Development of a China Dataset of Soil Hydraulic Parameters Using Pedotransfer Functions for Land Surface Modeling

Yongjiu Dai College of Global Change and Earth System Science, Beijing Normal University, Beijing, China

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Wei Shangguan College of Global Change and Earth System Science, Beijing Normal University, Beijing, China

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Qingyun Duan College of Global Change and Earth System Science, Beijing Normal University, Beijing, China

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Baoyuan Liu School of Geography, Beijing Normal University, Beijing, China

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Suhua Fu School of Geography, Beijing Normal University, Beijing, China

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Guoyue Niu Biosphere 2, University of Arizona, Tucson, Arizona

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Abstract

The objective of this study is to develop a dataset of the soil hydraulic parameters associated with two empirical soil functions (i.e., a water retention curve and hydraulic conductivity) using multiple pedotransfer functions (PTFs). The dataset is designed specifically for regional land surface modeling for China. The authors selected 5 PTFs to derive the parameters in the Clapp and Hornberger functions and the van Genuchten and Mualem functions and 10 PTFs for soil water contents at capillary pressures of 33 and 1500 kPa. The inputs into the PTFs include soil particle size distribution, bulk density, and soil organic matter. The dataset provides 12 estimated parameters and their associated statistical values. The dataset is available at a 30 × 30 arc second geographical spatial resolution and with seven vertical layers to the depth of 1.38 m. The dataset has several distinct advantages even though the accuracy is unknown for lack of in situ and regional measurements. First, this dataset utilizes the best available soil characteristics dataset for China. The Chinese soil characteristics dataset was derived by using the 1:1 000 000 Soil Map of China and 8595 representative soil profiles. Second, this dataset represents the first attempt to estimate soil hydraulic parameters using PTFs directly for continental China at a high spatial resolution. Therefore, this dataset should capture spatial heterogeneity better than existing estimates based on lookup tables according to soil texture classes. Third, the authors derived soil hydraulic parameters using multiple PTFs to allow flexibility for data users to use the soil hydraulic parameters most preferable to or suitable for their applications.

Corresponding author address: Yongjiu Dai, College of Global Change and Earth System Science, Beijing Normal University, No. 19, Xinjiekouwai St., Beijing 100875, China. E-mail: yongjiudai@bnu.edu.cn

Abstract

The objective of this study is to develop a dataset of the soil hydraulic parameters associated with two empirical soil functions (i.e., a water retention curve and hydraulic conductivity) using multiple pedotransfer functions (PTFs). The dataset is designed specifically for regional land surface modeling for China. The authors selected 5 PTFs to derive the parameters in the Clapp and Hornberger functions and the van Genuchten and Mualem functions and 10 PTFs for soil water contents at capillary pressures of 33 and 1500 kPa. The inputs into the PTFs include soil particle size distribution, bulk density, and soil organic matter. The dataset provides 12 estimated parameters and their associated statistical values. The dataset is available at a 30 × 30 arc second geographical spatial resolution and with seven vertical layers to the depth of 1.38 m. The dataset has several distinct advantages even though the accuracy is unknown for lack of in situ and regional measurements. First, this dataset utilizes the best available soil characteristics dataset for China. The Chinese soil characteristics dataset was derived by using the 1:1 000 000 Soil Map of China and 8595 representative soil profiles. Second, this dataset represents the first attempt to estimate soil hydraulic parameters using PTFs directly for continental China at a high spatial resolution. Therefore, this dataset should capture spatial heterogeneity better than existing estimates based on lookup tables according to soil texture classes. Third, the authors derived soil hydraulic parameters using multiple PTFs to allow flexibility for data users to use the soil hydraulic parameters most preferable to or suitable for their applications.

Corresponding author address: Yongjiu Dai, College of Global Change and Earth System Science, Beijing Normal University, No. 19, Xinjiekouwai St., Beijing 100875, China. E-mail: yongjiudai@bnu.edu.cn

1. Introduction

To simulate runoff and surface energy and moisture fluxes, land surface models (LSMs) require an appropriate description of soil water content. Most LSMs calculate soil water content by numerically solving the Richards equation:
e1
where is the soil volumetric water content, is soil water pressure head (, where is capillary potential, ), is the hydraulic conductivity, and is a sink term accounting for the effect of plant root uptake.

To simulate soil water content, and and their associated parameters should be determined prior to solving the above equation. In addition, a more realistic simulation should account for spatial variability of these parameters in both vertical (different layers of the soil column) and horizontal directions (their geographic variability). However, soil hydraulic properties are highly heterogeneous in space, and their estimates are dependent on local soil characteristics. There is no unique way to relate soil hydraulic properties and soil characteristics. For this reason, various researchers proposed different empirical relationships of soil hydraulic parameters and soil characteristics, referred to as pedotransfer functions (PTFs). Land surface modelers have employed different PTFs to estimate soil hydraulic parameters. This study aims to develop a dataset of soil hydraulic parameters over regions of China for different PTFs.

