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  • View in gallery

    Locations of in situ soil moisture stations and the spatial domain of the present study.

  • View in gallery

    Illustration of grid scales for the data used in this study and the statistical analyses.

  • View in gallery

    Comparison of retrieved values of the daily thermal inertia at BTS between V0 and V1 with in situ soil moisture.

  • View in gallery

    (a) Diurnal change of calculated surface temperatures of V0 and V1 with MODIS surface temperatures on 14 Jul 2012 at a grid near BTS. (b) As in (a), but for sensible and latent heat fluxes.

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    Averages and the standard deviations of subtractions of thermal inertia of V1 from that of V0 with respect to each grid over a 1° ×1° square (45°–46°N, 106°–107°E, which contains 1089 grids of 0.03° × 0.03°) on a daily basis.

  • View in gallery

    Scatterplot of the thermal inertia vs the VSWC at the 12 stations (811, 813, 814, 815, 816, 817, 818, 820, 821, 5N, BTS, and DRS; squares) and MGS (crosses).

  • View in gallery

    Daily time series of retrieved thermal inertia, in situ soil moisture (3 cm), and the AMSR2 soil moisture at (a) 821 (DOY 120–200), (b) 821 (DOY 200–280), (c) BTS (DOY 120–200), and (d) BTS (DOY 200–280).

  • View in gallery

    Correlation coefficients between thermal inertia, in situ observation, and AMSR2 for (a) descending and (b) ascending paths at individual soil moisture stations.

  • View in gallery

    (a) Spatial distribution of the estimated thermal inertia–derived VSWC (m3 m−3) over the study area. Values of the soil water content are averages over 10 or 11 days for (left) days 1–10, (center) days 11–20, and (right) days 21–30 (or 31) of each month from May through September 2012. Blank grids are included where the values were not calculated because of the lack of retrieved thermal inertia data (less than 5 days).

  • View in gallery

    As in (a), but for AMSR2 VSWC (level 2 product averaged over each 0.1 × 0.1 grid) from July through September 2012. For July, the first 10 days are from day 3 to 10 (instead of days 1–10).

  • View in gallery

    Daily time series of thermal inertia–derived soil moisture (estimation), in situ soil moisture (3 cm), and the AMSR2 soil moisture at stations (a) 813 (DOY 120–200), (b) 813 (DOY 200–280), (c) 821 (DOY 120–200), and (d) 821 (DOY 200–280). “Representative” parameters of Eq. (16) were used for these calculations.

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Thermal Inertia Approach Using a Heat Budget Model to Estimate the Spatial Distribution of Surface Soil Moisture over a Semiarid Grassland in Central Mongolia

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  • 1 Department of Civil and Environmental Engineering, Chiba Institute of Technology, Narashino, Japan
  • 2 Center for Research in Isotopes and Environmental Dynamics, University of Tsukuba, Tsukuba, Japan
  • 3 Department of Natural Environmental Sciences, Graduate School of Integrated Arts and Sciences, Hiroshima University, Higashi-Hiroshima, Japan
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Abstract

Thermal inertia is a physical parameter that evaluates soil thermal properties with an emphasis on the stability of the temperature when the soil is affected by heating/cooling. Thermal inertia can be retrieved from a heat budget formulation as a parameter when the time series of Earth surface temperature and forcing variables, such as insolation and air temperature, are given. In this study, a two-layer, linearized heat budget model was employed for the retrieval of thermal inertia over a grassland in a semiarid region. Application of different formulations to the aerodynamic conductance with respect to atmospheric stability significantly improved the accuracy of the thermal inertia retrieval. The retrieved values of thermal inertia were well correlated with in situ surface soil moisture at multiple ground stations. The daily time series of thermal inertia–derived soil moisture qualitatively agreed well with in situ soil moisture after antecedent rainfalls, which was found after fitting the time series to an exponentially decaying function. On the contrary, AMSR2 soil moisture mostly did not agree with in situ soil moisture. The results of the estimation showed high accuracy: the root-mean-square error was 0.038 m3 m−3 compared to the in situ data and was applied to an area of 2° × 2° in which the in situ observation locations were included. The spatiotemporal distribution of surface soil moisture was mapped at a 0.03° × 0.03° spatial resolution in the study area as 10- or 11-day averages over a vegetation growth period of 2012.

© 2018 American Meteorological Society. For information regarding reuse of this content and general copyright information, consult the AMS Copyright Policy (www.ametsoc.org/PUBSReuseLicenses).

Corresponding author: Dai Matsushima, matsushima.dai@it-chiba.ac.jp

Abstract

Thermal inertia is a physical parameter that evaluates soil thermal properties with an emphasis on the stability of the temperature when the soil is affected by heating/cooling. Thermal inertia can be retrieved from a heat budget formulation as a parameter when the time series of Earth surface temperature and forcing variables, such as insolation and air temperature, are given. In this study, a two-layer, linearized heat budget model was employed for the retrieval of thermal inertia over a grassland in a semiarid region. Application of different formulations to the aerodynamic conductance with respect to atmospheric stability significantly improved the accuracy of the thermal inertia retrieval. The retrieved values of thermal inertia were well correlated with in situ surface soil moisture at multiple ground stations. The daily time series of thermal inertia–derived soil moisture qualitatively agreed well with in situ soil moisture after antecedent rainfalls, which was found after fitting the time series to an exponentially decaying function. On the contrary, AMSR2 soil moisture mostly did not agree with in situ soil moisture. The results of the estimation showed high accuracy: the root-mean-square error was 0.038 m3 m−3 compared to the in situ data and was applied to an area of 2° × 2° in which the in situ observation locations were included. The spatiotemporal distribution of surface soil moisture was mapped at a 0.03° × 0.03° spatial resolution in the study area as 10- or 11-day averages over a vegetation growth period of 2012.

© 2018 American Meteorological Society. For information regarding reuse of this content and general copyright information, consult the AMS Copyright Policy (www.ametsoc.org/PUBSReuseLicenses).

Corresponding author: Dai Matsushima, matsushima.dai@it-chiba.ac.jp

1. Introduction

Soil moisture plays an essential role in hydrological processes in the atmosphere and underground, including water cycles, vegetation growth, and dust emission. Many remote sensing techniques for detecting surface soil moisture have been exploited, and the microwave remote sensing technique in particular is considered the most practical method. Representative missions for exploring regional and global soil moisture employ satellite products with microwave sensors, such as the Soil Moisture Active Passive (SMAP; Entekhabi et al. 2010), the Soil Moisture and Ocean Salinity (SMOS; Kerr et al. 2010), and the Global Change Observation Mission–Water (GCOM-W1; Imaoka et al. 2010). Soil moisture data generated from microwave sensors are available at daily intervals at most locations because the microwave signal from Earth’s surface is not attenuated by clouds. Data developed in such missions have been widely tested in a number of hydrological studies. Successful methods have been developed, in particular for sparse vegetation, to estimate surface soil moisture, which is based on radar (e.g., Zribi et al. 2007) and on products from passive microwave satellite sensors (e.g., Kaihotsu et al. 2013; H. Lu et al. 2009). Thermal infrared measurements, such as the surface temperature of Earth, have a spatial resolution of several tens of meters at most. Surface temperature measurements with a spatial resolution in kilometers are available on a daily basis or several times a day at any location unless clouds or fog intercept the thermal infrared signals emitted from Earth’s surface.

