Fast Enhancement of the Stratification in the Indian Ocean over the Past 20 Years

Suqi Peng aKey Laboratory of Marine Hazards Forecasting, Ministry of Natural Resources, Hohai University, Nanjing, China
bCollege of Oceanography, Hohai University, Nanjing, China

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Qiang Wang aKey Laboratory of Marine Hazards Forecasting, Ministry of Natural Resources, Hohai University, Nanjing, China
bCollege of Oceanography, Hohai University, Nanjing, China

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Abstract

Indian Ocean (IO) stratification has important effects on the air–sea interaction, ocean dynamics, and ecology. It is, therefore, of significance to investigate the changes in IO stratification. In this study, we use ensemble empirical mode decomposition (EEMD) to extract the nonlinear long-term trend in the upper IO stratification quantified by potential energy anomalies. The results show that the strengthening of the stratification is spatially and temporally nonuniform. Specifically, the trend of stratification intensified gradually before 1996, but accelerated rapidly after 1996. Temperature and salinity changes play a crucial role in the fast enhancement of stratification and its regional differences. Temperature variations dominate the stratification trend in ∼90% of the IO area, while the contributions of salinity changes are mainly in the southeast Indian Ocean (SEIO). Vertically, the rapid enhancement of stratification is caused by the trend of temperature and salt in the upper 400 m. We further perform temperature budget analysis and find that the warming trend in the upper 400 m south of the IO is mainly modulated by vertical advection and meridional advection, while the warming in the north of the IO is mainly induced by air–sea heat fluxes. Salinity budget analysis shows that ocean advection has played a primary role in modulating SEIO salinity over the past 20 years.

© 2024 American Meteorological Society. This published article is licensed under the terms of the default AMS reuse license. For information regarding reuse of this content and general copyright information, consult the AMS Copyright Policy (www.ametsoc.org/PUBSReuseLicenses).

Corresponding author: Qiang Wang, wangq@hhu.edu.cn

Abstract

Indian Ocean (IO) stratification has important effects on the air–sea interaction, ocean dynamics, and ecology. It is, therefore, of significance to investigate the changes in IO stratification. In this study, we use ensemble empirical mode decomposition (EEMD) to extract the nonlinear long-term trend in the upper IO stratification quantified by potential energy anomalies. The results show that the strengthening of the stratification is spatially and temporally nonuniform. Specifically, the trend of stratification intensified gradually before 1996, but accelerated rapidly after 1996. Temperature and salinity changes play a crucial role in the fast enhancement of stratification and its regional differences. Temperature variations dominate the stratification trend in ∼90% of the IO area, while the contributions of salinity changes are mainly in the southeast Indian Ocean (SEIO). Vertically, the rapid enhancement of stratification is caused by the trend of temperature and salt in the upper 400 m. We further perform temperature budget analysis and find that the warming trend in the upper 400 m south of the IO is mainly modulated by vertical advection and meridional advection, while the warming in the north of the IO is mainly induced by air–sea heat fluxes. Salinity budget analysis shows that ocean advection has played a primary role in modulating SEIO salinity over the past 20 years.

© 2024 American Meteorological Society. This published article is licensed under the terms of the default AMS reuse license. For information regarding reuse of this content and general copyright information, consult the AMS Copyright Policy (www.ametsoc.org/PUBSReuseLicenses).

Corresponding author: Qiang Wang, wangq@hhu.edu.cn

1. Introduction

Ocean stratification is a fundamental hydrographic feature represented by water density change with depth and is therefore mainly determined by the vertical distributions of temperature and salinity. Stratification can regulate the vertical mixing of heat, nutrients, carbon, and oxygen, and thus affect air–sea interaction, the ocean ecosystem, and biogeochemical processes (Vincent et al. 2014; Roxy et al. 2016; Bourgeois et al. 2022; Shackelford et al. 2022).

The Indian Ocean (IO) is the third largest ocean after the Pacific and Atlantic Oceans. Changes in its dynamic and environmental field have remarkable effects on the weather and climate and have attracted considerable attention (Hoerling et al. 2004; Luo et al. 2012; Tierney et al. 2013; Wang 2019; Zhang et al. 2019), wherein the IO stratification plays important roles in modulating the air–sea interaction. For instance, Li et al. (2017b) reported that the Indian summer monsoon’s significant freshwater input creates a strong salinity stratification, which alters the monsoon’s intraseasonal oscillations by impacting the sea surface temperature. Meanwhile, the strength of the IO stratification also affects the development of marine heat wave and tropical cyclones (Rathore et al. 2022; Jangir et al. 2016). Strong stratification can contribute to the marine heatwave development and the subsurface ocean warming, thereby increasing the heat potential of tropical cyclones (Rathore et al. 2022). Meanwhile, during the development of tropical cyclones, stable stratification can reduce the induced cooling effect of the cyclones, thus favoring an increase in the cyclone’s intensity (Vincent et al. 2014). Furthermore, several studies pointed out that the stratification can regulate the IO ecosystem. Roxy et al. (2016) and Venkataramana et al. (2021) suggested that the strong vertical thermal stratification caused by rapid warming leads to a decrease in surface phytoplankton and chlorophyll-a in the IO.