We selected the most frequently used empirical functions for and , that is, those given by Clapp and Hornberger (1978), as well as those by van Genuchten (1980) and Mualem (1976). The functions of Clapp and Hornberger (hereafter FCH), based on earlier studies of Brooks and Corey (1964) and Campbell (1974), have been most widely used in LSMs (e.g., McCumber and Pielke 1981; Dickinson et al. 1986; Sellers et al. 1986; Liang et al. 1994; Chen and Dudhia 2001; Dai et al. 2003), primarily because of their relative simplicity. The functions of van Genuchten and Mualem (hereafter FGM) have been favored by soil scientists and hydrologists (e.g., Guber et al. 2009; Shao and Irannejad 1998; Šimůnek et al. 2006), but are less popular in the LSM community.

Direct measurement of parameters associated with and is difficult and in most cases impractical. It is also impossible to obtain sufficient numbers of direct measurements across a region to adequately reflect the spatial heterogeneity of soils. Thus, most soil databases do not provide soil hydraulic parameters associated with and . Instead, they are usually obtained by PTFs from soil properties that are easily measured and widely available, such as particle size distribution, bulk density (BD), and soil organic matter (SOM) content. In regional and global applications, the soil hydraulic parameters are all derived from PTFs. Furthermore, the soil properties required by PTFs are developed by linking soil survey maps with representative soil profiles.

Land surface models for numerical weather prediction, climate modeling, and hydrological modeling usually use lookup tables of mean values of hydraulic parameters based on soil textural classes or continuous PTFs provided by Clapp and Hornberger (1978) and Cosby et al. (1984). Table 1 provides an overview of the PFTs and global soil datasets of the seven most widely used LSMs in the hydrometeorology community. Most of them use the taxonomy-based PTFs and expert rules based on soil parameter estimation. During the past decades, many new PTFs and soil datasets have been developed. However, these PTFs and soil datasets have not yet been incorporated into LSMs.

Table 1.

Land surface models and their soil hydraulic parameters: datasets are the FAO Soil Map of the World (SMW) (FAO 1971–1981, 1996); World Inventory of Soil Emission Potentials (WISE); U.S. State Soil Geographic Database (STATSGO); International Geosphere–Biosphere Programme Soil Dataset (IGBP-SOIL); and Harmonized World Soil Database (HWSD) (FAO/IIASA/ISRIC/ISSCAS/JRC 2012).

Table 1.

A large number of studies have been performed recently to develop PTFs (Vereecken et al. 2010). Most published PTFs provided a very limited description of the functions and where they can potentially be used (McBratney et al. 2011). The accuracy of a PTF outside of its development dataset is generally unknown. A PTF may perform well in one region where it was developed and tested but perform relatively poorly in other regions. In past decades, there were many evaluations of the PTFs using different datasets, including those of PTFs for the soil moisture retention curve (Cornelis et al. 2001; Givi et al. 2004; Nemes et al. 2003; Rajkai et al. 2004; Rubio 2008; Stumpp et al. 2009) and those for the saturated or unsaturated hydraulic conductivity (e.g., Abdelbaki et al. 2009; Julia et al. 2004; Lee 2005; Minasny and McBratney 2000; Sobieraj et al. 2001; Stolte et al. 1994; Tietje and Hennings 1996; Wagner et al. 2001). However, it is not clear that a best set of PTFs for both the soil moisture retention curve and hydraulic conductivity exists.

The inability and uncertainty of PTFs in the estimation of soil hydraulic parameters can be attributed to factors as follows: 1) the intrinsic inability (i.e., PTF structural error) to accurately describe complex physical relationships (Tomasella et al. 2003), 2) the intrinsic inability or uncertainty caused by limited data used for PTF training, and 3) the uncertainty in PTF inputs to reflect soil spatial heterogeneity at different scales. Chirico et al. (2010) evaluated the effect of PTF prediction uncertainty on the components of the soil water balance at the hill slope scale. They found the simulated evaporation to be much more affected by the PTF intrinsic inability than by errors due to uncertainty in the input data (Vereecken et al. 2010). Therefore, using ensembles of PTFs to estimate soil hydraulic properties may be a practical approach in land surface modeling (Guber et al. 2006).