Thermal inertia denotes the stability of temporal change of soil temperature and is defined as the square root of the product of the volumetric heat capacity and the thermal conductivity. Both the volumetric heat capacity and the thermal conductivity of water are several times those of dry soil, which allows the thermal inertia of soil to increase as the water content increases. These facts led to the idea of using thermal inertia as a proxy for soil water content. Thermal inertia retrieval from satellite surface temperature data was developed using the daily maximum and minimum temperatures, which are favorable for setting measurement timings of sun-synchronous polar orbital satellites, and optimal uses of these satellite surface temperatures were examined in earlier works. Among these, Price (1977) described a pioneering and comprehensive work of soil moisture retrieval using thermal inertia that considered not only the temperature and radiation budget of Earth’s surface but also turbulent heat fluxes. Apparent thermal inertia is a simplified thermal inertia–like parameter that considers the daily surface temperature range and the albedo of the insolation. Some studies have shown that apparent thermal inertia correlates well with surface soil moisture (Chang et al. 2012; Minacapilli et al. 2012; Qin et al. 2013). Various types of models have been developed involving satellite overpass timings to obtain the diurnal fluctuation range of land surface temperatures more accurately and efficiently (Xue and Cracknell 1995; Sobrino and El Kharraz 1999; Verstraeten et al. 2006; Maltese et al. 2013).

This study involves estimating the spatial distribution and intraseasonal changes of thermal inertia over an area of an approximately 2002 km2 scale located in a semiarid region of Mongolia that combines a typical and a dry steppe. A comprehensive model based on radiative, turbulent, and conductive heat exchanges on Earth’s surface with a vegetation canopy was employed to retrieve the thermal inertia of the surface soil layer. The model is classified into the two-source heat balance (TSEB) model, which is based on the force–restore method combined with a TSEB model (Kondo and Watanabe 1992), which possibly allows for the retrieval of model parameters, including thermal inertia, and estimating surface heat fluxes. A lot of specific types of models have been proposed, with emphases on particular parameters and variables relevant to the land surface processes according to models. For sparse vegetation in a semiarid climate, TSEB models have been also successful in retrieving land surface parameters, such as evaporation efficiency, and estimating surface turbulent fluxes (e.g., Boulet et al. 2015; Song et al. 2016). Using comprehensive TSEB models for retrieving thermal inertia and estimating soil moisture have not been sufficiently examined since the earlier stages of thermal inertia studies (Price 1977; van de Griend et al. 1985) because the parameter retrieval can be very time consuming, especially for the calculation of a wide space and a long time range. Matsushima (2007) and Matsushima et al. (2012) have improved and verified the method for retrieving thermal inertia using a TSEB model, but there remain significant fluctuations with retrieved thermal inertia values with respect to each grid. This fluctuation may be attributed to various reasons, such as few frequencies of satellite surface temperature and significant errors in parameters and variables (surface and air temperatures, insolation, albedo, and in particular, errors in satellite surface temperature data due to cloudiness). Matsushima et al. (2012) examined the sensitivity of thermal inertia retrieval in terms of surface temperature frequency and errors in physical values among these possibilities. This study examined effects of the aerodynamic conductance of turbulent heat fluxes in terms of the values almost shifting either in daytime or nighttime.

Recently, land data assimilation systems have been successfully used to downscale microwave-based satellite soil moisture data (e.g., Yang et al. 2009; Sawada et al. 2015) to simulate overall land surface interactions and soil moisture from the surface to the root zone and to compensate for the weakness whereby the spatial resolution is not as precise compared to the visible and infrared products. The thermal inertia method directly uses thermal-based satellite surface temperatures for estimating soil moisture. It is important to examine differences in ability of estimating soil moisture between the thermal-based method and the microwave-based method. This study examined correlations of overall data of both methods in the study period, and more specifically, agreements of daily changes of soil moisture in dry-down periods after antecedent rainfall. In this analysis, a parameterization for converting thermal inertia to volumetric soil water content (VSWC) was used. This parameterization is based on the land surface model developed by Noilhan and Planton (1989) and is applied based on a relevant study by the authors (Matsushima et al. 2017).

The objectives of this study are twofold: 1) to clarify the effects of the aerodynamic conductance of turbulent heat fluxes in terms of the values almost shifting either in daytime or nighttime and 2) to clarify the differences in the ability of estimating soil moisture between the thermal inertia method and the microwave-based method. A time series of spatial distribution of thermal inertia–derived soil moisture over the study area in a relatively fine resolution (3 km), which was finer than the results shown in Matsushima (2007) (6 km), is included here.

2. Materials and methods

a. Model and parameter retrieval

1) Model

A two-layer, linearized surface heat budget model, which consists of a vegetation canopy and the underlying soil proposed by Matsushima (2007), was employed in this study. The following description of the model almost parallels that of Matsushima (2007). Matsushima et al. (2012) demonstrated agreement in the estimated thermal inertia retrieved from the model incorporating in situ radiation and meteorological data with an in situ soil moisture observation, both of which were obtained in a special field campaign. The basis of this model is a differential equation of time, with the surface temperatures of both layers being chosen as prognostic variables and linearized around the daily mean as follows:
e1
where and are the surface temperatures of the canopy and the underlying soil, is the insolation, and is the downward longwave radiation. The terms , , and are the air temperature, the specific humidity, and the wind speed at the same reference height, respectively. The subscripts c and g denote the canopy and the underlying soil, respectively. The prime sign denotes the difference from the daily average. Parameter matrices and are given as
e2
e3
where
e4
e5
e6
e7
e8
In Eqs. (2) and (3), is the heat capacity of the canopy, and is a thermal coefficient including the thermal inertia , given as,
e9
where is the diurnal period (= 86 400 s). In Eq. (8), is the aerodynamic conductance of the canopy or the underlying soil (denoted by the subscripts), is the bulk transfer coefficient ( and , respectively), and is the slope of the bulk transfer coefficient regarding the wind speed difference from the daily average , in which the subscript M denotes the daily average. The other parameters in Eqs. (2)(7) are as follows: and are the effective transmittance of the insolation and the longwave radiation, respectively; is the albedo; is the emissivity for the longwave radiation; and are the specific heat at constant pressure and the density of air, respectively; is the latent heat of evaporation for a unit mass of water; is the evaporation efficiency; and is the slope of the saturation vapor pressure curve at temperature . Further details of the model description are referred to in Matsushima (2007).

