 2009; Ying et al. 2016). However, it is impossible to analyze these processes with the CMIP5 dataset because the variables corresponding to the processes are not archived.
3. Results
a. Relationship between the intermodel uncertainties in the ocean dynamical effect and the TPSW pattern
Figure 1a shows the intermodel standard deviation of TPSW after the effect of uncertainty in the cloud–radiation feedback is removed. The residual uncertainty in the TPSW pattern is still large compared with the MME TPSW pattern. The residual uncertainty of the TPSW pattern is mainly located in the eastern Pacific, where the strongest MME SST warming occurs (Fig. 1a, contours). The largest intermodel standard deviation exceeds 0.15°C per 1°C global mean surface warming. The MME result of the residual

(a) The MME SST warming pattern (contours) and intermodel standard deviations (shading) of SST change in the 32 models. (b) The MME (contour) and intermodel standard deviations (shading) of ocean heat transport
Citation: Journal of Climate 29, 22; 10.1175/JCLI-D-16-0318.1

(a) The MME SST warming pattern (contours) and intermodel standard deviations (shading) of SST change in the 32 models. (b) The MME (contour) and intermodel standard deviations (shading) of ocean heat transport
Citation: Journal of Climate 29, 22; 10.1175/JCLI-D-16-0318.1
(a) The MME SST warming pattern (contours) and intermodel standard deviations (shading) of SST change in the 32 models. (b) The MME (contour) and intermodel standard deviations (shading) of ocean heat transport
Citation: Journal of Climate 29, 22; 10.1175/JCLI-D-16-0318.1
An intermodel empirical orthogonal function (EOF) analysis is performed on the multimodel

(a) The EOF1 mode of changes in the ocean heat transport
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(a) The EOF1 mode of changes in the ocean heat transport
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(a) The EOF1 mode of changes in the ocean heat transport
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The PC1 of
b. Mechanism of impact of the ocean dynamical effect
The changes in the surface heat budget associated with the EOF1 of

Regression patterns of changes in surface energy budgets in the ocean mixed layer onto the PC1 of
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Regression patterns of changes in surface energy budgets in the ocean mixed layer onto the PC1 of
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Regression patterns of changes in surface energy budgets in the ocean mixed layer onto the PC1 of
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To understand the ocean dynamical effect associated with the zonal dipole pattern of SST warming, changes in ocean temperature to a depth of 200 m at the equator (mean of 2.5°S–2.5°N) are regressed onto the PC1 of

The regression pattern of changes in equatorial (mean of 2.5°S–2.5°N) ocean temperature onto the PC1 of
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The regression pattern of changes in equatorial (mean of 2.5°S–2.5°N) ocean temperature onto the PC1 of
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The regression pattern of changes in equatorial (mean of 2.5°S–2.5°N) ocean temperature onto the PC1 of
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The changes in the terms associated with ocean temperature advection in Eq. (3) are regressed onto the PC1 of

Regression patterns of changes in equatorial (a) zonal and (b) vertical temperature advection onto the PC1 of
Citation: Journal of Climate 29, 22; 10.1175/JCLI-D-16-0318.1

Regression patterns of changes in equatorial (a) zonal and (b) vertical temperature advection onto the PC1 of
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Regression patterns of changes in equatorial (a) zonal and (b) vertical temperature advection onto the PC1 of
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The changes in zonal and vertical temperature advection are divided into the contribution of changes in ocean current and changes in ocean temperature gradient, based on the decomposition in Eq. (4) (Fig. 6). The

Regression patterns of the terms in Eq. (4) onto the PC1 of
Citation: Journal of Climate 29, 22; 10.1175/JCLI-D-16-0318.1

Regression patterns of the terms in Eq. (4) onto the PC1 of
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Regression patterns of the terms in Eq. (4) onto the PC1 of
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The intermodel differences in