Global or regional datasets of hydraulic parameters have recently been compiled using soil profile attributes or PTFs. However, most of the datasets of the hydraulic parameters are only usable for simple bucket models with a specified water-holding capacity, such as available water capacity (AWC) and saturated volumetric water content (Table 2). So far, no dataset is available for the FCH and FGM for applications at regional or global scales.

Table 2.

Recent datasets of the soil hydraulic parameters for use in regional and global hydrological and climate modeling: European Soil Database (ESDB); the 1:1 million Soil Map of China (SMC); various regional maps from Soil and Terrain Digital Database (SOTWIS); available water storage capacity (AWC); and Ks, saturated hydraulic conductivity; θs, saturated volumetric water content; θ33, field capacity; and θ1500, volumetric water content at 1500-kPa potential. Other abbreviations as in Table 1.

Table 2.

Another limitation of soil datasets listed in Table 2 is a dearth of information on vertical variability of soil profiles. In most datasets, the properties of the A horizon (or surface–0.3 m layer) are assumed to be representative of the entire soil profile including the root zone; then soil hydraulic parameters are assigned through PTFs. However, the attributes of the underlying horizons in most soils are significantly different from those of the surface layer (Williams et al. 2006).

Besides uncertainty in meteorological forcing data, the inaccuracy in land hydrometeorological modeling can be attributed in part to inadequate land surface hydrology parameterizations, including poor estimates of soil hydraulic parameters. So far, there is not a soil hydraulic parameter dataset available for hydrometeorological modeling from catchments to global scales because soil hydraulic parameters have not been derived from soil profile databases to adequately reflect spatial heterogeneity of the soil.

As land modelers, we expect that the dataset of the hydraulic parameters associated with FCH and FGM developed in this study could 1) describe spatial variability of the soil hydraulic characteristics in both vertical and horizontal directions, 2) provide multiple choices for users to use either a single set or an ensemble of hydraulic parameters associated with different PTFs, and 3) provide a benchmark dataset (the median values) from multiple PTFs or as a reference dataset.

We estimate the hydraulic parameters associated with and at 30 × 30 arc second resolution by employing multiple PTFs. We selected five PTFs for estimating the parameters of FCH, five PTFs for FGM, and 10 PTFs for the field capacity and permanent wilting point. The dataset includes the mean values of the hydraulic parameters derived with each PTF and their statistics, that is, values of median and coefficient of variation.

In this paper, we describe the development of a China dataset with multiple PTF-derived soil hydraulic parameters of the FCH and FGM. Our effort is unique in that the science community will have access to a dataset of soil hydraulic parameters specifically designed for land modeling applications.

2. Data and methods

The generation of soil hydraulic parameters requires a soil property dataset and appropriate PTFs. The soil property dataset should include the percentages of sand, silt, and clayin addition to bulk density, and soil organic matter in the profiles. The PTFs provide algorithms to derive the hydraulic parameters of the functions of Clapp and Hornberger (FCH) and van Genuchten and Mualem (FGM).

a. Soil datasets

1) Soil map of China

The 1:1 000 000 soil map of China was compiled from the Second National Soil Survey (1979–85; Shi et al. 2004). At present, it is the most detailed digitized national soil map of China. This spatial dataset is based on the Genetic Soil Classification of China (GSCC), consisting of 12 orders, 61 great groups, 235 subgroups, 909 families, and 11 nonsoil map units (i.e., glacier, river, lake and man-made reservoir, rock debris/detritus, coral reef and islet, salt desert and crust, coastal salt marsh, in-river sand bar and islet, urban and builtup lands, coastal aquatic farm, and coastal ocean) in the soil map. However, there are only 925 soil map units in the soil map, and each map unit has only one soil type at family, subgroup, and great group levels. Not all soil types appear in the soil map, which is delineated into 94 303 map polygons.

2) Soil profile database

We collected 8595 representative soil profiles with 33 039 soil horizons from the literature of the Second National Soil Survey of China. The soil profiles were digitized from published books, including soil books at the national and provincial level and at prefectural and county levels of Tibet (Shangguan et al. 2012, 2013). The information collected for each profile includes classification under the GSCC; physical and chemical properties of each horizon including soil particle size distribution, SOM, and BD, which are used as inputs to the PTFs in this study.

