1. Introduction
For past and future carbon–climate feedbacks, Earth system models (ESMs) predict a wide range of terrestrial ecosystem responses to environmental change, including significant changes in terrestrial carbon stocks in response to scenario-based climate change (e.g., Friedlingstein et al. 2014; Hoffman et al. 2014). These uncertain responses were reported in several model intercomparison projects, such as phase 5 of the Coupled Model Intercomparison Project (CMIP5; Hoffman et al. 2014; Shao et al. 2013; Taylor et al. 2012), the North American Carbon Program Multiscale Synthesis and Terrestrial Model Intercomparison Project (MsTMIP; Huntzinger et al. 2012, 2017), and the Trends and Drivers of the Regional-Scale Sources and Sinks of Carbon Dioxide project (TRENDY; http://dgvm.ceh.ac.uk/node/9). These large modeling differences were attributed to several factors, including uncertain input data, uncertain model structures, and uncertain model parameterizations (e.g., Blanke et al. 2016; Clein et al. 2007; Tang and Zhuang 2008; Luo et al. 2015, 2017; Wieder et al. 2015a,b). Further, ESMs have been criticized for ignoring nutrient controls on the terrestrial carbon cycle (e.g., Wieder et al. 2015b). For example, in CMIP5, only the Community Land Model version 4 (CLM4; Oleson et al. 2010) represented the coupling between carbon and nitrogen dynamics (Friedlingstein et al. 2014), even though observations clearly show that nitrogen strongly influences ecosystem carbon responses to climate and anthropogenic perturbations (LeBauer and Treseder 2008; Vitousek and Howarth 1991). Recently, most CMIP6 ESM land models have integrated a variety of approaches to couple carbon and nutrients (mostly nitrogen, but some with phosphorous) dynamics, plant–microbial competition for nutrients, and nutrient regulation of photosynthesis, carbon allocation, and more.
For many models, even when nitrogen cycling is considered, their representations of coupled nitrogen and carbon cycles have been criticized for several deficiencies, including 1) poor mechanistic representation of plant versus microbe nitrogen competition (Zhu et al. 2016a,b, 2017) and 2) the lack of representation of other essential processes that affect nitrogen dynamics (e.g., microbial population processes; Grant 2013). Most existing land biogeochemical models, from site level to ESM scale, perform poorly when confronted with observations from ecosystem perturbations that affect the nitrogen cycle (Bouskill et al. 2014; De Kauwe et al. 2017; Houlton et al. 2015; Zaehle et al. 2014).
Generally, including a new nutrient cycle in a land biogeochemistry model involves two steps: 1) formulating the kinetics of the coupled carbon–nutrient dynamics and 2) numerically implementing the designated kinetic formulation. Specifically, step 1 relates to how to devise the governing equations of the observed interactions between various abiotic and biotic entities. The uncertainty in step 1 is one of the major causes of model deficiencies discussed in the previous paragraph (and may still exist in CMIP6 models). Since there is currently no unanimously accepted theory of land biogeochemistry, any given process may have multiple representations used by different modeling groups. One example process relates to how plants and microbes compete for nutrients in soil. Our recent survey (Zhu et al. 2017) suggests that there are at least four different ways land biogeochemical models represent this process. In this study, however, we focus on uncertainty associated with issues in step 2, which relates to the fact that the same governing equations are often solved differently by different modelers. Yet, these different numerical methods do not guarantee comparably accurate solutions, which, if not rigorously evaluated, may be numerically inconsistent with the underlying governing equations. This consistency or convergence issue has been discussed intensively in a few other geoscience subdisciplines, including geophysical fluid dynamics, atmospheric chemistry, and marine biogeochemistry (e.g., Arakawa 1966; Broekhuizen et al. 2008; Gross et al. 2018, submitted to Mon. Wea. Rev.; Nguyen et al. 2009; Phillips 1956; Sandu 2001; Tang et al. 2015; Wan et al. 2013, 2017). However, this issue is rarely mentioned in land biogeochemistry model development and only occasionally mentioned in the related field of computational ecology (Petrovskii and Petrovskaya 2012).
Here, using the land module of Energy Exascale Earth System Model (E3SM), we show that three commonly applied numerical couplings of the same mathematical formulation of nitrogen mobilizing and immobilizing processes can lead to significant model prediction differences, which may help explain the wide range in ESM predictions of the terrestrial carbon cycle.
