1. Introduction
Since groundwater is the largest source of water supply for agricultural, industrial, and domestic use, the more and more frequent falling of groundwater tables and polluted aquifers—as clear warnings of a crisis of the water body—seriously worry water authorities. Traditionally, such an issue was addressed to by regulating the pattern of human use from both the quantitative and qualitative point of view. Nowadays, to prevent irreversible serious consequences, the effects of climate change must also be taken into account (e.g., Bardsley et al. 2013; Karamouz et al. 2013; Sekhar et al. 2013). It is worth noting that, with respect to surface water resources, the groundwater behavior and its connections with the climate are more complex and difficult to model.
Without ignoring the need to control the evolving patterns of human use, the main route for developing management strategies for a sustainable use of groundwater resources is refining a physically based numerical model. In fact, such a tool makes it possible to simulate the behavior of the aquifer of interest for given scenarios, that is, for a given degree of exploitation of the groundwater resource and recharge. On the basis of the results of the water balance, water company managers can figure out the sustainable volume of water that can be withdrawn to match the users’ demand according to the water table behavior. In fact, such a feature is a clear indicator of the condition of the aquifer on the whole and dictates the management rules. Moreover, it plays an important role also from the economical point of view since the energy cost of the pumping from the aquifer depends strongly on the water table elevation. That said, a proper evaluation of the aquifer recharge, as the natural supply of the groundwater reservoir, is extremely important.
Within the numerical modeling of the aquifer behavior, recharge is a given boundary condition. According to de Vries and Simmers (2002), recharge is categorized as “diffuse” (or “direct”) and nondiffuse (or “localized” or “focused”). In the first case, it originates mainly from precipitation that infiltrates vertically from the surface directly to the water table whereas in the second case it collects in streams or topographic depressions before it infiltrates. In other words, the mechanism of the direct recharge is the infiltration through the vadose zone whereas within the indirect recharge the percolation to the water table happens through the beds of surface water courses (Lerner and Simmers 1990). Moreover, recharge may be affected by macropore flow through root channels and desiccation cracks as well as in the vadose zone preferential flow may occur due to unstable wetting fronts and differentiated soil physical characteristics (Lerner 1997).
According to the literature, beyond soil properties, main factors affecting recharge are meteorology, vegetation, and topography (e.g., Huet et al. 2016; Yin et al. 2011; Touhami et al. 2014). Unavoidable uncertainties about such control mechanisms—as an example, those connected to meteorological variability and land-use change (Jinno et al. 2009)—make recharge prediction quite difficult. To solve this problem, there are two options for the approach to follow. The first approach is based on the use of simplified models whereas the second one prescribes the one of the general circulation models (GCMs).
Within the first approach, many contributions—below some examples are reported—are available addressing the problem from different points of view. In Gogolev (2002), the water-balance and Richards equation–based methods are compared to assess groundwater recharge for a hypothetical homogeneous profile and three real profiles for a deep aquifer. Bonta and Müller (1999) proposed a model providing the long-term groundwater recharge, based on the Glugla method and tested by considering historic lysimeter records, by using the average annual precipitation, runoff, potential evaporation, and crop-yield information. Omorinbola (1986) evaluated the groundwater accretion by means of empirical equations as correlated to the magnitude of the saturated zone thickness, since such a parameter fluctuates with the rate of groundwater recharge. Soil moisture balance models as well as a regional runoff/storm duration relationship for assessing the effective precipitation have been used in Leach (1982). In Chinnasamy et al. (2013), the prediction of the groundwater resource availability in India is based on the use of satellite-derived remote sensing data and the obtained results are compared with data from wells. In Bjerklie et al. (2011), future trends of groundwater recharge in Long Island Sound have been evaluated from GCM forecasts by assuming different scenarios in terms of carbon emissions. Within the water table fluctuation (WTF) method, valid for unconfined aquifers, the recharge is assumed as proportional to the measured rise of the water table, with the specific yield being the coefficient of proportionality (e.g., Varni et al. 2013; Healy and Cook 2002). The premise of the WTF models is a very simplified water budget, in which the rise of the water table elevation is due only to the recharge.
As mentioned, the alternative approach is to use a GCM. In this case, the main problem for the water supply managers is the inhouse expertise. In fact, usually water companies have not a suitable staff who may deal with GCMs. A possible, less radical option could be to integrate the results of a GCM, provided by a research center or a government agency, into the case of interest (i.e., the aquifer to manage). However, even the statistical downscaling techniques, which are needed to obtain reliable results, could be out of reach for a water supply company.