3) The derived spatial distribution of soil properties

The spatial distribution of soil properties are derived using a polygon linkage method from the 1:1 000 000 soil map of China and soil profile database (Shangguan et al. 2012). The polygon linkage method links soil polygons and soil profiles taking the distance between soil profiles and soil polygons into account to preserve spatial variations of a soil type. In the Chinese soil profile database, soil particle size distribution was measured under the International Society of Soil Science (ISSS) and Katschinski schemes (Katschinski 1956). However, a PTF usually requires soil texture data of the Food and Agriculture Organization–U. S. Department of Agriculture (FAO-USDA) System. The limits of sand, silt, and clay fractions are between 2 and 0.05, 0.05 and 0.002, and <0.002 mm, respectively. For PTF and LSM applications, the particle size distribution data are converted to the FAO-USDA System using several particle size distribution models (Moeys and Shangguan 2010). The soil characteristics of soil profiles are standardized into seven layers (0–0.045, 0.045–0.091, 0.091–0.166, 0.166–0.289, 0.289–0.493, 0.493–0.829, and 0.829–1.383 m) to match the soil column discretization in the Community Land Model (CLM) (Dai et al. 2003; Oleson et al. 2004). However, in the deepest layer, there is little information of the needed input properties, so it was not included in our study. Since LSMs are usually grid based, the original vector soil map was rasterized at a resolution of 30 × 30 arcseconds.

b. The PTFs of soil water retention and hydraulic conductivity

1) The functions of Clapp and Hornberger

The functions of Clapp and Hornberger (FCH) (Clapp and Hornberger 1978), based on the earlier studies of Brooks and Corey (1964) and Campbell (1974), have been widely used in LSMs for climate/weather models. The water retention in the dry range is written as
e2
where is the saturated capillary potential, is the pore size distribution index, and is the saturated water content; defines an inflection point near the saturation range. Equation (2) is combined with a parabolic equation for the wet range (Clapp and Hornberger 1978; Hutson and Cass 1987). The soil hydraulic conductivity is written as
e3
where is the saturated hydraulic conductivity. Therefore, there are four parameters associated with the FCH, that is, (cm3 cm−3), (cm), (dimensionless), and (cm day−1), that need to be estimated.

2) The functions of van Genuchten–Mualem

The functions of van Genuchten and Mualem (FGM) (van Genuchten 1980) combine an empirical power-law equation describing the relationship between pressure head and moisture content with a predictive pore size distribution model developed by Mualem (1976) for the unsaturated hydraulic conductivity. The FGM is favored by soil physicists. The water retention is written as
e4
where is effective saturation, h is the pressure head (considered here to be positive under unsaturated conditions), is a parameter corresponding approximately to the inverse of the air-entry value, and n is a shape parameter; is the residual moisture content, which is defined as the water content at a high suction as follows: (infinity) suction (Brooks and Corey 1964), -kPa suction (Mitchell 1976), −1500-kPa suction (van Genuchten 1980), and a fitting parameter without a real physical significance (van Genuchten et al. 1991). The soil hydraulic conductivity is
e5
where is the saturated hydraulic conductivity (defined at h = 0) and L is the pore-connectivity parameter. Thus, there is a total of six parameters, that is, (cm−1), n (dimensionless), (cm3 cm−3), (cm3 cm−3), (cm day−1), and L (dimensionless), that need to be estimated.

4) Field capacity and permanent wilting point

Field capacity is the amount of water content retained in soil after excessive water has drained away under gravity. Gravitational drainage usually lasts for 2–3 days after a rain or irrigation in pervious soils of uniform structure and texture, and the drainage rate decreases substantially. Permanent wilting point, or wilting point, is defined as the minimal point of soil moisture the plant requires not to wilt. In this study, field capacity and permanent wilting point is regarded as the water content at about −33 () and −1500 kPa () of suction pressure, respectively.

c. The selected PTFs

FCH and FGM have shown great values in the widespread applications of water flow models at field and larger scales. The PTFs have been developed from easily measured and widely available soil properties such as sand, silt, and clay percentages; bulk density; or organic matter content. Our rules to select PTFs are as follows:

  1. PTFs of and parameters developed based on the same database are preferred. This rule is used to avoid confusion in the physical definition. The physical meanings of , , and in different models are similar, but their values may be different for a given soil. This is partly due to the subtle differences in the definition of saturation. For instance, for the FCH, and are defined at while, for FGM, they are defined at .

  2. PTFs developed based on large training samples (>200) are preferred (Guber et al. 2006). However, the databases with fewer samples typically have provided better PTFs, since additional samples may create additional variability, and smaller databases have typically used the same measurement methodology for all water retention curves (Vereecken et al. 2010).

  3. PTFs should have more positive evaluations. In comparison evaluations, the PTFs that perform best and have high rankings include the PTFs of Wösten et al. (1999), ranked by Wagner et al. (2001), and the PTFs of Cosby et al. (1984), ranked by Tietje and Hennings (1996). The PTFs developed by Cosby et al. (1984) were adopted in the CLM (Dai et al. 2003; Oleson et al. 2004).

From the literature, we selected five PTFs for estimating the FCH parameters (, , , and ), five PTFs for FGM parameters (, , , , , and ), and 10 PTFs for and . The PTFs are listed in the appendix.