2) Optimization and parameter retrieval

The Runge–Kutta method was employed for the integration of Eq. (1) with time intervals of 60 s (30 s when a divergence of the integration occurred using a 60-s interval). The time integral started at 2300 local time (LT) on the previous day after a lead time of 6000 s to begin the calculation and ended at 0400 LT on the next day.

The model results of and were converted to the surface temperature as the weighted average of the two in a linearized formulation, as given in Eqs. (10) and (11) to compare to the Moderate Resolution Image Spectroradiometer (MODIS) land surface temperature (LST):
e10
e11
where is the factor of radiation penetration into the canopy, and LAI is the leaf area index. The linear formulation is justified by the fact that the difference between the values of calculated by Eq. (10) and the formula is less than 1 K, even when the value of is 30 K higher than (when the value of LAI was 0.5).
The optimization of the model was performed by minimizing a cost function that was the sum of the squares of the differences between the calculated LST and the MODIS LST at the same time. The seven parameters to be optimized were the thermal inertia of the soil , the daily average and the slope of the bulk transfer coefficient included in the aerodynamic conductance , and the evaporation efficiency for both the canopy and the underlying ground, respectively. The downhill simplex method was employed for the optimization algorithm (Nelder and Mead 1965). This technique is an iterative method seeking the optimal value of each parameter. The iterations began with arbitrary initial values for individual parameters and stopped after the one-hundredth iteration to save computation time because the optimizations had almost converged in most cases. Finally, daily representative values for the respective parameters were retrieved. The typical depth until which the diurnal thermal change on the surface is significantly transferred can be estimated by the depth scale of the force–restore method, which is referred to as (e.g., Stull 1988)
e12
where , , and are the specific heat, the density, and the thermal conductivity of soil, respectively. The value of is approximately 3.4 cm in cases where typical values corresponding to a semiarid land ( J m−3 K−1 and W m−1 K−1, which correspond to the thermal inertia being approximately 1200 J m−2 s−1/2 K−1) are substituted, which is suited for comparison with the in situ observations.

3) Modification of the bulk transfer coefficients

In this section, a modification of the parameterization with regard to the turbulent heat fluxes is described that significantly reduced errors in retrieving thermal inertia. Maltese et al. (2013) states that the problem involving satellite overpass times not always coinciding with the maximum and minimum surface temperatures still remains. The employed model can optimize surface temperatures at any time during a diurnal change, even only one surface temperature in principle, but practically, there are appropriate timings to reduce errors in retrieving thermal inertia. Matsushima et al. (2012) examine sensitivities with regard to the surface temperature timings and show that the errors—when surface temperature timings occur once or twice during the daytime—are only larger than those when surface temperature timings occur once in the daytime and once at nighttime. However, large errors still remain in retrieving thermal inertia because the root-mean-square errors (RMSEs) are greater than 20% of the real value when both daytime and nighttime surface temperatures are used. To reduce the errors, a new formulation of the aerodynamic conductance , defined by Eq. (13) is introduced. The two parameters and included in , which were optimized at the same time as the thermal inertia retrieval, were applied throughout a diurnal period in the previous studies. In the present study, the values for daytime were optimized in the same way, but for the nighttime, constant values of 0.0002 and 0 were assigned for the parameters and of both layers, respectively, based on typical values for the stable conditions, which can be found in Stull (1988) and Matsushima and Kondo (1997). Formulations of are given as
e13a
e13b

The criterion for identifying daytime and nighttime was whether the net radiation was positive or negative. The above separation was effective for the calculation of turbulent heat fluxes at nighttime because the surface temperatures at nighttime were calculated more accurately compared to previous studies, in which the sensible and latent heat fluxes were overestimated compared to the observations when the daytime value of was also applied to the nighttime. This is why the surface temperature at nighttime did not sufficiently decrease and the diurnal surface temperature range was lower, which made the thermal inertia values larger. In Matsushima (2007) and Matsushima et al. (2012), the nighttime was not applied to maintain the linearity of the differential equation and save the calculation time that may have been caused by nonlinearity. In the present study, it was found that the linearity remained when the nighttime was introduced in Eqs. (13a) and (13b) (see appendix A).

b. Study area and in situ soil moisture data

The spatial and temporal ranges of the present study were 45°–47°N and 106°–108°E and from May to September 2012. The spatial range mostly consists of flat terrain at an altitude of between 1300 and 1600 m above mean sea level, where all of the in situ soil moisture stations described in section 2d were located (Kaihotsu et al. 2013). The topography in the area is almost flat, with an average inclination between 1/500 and 3/5000 (Kaihotsu et al. 2004). The area was covered with pasture grass and sparse shrubs (Kaihotsu et al. 2013) with an LAI of at most 0.5 in 2012. The soil texture is almost sandy in most of the area and sandy with silt/humus in certain areas (Kaihotsu et al. 2004). Precipitation during this study at the routine meteorological station at Mandalgobi (45.75°N, 106.27°E) was 159 mm during the study period, which was a little higher than the long-term average (135 mm) of total precipitation from May through September (1944–99) at that station. The average air temperature was 16.1°C during the study period, somewhat higher than the long-term average of 14.9°C. This study selected a growing season over sparse vegetation as a study period and area for analyses, which is because one objective is to show how the thermal inertia–derived soil moisture and the AMSR2 soil moisture agree with the in situ soil moisture. It is suitable for better analyses of the present study that there are conditions of a large amount of periodic rainfall, large soil moisture fluctuations that resulted from the rainfall, and less vegetation on the ground surface. The growth season of 2012 in the study area meets the above conditions best compared to the other years for which the same analyses are possible (2002 and following years).

