1. Introduction
Global and regional upper-ocean heat content (OHC) is modulated on a wide range of low-frequency time scales (seasonal to multidecadal and secular) due to atmospheric thermal and dynamical forcings (e.g., Willis et al. 2004; Levitus et al. 2005). The OHC thus acts as climate memory and may provide a source of skills for seasonal to decadal predictions (Mochizuki et al. 2010; Branstator and Teng 2010; Teng and Branstator 2011; Mochizuki et al. 2012) if it affects sea surface temperature (SST) and the overlying atmosphere locally and remotely. Yet, regional expressions of OHC variability remain to be fully understood.
Earlier numerical (Latif and Barnett 1994; Kwon and Deser 2007; d’Orgeville and Peltier 2009; Teng and Branstator 2011; Taguchi and Schneider 2014) and observational studies (Zhang and Levitus 1997) report that OHC anomalies in the North Pacific often propagate eastward along the northern periphery of the subtropical gyre. Taguchi and Schneider (2014, hereinafter TS14) analyzed mechanisms for generation and propagation of decadal-scale OHC anomalies in a long-term climate model simulation. In their model, large OHC variability in the North Pacific is confined along the subarctic frontal zone (SAFZ) where mean northward decrease of temperature and salinity density compensates and forms large gradients of mean spiciness (e.g., Veronis 1972; Schneider 2000). The simulated frontal zone exhibits internally generated decadal-scale fluctuations in its latitudinal position, which are highly correlated with the time series of the spiciness component of OHC anomalies averaged over the upstream SAFZ. These features lead the authors to hypothesize that the existence of the spiciness gradients in the background mean fields and anomalous currents associated with the frontal shift that cross the mean spiciness gradients favor the generation of large OHC anomalies through anomalous advection of mean spiciness gradients (schematically shown in Fig. 1). Once generated, the density-neutral spiciness anomalies act as passive tracers and are advected eastward by the background eastward mean currents. This hypothesis, derived from a low-resolution climate model that does not resolve important physics of the ocean mesoscale, remains to be tested with higher-resolution datasets.
Schematic summary of a hypothesis for spiciness generation in the North Pacific SAFZ, put forth by TS14. The SAFZ is marked by a region of large gradients of spiciness where mean temperature and salinity decrease northward with density compensation, shown with rainbow-colored contours. Arrow-headed thick lines with heavy and light gray colors designate two typical paths—normal and northward-shifted, respectively—of the eastward-flowing subarctic current (SAC) along the SAFZ. The left red oval illustrates the spiciness anomaly generated by northward shifting of SAC, while the right two ovals represent the same spiciness anomaly advected and dissipated eastward by the background mean SAC.
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
The objective of the present study is to characterize the interannual–decadal OHC variability in the extratropical North Pacific using historical observations and a high-resolution ocean general circulation model (GCM) hindcast simulation that well represents the oceanic mesoscale (Masumoto et al. 2004; Sasaki et al. 2008). This allows us to test the coarse-resolution coupled GCM analysis-based hypothesis by TS14 on the generation of OHC anomalies via anomalous advection of spiciness. Questions to be addressed are the following: What are the relative contribution of Rossby waves and spiciness to total OHC variability and what are their regional difference in the North Pacific, particularly in relation to western boundary current variability? What are the spatiotemporal structure, the propagation feature, and the origin of each process contributing to the OHC variability?
The rest of the manuscript is organized as follows. Section 2 describes the data and method used in this study. Section 3 presents spatiotemporal structures of analyzed OHC variability, while section 4 discusses the generation mechanism of the OHC variability. Section 5 provides a summary and discussion.
2. Data and method
a. Data
The main datasets used in this study are monthly mean oceanic temperature and salinity from an objective analysis of historical observation by Ishii and Kimoto (2009) (hereafter referred to as the Ishii analysis) for the period 1945–2012 and an ocean GCM hindcast simulation using the Ocean General Circulation Model for Earth Simulator (OFES; Masumoto et al. 2004; Sasaki et al. 2008, hereafter referred to as the OFES hindcast) for the period 1950–2014. The Ishii analysis is based on the World Ocean Database (WOD05) and World Ocean Atlas (WOA05), the Centennial In Situ Observation Based Estimates (COBE), historical expendable bathythermograph (XBT) and mechanical bathythermograph (MBT) observations, and Argo profiling buoy data. Observational data are gridded on a 1° × 1° grid with 24 vertical levels in the upper 1500 m by an optimal interpolation technique (Ishii et al. 2005). We use a version in which a depth bias correction is applied for XBT and MBT observations (Ishii and Kimoto 2009). This analysis has been used to study ocean heat content variations (Ishii and Kimoto 2009), sea level change (Ishii et al. 2006; Suzuki and Ishii 2011), and sea level variations (Suzuki and Ishii 2015) during the past six decades.