3. Results

The data products developed in this study include 1) the resulting hydraulic parameters from individual PTFs and 2) statistics of the parameters from multiple PTFs, that is, median and coefficient of variation (CV). Median values were taken as the best estimations as these can avoid excessive influence of extreme values. The CV was used to show the variation of different estimates from various PTFs. In this section, we present an overview of the spatial variations of the estimated hydraulic parameters and a comparison of the lookup tables of parameters with previous estimations from U.S. soil samples (Clapp and Hornberger 1978; Cosby et al. 1984; van Genuchten et al. 1991; Meyer et al. 1997).

a. Horizontal variation of the estimated soil hydraulic parameters

As an example, we only show the horizontal distribution of the median and CV of the soil hydraulic parameters of the second land model standardized soil layer (0.045–0.091 m) (Figs. 1 and 2). The values associated with FCH and FGM have a similar spatial pattern, with higher values in mountainous areas (Tibetan Plateau and southern and northeastern China) and lower values in northern arid and semiarid areas as well as central and northern alluvial plains. The spatial variation of agrees well with that of the soil bulk density (BD); that is, higher areas correspond well to the lower BD areas and higher SOM areas (Shangguan et al. 2013). The CV values of are lower in most areas, implying that various PTFs are consistent in the estimations. The PTF estimations of are scattered in a range of 0.005–0.1 and have a value of 0.1 in most areas. The slope, , of FCH is the slope of the retention curve on a logarithmic graph. Low corresponds to high soil water retention, and has a good inverse correlation with the percentage of clay (Shangguan et al. 2013). Lower areas are in southern and northeastern China, where the soils are well developed or formed. PTF estimations are spread out over a narrow range (CV < 0.5 in most areas). The estimation of of FCH has a good correlation with the percentage of sand (Shangguan et al. 2013), and higher value (low retention) areas are in most of China, while lower value (high retention) areas are scattered in southern China. The saturated hydraulic conductivities in FCH and FGM have a similar spatial pattern in the deserts and on the Tibetan Plateau, and lower values spread over southern China and the northern plains. PTF estimations of spread over a large range (15–60 cm day−1), and CV > 0.6 in most areas. The other three parameters of FGM (i.e., n, , and L) have high (low) values in the north (south), although they may be different in spatial details. In general, the CV is large when values of a parameter are small, and vice versa. One exception is that L is rather high in the desert areas of the north. For FCH, has the largest CV, followed by . For FGM, L has the largest CV, followed by , , and n, which have rather small CV values.

Fig. 1.
Fig. 1.

The median and coefficient of variation (CV) of the FCH parameters for layer 2 (0.045–0.091 m): saturated water content (θs, cm3 cm−3), pore size distribution index (λ, dimensionless), saturated capillary potential (, cm), and saturated hydraulic conductivity (, cm day−1).

Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0149.1

Fig. 2.
Fig. 2.

The median and CV of the FGM water retention parameters for layer 2 (0.045–0.091 m): saturated water content (θs, cm3 cm−3), residual water content (θr, cm3 cm−3), parameter corresponding approximately to the inverse of the air-entry value (α, cm−1), shape parameter (n, dimensionless), saturated hydraulic conductivity (, cm day−1), and pore-connectivity parameter (L, dimensionless).

Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0149.1

The spatial distributions of and of the second land model standardized soil layer (0.045–0.091 m) are quite similar (Fig. 3). Higher values of and are in southern China, while lower values are in the arid and semiarid areas in northwestern China. PTF estimations of and are within a narrow range (CV < 0.5 in most areas).

Fig. 3.
Fig. 3.

The median and CV of field capacity (θ33, cm3 cm−3) and permanent wilting point (θ1500, cm3 cm−3) for layer 2 (0.045–0.091 m).

Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0149.1

b. Vertical variation of the estimated soil hydraulic parameters

In this subsection, we take the soil hydraulic parameters of the functions of Clapp and Hornberger as an example to show the vertical variation of soil hydraulic parameters (Fig. 4). In almost all areas, decreases with depth, with an exception that layer 2 has slightly smaller values than layer 6 in some areas of southern and central China. In most areas, generally decreases with depth, and layer 2 has much higher values in the east part of the Tibetan Plateau and the south. There are some areas with lower values of in the western part of Tibetan Plateau and the northeast and northwest of China. The saturated capillary potential, , increases with depth in almost all areas and decreases with depth in some areas of the northwest, whereas decreases with depth in most areas and increases with depth in some areas of the northwest and the northeast; has the largest vertical variation among all the parameters.

Fig. 4.
Fig. 4.