In the above scenario, in principle global atmospheric datasets, which are the results of the combination of models with observations, could be of interest. In fact, they are based on the climate reanalysis of archived observations, concerning the recent history of the atmosphere, land surface, and oceans. Reanalysis, providing estimates of the atmospheric parameters (e.g., air temperature, pressure and wind at different altitudes, rainfall, and surface parameters), include millions of observations into a stable data assimilation system. Depending on the type of the reanalysis and version (see below), such estimates, extending back several decades, are available for all locations on earth with given spatial and temporal resolution. Therefore, if their viability is proven, global atmospheric datasets from reanalysis could be a good compromise between the use of simplified models and the very complex GCMs.
Currently, several research centers and agencies provide reanalyses, such as the National Centers for Environmental Prediction–National Center for Atmospheric Research (NCEP–NCAR), the Japanese Meteorological Agency (JMA), the European Centre for Medium-Range Weather Forecasts (ECMWF), and the National Aeronautics and Space Administration (NASA).
The first reanalysis product released by ECMWF is ERA-15 covering approximately 15 years, from December 1978 to February 1994. The second reanalysis archive, ERA-40, refers to about 40 years (from 1957 to 2002). As a precursor to a revised extended reanalysis product to replace ERA-40, ECMWF released ERA-Interim (Dee et al. 2011), which covers the period from 1979 to the present. The most recent reanalysis product is ERA5 (C3S 2017), extending from 1950 to 2020 (in progress), as a part of the Copernicus Climate Change Services, instituted by the European Commission.
In a previous paper (Cerlini et al. 2017), a solely qualitative preliminary check pointed out a link between the trend of the local water table measurements in the Umbria region (Italy) and the one of the soil moisture data from ERA-Interim dataset. Such promising results encouraged an in-depth analysis that concerned two main aspects: (i) to refine a physically based model for simulating the water flux toward the aquifer by using the soil moisture datasets, and (ii) to use the meanwhile realized ERA5 reanalysis, which offers important changes with respect to ERA-Interim (Albergel et al. 2018; Hersbach et al. 2020). Precisely, ERA5 is characterized by an improved temporal (from 6 hourly to hourly) and spatial (from 79 km in the horizontal dimension and 60 levels in the vertical to 31 km and 137 levels) resolution. Moreover, ERA5 leads to significant improvements in the representation of the land surface variables and precipitation. As will be shown below with regard to the soil moisture behavior, this reflects in the much better quality of the information included in the ERA5 dataset with respect to ERA-Interim.
In this paper, attention is focused on the simulation of the water table elevation in shallow unconfined aquifers where the main recharge mechanism originates from infiltration. The proposed method for capturing the behavior of the water table elevation is based on the use of the soil moisture dataset from ERA5, within a Richards equation–based approach, and water table elevation measurements executed by the Umbria region. With respect to Cerlini et al. (2017), the executed quantitative analysis provides two relationships that enable simulating the water table elevation as a function of the water flux toward the aquifer on a daily and monthly scale, respectively.
This paper is organized as follows. The second section describes data source and criteria for their selection as well as the model for evaluating the water flux toward the aquifer. The third section introduces the proposed method, the chosen dimensionless quantities, and statistical parameters. In the fourth section, the examined case study is discussed and two relationships for simulating the water table elevation on a daily and monthly scale are proposed. The last section offers remarks about the practical interest and the suitability of the method. The appendix is dedicated to a detailed check of the performance in terms of water budget in the vadose zone of the infiltration model based on the soil moisture data from ERA5.
2. Data
A physically based alternative to the use of GCMs for groundwater management requires the preliminary identification of the significant quantities describing the behavior of the aquifer. Beyond the obvious requirement of a clear link with the investigated phenomenon, there are two essential conditions that such quantities must fulfill to be the basis of a robust and “quite” easy to use management tool: (i) to be available easily and (ii) to ensue from independent sources. The first requirement indicates open-access datasets as a strong option. This is the case, as examples, of the measurements collected by public authorities and published on their official website for the citizens’ community as well as the reanalysis provided by research centers and agencies. The second requirement prevents inappropriate relationships (spurious correlations). According to the above statements, two significant independent quantities describing the behavior of the aquifer are the time series of the water table elevation measurements and soil moisture at different depths. In fact, the former dataset reflects the overall situation of the water body whereas the latter one is linked to its recharge mechanisms. Note that both the above datasets are widely available since water table monitoring by means of piezometers is the most popular method for groundwater control as well as data from reanalysis cover the whole world. In the below analysis, as a representative example of real cases, the attention is focused on Umbria, a hilly region in central Italy (Fig. 1), where a quite dense piezometric monitoring network is available.
a. Water table elevation measurements
The piezometers used in the below analysis are part of the piezometric regional network managed by the Regional Environmental Protection Agency [Agenzia Regionale per la Protezione Ambientale (ARPA)] of the Umbria region of Italy (ARPA 2008). Some piezometers have been active since 2001, when the monitoring network was established, whereas some others were added later to increase the number of the observations.