c. Data for model calculation

Data from MODIS, installed on the Terra and Aqua satellites of the Earth Observing System (EOS), were used in this study. The MODIS data were used for the LST (MOD11_L2 and MYD11_L2; NASA 2012c,d), the albedo (MCD43B3; NASA 2012a), and the LAI (MOD15A2; NASA 2012b). The insolation was calculated from the visible, near-infrared, and thermal infrared data of the geostationary satellite MTSAT-2 by employing an algorithm developed by Kawamura et al. (1998). Data from MTSAT-2 were referred to the geocoordinate mapped data archive for the GEWEX Asian Monsoon Experiment (GAME) research area given at a spatial resolution of 0.05° × 0.05° and were acquired at Kochi University, Japan (http://weather.is.kochi-u.ac.jp/). The surface meteorological data (the air temperature, specific humidity, and wind speed) were supplied from the archive of the Integrated Surface Hourly Database (ISD) of the National Centers for Environmental Information (ftp://ftp.ncdc.noaa.gov/pub/data/noaa; Smith et al. 2011). The daily averages of the atmospheric longwave radiation were calculated based on the surface meteorological data using the method developed by Kondo et al. (1991). With regard to the data mentioned above, this study shows that thermal inertia values can be retrieved using only readily available data, which did not exist as MODIS products at the time that the study of Matsushima (2007) was conducted, and special data, such as from an intensive observation campaign, were not used.

d. Soil moisture data

Long-range observations of the surface soil moisture have been carried out at many locations in the study area (Kaihotsu et al. 2004, 2009, 2013). The soil moisture data acquisition was first intended to validate the satellite soil moisture data from the Advanced Microwave Scanning Radiometer for EOS (AMSR-E) and AMSR2 [Mongol AMSR-E/AMSR2 Validation Experiment (MAVEX)], which are also used for the evaluation in the SMOS mission (Kaihotsu et al. 2013). The data from VSWC at a depth of 3 cm from 13 stations were applied to the comparison with the retrieved thermal inertia on a daily basis. Figure 1 shows the locations of the in situ soil moisture stations. Soil moisture data from the AMSR2 (available at https://gcom-w1.jaxa.jp/) were also compared to the retrieved thermal inertia results after 3 July. The AMSR2 data were archived from that date forward. The utility of SMOS data were not good because of radio frequency interference (RFI; Kaihotsu et al. 2013), while the AMSR2 data were not influenced by RFI because of the higher frequency.

Fig. 1.
Fig. 1.

Locations of in situ soil moisture stations and the spatial domain of the present study.

Citation: Journal of Hydrometeorology 19, 1; 10.1175/JHM-D-17-0040.1

e. Data preprocessing for model calculation

Parameter retrieval was performed in the same manner as described in Matsushima (2007). The optimal parameters were retrieved at each 0.03° × 0.03° spatial resolution, at which other parameters, such as albedo, were given. Each 0.03° × 0.03° grid contained nine grids of 0.01° × 0.01° resolution where the model calculation was performed separately, although the model parameters were mutually used in each 0.03° × 0.03° grid. This approach was employed to prevent the number of degrees of freedom of the calculation from being higher than the number of optimized parameters (seven), and this condition was met when at least one available MODIS LST at each 0.01° × 0.01° grid for a diurnal calculation existed. Parameter retrieval was not performed if the number of available MODIS LSTs in the daytime during the diurnal period was less than nine in the 0.03° × 0.03° grid and if MODIS LSTs were available only in the daytime during the diurnal period even the number of the LST was more than nine after the result of Matsushima et al. (2012) (described in section 2a3). The grid scales described above are illustrated in Fig. 2.

Fig. 2.
Fig. 2.

Illustration of grid scales for the data used in this study and the statistical analyses.

Citation: Journal of Hydrometeorology 19, 1; 10.1175/JHM-D-17-0040.1

According to the above-described method for parameter retrieval, data for the diurnal calculation were basically interpolated to grid data of a spatial resolution of 0.01° × 0.01° as follows, except for the insolation. The MODIS LST swath measurements were interpolated to a 0.01° × 0.01° spatial resolution by incorporating the geolocation data (MOD03 and MYD03) into the MODIS Reprojection Tool (MRT) Swath tool. The ISD meteorological data were interpolated to a spatial resolution of 0.01° × 0.01° based on the weighted average of the data observed at the routine meteorological stations within 500 km of a grid where interpolated data should be allocated. The weight was calculated as the sum of the reciprocal of the distance between the grid and the meteorological stations (Matsushima 2007). The downward longwave radiation was calculated at the same spatial resolution. The insolation data of the original resolution (0.05° × 0.05°) was directly used for the diurnal calculation of a 0.01° × 0.01° grid included in the grid of insolation. The albedo and the LAI given as the model parameters were aggregated to a 0.03° × 0.03° spatial resolution from the original 0.01° × 0.01° resolution to match the spatial resolution of the optimized parameters. Figure 2 illustrates the grid scales of the data for the diurnal calculation and parameters.

The data of the input variables of the model, which are in the column vector of the second term on the right side of Eq. (1), were interpolated in the temporal domain except for , for which only the daily average was used. The original data interval of 3 h for the surface meteorological data and 1 h for the insolation were interpolated to 30-s intervals using the Akima method (Akima 1970). The time interval for the albedo and the LAI data were originally 8 days (taken as Julian day dates that were multiples of 8 plus 1, i.e., 001, 009). The data of the nearest date were assigned to the date of the model calculation, with data from the earlier date used if the date was exactly intermediate, such as 005.

The availability of the MODIS LST occurred eight times a day at most, provided that the MODIS of both Terra and Aqua experienced cloudless conditions all day, but several times a day was the most typical frequency over the period of the present study. No data were available and no parameters were retrieved on days that were overcast throughout the day.

f. Thermal inertia–derived soil moisture

Thermal inertia is defined as the square root of the multiplication of the volumetric heat capacity and the thermal conductivity as presented in section 1. This definition is deeply connected to the parameterization for VSWC when the thermal inertia is given. In particular, a variety of models are proposed for the relationship between the thermal conductivity and the VSWC. Dong et al. (2015) categorizes the models into three types: the mixing model, the empirical model, and the mathematical model. Of these types, the empirical model is appropriate for the present study because the formulation is simple and easy to calculate. The empirical models can be further categorized into a few different types, one of which is an analogy model of the normalized thermal conductivity concept proposed by Johansen (1975), and the other type is a model connecting thermal inertia and thermal conductivity using the relationship between the matric potential and thermal conductivity. The former type includes models proposed by Murray and Verhoef (2007) and S. Lu et al. (2009), and this type of model relies on the change in thermal inertia due to the VSWC being regarded as the same as the change in the thermal conductivity, which has strong nonlinearity. The latter type includes the model proposed by Noilhan and Planton (1989), which employs the parameterization of the matric potential of soil and the thermal conductivity developed by McCumber and Pielke (1981), together with the parameterization of VSWC and the matric potential of soil developed by Clapp and Hornberger (1978). In this study, the Noilhan and Planton (1989) model is used to convert the thermal inertia to the VSWC according to the results of Matsushima et al. (2017), which examined the performance of the above three models using almost the same dataset as the present study. Table 1, adapted from Matsushima et al. (2017), lists the results of retrieved parameters with RMSEs of the calculations to the in situ observations and relevant soil types with respect to the parameter combinations for individual models. The results showed that all three models performed well at the same level of RMSE (0.039 m3 m−3) once the parameters of the respective model were recalibrated based on in situ soil moisture data (recalibrated). However, the soil type corresponding the recalibrated parameters (nearest type) of the Murray and Verhoef model (fine-textured soil) did not match the observed soil type (sandy loam, sandy silt loam; “loam” in Table 1) which had been examined by Yamanaka et al. (2007), while that in the Noilhan and Planton model was “loamy sand.” The Lu model had two soil types to classify (coarse or fine), which may be rough in terms of determining soil types, while the Noilhan and Planton model was able to classify 11 soil types according to the USDA classification using the exponent parameter b from the Clapp and Hornberger model, and the RMSE was smallest in using parameters for “nearest type” with respect to the individual models. Furthermore, the Johansen-type models use the logarithm of the normalized thermal inertia, in which the normalized thermal inertia was defined by the subtraction of the minimum thermal inertia from a retrieved thermal inertia divided by the subtraction of the minimum thermal inertia from the maximum. The normalized thermal inertia value was sometimes negative even when the maximum and minimum thermal inertia were recalibrated according to the in situ soil moisture data, and the logarithm was not applicable when the retrieved thermal inertia value was less than the minimum. Thus, not all cases were applicable to the models. The Noilhan and Planton model was adopted in this study to convert the thermal inertia to the VSWC due to the above reasons.

