1. Introduction
Warm fronts are often considered to be one of the more benign aspects of baroclinic cyclones. Modern satellite remote sensors, however, tell a different story with warm fronts supporting a variety of interesting mesoscale phenomena (Young et al. 2005). Using ocean surface images from satellite-borne synthetic aperture radar (SAR) and a range of other data sources, Young et al. (2005) examined 22 warm fronts, primarily in the Gulf of Alaska. One of the more striking findings was that, in conjunction with the cold conveyor belt (Carlson 1980), many of the warm fronts exhibited wind shear–driven structures on the mesoscale. Young et al.’s (2005) Fig. 7 shows the SAR signature of meso-β-scale vortices, apparently driven by horizontal wind shear instability, a phenomenon that occurred for four of the 22 warm fronts examined. Their Fig. 8 shows the SAR signature of interest in the current study, atmospheric internal gravity waves (IGWs), apparently driven by vertical wind shear across the warm frontal inversion, a phenomenon that occurred for three of the 22 warm fronts examined. The goal of the current study is to use a SAR image to validate an extension of existing IGW theory (Lindzen 1974; Lindzen and Rosenthal 1976) to the sloping-inversion warm front situation. SAR serves as the verification sensor for the current study because it provides the high-resolution ocean surface roughness/near-surface wind speed mapping capability required (e.g., Young et al. 2008).
In the SAR Marine User’s Manual (Jackson and Apel 2004), Holt (2004) presents an overview of SAR imaging of the ocean surface. Spaceborne SAR image pixels have dimensions on the order of tenths of meters to tens of meters (e.g., pixel size for RADARSAT-2 can be viewed at http://gs.mdacorporation.com/includes/documents/RS-2_Product_Details.pdf) and represent a normalized radar cross section (NRCS), which is a measure of backscatter. SAR NRCS returned from the surface is a function of radar wavelength, radar polarization, imaging geometry, and surface roughness elements having scales similar to the radar wavelength (e.g., approximately 5.6 cm for the RADARSAT-1 SAR). Thus, for a given set of radar characteristics, SAR NRCS returned from the ocean surface is mainly a function of near-surface wind speed and direction because the centimeter-scale surface roughness elements tend to be wind driven. At incident angles for SAR products commonly used for marine meteorological studies (e.g., 20° to 46° for the RADARSAT-1 ScanSAR Wide B beam mode) and at wind speeds less than about 25 m s−1, SAR NRCS returned from the ocean surface increases with near-surface wind speed. Further, for a given over-ocean near-surface wind speed, minima in SAR NRCS occur when the radar look direction is perpendicular to the near-surface wind direction Readers are referred to Young et al. (2008) for a concise review.
Because of the intimate relationship between SAR NRCS and the over-ocean near-surface wind vector, researchers have devoted considerable effort to employing spaceborne SAR as a scatterometer. Monaldo et al. (2004) provide a recent review of those efforts and Beal (2005) provides a marine meteorology user’s guide for SAR-derived wind speed (SDWS) images. SDWS images are typically valid at 10 m above sea level and, like SAR NRCS images, possess high resolution.
Because SDWS images possess both high resolution and swath widths of hundreds of kilometers, a plethora of marine meteorological signatures have been documented within them. The reader is referred to Young and Winstead (2005) for a review. The same is true for parent, but radiometrically corrected, ocean surface SAR NRCS (hereafter, simply SAR) images [see Sikora et al. (2006) for a review]. In general, the SDWS signature and SAR signature of any one marine meteorological phenomenon are similar.
The SDWS and SAR signatures of the mountain lee wave variety of IGW are discussed in Young and Winstead (2005) and Li (2004), respectively. Recall that the signatures of IGWs suspected to be driven by vertical wind shear across frontal inversions have been reported in SAR images (Young et al. 2005). As Young and Winstead (2005) point out, mountain lee wave and vertical wind shear–driven IGW signatures are similar. Both reveal a packet of elongated oscillations (in near-surface wind speed or NRCS), the pattern of which is reminiscent of the cloud signature of IGWs that is often present within visible satellite images (e.g., Grubišić and Billings 2008). In general, the IGW SDWS and SAR signatures are less mottled than the signatures of atmospheric roll vortices (Young and Winstead 2005; Sikora and Ufermann 2004), mimicking the same contrast observed within visible satellite images. An exception to this observation may be atmospheric roll vortices generated by inflection point instability (e.g., Alpers and Brümmer 1994).
The SAR and SDWS images found in the literature and those used in the current study imply that frontal IGWs can cause appreciable variations in the near-surface wind speed, with wavelengths in the meso-α scale and wave spans extending for meso-β-scale distances on the cold side of the surface front. Thus, IGWs can impact marine activities, such as small craft operations, by imposing appreciable wind variations on relatively small time and space scales.