The vertical variation of soil hydraulic parameters of FCH (layer 2 divided by layer 6): (a) saturated water content (, cm3 cm−3), (b) λ, (c) (cm), and (d) (cm day−1). Layer 2 is 0.045–0.091 m; layer 6 is 0.493–0.829 m.

Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0149.1

c. Difference between FCH and FGM parameters

Figure 5 shows the difference of and for layer 2 estimated by FCH and FGM. In most areas, from FCH is slightly lower than that from FGM. Layer 2 has a much lower from FCH in the northeast and a much higher from FCH in the desert areas of the north; of FCH has higher values in the northwest and the Sichuan Basin, while it has lower values in most of the other areas and much lower values in the south. These differences between the FCH and FGM parameters are attributed not only to PTFs but also the differences in the definition of saturation (i.e., in FCH, and are defined in , while in FGM, they are defined at ). As a result, a specific hydraulic parameter from FCH and FGM cannot be used alternatively.

Fig. 5.
Fig. 5.

The difference of saturated water content (, cm3 cm−3) and saturated hydraulic conductivity (, cm day−1) of layer 2 (0.045–0.091 m) estimated by PTFs of FCH and FGM (FCH divided by FGM).

Citation: Journal of Hydrometeorology 14, 3; 10.1175/JHM-D-12-0149.1

d. Comparison of the lookup tables in soil textural class with previous studies

Table 3 shows the median and standard deviation of the median of hydraulic parameters estimated by PTFs of FCH for each texture class using the China database. These values are quite different from the popular lookup table developed by Cosby et al. (1984), which was based on 1448 samples from 23 states of the United States. The values of in China are about 2 to 5 times smaller than those in the United States. Except for sandy loam, sand, and loamy sand, the values of in China are significantly smaller than those in the United States, especially for the texture classes with high clay content. The parameters and are quite similar, except that sand soil has a much higher median of (0.413) in China than that (0.339) in the United States. The standard deviations of in China are much higher than those in the United States. These differences can be explained by two reasons. First, soil hydraulic properties in China are different from those in the United States. Second, Cosby et al. (1984) developed the lookup table based on observed soil hydraulic properties; however, our study used the outputs from multiple PTFs.

Table 3.

Median and standard deviation of the parameters of the water retention and hydraulic conductivity of Clapp and Hornberger (1978) in each USDA soil textural class (std dev in parentheses).

Table 3.

Lookup tables were available for the hydraulic parameters of FGM, , and from previous studies, though they have not been used in LSMs yet. Rawls et al. (1982) developed the soil hydraulic parameters of and for various texture classes, and van Genuchten et al.(1991) adopted them to derive the parameters of FGM by assuming and . Carsel and Parrish (1988) used the PTFs of Rawls and Brakensiek (1985) to estimate the hydraulic parameters of FGM with joint probability distributions for different texture classes. Meyer et al. (1997) improved and expanded the lookup table of Carsel and Parrish (1988) by adding parameters of the FCH, that is, and . All of these studies were based on soil samples from the United States. Meyer et al. (1997) attributed the difference to the use of different soil databases, the use of different PTFs, and the process to fit the water retention function. Tables 4 and 5 show the median and standard deviation of the hydraulic parameters of FGM, , and for each texture class using the China database. Compared to the lookup table of Meyer et al., the primary differences are that the estimations of in China are higher by 0.1 for silty clay and clay; the estimations of in China are much lower for sand, loamy sand, silty clay loam, silty clay, and clay, while the opposite is true for loam and silt loam; the estimations of in China are much lower for sand and loamy sand; the estimations of n in China are much lower except for silty clay loam, silty clay, and clay; the estimations of in China are much higher for sandy loam, sand, loamy sand, and loam; the estimations of in China are much higher for sandy loam, loam, and sandy clay loam; and the estimations of in China are much lower for sand and loamy sand and are much higher for silty clay loam, silty clay, and clay. Except for , the hydraulic parameters have a larger standard deviation in China in almost all cases, indicating that the predictions of PTFs are quite different.

Table 4.

Median and standard deviation of the water retention and hydraulic conductivity of van Genuchten (1980) and Mualem (1976) in each USDA soil textural class (std dev in parentheses).

Table 4.
Table 5.

Median and standard deviation for field capacity (θ33) and permanent wilting point (θ1500) in each USDA soil textural class (std dev in parentheses).

Table 5.

4. Discussion and conclusions

The land modeling community has struggled for years with the lack of adequate soil information at scales that will support regional modeling of climatic and hydrologic processes. The development of this dataset is a first step in providing realistic and useful data about the soil hydraulic properties that can then be used with a range of empirical approaches to determine the subsequent hydraulic nature of the soil environment. The dataset represents a “best available” Chinese regional digital soil properties dataset for use in land modeling applications. Users could run the land model to choose outputs of their preferred PTFs, statistical analysis values, multiparameter ensembles, or lookup tables.