The OFES hindcast simulation is configured for a near-global domain (75°S–75°N) with 0.1° longitude and latitude resolution and forced with the daily mean National Centers for Environmental Prediction (NCEP)–National Center for Atmospheric Research (NCAR) atmospheric reanalysis data (Kalnay et al. 1996). It reproduces well mesoscale eddies, western boundary currents, and their interannual–decadal variations in the midlatitude North Pacific (Nonaka et al. 2006; Taguchi et al. 2007; Nonaka et al. 2008; Taguchi et al. 2010; Sasaki and Schneider 2011).
Besides the major oceanic datasets, we use an atmospheric reanalysis and an oceanic index: the Japanese 55-year Reanalysis (JRA-55; Kobayashi et al. 2015) for surface sensible and latent heat fluxes, and the Oyashio Extension index (OEI; Frankignoul et al. 2011). The OEI represents meridional shift of the Oyashio Extension (or SAFZ) and is the first principal component of the Oyashio Extension position in latitude for the zonal sector 145°–170°E, which is detected as the latitude of maximum meridional gradient of SST based on objectively analyzed air–sea fluxes (OAFlux) dataset compiled for the period 1958–2012 at a 1° × 1° grid (Yu et al. 2008).
b. Analysis method






Finally,
3. Spatiotemporal structures of decomposed OHC variability
This section describes the interannual–decadal variability of dynamical and spiciness components of OHC,
a. Horizontal structure
Figures 2a and 2b show the interannual–decadal variability of
(a) Standard deviation of nonseasonal, detrended
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
Although the Ishii analysis indicates large OHC variability occurs along oceanic frontal zones, particularly in the North Pacific western boundary currents, the historical data sampling that constitutes the dataset may be insufficient to represent the oceanic frontal variability. Therefore, we turn to the OFES hindcast that has sufficient horizontal resolution to represent North Pacific western boundary current variability (Nonaka et al. 2006; Taguchi et al. 2007; Nonaka et al. 2008; Taguchi et al. 2010; Sasaki and Schneider 2011). Overall features of the OHC variability in the OFES hindcast, shown in Figs. 2d–f, are consistent with those based on the Ishii analysis. Specifically, the variability of
b. Vertical structure
To further examine the distinct features of
(a) Latitude–depth section of standard deviation of detrended annual mean
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
On the other hand,
Vertical structures of
It is worth mentioning that there is a secondary spiciness temperature
(a) Depth–season diagram of interannual standard deviation of monthly mean spiciness component temperature anomaly
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
c. Time evolution
To examine the temporal evolution of the OHC anomalies, we first define reference time series of
The
(a) Time series of area mean
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
The
d. Propagation
The temporal evolution of
(a) Lagged correlation (color shading) and regression (contours, every 0.1 K) coefficients of annual mean
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
A longitude–time section of
(a) Longitude–time diagram of dynamical ocean heat content anomaly
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
In contrast,
As in Fig. 6, but for lagged correlation (shading) and regression coefficients (contours) for (a) the Ishii analysis (contours every 0.025 K) and (b) the OFES hindcast (contours every 0.1 K) of
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
Considering the difference in the propagation path and the meridional scale of the anomalies, we quantify in Fig. 9 the eastward propagation of
(a) Longitude–time diagram of spiciness ocean heat content anomaly
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
Figure 8 also captures signals that are likely unrelated to the aforementioned eastward-propagating
4. Generation of OHCχ anomalies
While it is well known that the westward propagating linear first-mode baroclinic or jet-trapped Rossby waves seen in

In the OFES hindcast, qualitative evidences support the process expressed in Eqs. (3) and (4). First, we show composite mean anomalous advection terms for periods with high and low
(a) Composite mean (shading) of anomalous advection term [right-hand side of Eq. (3)] based on OFES hindcast for the years when annual mean
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
Second, the variance of the spiciness anomalies is collocated with the mean meridional spiciness gradient (Figs. 2e,f) and the time series of meridional frontal displacement Δy(t) and spiciness anomalies
Thin black curve is the monthly time series of
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
Third, the low-frequency phase change of
Last, anomalous advection may lead to spatial resonance (Saravanan and McWilliams 1998) if mean advection and the anomalous advection due to Rossby waves propagate in the same direction. This is clearly not the case in the Kuroshio Extension, with eastward mean advection but westward propagation of Rossby waves. The integration of anomalous advection along the mean trajectory acts as a low-pass filter of the forcing (Kilpatrick et al. 2011). Indeed, compared to OHCρ variability (Fig. 7), OHCχ variability (Fig. 9) is smoother and has its variance concentrated at the lowest frequencies of the density signal.