The ocean stratification has multiscale variations ranging from seasonal through interannual and interdecadal to multidecadal or even longer time scale (Vincent et al. 2014; Maes and O’Kane 2014; Cheng et al. 2016). However, studies on IO stratification have so far focused on seasonal to interdecadal variability (Li et al. 2017b; Kumari et al. 2018; Yadidya and Rao 2022), less on its long-term trend. Yamaguchi and Suga (2019) discovered in their study on global ocean stratification that the IO stratification has been increasing for more than 50 years, at a rate of 0.025 kg m−3 decade−1. But previous studies (Yamaguchi and Suga 2019; Li and Zheng 2022) usually used traditional statistical methods (e.g., straight-line fitting) to investigate the linear trend of stratification, which can only extract trends at a constant rate. Is the enhancement of the IO stratification over the last several decades temporally uniform? To address this question, this study will use the ensemble empirical mode decomposition (EEMD) to extract the trend of IO stratification. Unlike traditional straight-line fitting methods, the EEMD method has the ability to reflect the hidden nonlinear and nonstationary properties of the time series (Wu and Huang 2009). Currently, this method has been widely used to study nonlinear trends in meteorological elements (Franzke 2010; Ji et al. 2014; Cnossen and Franzke 2014; Franzke 2014).

Variations in temperature and salinity determine stratification variability (Joshi et al. 2017; Li and Zheng 2022). Since the industrial revolution, the greenhouse effect due to anthropogenic activities is expected to leave an imprint on ocean stratification by changing the temperature and salinity fields (Capotondi et al. 2012; Yamaguchi and Suga 2019). In the context of global warming, stratification strengthens mainly due to an increase in temperature. However, stratification changes are not perfectly synchronous with temperature variations (Somavilla et al. 2017). This is because the changes in salinity can further contribute to strengthening stratification in the upper ocean and can also offset the decrease in surface density due to the increased temperature (Li et al. 2020). Further, salinity can also influence sea surface temperature by contributing to oceanic stratification, but its variability is often complex (Gévaudan et al. 2021). A current study suggested that temperature and salinity variations in the IO are spatially heterogeneous (Ummenhofer et al. 2021), which raises another question: which regions of the IO are stratified by temperature and which by salinity? Here, we will employ the potential energy anomaly (PEA) to quantify the stratification and distinguish the respective contributions of temperature and salinity. The PEA proposed by Simpson and Hunter (1974) and Simpson (1981) can fully consider the vertical distribution of the density of ocean water (Yamaguchi and Suga 2019) and is an excellent measure of the ocean stratification, as suggested by de Boer et al. (2008).

The focus of this study is to reveal the nonlinear trends and spatial heterogeneity of IO stratification enhancement and the related mechanism. The rest of this paper is organized as follows. In section 2, we provide a brief description of the data and the methods employed to quantify the stratification and its trend. Section 3 presents the observed trends in stratification in the IO, while section 4 discusses the individual effects of temperature and salinity on these trends. Furthermore, the relevant dynamic and thermodynamic mechanisms are presented and implemented in section 5. Section 6 discusses some possible mechanisms and limitations of the results. Finally, conclusions are presented in section 7.

2. Data and method

a. Data

We will examine the IO stratification changes with oceanic observations and reanalysis data in this study. The observational datasets are from the Institute of Atmospheric Physics, Chinese Academy of Sciences (called IAP data hereafter; Cheng and Zhu 2016) and the products developed by Ishii (called Ishii data; Ishii et al. 2017). The reanalysis data are the widely used Estimating the Circulation and Climate of the Ocean (ECCO) version 4 release 3 product.

The IAP data applied the CH14 scheme recommended by the expendable bathythermograph (XBT) community for XBT bias correction and advanced and carefully evaluated mapping methods (Cheng et al. 2014, 2017), which used Ensemble Optimum Interpolation (EnOI) method combined with covariance from CMIP5 multimodel simulations. The models have the capability to simulate the general ocean circulation and could provide a better representation of the covariance. The use of the ensemble strategy effectively reduces the impact of model bias in each single model and, therefore, the IAP mapping technique provides a best guess on the covariance. The IAP publishes monthly resolutions from 1940 to the present, with a horizontal resolution of 1° × 1° and 41 vertical levels from 1 to 2000 m depth.

Ishii data were generated using temperature and salinity observations from the latest versions of the World Ocean Database, the Global Temperature-Salinity Profile Program, and the Argo project. They further added a set of XBT observations compiled by the Japan Oceanographic Data Center and eliminated for biases from XBT and mechanical bathythermograph (MBT) data. This dataset provides a gridded monthly mean data for the period 1955–2022, with a horizontal resolution of 1° × 1° and 28 vertical levels from the sea surface to 3000 m.

ECCO data are a global ocean model product, simulated by the Massachusetts Institute of Technology General Circulation Model (MITgcm; Marshall et al. 1997a,b). The data have 50 vertical layers with a spatial variation resolution of 1° longitude and 1/3°–1° latitude, covering the period 1992–2015. This dataset combined the MITgcm model and most of the available satellite (including satellite altimetry, AVHRR sea surface temperature, aquarium surface salinity) and in situ data [including Argo, conductivity–temperature–depth (CTD), and XBT] to produce estimates that are physically consistent with the closing property budgets. The estimation uses the neighbor-joining method to iteratively minimize the influence of the sum of squares weighted model and control adjustments. The baseline ECCO satisfies the equations of motion and conservation laws without unidentified sources of heat and buoyancy (Forget et al. 2015). Thus, ECCO is a dynamically consistent state estimate. This feature enables term-by-term diagnostics of the heat and salinity budget to explore the dynamic mechanisms of temperature and salinity variations (Hu et al. 2019).