Compared to previous datasets used in LSMs (Tables 1 and 2), we used multiple PTFs and more input data [i.e., bulk density (BD) and soil organic matter (SOM)] than soil texture only. Extensive research in the past has focused on improving the estimates of hydraulic properties using PTFs. An important aspect of the research is the identification of additional soil information that may improve accuracy of the PTFs, besides classical PTF predictors such as sand, silt, and clay content in addition to BD and SOM. Additional information may involve more detailed terrain attributes, vegetation, soil structure, water content at selected pressure heads, morphological properties, or taxonomic information. On the other hand, multimodeling approaches have been developed recently that combine predictions with different PTFs to either derive a single set of hydraulic parameters or aggregate the output of model runs that were obtained for each individual PTF (Guber et al. 2006, 2009).

A number of important limitations in our study remain. First, it is still difficult to quantify the precision of the hydraulic parameter data. Second, the information on the spatial distribution of the China soils needs to be updated. The accuracy of the dataset to depict soil physical features of the real world cannot go beyond the source map, the measured attributes of soil profiles, and the way they are linked, all of which are the sources of uncertainty in the soil basic properties (Shangguan et al. 2012). This paper has not factored in the uncertainty associated with soil basic properties. Users of this dataset should exercise considerable care and be aware of the limitations of the source data. It is always worth bearing in mind that a very large proportion of soil within a region varies over short distances and cannot be resolved by coarse-scale maps.

Even though the uncertainty of the soil basic properties, which are inputs to PTFs, are hard to quantify, it can be partly represented by the probability distribution functions (PDFs) of the properties at a location. However, these PDFs cannot take all aspects of the uncertainty into account because they were based on observations of available soil profiles linked to a map polygon through the polygon linkage method. In computing the PTFs, we used averaged values of the basic soil properties instead of whole probability distributions. Using the PDFs directly would raise several questions: 1) How do we sample from the PDFs of soil basic properties to calculate the PTFs when the relationships between the input data and soil hydraulic parameters are nonlinear? 2) How do we integrate PDFs of the outputs of different PTFs into an ensemble PDF prediction of the hydraulic parameters? 3) How do we make use of uncertainty information associated with hydraulic parameters when current LSMs are not designed to do so? These questions are not unanswerable, but, even if there are answers, the uncertainty estimates will not be realistic because they do not account for full uncertainty.

The soil hydraulic parameter dataset produced in this study is available online (at http://globalchange.bnu.edu.cn) for free download.

Acknowledgments

This work was supported by the Natural Science Foundation of China (under Grants 41205037, 40875062, and 40225013), the R&D Special Fund for Nonprofit Industry (Meteorology, GYHY201206013, GYHY200706025), and the Key International S and T Cooperation Project (2008DFA22180). We want to thank Ya. A. Pachepsky and Andrey K. Guber for sharing their FORTRAN code of the PTF calculator. We would like to acknowledge the helpful discussions and English revision from Robert E. Dickinson. We thank the two reviewers for their time and effort to thoroughly review the manuscript. Their suggestions have greatly improved the paper.

APPENDIX

Soil Water Retention and Hydraulic Conductivity Relationships

In the following equations, the symbols are defined as they appeared in section 2. The sand, silt, and clay denote percentages (%) of textural fractions according to the USDA textural classification. SOM is the organic matter content (%), SOC is the organic C content (%), BD is the bulk density (g cm−3), and is the porosity (cm3 cm−3). The FORTRAN code and the manual of the work of Guber and Pachepsky (2010) are extensively referenced in this study.

a. Equations to estimate the Clapp–Hornberger parameters

  1. Cosby et al. (1984):
    ea1
    ea2
    ea3
    ea4
  2. Cosby et al. (1984):
    ea5
    ea6
    ea7
    ea8
  3. Saxton et al. (1986):
    ea9
    ea10
    ea11
    ea12
  4. Campbell and Shiozawa (1992):
    ea13
    eq1
    ea14
    ea15
    ea16
  5. Saxton and Rawls (2006):
    eq2
    ea17
    ea18
    ea19
    ea20

b. Equations to estimate van Genuchten parameters

  1. Rawls and Brakenssiek (1985):
    ea21
    eq6
    ea22
    ea23
    ea24
    ea25
    ea26
  2. Wösten et al. (1999):
    ea27
    ea28
    ea29
    ea30
    ea31
    eq7
    ea32
    where topsoil is an ordinal variable having the value of 1 (depth 0–30 cm) or 0 (depth >30 cm).
  3. Wösten et al. (1999):

    The estimated average van Genuchten parameters for the FAO textural classes were given in Table A1.