The focus of the current study is on a bandpass-filtered SAR image (Fig. 1) containing the signature of IGWs in the vicinity of a synoptic-scale warm front. The original SAR data used to construct Fig. 1 were first smoothed from a pixel spacing of 50 m to a pixel spacing of 500 m. They were then high-pass filtered using a filter weight pattern following a Gaussian distribution with a standard deviation of 10 pixels and a maximum extent of 40 pixels. The goal of the bandpass filtering was to highlight the IGW signature described below.
RADARSAT-1 ScanSAR Wide B image, bandpass filtered to highlight atmospheric IGW signatures in the vicinity of a warm front. The image is from 0308 UTC 16 Mar 2004, over the Pacific Ocean. The image is approximately 450 km × 450 km. The pixel size is 500 m. The image is centered at 56.6°N, 142.4°W. The corner coordinates are 58.3°N, 147.0°W; 59.0°N, 139.3°W; 54.1°N, 145.1°W; and 54.8°N, 138.2°W. The black curve of small NRCS arcing across the bottom half of the image is the wind lull along the surface warm front. The oscillations to its north are the atmospheric IGW signatures. The inset highlights a section of the IGW field to more clearly show IGW amplitude increasing with distance from the surface warm front and their acute orientation with respect to the surface warm front.
Citation: Monthly Weather Review 140, 6; 10.1175/MWR-D-11-00233.1
The original SAR image chosen for the current study was obtained from the Johns Hopkins University Applied Physics Laboratory (JHUAPL) after being processed by the Alaska Satellite Facility. It is from the SAR onboard RADARSAT-1. RADARSAT-1 SAR is right-looking with horizontal–horizontal polarization. The SAR image is from the ScanSAR Wide B beam mode.
Figure 1 is shown as SAR rather than SDWS because, as discussed in Beal (2005), near-surface wind directions are an a priori requirement for the generation of SDWS. In the case of Fig. 1, none of the available archived near-surface wind direction analyses diagnosed the synoptic-scale warm front position with sufficient accuracy to support SDWS retrieval in that zone of sharp streamline curvature.
Within Fig. 1, the black curve of small NRCS arcing across the bottom half of the image is due to the wind lull along the surface warm front. Confirmation of the presence of a synoptic-scale warm front for this case was accomplished via inspection of the fifth-generation Pennsylvania State University–National Center for Atmospheric Research Mesoscale Model (MM5) surface and upper air analyses (not shown) obtained from the University of Washington (maps originally available from http://www.atmos.washington.edu/mm5rt/) and via inspection of the Ocean Prediction Center east Pacific surface analysis for 0000 UTC 16 March 2004 (Fig. 2). Figure 2 shows an open wave cyclone (labeled DVLPG GALE near 54°N, 145°W) in the southwestern portion of the SAR image area, with a cold front extending to its southwest and a warm front arcing across the SAR image area. These features correspond well to the MM5 analyses.
Ocean Prediction Center east Pacific surface analysis at 0000 UTC 16 Mar 2004.
Citation: Monthly Weather Review 140, 6; 10.1175/MWR-D-11-00233.1
The signatures of the IGWs are the oscillations just to the north, the cold side, of the surface warm front signature (Fig. 1). That IGW signature is quite similar to that previously reported in the literature. Given that the IGW case described herein is well removed from topographic barriers and is instead found in the vicinity of a synoptic-scale warm front, the working assumption is that the IGWs are vertical wind shear driven. Young et al. (2005) report that IGWs are most frequently associated with occluded fronts, followed by warm fronts, and then secluded fronts. The focus herein is IGWs in the vicinity of a warm front because this situation is expected to be less complex to model.
A warm frontal region can be modeled analytically using a two-layer system with different velocities in each layer. Vertical wind shear–driven instability can arise at the interface between the two layers of fluid (Helmholtz 1868; Nielsen 1992). That instability is commonly referred to as parallel shear instability or Kelvin–Helmholtz (K-H) instability. The corresponding unstable waves grow by extracting energy from the background flow and, in turn, act to reduce the vertical gradient in vertical wind shear (Drazin and Howard 1966).
At small wavenumbers in an infinite domain, neutral solutions, for which wave growth rate equals zero, exist for K-H instability in the form of IGWs that propagate energy away from the vertical wind shear zone (Lindzen 1974). The amplitudes of the IGWs decay with vertical distance from the vertical wind shear zone. In the presence of a rigid lower boundary, however, IGWs can be reflected back toward the vertical wind shear zone, thereby acting to enhance the K-H instability (Lindzen 1974). This reflection leads to unstable solutions, for which wave growth rate is positive, for the IGWs. Therefore, in the presence of a rigid lower boundary such as the sea surface, wavenumbers that would lead to neutral waves for an infinite domain instead lead to unstable waves (Lindzen and Rosenthal 1976). A sudden change in the Brunt–Väisälä frequency at some level away from the vertical wind shear zone can cause similar results (Pellacani et al. 1978). Such a region inhibits the vertical propagation of IGWs in a similar to that seen with a rigid lower boundary (Pellacani et al. 1978). For an extensive review of K-H instability, please see Drazin and Howard (1966).