b. Method

1) PEA

There are numerous ways to quantify the stratification, including temperature and density differences between the upper and lower water column and buoyancy frequency (Capotondi et al. 2012; Shackelford et al. 2022). In the present study, the PEA (ϕ) proposed by Simpson and Hunter (1974) and Simpson (1981) is used:
ϕ=1HH0(ρ¯ρ)gzdz=1HH0ρ˜gzdz,
where ρ represents the potential density of the water column, which has a depth of H, and g (=9.8 m s−2) denotes the gravitational acceleration. Because the warming in the IO can extend to a depth of 800 m (Alory and Meyers 2009; Alory et al. 2007), we set H = 800 m in this study. We also compute stratification intensity for various depths and find that the climatology and time variability of the PEA are almost consistent from 400 m to greater depths. The symbol ρ¯ is used to represent the vertically averaged potential density:
ρ¯=1HH0ρdz.
PEA represents the difference in potential energy between a given state and its corresponding fully mixed state (Reichl et al. 2022). When the value of PEA is higher, more energy is needed for mixing, indicating that mixing is more difficult and stratification is stronger.

2) EEMD method

The empirical mode decomposition (EMD) method was proposed by Huang et al. (1998), which can well analyze nonstationary and nonlinear time series. EMD has been widely used in the decomposition of various signals (Franzke 2010; Franzke and Woollings 2011; Ji et al. 2014; Cnossen and Franzke 2014; Franzke 2014; Chen and Wallace 2016). But a major disadvantage of EMD is the frequent occurrence of mode mixing, which is often a result of signal intermittency. To overcome this problem, Wu and Huang (2009) proposed a new noise-assisted data analysis method, the EEMD, which defines the true intrinsic mode function (IMF) component as the mean of an ensemble of trials, each consisting of the signal plus a finite amplitude composed of white noise. The principle of EEMD can be simply described as: when the additional white noise is uniformly distributed over the entire time–frequency space, the time–frequency space consists of different scale components split into filter banks. The overall averaging of the corresponding IMFs obtained from multiple EMDs is used to offset the added white noise, thus effectively suppressing the generation of modal mixing (Wu and Huang 2009).

Additional significance testing is required to validate the trend derived from EEMD analysis. In this study, we use a Monte Carlo–based method to test the statistical significance of long-term trends. Specifically, we first shuffle a time series and compute the trend by EEMD method. This process is repeated 500 times to generate 500 synthetic trends. If a trend is outside the two standard deviations bound from the 500 synthetic trends, then it is significant; otherwise, it is not significant.

3. Long-term trend of stratification in IO

We calculate the PEA using the three datasets to demonstrate the robustness of the results. As shown in Fig. 1, the climatology and standard deviation of the PEA for different datasets are in good agreement. The Bay of Bengal and the Indonesian–Australian basin in the tropical southeast Indian Ocean (SEIO) are the regions with the strongest stratification. The strong stratification of the Bay of Bengal is the result of precipitation exceeding evaporation combined with enormous river runoff (Da Silva et al. 2017). The Indonesian Throughflow water, which has low salinity, can lead to increased stratification and the formation of barrier layers in the upper ocean (Makarim et al. 2019). The southern Arabian Sea has significant stratification variability, and the greatest variability occurs in the central IO at 10°S. This region is often referred to as the Seychelles–Chagos thermocline ridge, which is characterized by the local Ekman-driven upwelling associated with wind stress, resulting in a relatively shallow thermocline (Resplandy et al. 2009). This specific feature renders the area highly responsive to both atmospheric and surface forcing, leading to significant changes in variables such as temperature within this region (Hermes and Reason 2008; Duvel et al. 2004), which determines the PEA change.

Fig. 1.
Fig. 1.

(a)–(c) Climatology and (d)–(f) standard deviation spatial distributions of the PEA for (left) ECCO, (center) IAP, and (right) Ishii datasets, respectively.

Citation: Journal of Climate 37, 7; 10.1175/JCLI-D-23-0255.1

To quantitatively indicate the variations of the stratification, the time series of area-averaged PEA anomaly for the whole IO after removing the seasonal cycle and performing a 24-month low-pass filter are plotted in Fig. 2 for three datasets. The time series obtained from different datasets are highly correlated with minimum correlation coefficient of 0.94, indicating the consistency of the results. We additionally calculate the time series of the strength of stratification using the buoyancy frequency N2 and the vertical average of temperature differences between adjacent depth levels ΔT. The correlation coefficient between PEA and N2 (or ΔT) reaches ∼0.8, verifying the robustness of the PEA results (see Fig. S1 in the online supplemental material). To obtain the trend of the stratification, we perform an EEMD analysis for each time series. The black line is a nonlinear trend averaged over the three datasets, showing an increasing trend in regional average PEA anomalies since 1956, which validates the increasing trend in IO stratification. In contrast to Yamaguchi and Suga (2019), in which an increasing trend with a constant rate is identified, we find that the PEA exhibits temporal inhomogeneity. Therefore, in this study, we divide the entire time series into several periods based on different characteristics of changes. For the nonlinear trends, we calculate the value increment rather than the rate of change, following the suggestion of Ji et al. (2014). In this situation, we need to divide the time periods into equal lengths to ensure the equity. Furthermore, the mid-1970s are widely recognized as a significant turning point in the global climate pattern, marked by substantial changes in atmospheric circulation across numerous regions worldwide (Wang et al. 2010; Castino et al. 2016). This transition is also evident in our time series, with relatively weak variability in stratification observed before 1975/76, and increased stratification variability after that year. Remarkably, the fastest enhancement of PEA has occurred around the last 20 years. Based on the above consideration and the time length of the dataset used in the study, we divide it equally into three parts with the interval of 20 years. To present a more accurate growth of stratification from 1996 to 2015, we perform an EEMD analysis of the stratification in this period, which shows an explosive enhancement of stratification over the past 20 years (red line).

