1. Introduction
Anthropogenic climate change is already affecting various components of Earth’s climate system, especially in the northern high latitudes. According to satellite-based data, Arctic sea ice has been declining over the past three decades (Stroeve et al. 2007; Parkinson and Cavalieri 2008; Ding et al. 2017) with a reduction of annual mean ice cover of over 15% (relative to the first decade, 1979–88) (Fig. 1c, green curve). Pronounced sea ice loss has occurred in the East Siberian, Laptev, Kara, and Barents Seas (Figs. 1a,b). In parallel, the Atlantic meridional overturning circulation (AMOC), a key component of global ocean circulation related to deep water formation in the subpolar North Atlantic, has slowed down after 2004 (Fig. 1c, purple curve) as measured by the Rapid Climate Change–Meridional Overturning Circulation and Heatflux Array (RAPID-MOCHA) at 26.5°N (Smeed et al. 2014; Srokosz and Bryden 2015; Smeed et al. 2018). While these (multi)decadal Arctic sea ice and AMOC observations are too short to infer long-term trends in view of natural climate variability (e.g., Swart et al. 2015; Roberts et al. 2014), reconstructed historical data (Titchner and Rayner 2014; Rahmstorf et al. 2015; Sévellec et al. 2017; Caesar et al. 2018) suggest a long-term, centennial decline in the two climate components. Furthermore, climate models predict even greater Arctic sea ice retreat and AMOC weakening in the future [e.g., the Fifth Assessment Report of the Intergovernmental Panel on Climate Change (IPCC AR5)], which supports the notion of a long-term decline of Arctic sea ice and the AMOC.

Annual mean SIC (color shading; %) for two periods, (a) 1979–88 and (b) 2005–14, as derived from the satellite-based passive microwave data provided by the NSIDC and (c) the difference between the two periods. (d) Annual mean Arctic SIE since 1979 (green) and AMOC volume transport observed from the RAPID-MOCHA array along 26.5°N in the North Atlantic (purple). SIE is defined as the area of the ocean with ice concentration above 15%. Panels (a), (b), and (d) are reproduced from Sévellec et al. (2017).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