The available observation frequency of the water table elevation is daily with the value,
The piezometers considered in the below analysis have been chosen according to the following criteria: (i) the type of the monitored aquifer, (ii) whether pumping occurs in the proximities, and (iii) the value of the mean depth of the water table D with respect to ground level.
With regard to the first criterion, attention has been focused on unconfined and alluvial aquifers; the selected ones are shown in Fig. 1 and indicated as AQ1, AQ2, AQ3, AQ4, and AQ5, respectively. Then the relevant time series of the water table oscillation have been examined and the datasets with a percentage of missing data larger than 60% have been excluded.
The existence of an orderly pumping for drinkable water supply or irrigation purposes—as a reason for exclusion—has been verified not only by consulting local water companies but also by pointing out large water table oscillations occurring in given time intervals (e.g., those when the irrigation is active). An example of this checking procedure is shown in Fig. 2, where the water table daily change
Piezometers where the mean water table depth D ranges between 4 and 10 m have been included in the analysis. It is worth noting that the lower limit of such a range of D values is larger enough than the depth investigated by the ERA5 hydrology model (i.e., 2.89 m; see below) whereas the upper limit can be assumed as a rational maximum depth of shallow aquifers where the infiltration plays the role of main recharge mechanism. According to Seibert et al. (2003), the selected range of D (i.e., several meters) authorizes to assume that the connection between the vadose zone and the aquifer is unidirectional and the vadose zone–groundwater interaction is negligible.
As a final result, 10 piezometers, fulfilling the abovementioned criteria, have been considered in the following analysis; the main characteristics of these piezometers as well as the relevant grid points are reported in Table 1.
Piezometers, from the ARPA Umbria network, selected for the analysis. Columns from left to right: identification number P and name identifying the piezometer; latitude and longitude (in decimal degrees) and height (in meters above sea level as extracted from the digital elevation model); the corresponding ERA5 grid point G and aquifer (Fig. 1); starting year of measurements; mean depth of the water table (m) with respect to the ground level; standard deviation of the water table measurements (m).
b. ERA5 reanalysis
The ERA5 reanalysis (Hersbach et al. 2020) includes two different realizations: one deterministic with a high resolution (HRES) and a 10-member ensemble reduced resolution (EDA). In this paper, the high-resolution version of ERA5 has been used for evaluating the soil moisture time series.
Since the horizontal resolution of HRES is about 0.28° (≈31 km), in Umbria there are about 20 grid points. To obtain the model grid points closer to the selected piezometers, ERA5 data have been bilinearly interpolated to the higher-resolution grid of about 0.125° shown in Fig. 1. Then, the soil moisture variable at the location of the considered piezometers (Fig. 1), have been extracted at grid points G1, G2, G3, G4, G5, and G6 at an hourly resolution from 2001 to 2018.
