1. Introduction
Land–atmosphere interactions are recognized as a major component of the physical climate system. The land surface radiative and physical properties, such as albedo, roughness, and water availability, are impacted by atmospheric conditions across a wide range of spatial and temporal scales. In turn, the land surface controls the radiative, moisture, heat, and momentum fluxes between the surface and the atmosphere. Consequently, land surface conditions may feed back on the state of the atmosphere (e.g., Pielke 2001).
Much research effort has been devoted in recent years to understanding the nature, amplitude, and distribution of the two-way interactions of the land and atmosphere. Land–atmosphere coupling can play a critical role in high-impact phenomena such as floods and droughts (Entekhabi and Brubaker 1995; Paegle et al. 1996; Pal and Eltahir 2003; Fischer et al. 2007; Vautard et al. 2007). From an operational meteorological perspective, knowledge of the impact of surface conditions on the atmosphere may potentially enhance the skill of short-term and seasonal forecasts in numerical weather prediction models by exploiting the memory inherent in the land surface (Koster and Suarez 2003; Douville 2004; Dirmeyer 2005; Sutton et al. 2006; Conil et al. 2009; Weisheimer et al. 2011; Koster et al. 2011; Seneviratne and Koster 2012). On longer time scales, accurate representation of land–atmosphere interactions is essential for quantifying how climate is impacted by anthropogenic changes to the state of the land surface, for example, land-use-induced land-cover change through deforestation and conversion of natural lands to croplands (Zeng and Neelin 1999; Davin et al. 2007; Findell et al. 2007; Pitman et al. 2009; Pongratz et al. 2010; Teuling et al. 2010; Lee et al. 2011).
One of the key features of land–atmosphere interactions is the soil moisture–precipitation feedback: how soil moisture may enhance or dampen subsequent precipitation over a given region through its impacts on the partitioning of the surface water and energy fluxes [for a comprehensive review, see Seneviratne et al. (2010)]. This potential feedback reflects the coupling between soil moisture and evapotranspiration on the one hand and between evapotranspiration and precipitation on the other hand. While this feedback was initially investigated in the context of moisture recycling, that is, the fraction of precipitation originating from regional evaporation (Rodriguez-Iturbe et al. 1991a,b; Brubaker et al. 1993; Eltahir and Bras 1996), more recent studies have emphasized the role of local interactions, that is, the impact of soil moisture anomalies on boundary layer dynamics and precipitation formation, rather than the absolute moisture changes resulting from modified evaporation (Seneviratne et al. 2010; Gentine et al. 2010, 2011b). Although modeling studies generally report a positive relationship between soil moisture, evapotranspiration, and precipitation, climate models show little consistency in the magnitude of the feedback (Koster et al. 2004; Guo et al. 2006), with some models exhibiting little or no coupling (Lawrence and Slingo 2005) or a negative feedback in some regions (Cook et al. 2006). Indeed, some studies performed with single-column or cloud-resolving models suggest that, under specific conditions, convection may be facilitated over dry soils, in effect producing a negative feedback (Findell and Eltahir 2003a,b; Hohenegger et al. 2009).
Direct empirical feedback analyses have thus far been unable to shed much light on the issue, mostly because of the paucity of long-term, extensive measurements of soil moisture, surface fluxes, and boundary layer state. Using various combinations of observations, reanalysis data, and model outputs, several studies (Zhang et al. 2008; Dirmeyer et al. 2009b; Zeng et al. 2010) have attempted to characterize the soil moisture–precipitation feedback with statistical tools such as lagged correlations and covariance; however, because of various issues pertaining to the compounding effects of soil moisture memory, rainfall variability, and persistence, including the effect of precipitation on soil moisture, such studies should be interpreted with caution (Wei et al. 2008; Orlowsky and Seneviratne 2010). Overall, fairly large uncertainties remain regarding the sign and amplitude of the soil moisture–rainfall feedback in observations.
In the present study, we employ a methodology recently introduced in Findell et al. (2011) that characterizes the strength of the atmospheric branch of the soil moisture–precipitation feedback, that is, the connection between surface fluxes and precipitation. The connection between surface evapotranspiration and subsequent precipitation is recognized as a critical but still uncertain link in the soil moisture–precipitation feedback loop (Seneviratne et al. 2010). Findell et al. investigated the impact of before-noon surface heat flux partitioning on subsequent afternoon rainfall during the summer season in the United States and Mexico using data from the North American Regional Reanalysis (NARR; Mesinger et al. 2006). Given that NARR assimilates hourly rainfall and screen-level air temperature measurements and that surface turbulent fluxes are strongly constrained by the assimilation of near-surface data (Mahfouf 1991; Bouttier et al. 1993), NARR arguably represents a reasonable approximation of reality and offers an internally consistent framework to assess soil–atmosphere feedbacks.