  4. Weynants et al. (2009):
    ea33
    ea34
    ea35
    ea36
    ea37
    ea38
  5. Schaap et al. (2001) used the soil dataset of North America and Europe to develop five hierarchical pedotransfer functions (H1–H5) for the estimation of the soil hydraulic properties using limited to more extended input data. The H3 model is very practical and recommended.

Table A1.

Van Genuchten parameters by FAO textural classes.

Table A1.

c. Equations for water contents at capillary pressures of 33 and 1500 kPa

  1. Bruand et al. (1994):
    ea39
    ea40
  2. Canarache (1993):
    ea41
    ea42
  3. Gupta and Larson (1979):
    ea43
    ea44
  4. Hall et al. (1977):
    ea45
    ea46
  5. Petersen et al. (1968):
    ea47
    ea48
  6. Rajkai and Varallyay (1992):
    ea49
    ea50
  7. Tomasella and Hodnett (1998):
    ea51
    ea52
  8. Rawls et al. (1982):
    ea53
    ea54
  9. Rawls et al. (1983):
    ea55
    ea56
  10. Rawls et al. (2003):
    eq8
    ea57
    ea58

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  • Abdelbaki, A. M., Youssef M. A. , Naguib E. M. F. , Kiwa M. E. , and El-giddawy E. I. , 2009: Evaluation of pedotransfer functions for predicting saturated hydraulic conductivity for U.S. soils. ASABE International Meeting, ASABE, Reno, NV, 097429.

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    • Search Google Scholar
    • Export Citation
  • Batjes, N. H., 2006: ISRIC-WISE derived soil properties on a 5 by 5 arc-minutes global grid. Rep. 2006/02, ISRIC World Soil Information, Wageningen, Netherlands, 45 pp.

  • Blyth, E., 2006: JULES: A new community land surface mode. Global Change Newsletter, No. 66, IGBP, Stockholm, Sweden, 9–11.

  • Brooks, R. H., and Corey A. T. , 1964: Hydraulic properties of porous media. Hydrology Paper 3, Colorado State University, Ft. Collins, CO, 27 pp.

  • Bruand, A., Baize D. , and Hardy M. , 1994: Predicting water retention properties of clayey soil using a single soil characteristic. Soil Use Manage., 10, 99103.

    • Search Google Scholar
    • Export Citation
  • Campbell, G. S., 1974: A simple method for determining unsaturated conductivity from moisture retention data. Soil Sci., 117, 311314.

    • Search Google Scholar
    • Export Citation
  • Campbell, G. S., and Shiozawa S. , 1992: Prediction of hydraulic properties of soils using particle size distribution and bulk density data. Indirect Methods for Estimating the Hydraulic Properties of Unsaturated Soils, M. Th. van Genuchten, F. J. Leij, and L. J. Lund, Eds., U.S. Salinity Laboratory, Riverside, CA, 317–328.

  • Canarache, A., 1993: Physical-technological maps—A possible product of soil survey for direct use in agriculture. Soil Technol., 6, 316.

    • Search Google Scholar
    • Export Citation
  • Carsel, R. F., and Parrish R. S. , 1988: Developing joint probability distributions of soil water retention characteristics. Water Resour. Res., 24, 755770.

    • Search Google Scholar
    • Export Citation
  • Chen, F., and Dudhia J. , 2001: Coupling an advanced land surface–hydrology model with the Penn State–NCAR MM5 modeling system. Part I: Model implementation and sensitivity. Mon. Wea. Rev., 129, 569585.

    • Search Google Scholar
    • Export Citation
  • Chirico, G. B., Medina H. , and Romano N. , 2010: Functional evaluation of PTF prediction uncertainty: An application at hillslope scale. Geoderma, 155, 193202.

    • Search Google Scholar
    • Export Citation
  • Clapp, R. W., and Hornberger G. M. , 1978: Empirical equations for some soil hydraulic properties. Water Resour. Res., 14, 601604.

  • Cornelis, W. M., Ronsyn J. , Meirvenne M. V. , and Hartmann R. , 2001: Evaluation of pedotransfer functions for predicting the soil Moisture retention curve. Soil Sci. Soc. Amer. J., 65, 638648.

    • Search Google Scholar
    • Export Citation
  • Cosby, B. J., Hornberger G. M. , Clapp R. B. , and Ginn T. R. , 1984: A statistical exploration of the relationships of soil moisture characteristics to the physical properties of soils. Water Resour. Res., 20, 682690.

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