2. Methods
2.1. Different numerical coupling of nitrogen mobilizing and immobilizing processes
With its improved software modularity (so that different numerical solvers can be applied to a designated formulation of biogeochemistry with a small amount of effort) and better support for consistent updating of the many state variables, the E3SM land model (ELM) together with the biogeochemical reactive transport module BeTR (Tang et al. 2013; see also online supplemental material) is used for this study. ELM–BeTR explicitly considers nitrogen coupling between soil
Numerically, the NUL scheme is equivalent to the clipping method that truncates the derivative of a state variable to avoid negative physical state variables in some solvers of MATLAB (Shampine et al. 2005) and also in numerical packages such as ARKODE (Reynolds et al. 2018), both of which are popular tools to develop biogeochemical models, either for research or operational use (e.g., Hong et al. 2005).
When the available soil mineral nitrogen over a coupling time step is larger than the sum of nitrogen immobilizing demands, all three schemes above will calculate equal soil mineral nitrogen immobilizing fluxes and, consequently, impose the same nitrogen effects on carbon fluxes. However, when the existing soil mineral nitrogen is insufficient to support the immobilizing demand, as is demonstrated with the orange boxes in step 3 in our graphic example in Figure 2, the MNL scheme will predict the strongest nitrogen limitation (because newly released soil mineral nitrogen is not available for uptake until the next coupling time step), and the PNL scheme will predict the weakest nitrogen limitation (because newly released nitrogen can be used within each coupling time step).
In soil, nitrogen mobilization and immobilization occur simultaneously (Schimel and Bennett 2004), and if diffusion does not limit the interactions between these processes (as is formulated in most current ESM land models), the existing and newly released mineral nitrogen is equally accessible for uptake. Therefore, PNL is the best among the three schemes to represent interactions between nitrogen mobilizing and immobilizing processes under nitrogen limiting conditions (and the PNL scheme can be proven to be consistent with the governing equation that describes the coupling between nitrogen mobilizing and immobilizing processes; see the appendix). However, because of its simplicity, MNL is used in CLM4, CLM4.5, and a few other models (e.g., Hidy and Barcza 2014; Parida 2011), and NUL will be triggered if the popular clipping method is used (Tang and Riley 2016; Tang et al. 2016).
Moreover, even though the three methods are solving the same governing equation that represents plant–microbial competition for soil mineral nitrogen, the manner in which MNL and NUL ensure nonnegative soil mineral nitrogen pools during each model time step changes the assumed coupling between nitrogen mobilizing and immobilizing processes. Specifically, MNL makes nitrogen mobilization completely decoupled from immobilization, while NUL informs the influence of mobilization on immobilization inconsistently, such that the immobilization fluxes are adjusted based on the total derivative of
Therefore, considering that the specifics of a numerical method may change how processes (mobilization vs immobilization here) are coupled, it is important to analyze whether the subtle differences among these three schemes will result in significant differences in predicted land–atmosphere carbon exchanges in long-term global simulations.
2.2. Simulation protocols
Our analyses consist of two groups of simulations for two time periods. For the historical period (1850–2000), one global simulation for each of the three nitrogen-coupling schemes was performed at 1.9° × 2.5° (longitude × latitude) spatial resolution by cycling the 1948–72 QIAN climate forcing data, which was constructed based on observation-constrained reanalysis products from the National Centers for Environmental Prediction–National Center for Atmospheric Research (Qian et al. 2006). Another global simulation using the default BGC implementation (i.e., ELM-v0, which is identical to CLM4.5) was performed for checking the consistency of the ELM–BeTR implementation [which demonstrated that ELM–BeTR–MNL differs from ELM-v0 with an expected increase in land carbon uptake due to ELM–BeTR’s removal of nitrogen down-regulation of gross primary production (GPP); see detailed discussion in supplemental material]. Each global simulation used its own initial condition from the equilibrated spinup. Then the three ELM–BeTR simulations were extended to 2300, driven by RCP4.5 atmospheric CO2 and the cycling QIAN climate forcing. Unlike the RCP4.5 simulations reported in other studies (Hoffman et al. 2014; Shao et al. 2013), climate anomalies were not considered in our RCP4.5 simulations because taking them into account will only further increase the differences among the simulations (e.g., Tang and Zhuang 2008).
Four gridpoint simulations representing different ecosystem types at geographically and climatically distinct locations were conducted to facilitate more in-depth analysis of the differences predicted by the three nitrogen-coupling schemes. This gridpoint-based analysis addresses two goals: 1) revealing the process-level sensitivity to the use of different coupling strategies and 2) analyzing time step size dependence of the PNL scheme (which is motivated by our previous study on plant–soil hydrological coupling, where we found that a poor numerical implementation may result in model simulations being strongly dependent on model time step size; Tang et al. 2015). For each point, the 1850 initial condition was obtained from the spinup of PNL-adapt, that is, running PNL with the adaptive time stepping scheme from Tang and Riley (2016) for the soil biogeochemistry, which dynamically adjusts the time step size in a prediction-correction manner (Atkinson 1989). Processes other than soil biogeochemistry were run at the default 30-min time step. Using identical initial conditions from PNL-adapt removes the initial condition dependence of these grid-based comparisons. Further, since the adaptive time stepping was much more expensive than using the fixed 30-min time step, all reported global simulations were run with the default 30-min time step for all processes, and we do not expect that including global simulations with adaptive time step will affect the conclusions of this study.
