1. Introduction
As a crucial transport pathway between the land surface and atmosphere (Jung et al. 2010), terrestrial evapotranspiration (ET) is the sum of physically controlled evaporation E and biochemical promoted transpiration T (Scott et al. 2006), as well as an integral input to the free atmosphere (Trenberth 1999). Although ET has become widely accessible through cooperated networks using the eddy covariance approach (Novick et al. 2018), researchers are unable to partition ET only using water vapor fluxes (Scott et al. 2021). The individual measurements of E and T could be a solution for ET partitioning studies, but the disagreements between E + T and ET brought about large uncertainties (Herbst et al. 1996; Li et al. 2010; Singer et al. 2010; Wei et al. 2017). The hydrogen and oxygen isotopes (2H and 18O) have been applied in hydrological studies since the 1960s. With the advent of the high-frequency isotope analyzer (Wang et al. 2009) allowing an output of 1-Hz atmospheric vapor concentration Cυ and its isotopes δυ, each source water could be either measured or simulated with relatively high precision. As such, the isotope method is becoming a powerful method for ET partitioning (Wang et al. 2010; Wei et al. 2018; Xiao et al. 2018), which bypassed the disagreements between E + T and ET.
The isotopic composition of ET (δET) is an important parameter when calculating T of total ET (FT) and moisture recycling using the stable isotope-based method. Although some novel δET algorithms have been developed in recent two decades (Griffis et al. 2010; Lee et al. 2007), the Keeling plot method is the most prevalent one (Keeling 1958; Moreira et al. 1997; Yakir and Wang 1996; Yakir and Sternberg 2000), which occupied 43% of studies reviewed by Rothfuss et al. (2021), as its uncertainty is the same as the gradient method but significantly smaller than the eddy covariance isotopic flux method (Good et al. 2012). However, the δET uncertainty contributed to FT uncertainty was 49%–74% depending on sites (Chen et al. 2022; Cui et al. 2020; Yuan et al. 2022), which is far more than that of the other two parameters, the isotopic composition of evaporation δE and the isotopic composition of evaporation δT. To make it worse, the δET uncertainty contribution would increase with the increase of FT (Chen et al. 2022). As T dominates ET at a global scale (Jasechko et al. 2013; Wang et al. 2014), δET would significantly transfer uncertainty to FT among most terrestrial ecosystems.
Previously, researchers made more efforts to reduce uncertainties on δE and δT reviewed by Xiao et al. (2018), while rarely on δET. After Phillips and Gregg (2001) proposed the first-order Taylor series expansion formula of isotope-based FT uncertainty, researchers attempted to reduce δET uncertainty by using the correlation coefficient r2 filter (Wei et al. 2015), using data from various heights (Griffis et al. 2010), and avoiding averaging initial data (Good et al. 2012). The main challenge to reduce δET uncertainty nowadays is less likely to further optimize the input parameters: the individual measurement of the vapor concentration Cυi and the isotopic composition of water vapor δυi, respectively. The optimizations of the δET derivation algorithms could be a more realistic choice.
In this study, a modified Keeling plot framework was proposed using the median point of individual measurements, whose δET uncertainty would decrease, resulting in a decrease of FT uncertainty. Theoretical derivations were presented and verified by vapor concentration and isotope datasets from six sites with multiple input and output resolutions.
2. Materials and methods
a. Traditional Keeling plot method for δET
b. Median method for δET
c. The uncertainty of δET (mean) and δET (median)
d. Description of testing datasets
Six sites (Table 1) were selected that contained datasets of Cυ and δυ (both 18O and 2H) to test the performance of the median method. Of these six sites, five of them were from the Stable Water Vapor Isotope Database (SWVID) hosted by Yale University and sponsored by the U.S. National Science Foundation (Wei et al. 2019). The Cυ, δυ, and related meteorology data were stored at hourly resolution in SWVID. Among all 42 sites in SWVID, Heihe (HH), Mase (MS), New Haven (NH), Niwot Ridge (NR), and Rosemount (RM) were selected, which were terrestrial sites, and had been used to simulate δET to make ET partitioning (Berkelhammer et al. 2016; Griffis et al. 2011; Lee et al. 2006; Wei et al. 2015; Wen et al. 2016). The RM site only provided 18O data. The one site outside SWVID was Shiyanghe Experimental Station of China Agricultural University in Wuwei in northwest China. Water isotope measurements have been conducted in the central of a maize field at the Wuwei (WW) site since 2013 (Wu et al. 2018). In situ vapor isotope measurements with the output of 1-Hz Cυ and δυ were installed in the summer of 2017 and 2018 to quantify moisture recycling (Yuan et al. 2020) and FT (Yuan et al. 2022).