Findell et al. (2011) determined that high values of summertime evaporative fraction (EF), the ratio of latent heat flux to the sum of latent and sensible heat fluxes, lead to increased likelihood of afternoon rainfall but are not strongly tied to afternoon rainfall intensity or accumulated depth. Here we expand the analysis of Findell et al. (2011) to all seasons in NARR and compare their metrics to those calculated from a simulation of the Geophysical Fluid Dynamics Laboratory’s Atmospheric Model 2.1 (AM2.1; GFDL Global Atmospheric Model Development Team 2004; Delworth et al. 2006). The remainder of the paper is organized as follows. After outlining the data, models, and methods in section 2, we compare the seasonal results for NARR and AM2.1 (section 3). Then we discuss the agreement on feedback assessment in both datasets and describe some of the potential sources of errors and uncertainty (section 4) before discussing our results with respect to other land–precipitation feedback assessments in section 5.
2. Data, model, and methodology
a. The NARR dataset
NARR (Mesinger et al. 2006) is a reanalysis product covering North America over the 25-yr time period 1979–2003 at 3-h intervals and ⅓° resolution (~30 km). This dataset is derived from a data assimilation scheme with near-surface humidity and wind observations ingested hourly and atmospheric profiles of temperature, winds, and moisture from rawinsondes and dropsondes ingested every 3 h. As noted in Findell et al. (2011), the main strength of this reanalysis product, beyond its high spatiotemporal resolution and improvements of its underlying modeling components, is that hourly precipitation data are ingested, in contrast to other reanalysis products where rainfall is purely a model-diagnosed quantity. It should be noted that precipitation is not assimilated directly; rather, vertical profiles of latent heating are derived from precipitation analyses and then fed into the underlying model convection scheme (Mesinger et al. 2006). As a result, Bukovsky and Karoly (2007) find that NARR provides a much improved representation of precipitation over that of other reanalysis products in terms of spatial distribution and diurnal and annual cycle. Furthermore, Becker et al. (2009) demonstrate that mean seasonal rainfall amounts in NARR closely approximate observations throughout the year, while Ruane (2010) attributes NARR’s reasonable representation of diurnal cycles over North America in summer, including the nocturnal rainfall maximum over the Midwest, to precipitation assimilation. Despite these improvements, precipitation in NARR is not strictly equivalent to observations; for example, while most daily mean values are comparable to observations, daily distributions of rainfall in NARR are slightly skewed toward more frequent, lighter events than in observations (Becker et al. 2009).
Apart from the NARR improved rainfall accuracy, we are also interested in exploiting “the space–time consistency of various other precipitation-dependent NARR variables” (Mesinger et al. 2006), most notably surface heat fluxes. That is, to leading order, the NARR dataset is both observationally constrained and internally physically consistent in terms of surface fluxes and precipitation and thus offers a unique test bed for investigations of evaporation–precipitation connections. Although surface fluxes in NARR are ultimately model derived (given the lack of extensive observations), they are constrained by the assimilation of near-surface data (Mahfouf 1991; Bouttier et al. 1993). As in Findell et al. (2011), we restrict our study here to data south of 50°N since the quality and quantity of observations in Canada are limited.
The native NARR data are available on a Lambert conformal grid (3-hourly, approximately 32 km) in gridded binary (GRIB) format. For the Findell et al. study, the data were interpolated using a bilinear interpolation scheme onto a ⅓° × ⅓° latitude–longitude grid in network Common Data Forum (netCDF) format. In the present study, the data were further regridded to a 2.0° latitude × 2.5° longitude resolution so as to compare directly with the output from the simulation (see below). Since the regridding to a coarser resolution is applied to the variables before computation of the feedback metrics, the latter are not simply averages of the higher resolution metrics.
b. AM2.1 climate model
AM2.1 is the atmospheric component of the Coupled Model 2.1 (CM2.1; Delworth et al. 2006) used in phase 3 of the Coupled Model Intercomparison Project (CMIP3). AM2.1 uses a finite-volume atmospheric dynamical core (Lin 2004) with a horizontal resolution of 2° latitude × 2.5° longitude and 24 vertical levels. In the vertical AM2.1 uses a hybrid coordinate ranging from approximately 30 m above the surface up to 3 hPa, or ~40 km above the surface. A full description of AM2.1 and its comparison of with observations are provided in GFDL Global Atmospheric Model Development Team (2004).