Annual mean SIC (color shading; %) for two periods, (a) 1979–88 and (b) 2005–14, as derived from the satellite-based passive microwave data provided by the NSIDC and (c) the difference between the two periods. (d) Annual mean Arctic SIE since 1979 (green) and AMOC volume transport observed from the RAPID-MOCHA array along 26.5°N in the North Atlantic (purple). SIE is defined as the area of the ocean with ice concentration above 15%. Panels (a), (b), and (d) are reproduced from Sévellec et al. (2017).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
Annual mean SIC (color shading; %) for two periods, (a) 1979–88 and (b) 2005–14, as derived from the satellite-based passive microwave data provided by the NSIDC and (c) the difference between the two periods. (d) Annual mean Arctic SIE since 1979 (green) and AMOC volume transport observed from the RAPID-MOCHA array along 26.5°N in the North Atlantic (purple). SIE is defined as the area of the ocean with ice concentration above 15%. Panels (a), (b), and (d) are reproduced from Sévellec et al. (2017).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
These two phenomena—the Arctic sea ice decline and AMOC slowdown—have been typically considered as separate climate responses to anthropogenic warming. In particular, the AMOC slowdown has been attributed primarily to increased upper-ocean stratification caused by anomalous surface heat fluxes in the subpolar North Atlantic due to anthropogenic warming (e.g., Gregory et al. 2005; Bakker et al. 2016; Liu et al. 2017) and partially (Bakker et al. 2016) by freshwater discharge from Greenland ice sheet melting (e.g., Jungclaus et al. 2006; Mikolajewicz et al. 2007; Hu et al. 2009). A question arises: could Arctic sea ice decline also play a role in the AMOC slowdown?
A number of studies have begun to explore the role of Arctic processes in modulating the AMOC. Early studies (e.g., Delworth et al. 1997; Häkkinen 1993; Häkkinen 1999; Zhang and Vallis 2006) focusing on the “Great Salinity Anomalies” (GSAs; cf. Dickson et al. 1988) suggested that Arctic sea ice changes could be the origin of the GSAs that propagate into the subpolar North Atlantic and drive AMOC multidecadal variability via the mechanisms described for example by Sévellec et al. (2008) and Sévellec and Fedorov (2015). The freshening within the upper 500–800 m induced by the GSAs can inhibit deep convection and reduce the AMOC strength (Jungclaus et al. 2005; Sévellec and Fedorov 2015). Several studies (e.g., Hu et al. 2004, 2013; Jahn and Holland 2013; Gervais et al. 2018) have shown that such freshwater effects can also work under global warming scenarios. On the other hand, Levermann et al. (2007) suggested a thermal effect of Arctic sea ice on AMOC variations based on the fact that changes in sea ice cover could modulate heat loss from the ocean.
Recently, Sévellec et al. (2017) have conducted an adjoint sensitivity analysis within a realistic ocean model to show that both the thermal and freshwater effects caused by Arctic sea ice decline could influence the AMOC. They argue that the Arctic sea ice loss will increase the area of open ocean, allowing more solar radiation and greater freshwater fluxes into the ocean. Thereby, positive buoyancy anomalies can be generated in the Arctic, which will spread over the North Atlantic and lead to an AMOC weakening after several decades. In addition to the study of Sévellec et al. (2017), a similar AMOC behavior with Arctic sea ice loss has been also discussed in Scinocca et al. (2009), Oudar et al. (2017), and Sun et al. (2018). Nevertheless, the details and physical processes of how Arctic sea ice influences the AMOC and the relative importance of thermal and freshwater effects due to sea ice decline remain unclear in a fully coupled climate system.
To further investigate the effect of contracting sea ice cover on the AMOC, here we conduct a suite of sensitivity experiments wherein we perturb Arctic sea ice extent by modifying sea ice radiative properties (albedo, emissivity) in a fully coupled climate system. Our approach is different from previous diagnostic analyses in that we exclude the effect of anthropogenic warming from consideration and, to modify sea ice extent, alter sea ice radiative budget directly. Through this approach, we are able to isolate the effects of Arctic sea ice loss on the AMOC and assess the separate roles of the thermal and haline forcings.
The structure of the paper is as follows. In section 2, we introduce the observations and the climate model employed in this study and describe the sea ice perturbation experiments. The results are summarized in section 3, and the discussion of the results and conclusions are given in section 4.
2. Observations and model experiments
a. Arctic sea ice and AMOC observations
We use passive microwave sea ice concentration measurements from the National Snow and Ice Data Center (NSIDC), which are based on gridded brightness temperatures from the Defense Meteorological Satellite Program (DMSP) series of passive microwave radiometers: the Special Sensor Microwave Imager (SSM/I) and the Special Sensor Microwave Imager/Sounder (SSM/IS). The sea ice concentration dataset is produced by combining concentration estimates from two algorithms developed at the NASA Goddard Space Flight Center (GSFC): the NASA Team algorithm and the bootstrap algorithm. It is gridded on the NSIDC polar stereographic grid with 25 km × 25 km grid cells. We use annual mean values of sea ice concentration (SIC; Figs. 1a,b) and sea ice extent (SIE; Fig. 1d), since they are representative of the extent of open water in the Arctic. Typically, sea ice extent is defined as the area of the ocean with ice concentration above 15%. During 1979–2014, the Arctic sea ice extent was declining at an average rate of 5.3 × 105 km2 per decade (Fig. 1d).
We also use AMOC observations from the RAPID-MOCHA monitoring system deployed along 26.5°N in the North Atlantic, which has been continuously observing the AMOC since 2004. We use annual mean values estimated from the RAPID-MOCHA observations and atmospheric wind products (which provide Ekman flow). During 2005–14, the linear trend of annual mean AMOC strength was about −4 Sv (1 Sv ≡ 106 m3 s−1) per decade (Fig. 1d). Even though this strong decadal AMOC decline is likely to reflect natural decadal variability, the RAPID-MOCHA observations are consistent with reconstructed historical data (Titchner and Rayner 2014; Rahmstorf et al. 2015; Sévellec et al. 2017; Caesar et al. 2018), which suggests a secular, long-term decline of the AMOC over the twentieth and the early twenty-first centuries.
b. Observed and simulated mixed layer depth
We use the mixed layer depth (MLD) in March to indicate deep convection in the North Atlantic that is associated with deep water formation and the strength of the AMOC (Hu et al. 2008; Liu and Liu 2013). The observed MLD climatology is adopted from the Monthly Isopycnal/Mixed-Layer Ocean Climatology (MIMOC) data (Schmidtko et al. 2013), which have global coverage, with a 0.5° × 0.5° resolution and are mostly based on Argo conductivity–temperature–depth (CTD) data and supplemented by historical shipboard and ice-tethered profiler CTD data. This MLD observation shows that wintertime deep convection in the North Atlantic mostly occurs to the south of Iceland, in the Irminger Sea and Labrador Sea, and in the Greenland–Iceland–Norwegian (GIN) Seas (Fig. 2a). Besides, we examine the simulated MLD climatology from 12 coupled climate models participating in phase 5 of the Coupled Model Intercomparison Project (CMIP5) (see Table S1 in the online supplemental material), which is calculated as a 50-yr average from the preindustrial simulation of each model. As shown in Fig. S1 (also in the online supplemental material), wintertime deep convection sites in the North Atlantic vary among CMIP5 models and are different from the observations (a point to return later).

MLD in March (color shading; m) from the (a) MIMOC observation and (b) CESM1_T31_gx3v7 preindustrial control run (CTRL). Annual mean ocean currents (vectors; m s−1) averaged over upper 1000 m in the CTRL are also shown in (b). Note that different color bar scales are used for each panel.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