List of six sites to verify the median method.
Here, 96 days of data were used in WW, 121 days of data were used in HH, 385 days of data were used in MS, 226 days of data were used in NH, 817 days of data were used in NR, and 61 days of data were used in RM. Each day, Cυi and δυi data from 0700 to 1900 local time were selected to capture the daytime δET. The 1-Hz Cυ and δυ data in WW were aggregated to 1, 5, and 10 min and hourly data by averaging. The daily resolution δET (mean) and δET (median) at six sites using the 1-h resolution input Cυi and δvi data were calculated to test the applicability of the median method among different sites. The performance of the median method with hourly and daily δET output using multiple input resolutions (1 Hz, 1 min, 5 min, 10 min, and 1 h) in WW was also tested. Different criteria r2 of the Keeling plots were considered to evaluate the performance of the median method. As r2 > 0.8 and r2 > 0.6 are the two general criteria to filter the Keeling plots in previous studies (Wei et al. 2015; Yuan et al. 2022), we tested r2 > 0.8, r2 > 0.6, and no filter scenario in this study.
3. Results
a. Comparison between the mean and the median method
The comparisons of δET (mean) and δET (median) among all six sites were performed on both 18O and 2H (Figs. 1a,b). We compared two time resolutions (1 h and daily) of δET calculated by various Cυi and δυi time resolutions (i.e., 1 Hz, 1 min, 5 min, 10 min, and 1 h) in WW and daily δET calculated by hourly Cυi and δυi at the other five sites. The δET (mean) and δET (median) agreed well with each other [δET (median) = 0.9995 δET (mean), R2 = 0.9997*** (where *** indicates statistically significant at p = 0.001)] for both 18O and 2H, which supported the validity of δET (median).
The comparisons of the isotopic composition of ET based on the mean method [δET (mean)] and the median method [δET (median)] using all six sites for both (a) 18O and (b) 2H. Daily and hourly δET results were not separated in this figure.
Citation: Journal of Hydrometeorology 25, 4; 10.1175/JHM-D-23-0133.1
When using 1-h resolution Cυi and δυi input data and 1-day resolution δET output (Table 2), 27.21% of Keeling plot regression r2 for 18O was greater than 0.8, 44.34% of Keeling plot regression r2 for 18O was greater than 0.6, 17.34% of Keeling plot regression r2 for 2H was greater than 0.8, and 36.86% of Keeling plot regression r2 for 2H was greater than 0.6. The
The number of the isotope composition of ET (δET) among six sites in 1-h input resolution and 1-day output resolution when applying various Keeling plot regression r2 filters (>0.8, >0.6, and no filter), and the proportion of the variance of δET using mean point [
The proportion of the median method better than the mean method in WW (the only site with multiple resolution datasets) with multiple input and output resolution is shown in Table 3. The
The number of the isotope composition of ET (δET) at the WW site using multiple input and output resolutions when applying various Keeling plot regression r2 filters (>0.8, >0.6, and no filter), and the proportion of the variance of δET using mean point [
b. Uncertainty reduction and variance reduction using the median method
The variance reduction results are shown in Tables 4 and 5, which focus on the cases of
The 18O isotope composition of ET when applying the mean method [σET (mean)(18O)] and the median method [σET (median)(18O)]. The corresponding 18O-based average uncertainty reduction {Avg[Δσ(18O)]}, the average degree of variance reduction {Avg[Δσ2/σ2(18O)]}, and the maximum degree of variance reduction {Max[Δσ2/σ2(18O)]} shown at different sites.