Table 1.

Applied or recalibrated values of individual parameters with respect to the parameterizations for thermal inertia converting to VSWC (adapted from Matsushima et al. 2017). Symbols are referred to in section 2f and appendix C. The terms “loam,” “recalibrated,” and “nearest type” are referred to section 2f.

Table 1.

In the Noilhan and Planton (1989) model, thermal inertia and VSWC are connected by a soil thermal coefficient as follows:
e14
e15
where is the thermal inertia and is the volumetric soil water content. The subscripts * and w for denote the saturation point and the wilting point, respectively. Substituting Eq. (14) into Eq. (15), and after several calculations, yields
e16
where
e17
The constant depends on the parameters , , and , which are parameters of the Clapp and Hornberger (1978) parameterization. The relationship between thermal inertia and the VSWC is described by Eq. (16), and the value of thermal inertia can be adequately converted if the soil type, that is, parameter , is suitably determined. See appendix B for the relevance of parameter b for soil heat transfer. The minimum value of the VSWC was approximately 0.02 m3 m−3 at one station (811) and greater than 0.03 m3 m−3 at the other stations. The wilting point at six stations in the study area was between 0.03 and 0.04 m3 m−3 (Yamanaka et al. 2007). Hence, the soil moisture range of the study period was considered to be almost greater than the wilting point, which justifies the use of Eqs. (14)(17) in this study. The downhill simplex method was employed for retrieving parameters and . In case of the VSWC being less than the wilting point, another formulation that can parameterize the relationship of the water potential and the VSWC in the absorption region should be used, which was proposed by, for example, Kondo and Xu (1996) (not used in this study).

3. Results

a. Effect of the nighttime bulk transfer coefficients on thermal inertia retrieval

Figure 3 clearly shows an example of the effect of introducing nighttime in the model calculation. The results of thermal inertia calculated using only Eq. (13a) [the previous study method, version 0 (V0)] were scattered even when the in situ soil moisture changed little. On the contrary, the results when using both Eqs. (13a) and (13b) [the present method, version 1 (V1)] were less scattered. The average of the standard deviation of the daily thermal inertia of V1 was approximately 20% less than that of V0 on average. The average standard deviations of both versions for individual stations are listed in Table 2. In the statistical analyses of the thermal inertia estimates in this section and the following, the values were deemed realistic if they fell within the range of experimentally determined values and were deemed anomalous if they fell outside of this range (Matsushima et al. 2012). The realistic range was set between 400 and 3000 J m−2 s−1/2 K−1, which corresponded to the equivalent VSWC of approximately 0.04–0.35 m3 m−3 using Eq. (16) (corresponding results are provided in section 3b). The highest VSWC of 0.33 m3 m−3 occurred at station 813 during the present study, and the lowest was approximately 0.02–0.04 m3 m−3 depending on the stations.

Fig. 3.
Fig. 3.

Comparison of retrieved values of the daily thermal inertia at BTS between V0 and V1 with in situ soil moisture.

Citation: Journal of Hydrometeorology 19, 1; 10.1175/JHM-D-17-0040.1

Table 2.

Averages of daily standard deviations of retrieved thermal inertia at nine grids located at and around each station in terms of versions.

Table 2.

The effect of introducing nighttime values for the bulk transfer coefficients can be summarized as retrieved values of thermal inertia fluctuated less with respect to each grid, and the absolute values decreased in most cases. This can be explained as calculated surface temperatures were not likely to decrease to observed surface temperatures because of the calculated turbulent heat fluxes at nighttime being likely to be larger in magnitude, which resulted in thermal inertia having larger values. Figure 4 shows an example of diurnal changes of surface temperature and turbulent heat fluxes of both versions. Surface temperature during nighttime of V0 was higher than that of V1 and the MODIS temperature, which resulted from the sensible and latent heat fluxes at nighttime having a magnitude of 10–50 W m−2 (negative sign for sensible heat). Figure 5 shows averages and the standard deviations of subtractions of thermal inertia of V1 from that of V0 with respect to each grid over a 1° × 1° square (45°–46°N, 106°–107°E, which contains 1089 grids of 0.03° × 0.03°) on a daily basis. The daily averages of thermal inertia of V1 were mostly less than those of V0. The differences between versions were enhanced in May and September when the nighttime surface temperature was more likely to decrease than in summer.

Fig. 4.
Fig. 4.

(a) Diurnal change of calculated surface temperatures of V0 and V1 with MODIS surface temperatures on 14 Jul 2012 at a grid near BTS. (b) As in (a), but for sensible and latent heat fluxes.

Citation: Journal of Hydrometeorology 19, 1; 10.1175/JHM-D-17-0040.1

Fig. 5.
Fig. 5.

Averages and the standard deviations of subtractions of thermal inertia of V1 from that of V0 with respect to each grid over a 1° ×1° square (45°–46°N, 106°–107°E, which contains 1089 grids of 0.03° × 0.03°) on a daily basis.