MLD in March (color shading; m) from the (a) MIMOC observation and (b) CESM1_T31_gx3v7 preindustrial control run (CTRL). Annual mean ocean currents (vectors; m s−1) averaged over upper 1000 m in the CTRL are also shown in (b). Note that different color bar scales are used for each panel.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
MLD in March (color shading; m) from the (a) MIMOC observation and (b) CESM1_T31_gx3v7 preindustrial control run (CTRL). Annual mean ocean currents (vectors; m s−1) averaged over upper 1000 m in the CTRL are also shown in (b). Note that different color bar scales are used for each panel.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
c. CESM configuration
The coupled climate model employed in this study is the Community Earth System Model (CESM), version 1.0.4, maintained by the National Center for Atmospheric Research (NCAR). It is denoted as CESM1_T31_gx3v7 in the paper to be differentiated from CESM1-CAM5 and CESM1-BGC in the CMIP5. The atmosphere component is the Community Atmosphere Model, version 4 (CAM4) (Neale et al. 2010), with a T31 spectral dynamical core (horizontal grid of 3.75° × 3.75°) and 26 layers in the vertical. CAM4 includes a turbulent mountain stress parameterization, which significantly improves coupled atmosphere–ocean interactions and ocean surface stress. The land component is the Community Land Model, version 4 (CLM4) (Lawrence et al. 2012), with a T31 spectral truncation.
The ocean component is the Parallel Ocean Program, version 2 (POP2) (Smith et al. 2010), which employs a nominal 3° irregular horizontal grid and 60 layers in the vertical. The horizontal resolution becomes significantly finer toward Greenland and in the Arctic (~1°), which enables POP2 to better resolve ocean topography in high latitudes. This ocean model also includes a new overflow parameterization of density-driven flows (such as the Denmark Strait overflow), which not only represents the exchanges through narrow straits and channels, associated entrainment, and subsequent injection of overflow product waters into the abyssal basins, but also improves the shallow penetration depth bias for deep water.
In the paper, the AMOC strength is defined as the maximum of the annual mean meridional streamfunction below 500 m in the North Atlantic. The mean value of the AMOC strength is 17.5 Sv in the model’s preindustrial control simulation, which is well consistent with the RAPID-MOCHA observations. In CESM1_T31_gx3v7, wintertime deep convection in the North Atlantic occurs in the Norwegian Sea and extends to a region south of Iceland and east of the British Isles (Fig. 2b). Compared with the observation (Fig. 2a), this model successfully captures the deep convection to the south of Iceland but does not represent the deep convection farther west in the Irminger Sea and Labrador Sea.
The sea ice component of the model is the Community Ice Code, version 4 (CICE4) (Holland et al. 2012), sharing the same horizontal grid with the ocean component. Sea ice albedo is computed using parameters representing optical properties of snow, bare sea ice, and melt ponds where the parameters are based on standard deviations from data provided by the Surface Heat Budget of the Arctic (SHEBA) (Uttal et al. 2002). We find that this version of CESM simulates a larger sea ice area than the observation (Fig. S2), which is a common feature of lower-resolution configurations of the CESM family (Shields et al. 2012). However, since we examine the difference between the perturbation experiments and the control simulation rather than the control simulation itself, the impact of this bias is expected to be relatively small in our results. To evaluate Arctic sea ice changes in the model, we calculate the total area of sea ice (defined as the net area of the ocean fully covered with ice) by integrating ice fraction over the entire region of the ocean where ice forms. We use this metric because it is independent of model grid and resolution (Eisenman et al. 2011) and can precisely describe the changes between sea ice and open water. The latter is critical for computing solar radiation and freshwater fluxes entering the ocean and affecting the AMOC.
d. Perturbation experiments
To induce Arctic sea ice contraction, we perturb the snow–sea ice radiation balance, which allows us to modulate the spatial structure and magnitude of Arctic sea ice and assess the impacts of sea ice change on the AMOC. We adopt two independent approaches. In the first approach we reduce the net reflectivity (albedo) of sea ice and snow, which increases absorbed shortwave radiation. In the second one, we reduce the emissivity of sea ice and overlying snow, which decreases outgoing longwave radiation. The perturbation experiments start from a CESM quasi-equilibrium preindustrial control simulation (CTRL); a perturbation to sea ice radiative properties is applied instantaneously at time zero and maintained for 200 years of integration. Since perturbing sea ice radiative properties is the only model modification relative to the CTRL, all changes in the experiments can be attributed to the changes in Arctic sea ice. Our perturbation experiments are along with previous studies aiming to investigate sea ice effects via altering ice albedo (Bitz et al. 2006; Scinocca et al. 2009; Graversen and Wang 2009; Blackport and Kushner 2016, 2017; Cvijanovic et al. 2017), fixing sea ice concentration (Suo et al. 2017; Sun et al. 2018), or nudging sea ice to a future equilibrium state (Deser et al. 2015; Tomas et al. 2016; Oudar et al. 2017; McCusker et al. 2017; Smith et al. 2017; Wang et al. 2018).
By testing different parameters of sea ice/snow reflectivity and emissivity, we have arrived at two baseline experiments that closely replicate the observed Arctic sea ice loss over the past several decades (Fig. 3). The first baseline experiment is named the SW experiment, in which we modify the optical properties of snow, bare sea ice, and ponded ice over the Arctic area in the delta-Eddington solar radiation treatment within the model sea ice component. Particularly, we reduce the single scattering albedo (the probability that a single event results in scattering) of snow by 10% for all spectral bands and adjust the optical properties of bare ice and ponded ice by changing the standard deviation parameters (Rice and Rpnd) from 0 to −2. The second baseline experiment is named the LW experiment, in which we reduce the emissivity of snow and ice by a factor of 10−4 over the Arctic area. Since no modifications are applied over open water and in the Southern Hemisphere, the main result of the above experiments is sea ice contraction at the ice margins in the northern high latitudes.