The 2H isotope composition of ET when applying the mean method [σET (mean)(2H)] and the median method [σET (median)(2H)]. The corresponding 2H-based average uncertainty reduction {Avg[Δσ(2H)]}, the average degree of variance reduction {Avg[Δσ2/σ2(2H)]}, and the maximum degree of variance reduction {Max[Δσ2/σ2(2H)]} shown on different sites.
The average variance reduction [Avg(Δσ2/σ2)] for 18O was 9.11%, 7.62%, and 6.40% when applying the filters of r2 > 0.8, r2 > 0.6, and no filters, respectively. Correspondingly, Avg(Δσ2/σ2) for 2H was 9.09%, 7.69%, and 6.30% when applying the filters of r2 > 0.8, r2 > 0.6, and no filters, respectively. The Avg(Δσ2/σ2) would increase with the stricter r2 filter applied. The maximum variance reduction [Max(Δσ2/σ2)] was 33.83% among all six sites.
c. Median method performance using high-resolution input and output data
As is shown in Fig. 2, the overall Avg(Δσ2/σ2) for 18O at WW using 1-day output resolution was 17.12%, 11.54%, and 11.41% when applying the filters of r2 > 0.8, r2 > 0.6, and no filters, respectively, which was higher than that of 1-h output resolution. Similarly, the overall Avg(Δσ2/σ2) for 2H at WW using 1-day input resolution was 15.96%, 10.17%, and 11.41% when applying the filters of r2 > 0.8, r2 > 0.6, and no filters, respectively, which was also higher than that of 1-h output resolution. The overall Avg(Δσ2/σ2) for 18O at WW on 1-Hz input resolution was 16.68%, 12.69%, and 9.63% when applying the filters of r2 > 0.8, r2 > 0.6, and no filters, respectively, which was higher than that of 1-min or 1-h input resolution. Correspondingly, the overall Avg(Δσ2/σ2) for 2H at WW using 1-Hz input resolution was 17.83%, 10.99%, and 9.63% when applying the filters of r2 > 0.8, r2 > 0.6, and no filters, respectively, which was higher than that of 1-min or 1-h input resolution.
The degree of variance reduction (Δσ2/σ2) among different Keeling plot r2 filters. The input data resolutions are 1 Hz (blank bar), 1 min (line bar), 5 min (cross bar), and 1 h (cross bar), respectively. The output resolutions are 1 day for (a) 18O and (b) 2H and 1 h for (c) 18O and (d) 2H.
Citation: Journal of Hydrometeorology 25, 4; 10.1175/JHM-D-23-0133.1
4. Discussion
a. Why the median method has lower uncertainty and variance than the mean method in most cases
As the magnitude of
We noticed that in either traditional Keeling plot algorithm or our median point algorithm, we do not use measured Cυi directly, but we use inversed Cυi. The Cυi normality was tested using the Kolmogorov–Smirnov (K-S) test for 1-Hz, 1-min, and 10-min resolution Cυ data and Shapiro–Wilk (S-W) for 5-min and 1-day resolution Cυ data. Generally, the S-W test is more appropriate for handling sample sizes < 50, whereas the K-S test is used for handling sample sizes > 50. (Mishra et al. 2019; Ruxton et al. 2015). Most (about 75%) Cυi distribution for 1-h input and 1-day output among all six sites were normal distribution (Table 6). As for the various input and output in WW, the rate of
The normality test passed rate of the number of the atmosphere vapor concentration Cυ among six sites.
The rate of the mean method variance greater than the median method variance [
Citation: Journal of Hydrometeorology 25, 4; 10.1175/JHM-D-23-0133.1
Theoretically, for a normal distribution A ∼ N(μ, σ2), A−1 is an inverse Gaussian (IG) distribution (μ > 0, λ > 0, λ = μ2/σ2) whose skewness 3 × (μ/λ)1/2 is always greater than zero (Chhikara 1988). When the skewness is greater than zero, the mean is greater than the median. Therefore, if Cυi ∼ N(μ, σ2), 1/Cυi ∼ IG(μ, λ), then
b. When shall we use the median method for δET?
The relationship between the degree of variance reduction (Δσ2/σ2) and the median value of inverse vapor concentration over the mean value of inverse vapor concentration [Cυ (mean)/Cυ (median)].