Citation: Journal of Hydrometeorology 19, 1; 10.1175/JHM-D-17-0040.1

b. Thermal inertia–derived soil moisture

The approximate linearity of the thermal inertia and the VSWC at all stations are revealed in Fig. 6, except for station MGS. Figure 6 shows that the relationship between the thermal inertia and the VSWC for MGS is different from those at the other stations. This may have been partly due to the depth of the soil moisture sensors, which may have been deeper than the intended depth (3 cm). One of the authors (Asanuma) measured the depths of the in situ soil moisture sensors in the summer of 2015 and found that the depth at MGS was 13 cm and at the other stations was only 3–7 cm. The sensors were buried at 3 cm in the summer of 2008, and some of the depths may have increased as the sensors became covered with additional soil and/or humus since then. In this study, the in situ soil moisture data at MGS were excluded from the overall statistical analyses. Equation (15) shows that this linearity is determined by the exponent of , namely, . The function of Eq. (15) is almost linear if the value of is approximately . Tables 3 and 4 list the estimated values of for individual stations where in situ VSWC was observed, and the value of approximately increased as the correlation coefficient decreased. This finding may be partly attributable to the soil moisture sensors being deeper than their original depth of 3 cm, as discussed in this section. Generally, the range of VSWC fluctuation during a period of several months decreases as the depth increases (e.g., Fig. 3b of Li et al. 2007; Fig. 6 of Bandara et al. 2014), which can explain why the value of increased at MGS.

Fig. 6.
Fig. 6.

Scatterplot of the thermal inertia vs the VSWC at the 12 stations (811, 813, 814, 815, 816, 817, 818, 820, 821, 5N, BTS, and DRS; squares) and MGS (crosses).

Citation: Journal of Hydrometeorology 19, 1; 10.1175/JHM-D-17-0040.1

Table 3.

Retrieved parameters [ and of Eq. (16)] and error statistics [Eqs. (18)(21)] of thermal inertia–derived soil moisture, for each station and for all stations except MGS, from the optimization of the data of each station (the unit for , RMSE, and ME is m3 m−3; the others are nondimensional).

Table 3.
Table 4.

As in Table 3, but for representative values of parameters covering 12 stations (all stations except MGS).

Table 4.

The estimation errors were analyzed in terms of the agreement of the soil moisture estimation and the in situ observations at the 12 stations. The error statistics, which are the RMSE, the correlation coefficient (CC), the mean error (ME), and the Nash and Sutcliffe model efficiency coefficient (NS; Nash and Sutcliffe 1970), are defined as follows:
e18
e19
e20
e21
where is the thermal inertia–derived VSWC and is the VSWC from the in situ observation. The bar denotes the temporal average. The values of the error statistics are listed in Tables 3 and 4. The RMSEs for individual stations were between 0.016 and 0.040 m3 m−3 when the parameters of Eq. (16) were independently optimized for each station (Table 3), while the RMSE was 0.038 m3 m−3 when the representative values were applied to the respective parameters (, ) for the 12 stations (Table 4). These values were determined such that the RMSE had the minimum value throughout for the data from the 12 stations, which roughly agreed with the averages of the respective parameters for the 12 stations. The large ME was found at specific stations when the representative values were applied to the parameters, which was due to the systematic difference between in situ and estimated VSWC. The in situ VSWC was as low as 0.02–0.03 m3 m−3 at certain stations, such as station 811 in the dry period (May–June), while the thermal inertia–derived VSWC was approximately 0.06 m3 m−3 during the same period. This type of systematic difference influenced NS, for which the values at stations 811 and 814 were negative even though the correlation coefficient was relatively as high as that at station 815, where the NS value was highest. The NS value was also negative at station 5N, but the value of CC was relatively low, which was influenced by high VSWC in the dry period when the thermal inertia was as low as at the other stations.

c. Comparison of the retrieved thermal inertia with in situ observations and AMSR2 data

Figure 7 shows examples of the daily time series of retrieved thermal inertia compared to in situ soil moisture (3 cm) and the AMSR2 soil moisture. The thermal inertia estimates are statistically illustrated as the average and the standard deviation of nine values optimized at individual grids in the 0.03° × 0.03° resolution. Namely, the average value is a representation of an area of 0.09° × 0.09°, in which the grid including an in situ soil moisture station was located at the center and was surrounded by eight contiguous grids (see Fig. 2).

Fig. 7.
Fig. 7.

Daily time series of retrieved thermal inertia, in situ soil moisture (3 cm), and the AMSR2 soil moisture at (a) 821 (DOY 120–200), (b) 821 (DOY 200–280), (c) BTS (DOY 120–200), and (d) BTS (DOY 200–280).

Citation: Journal of Hydrometeorology 19, 1; 10.1175/JHM-D-17-0040.1

The correlation between the thermal inertia and the in situ VSWC at station 815 was the highest of the 13 stations (0.85). The values of the AMSR2 soil moisture data are also shown in Fig. 7, and they did not correlate as well to the thermal inertia as the in situ VSWC did. In particular, the AMSR2 soil moisture decreased more rapidly than the thermal inertia and the in situ VSWC did after sudden increases due to supposed rainfall, which probably made the correlation lower. However, the correlation between the thermal inertia and the in situ VSWC of station BTS was not as high as the correlation between the AMSR2 soil moisture and the in situ VSWC at the same station. Figure 8 shows that the correlation coefficients between the thermal inertia and the in situ VSWC were more than 0.6 at all stations except MGS. Correlations of AMSR2 soil moisture with thermal inertia or in situ soil moisture were mostly less than the correlations between thermal inertia and in situ soil moisture for both ascending and descending paths. To examine the correlations of AMSR2 soil moisture with the other two more specifically, dry-down processes after antecedent rainfalls of the three soil moistures (in situ, thermal inertia derived, and AMSR2 descending) were compared after the method of Shellito et al. (2016). Table 5 lists fitted values for parameters of exponential function given as
e22
where and are the date in day of year (DOY) and the beginning date of the dry-down period, respectively; and are VSWC on date and the end date of the dry-down period, respectively; and and are the amplitude and the decaying rate of . Two dry-down periods were chosen for the analysis: one from DOY 227 to 240 and the other from DOY 254 to 268. The beginning and end dates of the dry-down were 1- or 2-day shifted if the value of VSWC was missing (because of lack of a retrieved value of thermal inertia or a slight increase in VSWC due to significant rainfall). Parameters and were fitted using the downhill simplex method under conditions of and being given. The results show that the values of the exponent parameter of in situ VSWC were mostly consistent with those of the thermal inertia–derived VSWC, while the parameter values of AMSR2 were large in magnitude and also fluctuated according to the sites. Cases where the absolute value of the parameter was more than 10 corresponded to the VSWC only increasing 1 day after rainfall and rapidly reverting to the level before rainfall on the next day and following days. The above results lead us to the fact that thermal inertia–derived soil moisture can qualitatively follow the dry-down processes in most cases, while AMSR2 soil moisture can do so in very limited cases.
Fig. 8.
Fig. 8.