Annual mean SIC (color shading; %) in the (a) CTRL and (b) SW experiments and (c) the difference between the two experiments. (d) Relative decline (%) of total SIA for different months of the year in the Weak LW (light blue), LW (blue), SW (red), and Strong SW (orange) experiments, and the observations from the NSIDC (black). The observations reflect the difference between 2005–14 and 1979–88. The experimental results show the mean difference between the last 50 years of each experiment relative to 50 years of the CTRL. Perturbations to sea ice radiative balance are applied instantaneously at time zero and then maintained for the duration of each perturbation experiment. Panels (a) and (b) and the black, blue, and red curves in (d) are reproduced from Sévellec et al. (2017).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

Annual mean SIC (color shading; %) in the (a) CTRL and (b) SW experiments and (c) the difference between the two experiments. (d) Relative decline (%) of total SIA for different months of the year in the Weak LW (light blue), LW (blue), SW (red), and Strong SW (orange) experiments, and the observations from the NSIDC (black). The observations reflect the difference between 2005–14 and 1979–88. The experimental results show the mean difference between the last 50 years of each experiment relative to 50 years of the CTRL. Perturbations to sea ice radiative balance are applied instantaneously at time zero and then maintained for the duration of each perturbation experiment. Panels (a) and (b) and the black, blue, and red curves in (d) are reproduced from Sévellec et al. (2017).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
Annual mean SIC (color shading; %) in the (a) CTRL and (b) SW experiments and (c) the difference between the two experiments. (d) Relative decline (%) of total SIA for different months of the year in the Weak LW (light blue), LW (blue), SW (red), and Strong SW (orange) experiments, and the observations from the NSIDC (black). The observations reflect the difference between 2005–14 and 1979–88. The experimental results show the mean difference between the last 50 years of each experiment relative to 50 years of the CTRL. Perturbations to sea ice radiative balance are applied instantaneously at time zero and then maintained for the duration of each perturbation experiment. Panels (a) and (b) and the black, blue, and red curves in (d) are reproduced from Sévellec et al. (2017).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
In addition to the two baseline experiments, we have also completed two more sensitivity experiments: one using a stronger perturbation in the shortwave component (referred to as Strong SW) and another using a weaker perturbation in the longwave component (referred to as Weak LW). In the Strong SW experiment, we reduce the single scattering albedo by 30% for snow and adjust the optical properties of bare ice and ponded ice by changing the standard deviation parameters (Rice and Rpnd) from 0 to −4. In the Weak LW experiment, we reduce the emissivity of snow and ice by a factor of 0.4. The parameters of these additional experiments are chosen to yield a sufficiently broad range of changes in Arctic sea ice (Fig. 3d). The key model parameters used in the experimental setup are summarized in Table 1.
The parameters and other details of the experiments. The snow albedo shows the ratio of the single scattering albedo in individual runs to the default albedo value used in the CESM1_T31_gx3v7 control run (CTRL). The albedo of bare and ponded ice is tuned by modifying the standard deviation parameters of Rice and Rpnd. The emissivity of snow and ice in longwave experiments is changed by a factor of 0.6 or 10−4 relative to the CTRL. The Arctic SIA (106 km2) and AMOC strength (Sv) are calculated as a 50-yr mean for the CTRL and an average for the last 50 years in perturbation experiments. Both September (Sep) and annual mean (ann) Arctic SIAs are shown.


3. Results
a. Arctic sea ice loss and the resultant AMOC weakening
Arctic sea ice shows a rapid response to perturbations in sea ice radiative properties. In both SW and LW experiments, the annual mean Arctic sea ice area (SIA) rapidly decreases from 15.7 × 106 to 13.7 × 106 km2 within the first 5 years of integration but then stays relatively constant (except for natural variability) through the rest of 200-yr simulations (red and blue curves; Fig. 4a). Comparing the last 50-yr average for the SW or LW experiment with a 50-yr mean in the CTRL, we find that each experiment simulates an Arctic sea ice decline similar to the observed between the periods of 1979–88 and 2005–14 in terms of both spatial changes (Figs. 3a–c vs Figs. 1a–c) and changes in the seasonal cycle of the total sea ice area (blue and red curves, Fig. 3d). Specifically, a pronounced sea ice decline occurs in the East Siberian, Laptev, Kara, and Barents Seas (Fig. 3c). The sea ice area loss is minimal (<10%) during boreal winter and maximal during boreal summer (>30% in September). Even though a direct comparison with the recent decadal observations is limited, since the real ocean is still adjusting to any changes in the Arctic, these baseline experiments illustrate the relevant mechanisms that may already operate in nature in response to Arctic climate change.

(a) Annual mean Arctic SIA and (b) AMOC strength in the CTRL (black), Weak LW (light blue), LW (blue), SW (red), and Strong SW (orange) experiments. Perturbation experiments are initiated from the CTRL and set to start from time zero. The AMOC strength is defined as the maximum annual mean streamfunction in the North Atlantic below 500 m.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

(a) Annual mean Arctic SIA and (b) AMOC strength in the CTRL (black), Weak LW (light blue), LW (blue), SW (red), and Strong SW (orange) experiments. Perturbation experiments are initiated from the CTRL and set to start from time zero. The AMOC strength is defined as the maximum annual mean streamfunction in the North Atlantic below 500 m.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
(a) Annual mean Arctic SIA and (b) AMOC strength in the CTRL (black), Weak LW (light blue), LW (blue), SW (red), and Strong SW (orange) experiments. Perturbation experiments are initiated from the CTRL and set to start from time zero. The AMOC strength is defined as the maximum annual mean streamfunction in the North Atlantic below 500 m.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
Unlike the rapid Arctic sea ice change, the AMOC shows a delayed response in the SW and LW experiments. There is no robust AMOC weakening within the first 10–15 years of the simulations (red and blue curves, Fig. 4b) even right after the contraction of Arctic sea ice. However, from year 16 to about 100, the AMOC gradually weakens by 30%–40% (34% and 38% for the SW and LW experiments, respectively) and remains near constant afterward (again, except for natural internal variability). The mismatch between the long adjustment time scale for the AMOC and a much shorter time scale for Arctic sea ice is consistent with slow ocean adjustment to polar changes.
Our additional sensitivity experiments, in which we apply a stronger shortwave perturbation (Strong SW) or a weaker longwave perturbation (Weak LW), confirm that the induced Arctic sea ice loss is controlled by the strength of the imposed perturbation, while the resultant AMOC decline is proportional to the magnitude of the Arctic sea ice retreat (Fig. 4; Table 1).
b. Physical mechanisms
We will next focus on the SW experiment to explore in detail the physical mechanisms of how Arctic sea ice loss leads to the AMOC weakening. We have also analyzed the LW experiment (Figs. S3–S10) and found that the results are highly similar to the SW case (Figs. 5–12). The close similarity between the SW and LW experiments demonstrates that our results are robust and do not depend on a particular method used to modify the snow/sea ice radiation balance.