Citation: Journal of Hydrometeorology 25, 4; 10.1175/JHM-D-23-0133.1
Higher Cυi and δυi input resolution would be the one scenario to make a larger Δσ2/σ2. Inputting 1-Hz data has been shown by Good et al. (2012) that could reduce 94.14% variance for 18O and reduce 95.99% variance for 2H compared with 3-h resolution input data using the traditional Keeling plot method. For a given resolution output δET in this study (Figs. 2a–d), Avg(Δσ2/σ2) would increase with the increase of input Cυi and δυi resolution. The median method would be more useful when the variance of δET had been minimized in the traditional Keeling plot algorithm. One possible reason for this phenomenon is that the kurtoses of Cυi distribution would decrease with the increase of input number (Searls and Intarapanich 1990), which would bring about an increased skewness of its inverse distribution (Figs. 5a,b). Then,
(a) The three illustrated normal distribution (N) density formulas and (b) their corresponding IG distribution density formulas. The dash dot, solid, and short dot lines in (a) represent N (μ = 1, σ2 = 4), N (μ = 1, σ2 = 1), and N (μ = 1, σ2 = 0.25), respectively. The dash dot, solid, and short dot lines in (b) represent IG (μ = 1, λ = 0.25), IG (μ = 1, λ = 1), and IG (μ = 1, λ = 4), respectively, where λ = μ2/σ2.
Citation: Journal of Hydrometeorology 25, 4; 10.1175/JHM-D-23-0133.1
The other scenario to apply the median method would be when Cυ is relatively small. Ideally, when the expectation of Cυi distribution is closer to zero, the variance of 1/Cυi would increase, leading to an increasing distance between
The relationship between the degree of variance reduction (Δσ2/σ2) and the average vapor concentration Cυ.
Citation: Journal of Hydrometeorology 25, 4; 10.1175/JHM-D-23-0133.1
The Keeling plot regression of (a) 18O and (b) 2H on 17 May 2012 at the HH site, when the degree of variance reduction (Δσ2/σ2) reached the maximum value 33.83%.
Citation: Journal of Hydrometeorology 25, 4; 10.1175/JHM-D-23-0133.1
c. The benefits for ET partitioning and moisture recycling calculations
The uncertainty of transpiration over evapotranspiration based on the mean method [
Similarly, for local moisture recycling rate calculation, the uncertainty of moisture recycling σMR at a daily time scale could decrease 0.0526 on average at WW (Yuan et al. 2020). That would be 91.00% of the original daily σMR applied by the mean method. Daily σMR could maximally decrease 0.0950 at WW, which would be 83.74% of the original daily σMR applied by the mean method.
d. Implementation of the median method
The traditional Keeling plot inputs
The traditional Keeling plot method was established by Keeling (Keeling 1958, 1961) to originally capture CO2 emission isotope compositions on a regional basis whose theory is based on the isotope mass balance principle. Apart from water vapor isotopes and 13C isotope from CO2, the Keeling plot has also been explored to intercept the isotope compositions of CH4 fluxes (Fisher et al. 2011) and N2O fluxes (Francis Clar and Anex 2022) to better understand the emission of greenhouse gases. Using the median method in these studies may obtain less variance of the isotope composition of greenhouse gas fluxes. The net ecosystem CO2 exchange consists of soil respiration and gross primary productivity (Gilmanov et al. 2007). The lower variance of the isotope composition of net ecosystem CO2 exchange may lead to less uncertainty of gross primary productivity partitioning.
5. Conclusions
In this study, a novel algorithm was established using the median point of in situ measurements to estimate the isotopic composition of evapotranspiration δET. The theoretical deviation was presented and tested using observation with multiple input and output resolutions from six independent sites. The δET variance
Acknowledgments.
We acknowledge major support from the National Natural Science Foundation of China (52239002). LW acknowledges partial support from the Department of Energy Grant DE-SC0024297. HA acknowledges partial support from University of California Riverside and the USDA National Institute of Food and Agriculture Hatch funds (PI Ajami CA-R-ENS-5147-H). We thank Dr. Manoj Shukla, Dr. Kenneth Carroll, and Dr. Ray Anderson for your assistance.
Data availability statement.
Data are available at http://vapor-isotope.yale.edu/.
APPENDIX
Variance of Keeling Plot Slope and Intercept
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