Correlation coefficients between thermal inertia, in situ observation, and AMSR2 for (a) descending and (b) ascending paths at individual soil moisture stations.

Citation: Journal of Hydrometeorology 19, 1; 10.1175/JHM-D-17-0040.1

Table 5.

Fitted values of parameter of Eq. (22). Terms: “in situ” means parameters for in situ soil moisture data, “TI” means thermal inertia–derived soil moisture, and “AMSR2” means AMSR2 soil moisture. No value was retrieved for “in situ” at station 818 during DOY 227–240.

Table 5.

d. Spatial distribution

Figure 9a shows the spatial distribution of estimated thermal inertia–derived VSWC values calculated by Eq. (16) using the representative parameter values (, ) at a 0.03° × 0.03° spatial resolution in the study area of 2° × 2° as 10- or 11-day averages for each map. The blank grids correspond to those where the average value was not applicable due to the lack of available thermal inertia retrieved on a daily basis that fell in the realistic range (less than 5 days of 10 or 11 days), which was mainly caused by cloud conditions. The differences in soil moisture inside the area were believed to be due mainly to rainfall and topography. The AMSR2 VSWC from July to September is shown in Fig. 9b (AMSR2 routine observations started at 3 July 2012). Slight and rough correlations between the two VSWCs can be partly seen in July, while the dry-down in August recognized for thermal inertia–derived VSWC was not clearly seen for AMSR2. Localized areas of large values of thermal inertia–derived VSWC were seen in September, while those kinds of areas were not seen for AMSR2. The thermal inertia–derived VSWC at station 813 was especially high in August and September because of the relatively large amount of rainfall at that station, as illustrated in Fig. 10, compared to that at station 821, which was only approximately 30 km from station 813. This finding reveals a significant difference in surface soil moisture between stations separated even by a short distance in an area with a relatively flat topography. As summarized in the above results, changes in thermal inertia–derived soil moisture mostly corresponded to the changes in measured soil moisture, but significant correspondence was not seen between AMSR2 soil moisture and measured soil moisture.

Fig. 9.
Fig. 9.

(a) Spatial distribution of the estimated thermal inertia–derived VSWC (m3 m−3) over the study area. Values of the soil water content are averages over 10 or 11 days for (left) days 1–10, (center) days 11–20, and (right) days 21–30 (or 31) of each month from May through September 2012. Blank grids are included where the values were not calculated because of the lack of retrieved thermal inertia data (less than 5 days).

Citation: Journal of Hydrometeorology 19, 1; 10.1175/JHM-D-17-0040.1

Fig. 9b.
Fig. 9b.

As in (a), but for AMSR2 VSWC (level 2 product averaged over each 0.1 × 0.1 grid) from July through September 2012. For July, the first 10 days are from day 3 to 10 (instead of days 1–10).

Citation: Journal of Hydrometeorology 19, 1; 10.1175/JHM-D-17-0040.1

Fig. 10.
Fig. 10.

Daily time series of thermal inertia–derived soil moisture (estimation), in situ soil moisture (3 cm), and the AMSR2 soil moisture at stations (a) 813 (DOY 120–200), (b) 813 (DOY 200–280), (c) 821 (DOY 120–200), and (d) 821 (DOY 200–280). “Representative” parameters of Eq. (16) were used for these calculations.

Citation: Journal of Hydrometeorology 19, 1; 10.1175/JHM-D-17-0040.1

4. Discussion

The range of retrieved thermal inertia was evaluated and appears reasonable. The range of thermal inertia found in this study was approximately 400–2300 J m−2 s−1/2 K−1 with the in situ VSWC ranging between 0.02 and 0.32 m3 m−3, and the values of the Clapp and Hornberger (1978) exponent indicated that the soil type was similar to loamy sand. Murray and Verhoef (2007) examined the thermal inertia of loam or loamy soil, and the resulting range of thermal inertia was 500–2000 J m−2 s−1/2 K−1; the corresponding range of the actual VSWC was 0.04–0.30 m3 m−3. Pratt and Ellyett (1979) theoretically examined the correspondence of the soil type (composition of sand and clay) with the thermal inertia and the VSWC, which resulted in the range of thermal inertia being 600–2000 J m−2 s−1/2 K−1 when the actual VSWC range is approximately 0.02–0.35 m3 m−3 for sandy soil. The above results were consistent with those of the present study.

The error statistics, that is, the RMSE of thermal inertia–derived VSWC, was 0.038 m3 m−3 in the present study, which was also evaluated as reasonable. S. Lu et al. (2009) proposed a Johansen-type model to derive soil moisture from thermal inertia, and they applied the model to data obtained by themselves and other data from reported studies. The RMSEs between the estimated and in situ soil moisture were between 0.02 and 0.05 m3 m−3. The present soil moisture estimates were also comparable to the results reported by Minacapilli et al. (2009), with the RMSE being approximately 0.03 m3 m−3 in an overnight experiment on an agricultural field covering an area of 1002 m2 (42 m2 of grid size). Bandara et al. (2014) used the Joint U.K. Land Environment Simulator (JULES) land surface model with a particle swarm optimization algorithm to retrieve the soil hydraulic parameters, including the Clapp and Hornberger (1978) exponent, and to estimate the daily time series of the soil moisture at the surface and root zone. The RMSE of the surface soil moisture estimation was 0.035–0.036 m3 m−3. Bandara et al. (2015) extended the method to estimate the spatial distribution with a resolution of 1 km in a semiarid grassland, and the resulting RMSE was 0.05–0.08 m3 m−3. Several studies investigated the upscale results of thermal inertia or apparent thermal inertia to match their scales to those of soil moisture results of the microwave passive sensors or an assimilated result from a land surface model. In a study by Qin et al. (2015), the RMSE of surface soil moisture estimation was 0.02–0.03 m3 m−3.

It is revealed in Figs. 7 and 10 that retrieved thermal inertia and thermal inertia–derived VSWC did not always follow the in situ VSWC well when VSWC was higher than approximately 0.15 m3 m−3. This may be partly due to the retrieval procedure and the characteristics of temporal changes of soil moisture of the grassland in Mongolia. VSWC in the study area was mostly small, but a sudden rise occurred after a significant rainfall and a rapid decay followed. Namely, large values of VSWC are limited in a very short period, which is likely to have the parameters of Eq. (16) fit optimally for dry conditions, and not sufficiently follow the large VSWC. To avoid this kind of result, relatively large values of thermal inertia should outweigh small ones in determining parameters of Eq. (16). An optimal method for weighting retrieved values is a future issue.