Fig. 2.
Fig. 2.

Time series of the area-mean PEA anomalies for the whole IO from 1956 to 2015 after removing the PEA seasonal cycle and performing a 24-month low-pass filter for ECCO (green), IAP (orange), and Ishii (blue) datasets. Black (red) line denotes the PEA trend during 1956–2015 (1996–2015) obtained by the EEMD method. Note that the trend is the mean of three datasets.

Citation: Journal of Climate 37, 7; 10.1175/JCLI-D-23-0255.1

In addition to assessing the overall trend of PEA, its spatial characteristics across the three periods are also analyzed. Figure 3 displays that the spatial distributions vary significantly across different periods, with a pronounced spatial heterogeneity during 1956–75 and 1976–95. Particularly, for the former period, there are significant differences in the trend between the eastern and western IO regions: in the western IO, the stratification weakens, while it enhances in the eastern IO. The spatial distribution of the IO stratification during the latter period is manifested by a strengthening of the stratification that is confined to only ∼40% of the grids, and a significant weakening trend of the stratification in the SEIO. During the period of 1996–2015, the figure reveals a significant strengthening of the PEA trend across the entire IO area, with a higher intensity compared to the previous periods. Statistically, the ratio of the grids number in the enhanced stratification region to the total number of grids has increased from 43.87%–49.63% and 33.95%–41.65% in the former two periods to 84.75%–96.17% in the third period (Table 1).

Fig. 3.
Fig. 3.

Distribution of trends in upper-ocean stratification calculated for different periods of the three datasets. Hatched areas indicate statistically significant trends above the 95% confidence level.

Citation: Journal of Climate 37, 7; 10.1175/JCLI-D-23-0255.1

Table 1.

Ratio of the grids number in the enhanced stratification region to the total number of grids. All three sets of data are interpolated onto a 1° × 1° grid resolution.

Table 1.

The widespread and rapid strengthening of the PEA trend during the third period has potential to yield significant impacts on weather, climate, and ecosystems in the IO region. Therefore, in the following, we mainly focus on the fast enhancement of the stratification in this period.

4. Temperature and salinity contributions

Temperature and salinity determine the density distribution of seawater. The contributions of temperature and salinity changes to the density stratification changes can be estimated by the following equations:
PEAT=PEA(T,S¯),
PEAS=PEA(T¯,S),
where S¯ and T¯ are the climatological mean of salinity and temperature that is independent of time. PEAT (PEAS) change is only determined by temperature (salinity) variability. Figure 4 displays the trends of PEAT and PEAS during the period 1996–2015 for three datasets.
Fig. 4.
Fig. 4.

Trends of (a)–(c) PEAT and (d)–(f) PEAS during the period 1996–2015 for three datasets. Hatched areas indicate statistically significant trends above the 95% confidence level.

Citation: Journal of Climate 37, 7; 10.1175/JCLI-D-23-0255.1

Throughout the period from 1996 to 2015, all three datasets consistently show a notable increase in PEAT in 89.74%–96.54% grids (Table 2), indicating that the variability of temperature is a primary driver underlying the enhanced density stratification. In contrast, the contribution of salinity variation to the overall stratification trend appears to be relatively weak, with only a partial influence on the stratification enhancement in the SEIO. In particular, salinity changes only result in increased stratification in 58.05%–70.61% region (Table 2) and its spatial changes are more complex than those of temperature.

Table 2.

Percentage of grids with enhanced temperature and salinity stratification and percentage of grids with stratification trend dominated by temperature and salinity, respectively.

Table 2.

To distinguish the contributions of temperature and salinity to ocean stratification, we divided the IO into temperature or salinity dominated regions, as shown in Fig. 5. In the temperature (salinity) dominated region, |PEAT| > |PEAS| (|PEAS| > |PEAT|). The analysis of the three datasets reveals that in most of the IO, the stratification trends are primarily determined by temperature changes, with only a small portion of the region being dominated by salinity changes. Specifically, the three datasets indicate that the region where salinity dominates is mainly located in the SEIO, while the ECCO dataset shows that salinity also contributes to the stratification in the northwestern IO. More precisely, the temperature dominated region accounts for about 81.12%–93.82% of the total IO, while the remaining 6.18%–18.88% is dominated by salinity and is mainly distribute in the SEIO region (Table 2).

Fig. 5.
Fig. 5.

The blue area indicates where temperature dominates the trend of stratification, and the yellow area indicates where salinity dominates the trend of stratification.

Citation: Journal of Climate 37, 7; 10.1175/JCLI-D-23-0255.1

Overall, temperature changes are found to be the dominant driver of the increase in stratification, but salinity changes also played a crucial role in SEIO. These findings provide important insights into the drivers of oceanic changes in the IO stratification and highlight the necessity to better understand the underlying mechanisms.