We find that, in response to Arctic sea ice decline, negative density flux anomalies (i.e., positive buoyancy anomalies) are generated in most of the Arctic Ocean and around Iceland (Fig. 5a). Positive buoyancy anomalies over a large region of the Arctic Ocean mainly come from the haline contribution (Fig. 5c) as part of sea ice seasonal melting and freezing (Fig. 6h). If this process were strictly local, sea ice melting and brine rejection would compensate each other, resulting in a zero freshwater flux. However, there is a significant southward advection of (fresh) sea ice from this region. Consequently, when sea ice cover is reduced in summer, a greater fraction of sea ice has to be melted locally rather than being transported away. This leads to anomalous freshwater fluxes in perturbed experiments relative to the control simulation. In fact, changes in the seasonal melting of sea ice can produce about 0.2 m yr−1 of anomalous freshwater into the ocean over the central area of the Arctic, and over 1.0 m yr−1 in the Greenland Sea (Fig. 6h). At the same time, reduced advection from the north and hence reduced melting of sea ice induces negative freshwater flux anomalies (i.e., positive salinity anomalies) mainly in the regions south of Greenland and east of Iceland. It merits attention that precipitation minus evaporation (together with other freshwater flux components) shows a very small change (Fig. 6i) and therefore makes negligible contribution to the density flux anomalies and AMOC variations. This result, however, might be different in other models (Suo et al. 2017).

Anomalies in (a) surface density flux (DF) and their (b) thermal (TF) and (c) haline (SF) components (color shading; 10−6 kg m2 s−1; positive downward) over the Arctic and subpolar regions averaged for the first 80 years of the SW experiment. Hereafter, anomalies are computed relative to a 50-yr mean of the CTRL.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

Anomalies in (a) surface density flux (DF) and their (b) thermal (TF) and (c) haline (SF) components (color shading; 10−6 kg m2 s−1; positive downward) over the Arctic and subpolar regions averaged for the first 80 years of the SW experiment. Hereafter, anomalies are computed relative to a 50-yr mean of the CTRL.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
Anomalies in (a) surface density flux (DF) and their (b) thermal (TF) and (c) haline (SF) components (color shading; 10−6 kg m2 s−1; positive downward) over the Arctic and subpolar regions averaged for the first 80 years of the SW experiment. Hereafter, anomalies are computed relative to a 50-yr mean of the CTRL.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

Anomalies over the first 80 years of the SW experiment for (a) total SHF, (b) sw, (c) lw, (d) SH, (e) ΔMelt, and (f) LH and other fluxes (color shading; W m−2; positive downward), and for (g) total SFWF, (h) M − Br, and (i) P − E, R, and other sources (color shading; m yr−1; positive downward). Note that (a) and (g) are analogous to Figs. 5b and 5c, respectively.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