3. Results
3.1. Global simulations for 1850–2000
Of the three ELM–BeTR simulations, two contrasting types of differences were observed. For fast-response variables (i.e., those that demonstrate strong diurnal or seasonal cycles) such as GPP, net primary productivity (NPP), leaf area index (LAI), and ecosystem respiration (Figures 3b–e), there are very small latitudinal differences. Differences between simulations are larger for slow-response variables (Figures 3f–i), particularly in soil (Figures 3f,g); these accumulate differences from the fast variables (note the units of those slow variables are petagrams, of which a small change in number could result in large changes in land–atmosphere carbon exchange). However, the differences are well within the range reported in multimodel comparisons (e.g., Beer et al. 2010; Ghimire et al. 2016; Song et al. 2017). The most notable differences between simulations are for cumulative net ecosystem exchange (NEE; which, like other slow-response variables, accumulates the effect from fast processes; Figure 3a;), where the MNL and NUL simulations are quite close to each other, with a difference of 28 PgC by year 2000. In contrast, the PNL simulation predicted a significant land carbon loss between 1850 and 2000 (−241 PgC). However, these values for the 1850–2000 total land carbon sink are comparable to the range reported for CMIP5 models, which vary from a −150 PgC source to 75 PgC sink with respect to the atmosphere (Hoffman et al. 2014). For global SOM carbon to 1 m (Figure 3f), MNL predicts 2810 PgC, NUL predicts 2798 PgC, and PNL predicts 2775 PgC, all of which are within the range of CMIP5 models (510 ~ 3040 PgC; Todd-Brown et al. 2013) and are higher than current empirical estimates (1408 ± 154 PgC; Batjes 2016). Therefore, the three ELM–BeTR models are producing comparable uncertainty (with respect to CMIP5 models), with only subtle differences in the numerical coupling of nitrogen mobilizing and immobilizing processes.
3.2. Global simulations driven by RCP4.5 atmospheric CO2
Compared to the latitudinal distribution differences in global carbon and nitrogen stocks by year 2000 (Figures 3f–i), the differences in total carbon between PNL and the other two ELM–BeTR simulations increase dramatically after year 2001 (Figure 4). By year 2300, differences between simulations in the tropics (23.2°S–23.2°N) are substantially larger than either northern temperate or Arctic regions (Figure 4), with a carbon gain of ~1180 PgC (19 000 gC m−2) predicted by MNL, ~1150 PgC (18 700 gC m−2) by NUL, and ~60 PgC (5800 gC m−2) by PNL. During the same time period, differences in predicted cumulative carbon uptake in the Arctic (latitudes > 66.3°N) are the smallest among the three regions, with a carbon gain of ~16 PgC (1400 gC m−2) predicted by MNL and NUL and ~4 PgC (340 gC m−2) by PNL.
Regions south of 23.2°S contributed a small fraction (~3%) of the difference in total terrestrial carbon stock changes by year 2300 (Figure 5). For 2006–2100, predicted changes in global terrestrial carbon stocks (Figure 5) range from 364 PgC (sink) by PNL, to 667 PgC (sink) by NUL, to 680 PgC (sink) by MNL, giving a difference of 316 PgC. For comparison, Shao et al. (2013) reported that the eight RCP4.5 CMIP5 model simulations predicted a carbon sink ranging from 22 to 456 PgC for the same time period. Therefore, the predictive uncertainty resulting from subtle differences in the numerical coupling of nitrogen mobilizing and immobilizing processes is about 73% of the range of CMIP5 RCP4.5 simulations. Further, we note that the spread of our CO2-only simulations is much larger than that reported in Huntzinger et al. (2017), which, besides increasing atmospheric CO2, also considered land-use change, varying climate, and enhanced nitrogen deposition. This contrast suggests that the numerical uncertainty is comparably significant to combined uncertainty from model structural difference and forcing data, as reported in multimodel comparisons.
The differences in the terrestrial carbon stocks simulated by the three different model implementations are mostly in the soil (third row in Figures 4, 5) and coarse woody debris (Figure S3). Differences in vegetation carbon are relatively smaller (second row in Figures 4, 5), partly because the turnover time of vegetation carbon is generally much shorter than that of soil carbon and coarse woody debris (Koven et al. 2015). These intermodel differences suggest that with time, small differences in fast-response variables can accumulate and result in large differences in long-term soil carbon dynamics.