5. Temperature and salinity budget analysis

In this section, we will perform the temperature and salinity budget analysis to reveal the mechanism of the long-term trend of stratification in the IO.

a. Heat budget analysis

As mentioned in section 4, temperature changes play important roles in the enhancement of IO stratification. The disparity in temperature trends between 0–400 and 400–800 m is a significant factor contributing to the overall increasing stratification in the IO. The contrasting warming patterns in these two layers play a crucial role in shaping the vertical structure of temperature trend. Besides, considering that the remarkable warming signal extends to 400 m around 10°S (see Fig. S2), we choose the depth of 400 m to include this signal. To explore the concrete effects of temperature, we indicate the trends of its vertical averages at different depth intervals in Fig. 6. All datasets reproduce the overall warming: the temperature increasing trend is remarkable in the upper 400 m (Figs. 6a–c), exceeding 1°C in the central IO at 10°S. The region appears to correspond to the Seychelles–Chagos Thermocline Ridge region. This phenomenon may result from a reduction in oceanic cooling associated with upwelling (Pfeiffer et al. 2017). Swapna et al. (2014) pointed out that in recent decades, a weakening trend in the cross-equatorial flow during the summer monsoon has been observed, which alters the zonal wind meridional gradient, consequently reducing the upwelling near the central IO region, especially around the Seychelles area. In contrast, its long-term trend in the lower layer (Figs. 6d–f) exhibits a weaker warming in northern and equatorial IO and a cooling south of 15°S. This vertical disparity in temperature trends directly causes the larger temperature difference between the upper and lower layer. Consequently, the upper seawater becomes lighter, which, in turn, leads to stronger stratification.

Fig. 6.
Fig. 6.

Trends of vertical average of temperature in the (a)–(c) upper 400 m and (d)–(f) lower layer (400–800 m) for different datasets. Hatched areas indicate statistically significant trends above 95% confidence level.

Citation: Journal of Climate 37, 7; 10.1175/JCLI-D-23-0255.1

To accurately determine the mechanism of upper-ocean fast warming in the IO, we perform a long-term thermal budget analysis for the upper 400 m. When investigating IO temperature changes, it is important to consider the effects of ocean–atmosphere heat flux and advection process (Alory and Meyers 2009; Santoso et al. 2010). The formula for the vertical integral heat budget is
h0Ttdz=Qnetρ0CphNetheatfluxh0(uTx+υTy+wTz)dzAdvection+Res,
where T and u, υ, and w denote potential temperature and monthly averages of latitudinal, meridional, and vertical current velocities, respectively; Qnet denotes the surface heat flux into the ocean including shortwave radiation, longwave radiation, latent heat flux, and sensible heat flux; h denotes a depth of 400 m; and Cp and ρ0 denote the specific heat of seawater at a constant pressure (Cp = 3994 J kg−1 °C−1) and the reference density of seawater (ρ0 = 1025 kg m−3). The first term on the right-hand side represents the temperature change resulting from the net heat flux, the second term describes the temperature change due to advection, while the residual term includes the diffusion and other ocean processes. Notably, we calculate time integrals to recreate the temperature at each time. Because the terms of equation represent the rate of change at one moment, which are more suitable for studying short-term or instantaneous change. However, when studying the long-term trend, it is necessary to use time integration to capture the accumulated effects over time. Figure 7 indicates the trend after time integration of right-side terms in Eq. (5) for the upper 400 m of IO. In the northern IO, the ocean heat flux is the primary factor causing the warming trend. Meridional and zonal advections contribute positively to the warming trend in the equatorial region, whereas vertical advection has a negative impact. Of these, the meridional component shows significant positive amplitude between 0° and 10°S, while the zonal component is located at the equator. The process of contributing to warming trends in the southern IO is more complex, mainly including vertical advection to the south of 15°S and meridional advection to the north of 15°S. Besides, while the residual term is relatively weaker compared to vertical and meridional advection, it makes a significant contribution to the warming in the most pronounced warming area around 10°S in the central IO (Fig. 7e). The combined effect of these factors explained the majority of the temperature change observed between 1996 and 2015.
Fig. 7.
Fig. 7.

Trend of time integration of the right-side terms of the upper 400 m heat budget [Eq. (5)]. Hatched areas indicate statistically significant trends above the 95% confidence level.

Citation: Journal of Climate 37, 7; 10.1175/JCLI-D-23-0255.1

We further examine the contribution of heat flux and advection to temperature change and the role of global warming. As such, we regress the heat flux (Y) of each grid on the global temperature change index (X): Y = kX + b. Figure 8a shows the regression coefficient k reflecting the impact of global warming on heat flux, while the constant term b representing the characteristics of heat flux in the absence of global warming is shown in Fig. 8b. It can be inferred that global warming can lead to a greatly decrease in heat flux loss in the south IO and a further increase of heat flux input in the north IO. Here, the heat flux significant loss in the south IO (Fig. 8b) may be attributed to the latent heat release caused by wind-induced evaporation (Jones et al. 1995). The thermal input brought by heat flux in the north IO is subsequently transported to the south IO through the meridional velocity (Fig. 8b), leading to warming north of 15°S (Fig. 7c). This phenomenon can be attributed to the wind-driven meridional overturning circulation, responsible for exporting the climatological net heat flux to the southern IO (Miyama et al. 2003; Wacongne and Pacanowski 1996). This circulation comprises a southern overturning cell and a cross-equatorial overturning cell, both transporting warm water southward and downwelling around the south of 15°S (Lee 2004). After conducting regional averaging of temperature change and vertical flow velocity in the area south of 15°S, we observe that the meridional advection can only lead to surface warming over the upper 80 m (Fig. 8c). Subsequently, the vertical advection transfers the heat from the surface to deeper layers through the downward velocity (Fig. 8d), resulting in the warming in the upper 400 m (Fig. 7d).

Fig. 8.
Fig. 8.