Regression patterns of the linearized terms of changes in equatorial ocean temperature advection onto the PC1 of
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Regression patterns of the linearized terms of changes in equatorial ocean temperature advection onto the PC1 of
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Regression patterns of the linearized terms of changes in equatorial ocean temperature advection onto the PC1 of
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The gradient of ocean temperature used in calculating Fig. 7. The MME of (a)
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The gradient of ocean temperature used in calculating Fig. 7. The MME of (a)
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The gradient of ocean temperature used in calculating Fig. 7. The MME of (a)
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Figures 7a–c,g–i reveal that the intermodel differences in changes in ocean current (Figs. 7a,g) are the main source of the intermodel differences both in
For the major contributing term
The intermodel differences in vertical temperature gradient changes also contribute much to the intermodel differences in
There is also a complex nonlinear interaction between the intermodel differences in climatological current transport and the changes in ocean temperature (Fig. 7l). However, this effect is mainly located in the subsurface ocean and does not contribute much to the pattern of surface warming.
c. Relationship between the intermodel spread of climatological SST and the uncertainty in the TPSW pattern
Energy budget analysis has mainly attributed the intermodel differences in
Figure 9 shows the zonal and vertical components of climatological ocean current among the models regressed onto the PC1 of

Regression patterns of equatorial climatological (a) zonal and (b) vertical currents onto the PC1 of
Citation: Journal of Climate 29, 22; 10.1175/JCLI-D-16-0318.1

Regression patterns of equatorial climatological (a) zonal and (b) vertical currents onto the PC1 of
Citation: Journal of Climate 29, 22; 10.1175/JCLI-D-16-0318.1
Regression patterns of equatorial climatological (a) zonal and (b) vertical currents onto the PC1 of
Citation: Journal of Climate 29, 22; 10.1175/JCLI-D-16-0318.1

Regression patterns of (a) climatological SST and (b) equatorial climatological ocean temperature onto the PC1 of
Citation: Journal of Climate 29, 22; 10.1175/JCLI-D-16-0318.1