Anomalies over the first 80 years of the SW experiment for (a) total SHF, (b) sw, (c) lw, (d) SH, (e) ΔMelt, and (f) LH and other fluxes (color shading; W m−2; positive downward), and for (g) total SFWF, (h) M − Br, and (i) P − E, R, and other sources (color shading; m yr−1; positive downward). Note that (a) and (g) are analogous to Figs. 5b and 5c, respectively.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
Anomalies over the first 80 years of the SW experiment for (a) total SHF, (b) sw, (c) lw, (d) SH, (e) ΔMelt, and (f) LH and other fluxes (color shading; W m−2; positive downward), and for (g) total SFWF, (h) M − Br, and (i) P − E, R, and other sources (color shading; m yr−1; positive downward). Note that (a) and (g) are analogous to Figs. 5b and 5c, respectively.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
Positive buoyancy anomalies around Iceland and in the Norwegian Sea are primarily thermally controlled (Fig. 5b). During boreal summer, sea ice loss increases the area of open ocean (Fig. 3), inducing a strong anomalous solar heat flux into the ocean (Fig. 6b), as seawater has a much lower albedo than ice. This downward solar heat flux anomaly is partially compensated by anomalous longwave radiation from the surface (Fig. 6c). Sensible and latent heat fluxes and the heat flux due to sea ice melting are also modified (Figs. 6d–f). The combination of these different heat flux components generates a pattern of net anomalous heat flux into the ocean around Iceland and over the Norwegian Sea (Fig. 6a) and therefore positive buoyancy flux anomalies there (Fig. 5b).
On decadal and multidecadal time scales the induced buoyancy anomalies propagate southward as either temperature or salinity signals or both. As these anomalies arrive at deep convection areas (part of the temperature signal may be locally generated by anomalous surface heat flux over the deep convection areas), they can modify water density in the upper ocean and affect deep convection in the Nordic Seas and to the south of Iceland. The subsequent oceanic adjustments that involve Kelvin and large-scale Rossby waves modify ocean density structure and hence the AMOC across the basin (e.g., Kawase 1987; Huang et al. 2000; Johnson and Marshall 2002; Cessi et al. 2004; Zhang 2010; and more recently, Sévellec and Fedorov 2013; Sévellec and Fedorov 2015; Muir and Fedorov 2017; Germe et al. 2018). In particular, the signals are carried by Kelvin waves traveling equatorward along the western boundary, eastward across the equator, and poleward along the eastern boundary, and then by Rossby waves emanating from the eastern boundary to fill the interior of the Atlantic basin. Thus, the Arctic Ocean acts as a reservoir of positive buoyancy anomalies that sustain the weakening of the AMOC while spreading downstream from the Arctic into the North Atlantic. It is worth noting that subtropical AMOC variations are expected to lag deep convection variation by several years due to the advection of the signals along the pathways of North Atlantic Deep Water and the induced wave propagation (Zhang 2010).
We find that the temperature and salinity signals exhibit distinct characteristics in their vertical structures, phases of propagation, and effects on density changes and hence AMOC variations. During the first 15 years, the freshening by sea ice melting is mostly confined to the upper 150 m in the Arctic Ocean and the Barents Sea (Fig. 7b) and close to Greenland (Fig. 8b), whereas the upper 1000 m of the deep convection region is affected by the warming (Fig. 8a) due to the positive heat flux anomaly around Iceland (Fig. 6a) and the increased salinity (Fig. 8b) due to the negative freshwater flux anomaly around Greenland (Fig. 6g). During this initial stage, the warming and increased salinity nearly compensate each other (Figs. 9a–c) and lead to a minimal change in upper ocean density in the southern part of the Nordic Sea and to the south of Iceland (Figs. 10a–c). As a result, deep convection over two key areas—one in the Norwegian Sea denoted as the “north” area and the other to the south of Iceland denoted as the “south” area—show few signs of inhibition (Fig. 11a), and the AMOC strength remains almost unchanged (Fig. 4b). An important effect is that the warming of the Arctic Ocean between 100 and 1200 m is largely compensated by the salinity increase. This warming of the Arctic Ocean originates in the Norwegian Sea (Fig. 8a).

Transects of (left) temperature (color shading; K) and (right) salinity (color shading; psu) showing anomalies averaged over 35°W–20°E (covering the region of deep convection) for years (a) 1–15, (c) 16–50, and (e) 51–80 in the SW experiment.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

Transects of (left) temperature (color shading; K) and (right) salinity (color shading; psu) showing anomalies averaged over 35°W–20°E (covering the region of deep convection) for years (a) 1–15, (c) 16–50, and (e) 51–80 in the SW experiment.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
Transects of (left) temperature (color shading; K) and (right) salinity (color shading; psu) showing anomalies averaged over 35°W–20°E (covering the region of deep convection) for years (a) 1–15, (c) 16–50, and (e) 51–80 in the SW experiment.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

Anomalies in (left) temperature (color shading; K) and (right) salinity (color shading; psu) averaged over the upper 1000 m for years (a) 1–15, (c) 16–50, and (e) 51–80 in the SW experiment. Deep convection regions are marked in each panel (defined where March MLD is greater than 400 m; cf. Fig. 2b).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

Anomalies in (left) temperature (color shading; K) and (right) salinity (color shading; psu) averaged over the upper 1000 m for years (a) 1–15, (c) 16–50, and (e) 51–80 in the SW experiment. Deep convection regions are marked in each panel (defined where March MLD is greater than 400 m; cf. Fig. 2b).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
Anomalies in (left) temperature (color shading; K) and (right) salinity (color shading; psu) averaged over the upper 1000 m for years (a) 1–15, (c) 16–50, and (e) 51–80 in the SW experiment. Deep convection regions are marked in each panel (defined where March MLD is greater than 400 m; cf. Fig. 2b).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

As in Fig. 7, but for (right) density anomalies and their (left) thermal and (center) haline components (color shading; kg m−3).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

As in Fig. 7, but for (right) density anomalies and their (left) thermal and (center) haline components (color shading; kg m−3).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
As in Fig. 7, but for (right) density anomalies and their (left) thermal and (center) haline components (color shading; kg m−3).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

As in Fig. 8 but for (right) density anomalies and their (left) thermal and (center) haline components (color shading; in kg m−3).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

As in Fig. 8 but for (right) density anomalies and their (left) thermal and (center) haline components (color shading; in kg m−3).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
As in Fig. 8 but for (right) density anomalies and their (left) thermal and (center) haline components (color shading; in kg m−3).
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
During years 16–50, the freshening signal spreads southward and downward, eroding previous salinity anomalies and sweeping over the deep convection region (Figs. 7d and 8d), whereas the warming strengthens over the Greenland Sea (Fig. 8c) and penetrates deeper, down to 1200 m (Fig. 7c). During this period, both freshening and warming contribute to a less dense upper-layer water over these so-called north and south areas (Figs. 9d–f and 10d–f). Deep convection in both areas is weakened (Figs. 11b,d,e), leading to a weaker AMOC (Fig. 4b). Over years 51–80, the warming and freshening anomalies propagate farther south (Figs. 7e,f and 8e,f) and act to reduce upper ocean density to the south of Iceland (Figs. 9g–i and 10g–i). During this stage, deep convection in the north area remains nearly steady (Figs. 11c,d) while deep convection in the south area is suppressed even more (Figs. 11c,e). The latter effect leads to a further weakening of the AMOC (Fig. 4b).