(a) Regression coefficient (k) of heat flux on global temperature change index. Hatched areas indicate statistically significant above the 90% confidence level. (b) Regression equation constant term (b), with arrows indicating the climatological meridional velocity averaged over a depth of 400 m. (c) The area-mean temperature trend caused by meridional advection south of 15°S. (d) The area-mean climatological vertical velocity (upward is positive) for south of 15°S.

Citation: Journal of Climate 37, 7; 10.1175/JCLI-D-23-0255.1

To further diagnose the effect of specific ocean dynamics processes on temperature variability, the heat advection term is decomposed into following four terms:
(uTx+υTy+wTz)=(u¯T¯x+υ¯T¯y+w¯T¯z)(u¯Tx+υ¯Ty+w¯Tz)(uT¯x+υT¯y+wT¯z)(uTx+υTy+wTz)
In Eq. (6) the overbars and primes represent the climatological mean and the anomaly of the corresponding variables, respectively. The first three terms on the right-hand side of the equation are linear advection, and the last term is nonlinear advection. The first term represents the warming trend contributed by the climatological mean of current velocity and temperature. The second and third terms describe the warming caused by temperature and current velocity changes, respectively. The fourth term denotes the combined effect of changes in both temperature and velocity on warming. After decomposing the zonal and vertical advection, it is found that the effect of advection on temperature change mainly comes from the climatological mean field, while the effects of other processes can be basically disregarded (thus the related results are not shown). The influence of climatological temperature and velocity on temperature trend is through the continuous transport of seawater along the temperature gradient by the climatological current to certain regions. However, it should be noted that in the equatorial region of the IO, while the climatological mean meridional advection is mostly responsible for the warming trend, the nonlinear term has also made a certain contribution to the warming trend, as shown in Fig. 9.
Fig. 9.
Fig. 9.

As in Fig. 7, but for (a) υ¯T¯/y, (b) υ¯T/y, (c) υT¯/y, and (d) υT/y. Hatched areas indicate statistically significant trends above the 95% confidence level.

Citation: Journal of Climate 37, 7; 10.1175/JCLI-D-23-0255.1

b. Salinity budget analysis

As mentioned in section 4, the enhancing trend of stratification in the SEIO is determined by salinity variability. As such, we further analyze the salinity change mechanism in this subsection. Similar to the temperature case, we split the 0–800 m into 0–400 and 400–800 m to perform the following analysis. To validate the rationality of this choice, we examine salinity stratification in different depths and find that the strong stratification is mainly located in the upper 400 m. The spatial pattern of the long-term trend of salinity at the upper and lower layers is shown in Fig. 10. From 1996 to 2015, the decreasing trend of the average salinity in the IO from 0 to 400 m is larger than that of the lower layer of 400–800 m. Specifically, the freshness trend of salinity in the upper 400 m in the SEIO is as high as 0.15 psu (at the 95% confidence level), but the change in the lower layer does not exceed 0.05 psu. The change of salinity is spatially uneven. In the western IO, especially in the Arabian Sea, the salinity increasing trend can be observed. In the SEIO, where salinity stratification has increased, the upper salinity has significantly decreased. This freshening trend contributes to a significant reduction in the density of the surface seawater, ultimately enhancing the stability of the stratification.

Fig. 10.
Fig. 10.

Trends of vertical averaged salinity in the (a)–(c) upper 400 m and (d)–(f) 400–800 m. Hatched areas indicate statistically significant trends above the 95% confidence level.

Citation: Journal of Climate 37, 7; 10.1175/JCLI-D-23-0255.1

Similarly, to determine which dominant factors control the salinity trends in SEIO, we perform a salinity budget analysis (Wu et al. 2021; Ponte and Vinogradova 2016):
h0Stdz=EPhSNetfreshwaterfluxh0(uSx+υSy+wSz)dzAdvection+h0[kH(2Sx2+2Sy2)+kZ2Sz2]dzDiffusion+Residual,
where S is salinity, S0 is sea surface salinity, and P and E are precipitation rate and evaporation rate, respectively. Also, kH represents the horizontal diffusion coefficient, arising from the horizontal projection of the background diffusion rate and the Gent-McWilliams mixing diffusion rate; kZ stands for the vertical diffusion coefficient, including components such as convection, background vertical diffusion, and the projection of GM mixing coefficients vertically. Both kH and kZ are determined by the mixing parameterization scheme (Zhang et al. 2018; Halkides et al. 2011; Ponte and Vinogradova 2016). The terms u, υ, and w are as in Eq. (5). The first term on the right-hand side represents the net freshwater flux, the second term describes the sum of meridional, zonal, and vertical advection, the third term denotes the sum of horizontal and vertical diffusion, and the residual term represents the difference between the left-and right-hand sides of the equation. Notably, the terms of salinity budget are from the direct outputs of the ECCO model in this study.