Reanalysis are produced by using a constant model framework in order to ensure data consistency through several decades. In particular, ERA5 is produced by using the Integrated Forecasting System (IFS) (version Cy41r2; ECMWF 2016b). This system includes several components that interact together: the atmospheric model, the land model [the soil hydrology scheme of the Tiled ECMWF Scheme for Surface Exchanges over Land (H-TESSEL)], the Nucleus for European Modelling of the Ocean (NEMO), the ECMWF Ocean Wave Model (ECWAM), and the data assimilation system (4D-Var). As a consequence, each quantity extracted from ERA5 reanalysis, for example, the soil moisture, is the result of the interaction between all the mentioned components. Precisely, the atmospheric model interacts through surface fluxes, as well as through all the meteoric species, with the H-TESSEL land surface model (Balsamo et al. 2009; ECMWF 2016b). Moreover, the observations assimilated within the atmospheric model (for a complete list, see Hersbach et al. 2020) indirectly interact with the surface model component. The last model component, 4D-Var, is responsible of combining observations and short range forecasts (background or first guess) to produce the best estimate of the initial conditions for each model component. This system is very complex, and a detailed explanation is beyond the scope of this paper. An exhaustive description of the ERA5 data assimilation system, together with all the observations used by the 4D-Var, is reported in Hersbach et al. (2020), Dee et al. (2011), and ECMWF (2016a). For a specific description of the Land Data Assimilation System (LDAS), which is responsible of providing the initial conditions for the H-TESSEL model, the reader may refer also to de Rosnay et al. (2014, 2013). It is worth noting that two main sources of observations directly influence the soil moisture analysis (Albergel et al. 2012): the surface observations of temperature and relative humidity from synoptic stations (SYNOP), measured at 2 m above the ground level (the so-called screen level), and MetOp-A and MetOp-B Advanced Scatterometer (ASCAT) soil moisture data from satellites. The synoptic stations present in the analyzed domain are shown in Fig. 1. Screen-level parameters are indirectly related to soil moisture, while satellites provide a more direct measurement of the surface soil moisture. Since the latter source is capable of describing only the top few centimeters of the soil (Albergel et al. 2012), the root-zone soil moisture is estimated by propagating downward this information by means of the H-TESSEL model. The assimilation of satellites and synoptic stations data in the land surface model has improved the ECMWF forecast performances in the atmospheric boundary layer (Drusch and Viterbo 2007; de Rosnay et al. 2013, 2014; Fairbairn et al. 2019). Since ERA5 uses this type of assimilation, all the improvements reflect also in the data used in the analysis.
Equation (1) is solved over a soil column, assumed as homogeneous and discretized into four layers, reaching a depth of 2.89 m (the size of the soil layers Δzk is indicated in Fig. 3); θ is given at the layer center, whereas Fw is calculated at the interface (see below).
The gridpoint features are listed in Table 2; in Fig. 4, as an example, the soil moisture time series for the grid point G4 is shown. In this figure, data from ERA-Interim are also reported as an example of the clear differences in terms of the soil moisture series between the two global datasets. It is worth pointing out that, according to Hersbach et al. (2020), the local discontinuity in ERA5 dataset between 2009 and 2010 has been eliminated.
ERA5 gridpoint features and thecoefficient of variation (%) of the soil moisture for the four soil layers.
c. Water flux toward the aquifer
Van Genuchten soil parameters for the land texture type considered in the analyzed grid points of Fig. 1.
3. Method
As mentioned, in the assumed groundwater recharge mechanism, the water flux toward the aquifer Fg is the main quantity responsible for the changes of the water table elevation. In other words, in a shallow groundwater Fg, which is below the root zone, reaches the water table, with a possible delay of few days, and recharges the aquifer. Within this approach, it is crucial to check whether, over a given period of time I, a representative value of the water table elevation
4. The Umbria region case study
As anticipated, the proposed approach, in which a correlation between
Because of the mentioned very rough spatial discretization of the soil layers used in the H-TESSEL model, which reflects in the resolution of the available soil moisture profile, a preliminary check has concerned the ERA5 data. Precisely, the consistency in terms of water mass conservation of the soil moisture data has been verified because of the well-known crucial role played by the spatial and temporal discretization in the numerical solution of the Richards equation (e.g., Celia and Binning 1990). Moreover, as discussed below, this check indicated a proper value of the soil moisture, and then of the hydraulic conductivity, that is representative of the water flux toward the aquifer, according to Eq. (7).
a. Preliminary water budget check in the vadose zone
A detailed analysis of the water budget formulation is reported in the appendix, whereas this section presents its key factors and main results.
With the aim of assessing the sensitivity of the soil water budget to the method used for calculating interlayer properties, that plays an important role in the numerical integration of the Richards equation (Brunone et al. 2003), two different options have been considered: (i) a constant value of the soil moisture equal to the ERA5 one as in H-TESSEL (Fig. 5a), hereinafter referred to as the maxθ approximation; and (ii) a linear interpolation between the values of θ in two successive layers (Fig. 5b), hereinafter referred to as the linθ approximation.
The above results indicate that, in terms of mass balance, the soil moisture profile given by ERA5 makes it possible to evaluate properly the flux toward the aquifer irrespective of the soil moisture approximation (maxθ or linθ) and the interpolation chosen for evaluating the mass balance error. Accordingly, the below simulations use the maxθ approximation with the semi-implicit interpolation and γ4th of Eq. (7) is evaluated by assuming θ = θ4.