Yamanaka et al. (2007) explored the soil hydraulic properties of the stations in the same area as the present study and showed that values of the Clapp and Hornberger (1978) exponent [originally a pore-size distribution index , which is the reciprocal of in Yamanaka et al. (2007)] fell within the range of 2.7–3.6, which led to the classification of the soil as sand or sandy loam. The present result was consistent with this reported result, namely, the estimated values of the parameter were slightly larger than the reported values, but nonetheless fell in the range of sand or sandy loam according to the Clapp and Hornberger classification. Bandara et al. (2014) retrieved the soil hydraulic parameters, including the Clapp and Hornberger exponent, through the calibration of a land surface model using soil moisture data from the surface and the root zone for a grassland in Australia. The values of the retrieved exponent using only surface soil moisture were similar to the observation values and were consistent with the soil classification of loam and sandy loam. Bandara et al. (2015) extended the retrieval of the hydraulic parameters to a spatial distribution at a 5 km × 5 km resolution over a grassland with an area of 402 km2. The retrieved values of the same parameter approached the expected range of soil classifications. In the present study, the retrieved values of the Clapp and Hornberger exponent, which corresponded to values for the surface soil layer compared to the in situ soil moisture at a depth of 3 cm, fell within the range of 3–6, excluding the result with questionable observation data. These corresponded to the expected range for sand or loam, which corresponded with the classification for this area of sandy loam or sandy silt loam described in Yamanaka et al. (2007). In this study, the calibrated Clapp and Hornberger exponent was partly validated by the parameters determined by observations examined in the past study. Further validation of the exponent should be done with datasets other than the spatial or temporal ranges of this study.

5. Conclusions

The thermal inertia of soil is one parameter of a surface heat budget model and depends on the water content of soil. Surface thermal inertia was retrieved from a heat budget model incorporating satellite and surface meteorological data. The two objectives of this study are to clarify the effects of the aerodynamic conductance for turbulent heat fluxes in terms of the values almost shifting either in daytime or nighttime, and to clarify the differences in the ability to estimate soil moisture between the thermal inertia method and the microwave-based method. New formulations for the aerodynamic conductance with respect to the atmospheric stability significantly improved the accuracy of the thermal inertia retrieval. Thermal inertia–derived soil moisture correlated well with in situ soil moisture. In particular, dry-down processes of in situ soil moisture after antecedent rainfalls qualitatively agreed with thermal inertia–derived soil moisture but not with AMSR2, which was found after fitting the daily time series of individual soil moistures to an exponentially decaying function. The relationship between thermal inertia and VSWC is almost linear if the soil is sand or loam. The form of the function included Clapp and Hornberger’s (1978) exponent. In applying this function to the data, the approximate linearity was found, and the soil types derived from the exponent b agreed with the past observation results. Based on the above results, the spatiotemporal distribution of the thermal inertia–derived soil moisture was estimated over a grassland in Mongolia. The accuracy of the proposed method was comparable to the results from reported studies, which use both thermal inertia and apparent thermal inertia in a land surface model with data assimilation and/or upscaling. The accuracy of the thermal inertia method proposed in this study still has room to improve after solving problems with regard to the data, in particular, possible errors in satellite surface temperatures and also the method itself for better estimating sporadic increases of soil moisture. More precise resolution of satellite surface temperatures can raise the accuracy. Further validation of the exponent b associated with the soil type should be done with datasets other than the spatial or temporal ranges of this study.

Acknowledgments

This study was supported by JSPS KAKENHI [Awards 24510017 (Matsushima), 26289159 (Asanuma)] and JAXA GCOM 2nd RA [Award JX-PSPC-337505 (Kaihotsu)]. The Terra-, Aqua-, and combined MODIS products were acquired from the Level-1 and Atmosphere Archive and Distribution System (LAADS) Distributed Active Archive Center (DAAC), located in the Goddard Space Flight Center in Greenbelt, Maryland (https://ladsweb.nascom.nasa.gov/). AMSR2 data were supplied by the GCOM-W1 data providing service, Japan Aerospace Exploration Agency. We are grateful to Dr. G. Davaa and the staff at the Institute of Meteorology, Hydrology and Environment of Mongolia for their assistance in conducting this study. Two anonymous reviewers gave invaluable comments which have further improved the manuscript.

APPENDIX A

On Improved Bulk Transfer Coefficient Formulations Considering Atmospheric Stability with Regard to Linearity

The expressions of every component of the matrices in Eqs. (2) and (3), in which the aerodynamic conductance is included, are given as
ea1
Individual components including the aerodynamic conductance are formulated as follows:
ea2
ea3
ea4
ea5
ea6
ea7
ea8
ea9
in which is multiplied with B15 and B25 with the understanding that they are proportional to . All of Eqs. (A2)(A9) are linear functions of wind speed. As far as the individual components are constants or linear functions of wind speed, the differential equation in Eq. (1) is always linear. If the universal functions based on Monin–Obukhov similarity are used for aerodynamic conductance, it will be a nonlinear function of the surface and the air temperature and need some iteration procedures to solve the time series of surface temperature, which requires more time to solve Eq. (1). In this study, the linearity of Eq. (1) is almost maintained in the daytime and nighttime ranges, respectively, by introducing Eqs. (13a) and (13b), to avoid increasing complexity and calculation time. Switching the parameterization of Eq. (13a) to Eq. (13b) back and forth was based on the sign of the net radiation because the exact and quantitative atmospheric stability was not needed.

APPENDIX B

Relevance of Parameter b for Soil Heat Transfer

The soil thermal and hydraulic parameterization proposed by Noilhan and Planton (1989), employed in this study, uses the parameterization of thermal conductivity with respect to matric potential proposed by McCumber and Pielke (1981), which is given as
eb1
eb2
The relationship between the soil hydraulic potential and the VSWC is often parameterized as
eb3
Substituting Eq. (B3) into Eq. (B1) yields the relationship between and :
eb4
Equation (B4) means the value for the same value of depends on the parameter , provided changes slightly according to the soil type.

APPENDIX C

Specific Formulations with Respect to the Parameterizations that Appear in Table 1

The Noilhan and Planton (1989) formulation is applied in present study to Eqs. (16) and (17), in which the parameters that should be recalibrated or applied according to soil type are , , and .

The S. Lu et al. (2009) formulation is
ec1
ec2
ec3
ec4
where , , and are thermal inertia, thermal conductivity, and volumetric heat capacity at saturation, respectively; is thermal inertia at no water content; and is the VSWC normalized by porosity . Parameters , , and are given in advance according to soil type. Parameters that should be recalibrated or applied according to soil type are , , , and .
The Murray and Verhoef (2007) formulation is
ec5
ec6
ec7
ec8
The same explanations are given to the same parameters that appeared in parameterizations of S. Lu et al. (2009). Parameters that should be recalibrated or applied according to soil type are , , , , , and .

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