The coupled Land Model 2.1 (LM2.1) component is based on the land dynamics model described by Milly and Shmakin (2002), with modifications prompted by coupling to, and tuning with, the atmospheric component. Model parameters potentially affecting land–atmosphere interactions, such as albedo, roughness length, stomatal conductance, rooting depth, and soil heat capacity, vary spatially as functions of mapped vegetation types and soil types but are temporally invariant. At unglaciated land points, water is stored in three lumped reservoirs: snowpack, soil water, and groundwater. Soil water is treated as one reservoir representing plant root zone, with vegetation-dependent depths of order 1 m. Evapotranspiration is limited by a non-water-stressed bulk stomatal resistance and a soil-water-stress function. Total soil depth is 6 m, with 18 layers for the purposes of computing soil temperature. In terms of land–atmosphere studies, a similar version of this model was used in phases I and II of the Global Land–Atmosphere Coupling Experiment (GLACE) experiment (Koster et al. 2004; Guo et al. 2006; Koster et al. 2011).
The simulation analyzed in this study covers the same time period (1979–2003) as the analysis of Findell et al. (2011), with prescribed time-varying sea surface temperatures from the Hadley Centre Sea Ice and Sea Surface Temperature dataset (HadISST; Hurrell et al. 2008), land cover, greenhouse gas concentrations, and a 3D multispecies aerosol climatology. For the sake of comparison with the NARR dataset and computation of the soil moisture–precipitation feedback metrics (see below), 3-hourly mean model data fields are saved.
c. Derivatives and metrics
1) Feedback metrics: TFS and AFS
Following Findell et al. (2011), we use two metrics to assess the diurnal influence of surface fluxes partitioning on rainfall: the triggering feedback strength (TFS) reflects how afternoon rainfall frequency changes with morning EF, and the amplification feedback strength (AFS) reflects how accumulated afternoon rainfall varies with EF when afternoon rainfall occurs. The evaporative fraction (EF) is assumed to remain constant in the morning. The validity of this assumption and its consequences are discussed in detail in Gentine et al. (2007, 2011a). Each metric is computed separately for each spatial gridpoint and for each of the four climatological seasons [March–May (MAM), June–August (JJA), September–November (SON), and December–February (DJF)].
The main idea behind the temporal offsetting of EF and the precipitation values is to isolate causality, namely, morning EF forcing of subsequent precipitation. The data are further filtered to remove large-scale influences potentially affecting both EF and precipitation and to constrain the analysis to days when local surface turbulent fluxes are most conducive to subsequent convective development. First, only days without morning rainfall (i.e., less than 1 mm) are retained, which should mitigate influences from long-duration (and often stratiform) rainfall events (Alfieri et al. 2008). Second, days with negative early morning convective triggering potential (CTP) are excluded. The CTP is a measure of the atmospheric stability and of the energy available for convection within a layer 100–300 hPa above the land surface, that is, the pressure interval likely to be critical to subsequent development of the daytime boundary layer [for further details, see Findell and Eltahir (2003a)]. Early morning CTP < 0 conditions have been shown to be typically too stable to support convection (Findell and Eltahir 2003a). Afternoon rainfall occurring on days with negative morning CTP is thus assumed to arise from synoptic-scale systems. As mentioned in Findell et al. (2011), in summer in the NARR dataset these restrictions remove 10%–30% of days in the eastern United States, 5%–10% in the western United States and northern Mexico, and 30%–50% in southern Mexico [see supplementary Fig. S2 in Findell et al. (2011)].
By design, TFS/AFS are limited to afternoon convective rainfall, which is reasonable since convective rainfall over much of the study domain occurs in the afternoon (Ruane 2010; see also Fig. 1). Of course, as noted previously, in some regions (i.e., the Midwest) convective rainfall takes place primarily during nighttime (Dai et al. 1999), a feature that NARR captures correctly (Ruane 2010). As a result, both Findell et al. (2011) and the present analysis account for only a subset of all convective rainfall events in this region. We note, however, that the nocturnal peak of convection over the Midwest is to first order driven by large-scale tropospheric forcing, involving diurnal variations in large-scale vertical atmospheric motion and in the strength of moisture convergence due to the Great Plains low-level jet (Liang et al. 2004; Ruane 2010). Because such convective events are not anticipated to be strongly influenced by local morning surface fluxes, not accounting for this regional nighttime convecting regime in our analysis should have little impact on the assessment of surface-flux-related rainfall sensitivity. section 5 elaborates on this issue.
Mean summertime diurnal cycle of precipitation over land over the study domain (North America between 13° and 50°N) in AM2.1 and NARR.
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
In AM2.1, a larger share of days is removed through restrictions on convective days than in NARR: 10%–40% in the eastern United States and up to 75% over southern Mexico. Most of these days are removed through the constraint of zero morning rainfall, consistent with the known tendency of GCMs to produce too frequent rainfall [i.e., the drizzle problem discussed in Dai (2006)]. Despite this bias, Fig. 1 shows that the mean summertime diurnal cycle of precipitation over land (over the study domain) is in phase with that of NARR, with rainfall peaking in the afternoon. Slight nighttime differences might reflect the absence of the nighttime convecting maximum over the Midwest in AM2.1. Finally, in both datasets the AFS calculation is further restricted to days with afternoon rain because the triggering feedback strength already accounts for rain-free afternoons.