(left) March MLD anomalies (color shading; K) over the North Atlantic for years (a) 1–15, (b) 16–50, and (c) 51–80 in the SW experiment. In (a)–(c), two key areas are denoted by green boxes: “north” (69°–72°N, 5°–15°E) and “south” (53°–63°N, 10°–30°W). (right) The evolution of March MLD anomalies averaged over these (d) north and (e) south boxes. A 9-yr running mean is applied to reduce interannual variability.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

(left) March MLD anomalies (color shading; K) over the North Atlantic for years (a) 1–15, (b) 16–50, and (c) 51–80 in the SW experiment. In (a)–(c), two key areas are denoted by green boxes: “north” (69°–72°N, 5°–15°E) and “south” (53°–63°N, 10°–30°W). (right) The evolution of March MLD anomalies averaged over these (d) north and (e) south boxes. A 9-yr running mean is applied to reduce interannual variability.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
(left) March MLD anomalies (color shading; K) over the North Atlantic for years (a) 1–15, (b) 16–50, and (c) 51–80 in the SW experiment. In (a)–(c), two key areas are denoted by green boxes: “north” (69°–72°N, 5°–15°E) and “south” (53°–63°N, 10°–30°W). (right) The evolution of March MLD anomalies averaged over these (d) north and (e) south boxes. A 9-yr running mean is applied to reduce interannual variability.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
To quantify the contributions of temperature and salinity anomalies to the change of upper ocean density and hence to the AMOC weakening, we decompose the density change
Our other sensitivity experiments confirm that the induced Arctic sea ice loss is controlled by the strength of the imposed perturbation to the sea ice radiative budget, while the resultant AMOC decline is proportional to the magnitude of the Arctic sea ice retreat (Fig. 4, Table 1). This happens because, for example in the Strong SW experiment, a greater sea ice loss creates a larger area of open ocean, allowing greater heat absorption in the Arctic Ocean, while enhanced seasonal sea ice melting produces stronger freshwater anomalies. Both factors generate stronger positive buoyancy anomalies that spread into the subpolar North Atlantic as warming and freshening signals, leading to a greater reduction of upper ocean density over the deep convection region and therefore intensifying the AMOC decline.
c. Subpolar freshwater budget
Arctic sea ice decline induces a robust fast response in atmospheric circulation (e.g., Chiang and Bitz 2005; Francis et al. 2009; Overland and Wang 2010; Screen et al. 2013; Deser et al. 2015). The corresponding surface wind change may influence the AMOC strength, either through freshwater/heat transport by wind-driven gyre circulation (e.g., Timmermann and Goosse 2004) or through adjustment of the basin modes (e.g., Polo et al. 2014). To explore the wind effect, we first examine the change of surface wind stress over the Arctic and North Atlantic Oceans during the first 80 years of the SW experiment. We find that northward wind anomalies prevail in the central area of the Nordic Seas while southward wind anomalies prevail east of Greenland (Fig. 12a). The former anomalies help strengthen the West Spitsbergen Current and the latter help strengthen the East Greenland Current (Fig. 12b). At lower latitudes (e.g., at 53°N), wind anomalies contribute to anomalous southward currents to the east of Canada and anomalous northwestward currents to the west of the British Isles (Fig. 12b). Nevertheless, it merits attention that Fig. 12b shows the total change of ocean currents, which also includes the part related to AMOC alterations (Timmermann and Goosse 2004).

Anomalies in (a) surface wind stress (vectors; N m−2), (b) upper 200-m currents (vectors; m s−1), and (c) upper 200-m salinity (psu; color shading) over the Arctic and North Atlantic averaged for the first 80 years of the SW experiment. Annual mean upper 200-m salinity (psu; color shading) and mean currents (vectors; m s−1) from the CTRL are also shown in (b) and (c), respectively. The boundaries of the region selected for assessing freshwater budget are denoted by green curves.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1

Anomalies in (a) surface wind stress (vectors; N m−2), (b) upper 200-m currents (vectors; m s−1), and (c) upper 200-m salinity (psu; color shading) over the Arctic and North Atlantic averaged for the first 80 years of the SW experiment. Annual mean upper 200-m salinity (psu; color shading) and mean currents (vectors; m s−1) from the CTRL are also shown in (b) and (c), respectively. The boundaries of the region selected for assessing freshwater budget are denoted by green curves.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
Anomalies in (a) surface wind stress (vectors; N m−2), (b) upper 200-m currents (vectors; m s−1), and (c) upper 200-m salinity (psu; color shading) over the Arctic and North Atlantic averaged for the first 80 years of the SW experiment. Annual mean upper 200-m salinity (psu; color shading) and mean currents (vectors; m s−1) from the CTRL are also shown in (b) and (c), respectively. The boundaries of the region selected for assessing freshwater budget are denoted by green curves.
Citation: Journal of Climate 32, 4; 10.1175/JCLI-D-18-0231.1
A possible way to separate wind-driven circulation and the AMOC could be the experimental approach of Timmermann and Goosse (2004). However, such experiments are extensive and beyond the scope of this study (see also Fedorov et al. 2007). An alternative way is to consider freshwater budget over a confined region that covers all deep convection sites in the North Atlantic. The southern boundary of this region can be selected along 53°N; the northern boundary, in the vicinity of ~80°N, separates the Arctic in the north along the Canadian Arctic Archipelago (CAA), Fram Strait, and the western shelf of the Barents Sea (Fig. 12b). We will analyze freshwater budget, rather than heat budget, because ocean circulation and temperature in the North Atlantic are tightly coupled to each other (Marshall et al. 2015).





