b. Water flux toward the aquifer versus water table elevation on a daily scale
Plots for piezometer P5 and the related cell, a representative example of the considered cases, give an idea of the outlined link between
Daily statistical properties of water table observations and interpolation parameters. Columns from left to right: piezometer identifier; maximum Spearman coefficient Rmax as in Eq. (10); time lag of maximum correlation τmax; 99th percentile of hw,
The obtained small time lags and large correlation coefficients (Table 4) are confirmed by the scatterplot between daily water table levels and the daily integral fluxes for piezometer P5 of Fig. 9. This figure clearly outlines the nonlinear relation between
For each piezometer, the values of the statistical parameters given by Eqs. (8) and (9) are reported in Table 4. Note that for each piezometer
According to Eq. (14),
To assess the reliability of the proposed method, the NSE coefficient has been evaluated between the observed and simulated value of the water table elevation (Table 4). The NSE values indicate that the proposed model is satisfactory for all piezometers, with the only exception of P7, where the NSE is slightly smaller than 0.5. To be precise (Fig. 11), both the phase and larger scales of the water table behavior are very well captured by Eq. (14). For the sake of completeness, the last columns of Table 4 reports also the value of NSE obtained by assuming only a linear relation [i.e., by substituting klog = 0 in Eq. (14)]. All of these values are smaller than the values obtained by a log–linear relationship. In particular, the NSE undergoes a drastic reduction for those piezometers characterized by negative values of the ratio klin/klog as P4, P5, P9, and P10. This confirms the important role of this ratio on determining whether the behavior of the piezometer is mainly logarithmic or linear.
c. Water flux toward the aquifer versus water table elevation on a monthly scale
Having in mind that, for management purposes, a monthly forecast is more effective than the daily one, the successive step of the analysis focused on the monthly values
Monthly statistical properties of the water table observations and interpolation parameters. Columns are as in Table 4.
As might be expected,
Both the NSE and correlation coefficient of the monthly values strongly increase with respect to the daily ones, as shown in Table 5. Moreover, the NSE obtained by a linear relation, NSElin, is always smaller than the one obtained by using the log–linear approach. However, this decrease is not as drastic as for daily values, indicating that also a linear approach could work well on a monthly scale.
The large increase of the NSE efficiency coefficient is confirmed also by Fig. 13, where the time behavior of the simulated monthly water table elevation is plotted against the observed one. Note that the proposed relationship makes it possible to capture very well the main features of the observed values.
5. Conclusions
In this paper, a method for simulating the water table elevation of shallow unconfined aquifers is proposed based on the use of the soil moisture time series from atmospheric global datasets (reanalysis) and water table measurements by means of piezometers.
The assumed groundwater recharge mechanism—that is, the vertical infiltration—is corroborated by the verified strong link between the water flux through the vadose zone, evaluated by means of the Richards equation, and the water table elevation, measured at some piezometers in the Umbria region of Italy.
In the proposed approach, the shallow water table dynamics has been simulated by means of a conceptual but physically based model in which the role of the water flux through the vadose zone is prominent. It is worth noting that a preliminary check has shown that the water flux toward the aquifer can be properly simulated, that is, with a negligible global mass error, by considering the soil moisture data given by the H-TESSEL model used within the ERA5 reanalysis provided by ECMWF.
Two relationships for simulating the water table elevation have been derived on a daily and monthly scale that are of interest for the groundwater management. The structure of these relationships—with a linear and a logarithmic term—reflects the fact that, according to the considered time scale, a different regime characterizes the shallow aquifers with the infiltration being the main mechanism of recharge.
In the writers’ opinion, the good quality in terms of the water table elevation of the simulations provided by the proposed method encourages extending in the future the analysis to further areas characterized by different climate conditions and soils. In fact, soil moisture data from reanalysis are available throughout the world, and water table measurements, easy to execute, are the most popular method for groundwater control.
Acknowledgments
This research has been funded by Italian Ministry of University and Research (MIUR) and University of Perugia within the program Dipartimenti di Eccellenza 2018–2022. The support of Mr. M. Nucci of ARPA Umbria for providing the water table measurements is highly appreciated.
Data availability statement
The water table data that support the findings of this study are available upon request (https://apps.arpa.umbria.it/acqua/contenuto/Livelli-Di-Falda), and the ERA5 reanalysis data are freely available on the Copernicus Climate Data Store (C3S 2017).
APPENDIX
Soil Water Budget
In H-TESSEL (ECMWF 2016b; Balsamo et al. 2009), the water flux through the unsaturated zone is simulated by means of Eq. (1).
According to Eq. (A11), the daily percentage error,
In Fig. A1a, the mass budget with all the components is shown for the grid point G2 in the semi-implicit case (β = 0.5).
It can be noticed that the magnitude of all the components is very small, when compared with the average water integral
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