2) Computation of the derivatives
In both the NARR dataset and AM2.1 outputs, for each grid point and each season, ~2300 days are available for analysis (i.e., 25 years, between 90 and 92 days for each season). For each day the 3-h data are locally positioned to determine the data points closest to the local time steps (i.e., 0300, 0600, … , 2100, 0000 LT). Each data point contains accumulated rainfall depths over the 3-h period, or average values over the 3-h period for other variables. Early morning atmospheric conditions are assessed through two quantities used in previous work (Findell and Eltahir 2003a,b): the convective triggering potential (CTP) [see section 2c(1)] and the low-level humidity deficit (HIlow). HIlow is defined as the sum of the dewpoint depressions 50 and 150 hPa above the land surface. CTP and HIlow are determined from the 0600 LT observation, capturing the state of the low-level atmosphere before sunrise (from 0300 to 0600 LT). The evaporative fraction, defined as the ratio of latent heat flux (evapotranspiration) λE to sensible (H) and latent heat fluxes at the surface [EF = λE/(H + λE)], is calculated from the noontime observation (0900–1200 LT). Afternoon rainfall is defined over the 6-h period following the noontime EF observation; rainfall occurs when the total amount exceeds 1 mm.
To assess statistical significance, both TFS and AFS computations, for each pixel and each season, are performed over 200 bootstrap samples (with replacement) created from the available ~2300 days. Note that this is a higher number of bootstrap samples than in Findell et al. (2011), where 50 bootstrap samples were used; the increase in bootstrap samples does not significantly modify the results for NARR, but does give more robust results for AM2.1.
3. Feedback metrics results
a. TFS
1) Spatiotemporal feedback
Figure 2 shows the triggering feedback strength for 3-month seasonal means for NARR (left column) and AM2.1 (right column). In terms of the seasonal evolution, broad agreement is seen between NARR and AM2.1: that is, both show almost no signal during Northern Hemisphere (NH) winter (DJF), a weak positive signal emerging in NH spring (MAM), a maximum in signal extent and strength in NH summer (JJA), and a retreat in NH autumn (SON). Such behavior is consistent with expectations that land–atmosphere coupling should be stronger in summer (Dirmeyer 2003) because of the coupling between the land surface and the unstable boundary layer. We note that in summer, each month individually contributes nearly equally to the overall TFS signal (not shown): seasonal covariability of rainfall and EF plays little role in our results here. There is also broad agreement in the principal spatial features of the seasonal TFS, as both NARR and AM2.1 exhibit signals largely concentrated over Central America and the eastern United States. Over these regions, EF variability explains 10%–20% of the observed (day to day) variability in afternoon rainfall probability. However, prominent differences are discernible in two regions: 1) the northern central Great Plains and Rockies, where AM2.1 shows a positive TFS signal in spring and summer while NARR shows little signal, and 2) Mexico, where AM2.1 shows a stronger signal in the south and no signal in the north. Potential sources of these differences are discussed below. Despite these discrepancies, the TFS maps in Fig. 2 indicate comparable impacts of surface fluxes on the probability of afternoon precipitation in NARR and AM2.1.
Triggering feedback strength TFS [units of probability of afternoon rain (1200–1800 LT)] in (left) NARR and (right) AM2.1 over the different seasons (top to bottom): mean from the 200 bootstrap samples. Gray shading indicates the mean was not significantly different from zero according to a two-sided t test at the 95% level; white shading indicate points without enough days for the analysis.
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
2) Functional relationship
A more functional quantification of the relationship between the TFS and surface fluxes is presented in Fig. 3, which depicts the normalized TFS metric (normTFS) plotted against EF over the study domain. In each of the seasons, the thick lines (corresponding to the mean signal from 200 bootstrap realizations) slope upward with EF, indicating that the EF-related convective triggering impact increases as EF increases. In both NARR and AM2.1, most of this increase occurs for EF above ~0.6; over the range 0.2 < EF < 0.6, TFS remains small; beyond 0.6, it increases substantially.
NormTFS as a function of mean EF (thick line) determined from all grid points (south of 50°N) in each of the 200 bootstrap samples. Shaded areas indicate minimum and maximum values of the fifth and ninety-fifth percentile curves from these bootstrap samples; dashed lines are the mean ±1 std dev. The thin black line indicates the mean number of observations per bin (10 bins with an increment of 0.1) over the bootstrap samples. Shading is truncated where the mean number of observations per bin is <5.