5. Summary and discussion
We have analyzed oceanic subsurface observations and an eddy-resolving OGCM hindcast simulation to characterize interannual–decadal variability of the upper-ocean heat content (OHC) anomalies in the extratropical North Pacific. Analysis of the observational and the OGCM datasets consistently shows that both the dynamical (associated with density/pressure change) and spiciness (density compensating) components,
Upper-ocean heat content variability and steric sea level variability are often linked with changes in water mass properties. For example, Suzuki and Ishii (2011) reported that in the North Pacific subtropics positive sea level trends in recent decades are associated with upper-ocean density change caused by warming and freshening of the subtropical mode water due to surface buoyancy forcing. The variability of OHC, defined here as temperature anomalies averaged over the upper 400-m depth range, may be subject to such diabatic surface forcing. We repeated our analysis for the OHC defined as temperature anomalies averaged over the depth range of 100–400 m excluding the 0–100-m depth range, which contains in most regions the winter mixed layer that is in direct contact with the atmosphere. The result is qualitatively unchanged and suggests that the OHC variability documented in this study is mainly generated adiabatically by ocean circulation change. In particular, our study reveals that interannual–decadal OHC variability is strongly constrained by the oceanic frontal zones such as the KE and SAFZ. While Seager et al. (2001) and Nonaka et al. (2006) have shown the importance of oceanic frontal zones in decadal temperature variability, our study establishes that the different physics is at play for dynamically active and passive tracers, along the KE and SAFZ, respectively.
Relatively coarse-resolution climate models, such as the one used in TS14, tend to represent the separated KE and SAFZ as a single, broad, so-called Kuroshio–Oyashio Extension (KOE) front. Unlike the finding of the present study, OHC variability in TS14’s coupled GCM is dominated by the spiciness component and dynamical component OHC variability is nearly absent, which is possibly due to too strong mean spiciness gradient along the KOE front. The dominance of the eastward-propagating spiciness signals may be one reason for detected bias of the slower than observed westward phase speed of the first baroclinic Rossby wave in CMIP3 models (Sueyoshi and Yasuda 2009). The differences in conclusions between the present study and TS14 highlight the importance of resolving the observed frontal structures in climate models. The fidelity of climate models to represent the two distinct OHC variability detected in this study should be investigated in a future study.
While the upper-ocean heat content variability is primarily induced by atmospheric forcing, it is of great interest in terms of climatic implication whether OHC variability, particularly its eastward-propagating spiciness component, leaves an imprint on SST, heat flux, and the overlying atmosphere. Figure 12 shows lag-regressed SST and surface heat flux anomalies associated with the
As in Fig. 8, but for lagged correlation (shading) and regression coefficients (black contours) of (a) sensible plus latent heat flux anomalies based on JRA-55 (contours every 10 W m−2) and (b) net heat flux anomalies in the OFES hindcast associated with the standardized reference time series of
Citation: Journal of Climate 30, 16; 10.1175/JCLI-D-16-0779.1
Given its climatic influence, it would be of societal benefit if the SAFZ shifts were predictable. While KE variability is predictable 3–4 years in advance in OFES (Taguchi et al. 2007; Nonaka et al. 2012; Qiu et al. 2014), the present study shows that OFES reproduces the observed history of the
Despite the difficulty in simulating the observed history of meridional shifts of
While the
Acknowledgments
We thank Dr. Young-Oh Kwon for providing us with Oyashio Extension index and Drs. Claude Frankignoul and Humio Mitsudera for fruitful discussion. Comments from Dr. Yoshinori Sasaki and two anonymous reviewers helped improve the manuscript. JRA-55 data were obtained from http://dias-dss.tkl.iis.u-tokyo.ac.jp/dl/storages/filelist/dataset:204. The OFES hindcast simulation was carried out on the Earth Simulator under the support of the Japan Agency for Marine-Earth Science and Technology (JAMSTEC). We gratefully acknowledge support by JAMSTEC through JAMSTEC-IPRC Joint Investigation (JIJI), by the Japanese Ministry of Education, Culture, Sports, Science and Technology through a Grant-in-Aid for Scientific Research in Innovative Areas 2205 (22106006, 22106009, and 22106010), by the Japan Society for Promotion for Science through KAKENHI (24540476 and 15K05284), by the Japanese Ministry of Environment through the Environment Research and Technology Department Fund 2-1503, by the U.S. Department of Energy, Office of Science, through Grant DE-SC0006766, and by the National Science Foundation through Grant OCE-1357015. B.T. is in part supported by the Artic Challenge for Sustainability (ArCS) Program and by the Japan Science and Technology Agency through Belmont Forum CRA “InterDec.”
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The OFES hindcast displays westward propagation during 1965–75 as well. Given that the band of high