4. Discussion
The above analyses show that numerical methods used for coupling nitrogen immobilizing and mobilizing processes have large influences on simulated land–atmosphere carbon exchanges. There are several reasons why this coupling is responsible for the simulated differences.
First, the modeled soil biogeochemistry is more sensitive to nitrogen dynamics than is vegetation biogeochemistry (Figure S4). In ELM–BeTR, the overall soil organic matter decomposition (of the three litter pools and three SOM pools) is limited by soil mineral nitrogen, suggesting that more effective soil mineral nitrogen uptake by microbial processes will result in higher soil carbon losses. In our analysis, all model simulations used the same atmospheric nitrogen deposition data and predicted very similar nitrogen fixation rates and NPP, suggesting the uncertainty resulted mostly from nitrogen use (i.e., nitrogen immobilization). Among the three numerical coupling schemes, PNL exerted the weakest nitrogen limitation, and at ecosystem scale, PNL predicted the least land carbon sequestration in response to atmospheric CO2 enrichment (Figures 4–6), followed by NUL and MNL (which also explains the same decreasing order of total soil carbon stocks by year 2000, as discussed in section 3.1). In addition, predicted nitrogen losses (through denitrification, aqueous transport, fire, and nitrification N2O emissions; Figure S5) are higher in the PNL simulation than both MNL and NUL, all of which drive the large differences in soil carbon stocks. Interestingly, although adaptive time step coupling tends to alleviate nitrogen limitation (by increasing nitrogen uptake frequency), nitrogen loss predicted by PNL-adapt was either higher or lower than that by PNL at the four sites we compared (Figures S5, S6), suggesting that coupling time step size is another subtle difference that might cause significant modeling uncertainty. However, unlike the time step size testing results in Tang et al. (2015), where the use of different time step sizes degraded model simulations, in our grid-based analysis (Figure 6) the influence of coupling time step size did not qualitatively change the overall trend of model responses to increasing atmospheric CO2, confirming that the PNL scheme is generally robust (Tang and Riley 2016).
Second, coarse woody debris dynamics are very sensitive to nitrogen dynamics and have a large effect on simulation differences (Du et al. 2017; Shi et al. 2016). In ELM–BeTR, coarse woody debris is a slow-response variable (and so is expected to be more sensitive to the choice of numerical coupling strategy) whose decomposition immobilizes nitrogen and increases soil carbon formation (as does litter organic matter decomposition). When nitrogen limitation is stronger, less coarse woody debris carbon is decomposed, and less soil carbon is formed. Therefore, PNL predicted the highest losses of coarse woody debris, followed by NUL and MNL (Figure S3). When soil carbon formation is combined with its decomposition, PNL predicted much lower soil carbon accumulation than did NUL and MNL (which are quite close; Figures 4, 5). Also, similar to CLM4, ELM–BeTR tends to overallocate carbon to woody biomass (Negrón-Juárez et al. 2015), particularly in the tropics, which, when combined with the different nitrogen limitation strengths predicted by the three coupling schemes, further contributed to intermodel differences.
5. Conclusions
By using ELM–BeTR, a reactive-transport-based land biogeochemical model, we showed that subtle numerical differences in how nitrogen immobilizing and mobilizing processes are coupled significantly influenced predictions of land–atmosphere carbon exchanges. Quantitatively, using RCP4.5 atmospheric CO2 forcing, the simulated differences resulting from three nitrogen-coupling schemes are about 73% of the uncertainty found in CMIP5 RCP4.5 model simulations. When combined with uncertainties from parameterizations, forcing data, and model formulations, we expect these models would have resulted in even larger differences in predicted land–atmosphere carbon exchanges. Our results, therefore, may help explain the reported inconsistent land carbon cycle responses to various environmental forcings across ESM-scale models (e.g., Hoffman et al. 2014; Huntzinger et al. 2017). Our results also suggest that resolving inconsistencies in numerical coupling of nitrogen immobilizing and mobilizing processes (and similarly for other newly added nutrients, e.g., phosphorus) may significantly improve model robustness and strengthen the foundation of using models to predict ecosystem responses to environmental changes.
Acknowledgments
This research was supported by the Director, Office of Science, Office of Biological and Environmental Research of the U.S. Department of Energy under Contract DE-AC02-05CH11231 as part of the Energy Exascale Earth System Model project in the Earth System Modeling program, and the Regional and Global Climate Modeling (RGCM) Program. The study used the Lawrencium computational cluster resource provided by the IT division at the Lawrence Berkeley National Laboratory. The data used in this paper can be obtained by contacting the first author at jinyuntang@lbl.gov. We also sincerely thank three anonymous reviewers for their constructive comments, which significantly improved the presentation of this work.
Appendix: Proof of the Consistency of the PNL Scheme
When nutrient
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