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
Across the entire range of mean EF, TFS remains positive. However, for both low and high EF values, both AM2.1 and NARR indicate the possibility of a negative signal; that is, these bins exhibit much larger spread (shaded area indicative of the minimum of the fifth and maximum of the ninety-fifth percentile curves from the bootstrap samples) in normTFS bootstrap values than those with more moderate EF values, particularly in AM2.1 in which the EF range is greater and the spread among bootstrap members is systematically larger. While the precise nature of the increased spread in AM2.1 is unknown, it may suggest that the impact of surface fluxes on precipitation triggering is less consistent over time in the model since the estimated relationship appears more sensitive to the resampling of days (with replacement).
The possibility of some negative TFS values at low EF values is consistent with the results from Findell et al. (2011), who used the ⅓ ° × ⅓ ° resolution NARR data. This may point to negative feedback induced by moistening of the top of the boundary layer through entrainment, as observed in a moist midlevel atmosphere (Ek and Holtslag 2004; Westra et al. 2012). This moistening could then favor the formation of deep convective rain. On the other hand, the finer resolution NARR data show little indication of negative normTFS values at high EF. Thus, the appearance of some negative normTFS values in the regridded NARR indicates that coarsening the resolution may impact the sign of the coupling in some instances.
Finally, the probability distribution functions (pdfs) of mean EF shown in Fig. 3 indicate (thin black lines) that AM2.1generally captures a range of mean EF in the spring and fall seasons similar to NARR, although it is biased toward dry values in the summer season. This bias is further discussed in section 4b.
b. AFS
The AFS metric in both NARR and AM2.1 (Fig. 4) generally reflects small values and considerable spatial heterogeneity, suggesting a negligible and inconsistent influence of surface fluxes on afternoon rainfall intensity. In fact, the functional plots of normAFS versus mean EF (Fig. 5) for both NARR and AM2.1 hint at weakly positive values for only the highest EF values (>0.8) in JJA and SON. These results are consistent with the fine-resolution results of Findell et al. (2011): in the latter, the AFS signal corresponds to <1 mm rainfall amplification over high EF regions, which is typically less than 10% of the average afternoon rainfall depths in these regions. As in Fig. 3 for the normTFS, Fig. 5 shows that the spread of normAFS bootstrap values for a given mean EF is much larger in the model than in NARR.
As in Fig. 2, but for the amplification feedback strength (AFS) [units of millimeters of afternoon rain (1200–1800 LT)].
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
As in Fig. 3, but with normAFS as a function of mean EF. Note that the pdf of mean number of observations per bin differs from Fig. 3 because only days with afternoon rainfall are included in the AFS calculation.
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
Beyond that leading-order agreement, there are differences between NARR and AM2.1. GCMs exhibit well-known biases in the intensity, variability, and timing of convective rainfall (Betts and Jakob 2002; Dai 2006; Rio et al. 2009), which could contribute to these differences. Relative to NARR, the AM2.1 pdf of morning EF for days with rainy afternoons is skewed toward higher values, with a peak at EF = 0.7 in JJA, as seen in Fig. 5. The difference between the distributions of EF on all days versus rainy days (Fig. 3 versus Fig. 5) is greater in AM2.1 than in NARR. This suggests that AM2.1 simulates a larger proportion of days with midrange EF and no afternoon rainfall, with afternoon rainfall preferentially occurring on days with high morning EF. This suggests that the atmosphere, precipitation in particular, may be less sensitive to surface fluxes in AM2.1 than in NARR, as the former seemingly requires a higher EF to trigger rainfall. This is consistent with rainfall sensitivity results discussed in section 4a below.
To summarize, Figs. 2–5 demonstrate that in both NARR and AM2.1 surface flux partitioning may exert substantial control on afternoon rainfall triggering in some regions but little overall control on the amount of rain that falls. The next section investigates in greater detail some of the differences in TFS between NARR and AM2.1; given the negligible AFS signal, differences for that metric are not described.
4. Feedback drivers in NARR and AM2.1
a. TFS components
As discussed in section 2c, the TFS computation involves the combination of two terms: a derivative sensitivity term
Standard deviation of morning (0900–1200 LT) EF in (left) NARR and (right) AM2.1 over the different seasons (top to bottom): mean from the 200 bootstrap samples. Note that for each season days with morning rainfall or negative morning CTP were removed.