Figure 11 shows each term in the salinity budget Eq. (7). In different regions, the mechanisms controlling the salinity trend may be different. In the northern IO, although advection has a huge positive contribution, it is offset by diffusion and net freshwater flux resulting in a weak salinity trend in the north. We further examine the horizontal and vertical diffusion processes and find that the vertical diffusion plays a dominant role in the northern IO (figure not shown), while in the SEIO, horizontal and vertical diffusion processes cancel out each other, leading to a weak diffusion (Fig. 11c). Moreover, the freshness of the seawater in SEIO is remarkable compared to other regions (Fig. 11e). This is mainly due to ocean advection processes (Fig. 11b), which desalinate the salinity in the region with large amounts of freshwater transported from other places. Previous studies show that the desalination in SEIO is the result of the large transport of freshwater by the Indonesian Throughflow, the intensification of the global hydrological cycle and the negative phase of the interdecadal Pacific oscillation (IPO) (Hu et al. 2019; Rathore et al. 2020, 2021; Durack et al. 2012; England et al. 2014). During the considered period of 1996–2015 (corresponding to IPO negative phase), intensified easterly winds in the western Pacific drive the current of warm and freshwater from the western Pacific into the SEIO through the Indonesian Throughflow (Li et al. 2017a), consequently leading to a reduction in salinity in this region (Hu and Sprintall 2017). Additionally, in the negative IPO phase, the cooling of sea surface temperatures in the eastern tropical Pacific results in alterations in the Walker circulation (Sun et al. 2021). Consequently, this leads to increased rainfall in the Maritime Continent and the SEIO, contributing to a reduction in salinity (Sun et al. 2021). We have also calculated the precipitation trend during this period, and the result indicates a distinct increase in rainfall in SEIO (figure not shown). However, it is important to acknowledge that contribution of freshwater flux to salinity reflects the relative magnitudes of evaporation and precipitation. Despite the increase in precipitation, there is still a positive contribution to salinity in the SEIO as evaporation exceeds precipitation (Fig. 11a).

Fig. 11.
Fig. 11.

Trend of time integration of the right-side terms of the upper 400 m salinity budget [Eq. (7)]. Hatched areas indicate statistically significant trends above the 95% confidence level.

Citation: Journal of Climate 37, 7; 10.1175/JCLI-D-23-0255.1

However, in the regions of Sumatra/Java Island, an increasing trend in ocean salinity that differs from the surroundings can be observed, which can be attributed to the upwelling. This region is influenced by the southeast monsoon, located within the seasonal upwelling area (Du et al. 2008). Upwelling brings high-salinity water from the lower layers to the upper layers, thus counteracting the effect of the Indonesian Throughflow (Susanto et al. 2001; Zhang et al. 2016; Horii et al. 2020). In the western Arabian Sea, the increasing salinity is mainly a result of evaporation over precipitation and the concurrent effects of diffusion processes (Fig. 11). These imply that surface freshwater fluxes and ocean dynamics are both critical to the formation of salinity trend patterns in the SEIO.

6. Discussion

In this study, we utilize the EEMD method in conjunction with three datasets to analyze the trend of upper 800 m stratification in IO and find a fast enhancement of the stratification over the past 20 years. As we know, the datasets may have some uncertainties. For example, they involve complex mapping approaches that may yield a large spread in the IO (Savita et al. 2022). To avoid the effects of the mapping method as much as possible, we directly use the in situ observed temperature and salinity profiles archived in the World Ocean Database 2013 (WOD13; Boyer et al. 2013) for 1956–2015 to calculate the PEA and its trend. It is found that the growth of stratification in WOD13 data also exhibits a nonlinear trend over time and are highly correlated with ECCO data (Figs. S3 and S4). Meanwhile, we use the Research Moored Array for African–Asian–Australian Monsoon Analysis and Prediction (RAMA) data in the IO to test the data quality of the ECCO: despite the spatial and temporal limitations in the RAMA data, which is not feasible to accurately calculate the PEA, the temperature and salinity data have good consistency with ECCO at the corresponding grids (figure not shown). These results validate the robustness of our results.

Subsequently, we divide the time series into three periods, 1956–75, 1976–95, and 1996–2015, and mainly focus on the third period with a rapid strengthening of the stratification. Interestingly, some phenomena are also observed in the prior two periods (Fig. 3), such as the dipole pattern of stratification trend during the first period. Such a pattern is associated with the dipole distribution of temperature (Fig. S5), which may be related to the effect of the Indian Ocean dipole (IOD). The period from 1956 to 1975 coincides with a negative phase of the IPO, which creates favorable conditions for the development of negative IOD events (Ummenhofer et al. 2021). More negative IOD events occurred during this period, as evidenced by the number of IOD events counted among the three periods (Fig. S6). During negative IOD events, westerly wind anomalies in the equatorial region cause upper-ocean warm water to accumulate in the eastern IO (Zhang et al. 2018), resulting in an intensification of stratification. The situation is opposite in the western IO. Besides, for the second period (1976–95), the basin-scale temperature trend is relatively weak, except in the western IO around 10°S, where a remarkable warming can be observed (Fig. S5). This warming can be explained by the wind–evaporation–SST mechanism (Xu et al. 2021). In particular, it can be observed from Fig. S5b that the wind trend (red arrows) favors wind weakening, which results in a decrease of the latent heat release and an increase in temperature. Furthermore, Fig. S5 also presents the negative–positive–negative trends of the salinity during the three periods in SEIO, which may be related to the negative, positive, and negative phases of the IPO. During negative IPO, Indonesian Throughflow transports fresh seawater to the SEIO (Ummenhofer et al. 2021), leading to a decrease in salinity in the first and third periods and a strengthening of stratification there, as opposed to the second period. Of course, to explore the mechanisms in detail, we may need to perform numerical simulations using a climate model in the future.