We first investigate the wind effect on freshwater budget by focusing on the term
We further compare the changes in freshwater transport and surface freshwater flux and assess their roles in modulating oceanic deep convection and the AMOC. At the southern boundary, we calculate that
4. Discussion and conclusions
In this study, we have examined the mechanisms by which Arctic sea ice loss induces the weakening of the AMOC within a fully coupled climate model. To exclude the anthropogenic warming effects and isolate the direct effect of sea ice decline, we perturb only the radiative properties of Arctic sea ice in a way that allows for a greater shortwave absorption or weaker longwave emission at the ice surface. We find that Arctic sea ice rapidly retreats after such perturbations, whereas the AMOC stays fairly constant within the first 15 years but then gradually slows down until around year 100. This two-stage AMOC response is related to the gradual southward propagation of buoyancy anomalies induced by sea ice decline. During the first 1–2 decades of integration, warming by positive heat flux anomalies around Iceland and salinity increase due to negative freshwater flux anomalies around Greenland mostly compensate each other over the deep convection region, leading to a minimal change of upper ocean density and hence the AMOC. However, on multidecadal time scales, warm water accumulates and propagates southward to the subpolar North Atlantic, and at the same time freshwater generated by sea ice melting in the central Arctic Ocean also propagates southward and sweeps over the deep convection region. These warming and freshening effects almost equally contribute to the decrease of upper ocean density in the subpolar North Atlantic, and hence to the suppression of deep convection and the AMOC slowdown.
We have also explored the effect of surface wind change on AMOC variations via a freshwater budget analysis. We find that the change of wind-driven gyre circulation acts to push freshwater away from the deep convection areas in the subpolar North Atlantic, which could potentially intensify deep convection and the AMOC. However, this wind effect is weak in comparison with other factors.
Our results also show a negative feedback of the AMOC on Arctic sea ice reported in previous studies (e.g., Mahajan et al. 2011; Day et al. 2012; Zhang 2015). It has been suggested that the AMOC can affect Arctic sea ice through its poleward heat transport. For example, a reduction in the AMOC and associated heat transport can cool high-latitude sea surface temperature leading to the growth of sea ice cover. We see this negative feedback relatively clear in our strongest perturbation experiment (Strong SW) as there are weak opposite trends in Arctic sea ice and AMOC strength during the AMOC decline phase (this feedback is still present in the weaker perturbation experiments but is harder to identify due to internal variability). Specifically, in the Strong SW experiment the AMOC declines at a rate of −0.9 Sv per decade during years 16–80 (Fig. 4b), which causes a reduction of ocean heat transport in the Atlantic across 60°N at a rate of −0.5 × 10−2 PW per decade and a slight increase of Arctic sea ice area at a rate of 0.1 × 106 km2 per decade (Fig. 4a). It merits attention that the imposed perturbation in snow/ice radiative properties is kept constant throughout our experiments and is the dominant factor controlling the Arctic sea ice loss. The negative feedback from the AMOC decline leads to a small sea ice recovery during ocean adjustment but remains of secondary importance in the experiments (Fig. 4a).
In addition, we have compared deep convection sites in the observations (Fig. 2a) and 12 CMIP5 models (Fig. S1) including the CESM family models (CCSM4, CESM1-BGC, and CESM1-CAM5) to explore possible factors affecting the ~100-yr time scale found in this study. This time scale is given by the period needed for the sea ice–induced buoyancy anomalies to accumulate, then to reach the deep convection areas and modulate the AMOC, and then for the circulation to approach a relatively steady state through basin adjustment (the time needed for the first signal reaching the deep convection sites could be within decades, but approaching a relatively steady state requires ~100 years). Given large intermodel differences in deep convection in the North Atlantic (Fig. S1; also see Heuzé 2017; Menary and Wood 2018), the time scale could be model dependent. For example, for models with deep convection sites in the Nordic Seas (such as CESM1_T31_gx3v7), the Greenland–Iceland Ridge and Faroe Bank Channel overflows could play important roles. For models with deep convection sites in the Labrador Sea (e.g., for the 1° CESM family models), advection by the East Greenland Current through the Denmark Strait could be important (Sévellec and Fedorov 2015; Sévellec et al. 2017). However, the time scales between the two cases are hard to compare without direct experiments. On the one hand, the deep convection site south of Iceland provides a shortcut for the propagation of the Arctic signal. On the other hand, the East Greenland Current is relatively swift in carrying the Arctic signal but the distance toward the Labrador Sea is longer. Moreover, the subsequent ocean adjustment can be different in the two cases. Therefore, how effective the proposed mechanism is for weakening the AMOC still needs to be tested with other models.
Acknowledgments
This work was supported by grants to WL by the Regents’ Faculty Fellowship, to AF from the DOE Office of Science (DE-SC0016538) and NSF (OCE-1756682, OPP-1741841) and by the Guggenheim Fellowship, and to FS from Natural and Environmental Research Council UK (SMURPHS, NE/N005767/1) and by the DECLIC project funded through the French CNRS/INSU/LEFE program.
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