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
As in Fig. 6, but with
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
On the other hand, differences in the TFS patterns in NARR and AM2.1 appear to mirror differences in
b. Differences in climate background
We now consider differences in σEF and
1) Rainfall
Figure 8 depicts mean daily rainfall across all seasons in NARR and AM2.1. Broadly AM2.1 replicates the pattern of mean rainfall seen in NARR, particularly in DJF and MAM, although some significant regional biases are present. Most obvious here is the negative bias over the Midwest and south-central United States in JJA (Klein et al. 2006). In JJA the model also appears to overestimate rainfall over the northern Great Plains and Rockies, while in SON, it underestimates rainfall over the eastern United States. Throughout Mexico and Central America over most of the year, AM2.1 largely overestimates rainfall. Comparing mean rainfall and EF patterns (Fig. 9) underscores a strong association between them, with the differences in EF between the two datasets resembling those for rainfall.
As in Fig. 6, but with mean daily rainfall (mm day−1). Note that here all days in the season are included.
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
As in Fig. 6, but with mean morning (0900–1200 LT) EF.
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
Because biases in rainfall translate directly into differences in mean evaporative fraction (Figs. 8 and 9) and because of the relationship between mean EF and the TFS [highlighted in section 3a(2)], biases in rainfall have the potential to directly affect simulated triggering feedback strength. For instance, over areas like Central America, the positive bias in rainfall does not substantially alter afternoon rainfall probability (see Fig. 10) but it does translate into higher mean EF values (Fig. 9). Given the relationship between mean EF and TFS, this leads to higher sensitivity values (Fig. 7) and, thus, higher TFS (Fig. 2). On the other hand, in regions like the southern and southwestern United States, the dry bias in AM2.1 means that afternoon rainfall probability (Fig. 10) is too low for the sensitivity term, and thus the TFS, to be significant (see section 2).
As in Fig. 6, but with mean afternoon (1200–1800 LT) rainfall probability.
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
2) EF Variability
As previously discussed, σEF is more muted in NARR relative to AM2.1. Unfortunately, no gridded, large-scale observational data exist to demonstrate whether σEF is closer to reality in either NARR or AM2.1. Despite differences in patterns that mostly reflect differences in rainfall, mean EF reaches similar maximum values in both datasets (Fig. 9). As shown in Fig. 11a, because EF is bounded by 0 and 1 during daytime, one expects the relationship between the mean and standard deviation to exhibit a convex shape, with middle-range mean values showing the largest variability. Although the standard deviation versus mean EF curves for both NARR and AM2.1 exhibit the expected shape (Fig. 11a), the curve is much flatter in NARR. In addition, Fig. 11b shows that morning EF variability in NARR is largely invariant with respect to daily rainfall variability (σrainfall). In contrast, in AM2.1, EF variability increases with rainfall variability at low σrainfall, saturates, and then decreases. The decrease of σEF at higher rainfall variability (which in turn is associated with high mean rainfall conditions) comes about as EF approaches saturation. It remains unclear what role data assimilation in NARR, in which surface fluxes respond to assimilated rainfall but are also affected by the assimilation of near-surface humidity and wind, plays in the low variability of EF.
(a) Standard deviation of morning EF as a function of mean EF; (b) daily rainfall standard deviation for JJA in NARR and AM2.1. Each dot represents a pixel.
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
If EF variability is, indeed, attenuated in NARR compared to reality, then the TFS quantitative results reported in Findell et al. (2011) are arguably conservative. Overall, we suggest that the differences in mean rainfall and mean EF, combined with the different mean EF–σEF relationships in both datasets, explain the very different patterns in EF variability in Fig. 6. While we are unable to assess the respective levels of realism of EF variability in NARR and AM2.1, we stress that σEF is itself only a scaling factor in the computation of the TFS. Qualitatively, differences in TFS appear to be driven primarily by sensitivity patterns, namely, the relationship between surface flux partitioning and precipitation.
5. Discussion: Assessing the evaporation–precipitation feedback
The results presented above highlight significant regional impacts of EF variability on afternoon rainfall probability over North America in both NARR and AM2.1, with a positive relationship between the EF and probability. Both NARR and AM2.1 further show the coupling strength as defined by TFS increasing as EF increases.
The dominance of a positive impact of evaporative fraction on subsequent precipitation is consistent with results from previous literature (e.g., Polcher 1995; De Ridder 1997; Xue et al. 2001) and understanding of the mechanistic pathways connecting the two variables. A simplified characterization of the impact of increased EF—resulting from increased evaporation—on precipitation is that enhanced evaporation reduces the convective inhibition through more efficient reduction (lowering) of the level of free convection (LFC) than the reduction (lowering) of the top of the boundary layer (BL) (Gentine et al. 2013c). High surface evaporation rates are typically associated with shallow boundary layers with high values of moist static energy (MSE), while high rates of sensible heat flux are typically associated with deep boundary layers with lower MSE (De Ridder 1997). The positive evaporation–precipitation pathway is characterized by a rise in BL MSE leading to an associated lowering of the LFC and reduced convective inhibition (CIN) until the LFC is close to the top of the mixed layer, leading to cumulus mass flux generation (Betts 1973; Arakawa and Schubert 1974; Gentine et al. 2013a,b).