Regression patterns of (a) climatological SST and (b) equatorial climatological ocean temperature onto the PC1 of
Citation: Journal of Climate 29, 22; 10.1175/JCLI-D-16-0318.1
Regression patterns of (a) climatological SST and (b) equatorial climatological ocean temperature onto the PC1 of
Citation: Journal of Climate 29, 22; 10.1175/JCLI-D-16-0318.1
These analyses reveal the role of climatological zonal overturning circulation in connecting the climatological SST and SST change, demonstrating the significant relationship between the intermodel spread of simulated climatological SST and that of projected SST warming pattern in previous statistical studies (Huang and Ying 2015; Li et al. 2016). A relatively strong climatological zonal overturning circulation in a model not only leads to a relatively strong cold tongue but also contributes to a weak SST warming in the eastern Pacific. Because most models suffer from excessive cold tongue biases and overly strong zonal overturning circulations in the equatorial Pacific (Li and Xie 2012; Zheng et al. 2012; Li and Xie 2014; Li et al. 2015), the projected TPSW pattern in these models likely includes a common La Niña–like bias, as in Fig. 2b. The systematic excessive cold tongue biases and the underestimated cloud–radiation feedback revealed in Ying and Huang (2016) both lead to a La Niña–like bias in the MME projection. As a result, we suggest that the pattern of SST change in the tropical Pacific should likely be closer to an El Niño–like pattern.
4. Conclusions and discussion
The large-scale ocean dynamical effect as a direct source of uncertainty in the tropical Pacific SST warming pattern projected by 32 CMIP5 models is revealed in the present study. The results show that the first intermodel EOF mode of changes in the large-scale ocean heat transport explains 18.6% of the residual variance of the TPSW pattern when the contribution of cloud–radiation feedback is removed. The explained variance by the large-scale ocean heat transport—around 14% of the total variance of the original TPSW pattern before removal of the contribution of cloud–radiation feedback—indicates that the large-scale ocean dynamical effect is another important source of uncertainty in the TPSW pattern, whereas the cloud–radiation feedback as the leading source of uncertainty explains around 24% of the total variance (Ying and Huang 2016).
The mechanism by which the ocean dynamics influences the uncertainty in the TPSW pattern is investigated by analyzing the surface energy budget and the decomposed ocean temperature advections. The surface latent heat changes and shortwave radiation changes play a suppressive role in the uncertainty in the TPSW pattern induced by the ocean dynamical effect. The former is a result of the negative evaporation–latent heat–SST feedback, while the latter is a result of the negative cloud–shortwave–SST feedback.
The influence of the ocean dynamical effect on the uncertainty in the TPSW pattern is mainly due to the intermodel differences in the simulated climatological zonal overturning. Under global warming, ocean surface warming is larger than warming in the subsurface, which induces a robust change in the vertical gradient in ocean temperature. In a model with a relatively strong climatological overturning, the combination of the strong mean state overturning and the enhanced vertical stratification leads to a relatively strong ocean dynamical thermostat effect, which suppresses the eastern Pacific warming (Clement et al. 1996; Cane et al. 1997). This negative effect peaks in the subsurface ocean where the vertical overturning and the enhancement of ocean stratification are largest. Additionally, the MME oceanic overturning current can transport the negative changes in the ocean dynamical effect from the subsurface ocean into the near-surface layer in the eastern Pacific. As a result, one model with a relatively strong climatological zonal overturning tends to induce a relatively weak SST increase in the eastern Pacific.
Another pronounced intermodel difference in the ocean dynamical process is the different changes in the zonal overturning circulation, which is coupled with the changes in atmospheric circulation. Under global warming, the zonal overturning circulation will likely be weakened and is associated with a weakened Walker circulation (Held and Soden 2006; Vecchi and Soden 2007). The wind-driven change in the zonal overturning circulation acts to change the strength of the overturning, but not its direction. Therefore, the intermodel differences in changes in zonal overturning circulation are positioned approximately along the isotherms of the MME climatological ocean temperature and thus do not induce pronounced intermodel differences in changes in ocean heat transport. As a result, the changes in overturning circulation do not contribute much to the uncertainty in the TPSW pattern.
The present study concludes that the main mechanism generating intermodel TPSW differences associated with the large-scale ocean dynamical effect relates to intermodel differences in the climatological zonal overturning circulation. Moreover, the intermodel differences in climatological overturning circulation are related to the intermodel differences of climatological SST. Models that have a relatively strong climatological overturning tend to be associated with a relatively strong cold tongue. This mechanism demonstrates the statistical connection between the intermodel differences in climatological SST simulation and the uncertainty in the TPSW pattern projection revealed in some previous studies (Huang and Ying 2015). As most models suffer from an excessive cold tongue bias of climatological SST, as well as overly strong zonal overturning circulation in the equatorial Pacific, it is reasonable to suppose that a La Niña–like warming bias exists in the projections of the TPSW pattern in most CMIP5 models and in the MME (Huang and Ying 2015), based on the concept of observational constraint. This result increases our confidence that the tropical Pacific SST changes under global warming should be closer to an El Niño–like pattern than the MME projection in CMIP5 models.
In the present study, only the first intermodel mode of the ocean dynamical effect is discussed, and the explained intermodel variance for the TPSW pattern is limited. Even if we combine the effect of the current EOF1 of large-scale ocean dynamics with that of cloud–radiation feedback as a leading source of the uncertainty in the TPSW pattern (Ying and Huang 2016), the total explained intermodel variance of the TPSW pattern is less than 40%, indicating that there are many other mechanisms impacting upon the intermodel spread of the TPSW pattern—for example, the convective cloud–SST negative feedback in the warm pool region (Ramanathan and Collins 1991), the stratus cloud–SST positive feedback in the cold tongue region (Meehl and Washington 1996), and the vertical resolution of the ocean model (Stockdale et al. 1998). In addition, some marine biochemical processes, such as the activity of phytoplankton in the eastern Pacific, can also impact the uncertainty in the TPSW pattern (Murtugudde et al. 2002). These processes may explain the regional spread of the TPSW pattern (Huang and Ying 2015) and are worthy of further attention in the future.
Acknowledgments
The work was supported by the National Basic Research Program of China (2014CB953904 and 2012CB955604), the National Natural Science Foundation of China (Grants 41575088 and 41461164005), and the Youth Innovation Promotion Association of CAS. The World Climate Research Programme’s Working Group on Coupled Modelling, which is responsible for CMIP5, and the climate modeling groups (listed in Table 1) are acknowledged for producing and making available their model output.
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