We conduct a further analysis of the mechanism behind the trend of stratification changes from 1996 to 2015, mainly explaining significant changes in temperature and salinity at the upper 400 m. Through heat budget analysis, it can be evident that heat flux and advection are important processes leading to warming of the upper 400 m of the IO. And the advection processes are mainly provided by the climatological mean field for warming. Notably, the nonlinear processes of meridional advection further enhance warming in the equatorial region, possibly associated with Rossby wave dynamics (Nagura et al. 2014). To validate the effect of Rossby waves, we calculate the nonlinear meridional advection caused by Rossby waves following the method of Belonenko et al. (2018). The results show that the meridional nonlinear advection associated with Rossby waves (see Fig. S7) has similar spatial distribution characteristics to the total meridional nonlinear advection (Fig. 9d). Moreover, west of 80°E around 10°S, the warming trend appears to be mostly influenced by the residual term, as seen in Fig. 7e. However, unfortunately, the residual term involves some ocean processes that are difficult to quantify through data analysis using the ECCO dataset. Therefore, we cannot investigate the specifical ocean processes associated with the residual term. To further explore the underlying causes behind the nonlinear term and residual term, a numerical simulation needs to be performed, which will be our next work. In the salinity case, the analysis of the upper 400 m of salinity balance also helps us to understand the trend of salinity in the SEIO.

7. Conclusions

The ongoing global climate change is anticipated to induce alterations in the stratification of the IO. The growth of stratification exhibits a nonlinear trend over time, with a significantly faster rate and wider increase from 1996 to 2015 compared to the period from 1956 to 1995. This study focuses on the mechanisms responsible for the rapid strengthening observed in the past 20 years.

The density of seawater is influenced by changes in temperature and salinity, which in turn affects the strength of stratification. The spatial variability of temperature and salinity changes in the IO also leads to spatial heterogeneity in stratification. Specifically, temperature and salinity changes contribute to a strengthening trend in the stratification of the upper 800 m of the IO by 89.74%–96.54% and 58.05%–70.61%, respectively. Regions where temperature is the dominant factor account for 81.12%–93.82% of the total, while regions where salinity is the dominant factor only account for 6.18%–18.88% and are mainly located in the SEIO.

The significant changes in temperature and salinity in the upper 400 m of the ocean are the main cause of the variations in temperature and salinity stratification. These changes can be further decomposed into different physical processes by using the heat budget analysis method and salinity balance equation. It was found that vertical and meridional advection play a dominant role in the warming trend in the upper 400 m of the southern IO. The warming in the northern IO is partially regulated by the ocean–atmosphere heat flux and meridional advection. Specifically, in the context of global warming, heat is input into the north IO and transported to the south IO through meridional advection. Simultaneously, it contributes to warming above 400 m in the region south of 15°S through vertical advection. These advection processes are mainly provided by the climatological mean field for warming, but the nonlinear processes of meridional advection also enhance warming in the equatorial region.

Similarly, the salinity budget equation was used to analyze the salinity changes in the upper 400 m of the SEIO. The results indicated that the salinity decrease in this region is mainly due to the freshening effect of advection. This provides an explanation for the rapid decline in stratification observed in the SEIO over the past 20 years.

Acknowledgments.

This study was supported by the Strategic Priority Research Program of Chinese Academy of Sciences (XDA20060502), the National Natural Science Foundation of China (42076017), and the Fundamental Research Funds for the Central Universities (B200201011). The authors declare no conflicts of interest relevant to this study.

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  • Fig. 1.

    (a)–(c) Climatology and (d)–(f) standard deviation spatial distributions of the PEA for (left) ECCO, (center) IAP, and (right) Ishii datasets, respectively.

  • Fig. 2.

    Time series of the area-mean PEA anomalies for the whole IO from 1956 to 2015 after removing the PEA seasonal cycle and performing a 24-month low-pass filter for ECCO (green), IAP (orange), and Ishii (blue) datasets. Black (red) line denotes the PEA trend during 1956–2015 (1996–2015) obtained by the EEMD method. Note that the trend is the mean of three datasets.

  • Fig. 3.

    Distribution of trends in upper-ocean stratification calculated for different periods of the three datasets. Hatched areas indicate statistically significant trends above the 95% confidence level.

  • Fig. 4.

    Trends of (a)–(c) PEAT and (d)–(f) PEAS during the period 1996–2015 for three datasets. Hatched areas indicate statistically significant trends above the 95% confidence level.

  • Fig. 5.

    The blue area indicates where temperature dominates the trend of stratification, and the yellow area indicates where salinity dominates the trend of stratification.

  • Fig. 6.

    Trends of vertical average of temperature in the (a)–(c) upper 400 m and (d)–(f) lower layer (400–800 m) for different datasets. Hatched areas indicate statistically significant trends above 95% confidence level.

  • Fig. 7.

    Trend of time integration of the right-side terms of the upper 400 m heat budget [Eq. (5)]. Hatched areas indicate statistically significant trends above the 95% confidence level.

  • Fig. 8.

    (a) Regression coefficient (k) of heat flux on global temperature change index. Hatched areas indicate statistically significant above the 90% confidence level. (b) Regression equation constant term (b), with arrows indicating the climatological meridional velocity averaged over a depth of 400 m. (c) The area-mean temperature trend caused by meridional advection south of 15°S. (d) The area-mean climatological vertical velocity (upward is positive) for south of 15°S.

  • Fig. 9.

    As in Fig. 7, but for (a) υ¯T¯/y, (b) υ¯T/y, (c) υT¯/y, and (d) υT/y. Hatched areas indicate statistically significant trends above the 95% confidence level.

  • Fig. 10.

    Trends of vertical averaged salinity in the (a)–(c) upper 400 m and (d)–(f) 400–800 m. Hatched areas indicate statistically significant trends above the 95% confidence level.

  • Fig. 11.

    Trend of time integration of the right-side terms of the upper 400 m salinity budget [Eq. (7)]. Hatched areas indicate statistically significant trends above the 95% confidence level.

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