Conversely, we hypothesize that the negative evaporation–precipitation pathway is characterized by increased relative humidity at the boundary layer top (Ek and Holtslag 2004; Westra et al. 2012) and therefore reduced LFC and CIN. This can happen in the case of weakly stratified and moist atmospheric profiles (Betts 1992; Gentine et al. 2013c) in which a deep boundary layer favors condensation by the reduction of the actual temperature at the boundary layer top. Stated another way, for a weakly stratified moist atmospheric profile, BL growth is a more efficient method for bringing together the BL top and LFC, while for a relatively drier and more stable profile, directly increasing surface MSE via moistening is a more efficient method of achieving this same result.
Although the relaxed Arakawa–Schubert (RAS) convective scheme used in AM2.1 (Moorthi and Suarez 1992) does not explicitly simulate the impact of surface fluxes on convective layer properties as explained above, its parameterizations and behavior are consistent with a dominant positive impact of increased EF on rainfall triggering. In particular, for the RAS scheme, convection is triggered on a quantity similar to “entraining CAPE.” Thus, increased latent heating at the surface feeds parcel buoyancy aloft through the effect of in situ condensational heating. While higher sensible heat flux may also directly increase buoyancy through warming at the surface, it also shifts saturation thresholds to higher values, which makes it more difficult for condensation to occur. Thus, in the RAS scheme, higher surface EF is more likely to lead to rainfall occurrence. On the other hand, the amount of rainfall that occurs depends on ambient conditions higher in the atmospheric column that are more strongly tied to large-scale dynamics.
As underscored in the introduction, the mechanistic pathway detailed above points to the impact of soil moisture anomalies and subsequent surface fluxes anomalies on boundary layer dynamics, convection, and precipitation formation, rather than to a change of the absolute water vapor input to the atmosphere from modified evapotranspiration (Seneviratne et al. 2010). The weak overall amplification feedback strength signal over North America in our results indicates that, at the temporal and spatial scales considered here, the variations in local moisture input to the atmosphere from evapotranspiration barely influence rainfall depths, which are mostly the result of synoptic advection of moisture. However, it should be noted that the morning EF modulation of afternoon rainfall triggering can impact the total rainfall depth viewed over sufficiently long periods (e.g., seasonally) by shifting the frequency of convective rainfall events.
(a) Combined feedback strength (CFS, (units of millimeters of afternoon rainfall) in NARR for JJA. (b) CFS divided by average afternoon rainfall on days included in the CFS (percent). (c) Ratio of total afternoon rainfall on days included in the CFS to total JJA rainfall (percent). (d) Product of (b) and (c) in percent.
Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0111.1
How do the present results compare to other assessments of the impacts of land surface fluxes on precipitation, for example, results from the GLACE experiment (Koster et al. 2004) or moisture recycling studies (e.g., Dominguez and Kumar 2008)? On first glance, there may appear to be some inconsistencies: for instance, Figs. 2 and 12c do not exhibit a central Great Plains hotspot as in the study of Koster et al. (2004). However, as discussed in Findell et al. (2011), this can be at least partly attributed to the difference in coupling metrics, as the Koster et al. metric not only considered the impact of evaporation on rainfall as analyzed here but also the impact of soil moisture on evaporation. In addition, the analysis of Koster et al. (2004) used total rainfall during the day, whereas our study focuses on afternoon rainfall only, thus not accounting for rainfall during other times of day. Because the computation of the Koster et al. metric explicitly relies on model simulations in which soil moisture/evaporation variability are suppressed, we obviously cannot compute this metric from the NARR dataset for comparison. On the other hand, we note that, while AM2.1 essentially agrees with the distribution of strong EF–rainfall coupling evident in NARR, a similar model version also produced a strong positive signal over the central United States in the GLACE experiment, in agreement with the central Great Plains hotspot (cf. Fig. 5 in Koster et al. 2006). This suggests that both analyses are not inherently contradictory.
We can also reconcile our results in the context of moisture recycling studies (Brubaker et al. 1993; Dirmeyer and Brubaker 2007; Dirmeyer et al. 2009a,b). While the latter have typically yielded recycling ratios, that is, the share of precipitation over a given region originating from evaporation from the same region, on the order of 15%–35% over the contiguous United States (e.g., see Table 1 in Dominguez and Kumar 2008 and corresponding references), our analysis indicates that over North America the principal impact of evapotranspiration is on rainfall triggering, not rainfall amplification. Thus, while the fraction of afternoon rainfall variability explained by morning EF variability in our analysis (Fig. 12c) is comparable to, or even exceeds, the values provided by prior recycling studies, the underlying mechanistic pathway is distinct, that is, increased rainfall triggering versus rainfall enhancement. Of course, it is important to note that recycling ratios typically correspond to values integrated over longer periods (e.g., seasons or years) and over much larger regions than the daily time and pixel scales considered here. The conceptual difference between “local” evaporation–precipitation coupling, exemplified here by the TFS/AFS analysis, and implicitly larger-scale moisture budget studies has been noted in Seneviratne et al. (2010) and developed in greater detail in Goessling and Reick (2011). Fundamentally, recycling ratios can be regarded as an integral of local evaporation–precipitation coupling over time and space. Although local coupling may take place at smaller spatial and temporal scales, the absolute water input from evaporation to the atmosphere becomes significant only beyond a certain spatiotemporal scale (Goessling and Reick 2011; van der Ent and Savenije 2011); beyond this scale, the magnitude of moisture recycling generally increases as the area increases (Dominguez et al. 2006; van der Ent et al. 2010). The connection between such recycling ratio analyses and local surface–atmosphere coupling remains to be fully investigated; for instance, Goessling and Reick (2011) note that recycling ratios can only be positive, while local coupling is sometimes negative (Hohenegger et al. 2009). In any event, our analysis is on arguably too short a time scale to capture the moisture recycling highlighted in studies such as Dominguez and Kumar (2008). We hypothesize that at both a longer time scale and a larger spatial scale, the balance between the TFS and AFS in our analysis should shift toward stronger AFS values, that is, the effect of evaporation aggregated over pixels and/or days should impact corresponding rainfall depths more clearly. In this regard, it is interesting to note that the dominant role of triggering feedback strength compared to amplification feedback strength still holds in NARR when averaging data from the original fine spatial resolution, as shown in Findell et al. (2011), to the coarser, model-like resolution in the present study: even at this larger scale (2.5° × 2.0°) there is little apparent moisture recycling on a diurnal basis.
6. Summary and conclusions
In this study we have expanded the NARR-based assessment of the impact of morning surface fluxes on afternoon precipitation frequency and intensity of Findell et al. (2011) to include all seasons and to compare with a simulation of the GFDL AM2.1 general circulation model. Our results demonstrate general agreement between NARR and AM2.1 for the main features described in Findell et al. (2011), most significantly that higher early-morning evaporative fraction (EF) strongly modulates afternoon convective rainfall triggering but does not strongly influence rainfall amounts. Spatially, both NARR and AM2.1 TFS exhibit largest values over the eastern United States and Mexico. Moreover, the seasonality of the evaporation–rainfall coupling is consistent between NARR and AM2.1, with the strength peaking in summer in both. Functionally, the coupling strength increases in both datasets with increasing mean EF, with the steepest increase above ~0.6. Over the regions with the strongest signal, we estimate that the impact of EF variability on summertime afternoon rainfall triggering may account for up to half of the aggregate seasonal rainfall amount variability. Since our analysis is restricted to the morning-to-afternoon impact of surface fluxes on precipitation, our analysis may not provide an accurate estimate of how much daytime surface fluxes might impact subsequent convective precipitation in regions like the Midwest where convection exhibits a nocturnal phasing.
While there is an overall correspondence of TFS in NARR and AM2.1, some notable differences are evident. We speculate that climatological biases in rainfall contribute to differences between NARR and AM2.1, with the latter displaying some regional triggering feedback strength signals that are not present in NARR (e.g., the northern Great Plains and Rockies). It is also worth noting that NARR and AM2.1 yield comparable TFS signals through different combinations of factors: in general, AM2.1 simulates lower sensitivity of afternoon rainfall probability to morning EF but larger variability in EF. These results underscore the need to consider evaporative fraction and its coupling to precipitation in additional datasets and model simulations in order to assess the applicability of our results across models and to validate against available measurements, even though the limited availability of current measurements may preclude obtaining robust observational estimates. Systematic comparison to other land–atmosphere coupling metrics based on common datasets would also be useful in order to develop an interpretative framework for the existing studies of land–atmosphere coupling and their respective results. In this regard, we stress that our analysis focuses on the atmospheric branch of the coupling (i.e., the impact of surface fluxes on rainfall) at diurnal time and order 102-km spatial scales. In future work, we plan to expand calculation of the metric to make it applicable to the complete soil moisture–precipitation pathway.
Acknowledgments
This work was supported by National Science Foundation (NSF) Grants AGS-1035968 and AGS-1035843 and New Jersey Agricultural Experiment Station Hatch Grant NJ07102. We thank Sarah Kapnick and Leo Donner for providing comments on the manuscript and Fanrong Zeng for assisting with the simulation. National Centers for Environmental Prediction (NCEP) North American Regional Reanalysis (NARR) data provided by the National Climatic Data Center from their website: http://nomads.ncdc.noaa.gov/data.php.
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