The IGW signatures present in Fig. 1 extend a limited distance from the surface warm front. Moreover, the amplitude of several of those signatures increases with distance from the surface warm front (Fig. 1 inset). Finally, many of the signatures possess an acute orientation with respect to the surface warm front (Fig. 1 inset). An explanation of these observations is the focus of the current study and is addressed below via linear theory modeling.
2. Procedures
a. SAR image parameters
The average wavelength (λ = 4.5 km), average angle of the IGWs with respect to the surface warm front (θ = ~70°), and average wave span (S = 36 km, the horizontal distance the waves extend in the direction perpendicular to the surface warm front) were calculated via photogrammetry using reference points along the wave crests within the inset of Fig. 1. Figure 3 provides a plan view illustration of those IGW parameters.
Plan view illustration of the IGW parameters for the SAR image.
Citation: Monthly Weather Review 140, 6; 10.1175/MWR-D-11-00233.1
b. Linear theory model
Frontal zones represent broad, sloping, quasi-two-dimensional sheets of static stability and vertical wind shear (Martin 2006). Thus, as described above, IGWs may develop at the frontal zone and propagate vertically and horizontally. Such propagation can be represented by a two-layer semi-infinite Boussinesq fluid with a K-H velocity profile, a sloping interface, and a rigid lower boundary (Fig. 4). The corresponding K-H stability is determined by the sign of the imaginary part ci of the complex phase speed c. For ci > 0 there is instability and growth, for ci < 0 there is stability and decay, and for ci = 0 there are neutral solutions. The complex phase speed as a function of the horizontal distance from the surface warm front is determined by solving the dispersion relationship numerically.
Kelvin–Helmholtz velocity profile in a semi-infinite fluid with a rigid lower boundary and a sloping interfacial region.
Citation: Monthly Weather Review 140, 6; 10.1175/MWR-D-11-00233.1



Up to this point, the model is based on that described in Lindzen and Rosenthal (1976). To model the evolution of waves in a warm frontal zone, a sloping interface is incorporated. The growth rate of the interfacial waves due to reflection of the downward propagating IGWs by the rigid lower boundary back up to the vertical wind shear zone is proportional to ci. The point at which ci goes to zero on this interface is a function of H. Thus, finding H at which ci becomes zero is equivalent to finding the point on the interface at which this surface reflection no longer affects the vertical wind shear zone. The frontal slope can be used to find the distance of this point from the surface warm front.
Applying the sloping interface as a horizontally heterogeneous boundary condition to the two-layer model results in a system that cannot be treated analytically to derive a dispersion relation. One can, however, exploit the linearity of the dispersion relationship with respect to a slowly varying H. That is, the dispersion relationship can be solved independently at discrete distances from the front, each associated with a unique value of H, along the sloping frontal zone. This approximation is valid as long as the frontal slope m is small (e.g.,
Recall that (10) only applies to the vertical component of wave propagation. The steeper the front, the greater is the horizontal component of wave propagation. Thus, for steep fronts (e.g., the leading portion of a cold front) (10) is not valid. For those situations, the horizontal component of wave reflection needs to be taken into account, both in the dispersion relationship and when solving the resulting system simultaneously for all distances from the surface front. In cases where this is necessary, a mesoscale model capable of fully resolving the frontal zone would provide a more tractable approach.
An iterative algorithm known as the two-dimensional false position method (Acton 1990) is used to find the roots of (10) numerically. That algorithm finds the zeros of the intersection of the real and imaginary parts of (10). While this method exhibits only linear convergence, it is the traditional method for the type of problem addressed herein and it resulted in convergence in all cases examined. Performing this scheme over a range of k, N, and U yields the transect of c in the direction away from the front expressed as a function of H. The U and N ranges were selected based on synoptic analysis of warm front regions and the k ranges were chosen based on analyses of SAR images of warm front regions. The values of H are related to the horizontal distance from a surface warm front by assuming a constant m=
Given the above arguments, the average wave span identified for Fig. 1 is hypothesized to be associated with bifurcation from unstable to neutral solutions (Kundu 2008) as the altitude of the vertical wind shear zone increases. Neutral wave solutions exist beyond the bifurcation points, while IGWs are observed between the bifurcation points and the surface warm front. It is also hypothesized that the growth rate of the IGWs reaches a maximum near the bifurcation points, thus explaining their observed increase in amplitude with distance from the surface warm front in Fig. 1.
3. Results
Improvement in computer power since Lindzen addressed the IGW problem allows rapid solution of (10) across the physically reasonable parameter space. Thus, it is now possible to determine similarity relationships for key features of IGW behavior. Below, we focus on the wave span and distance from the surface warm front at which maximum growth rate occurs because these features are captured readily by SAR.
a. Linear theory model
1) Theoretical wave span







Contour plots of St (km) in (U, N) space for a λ of 4.5 km.
Citation: Monthly Weather Review 140, 6; 10.1175/MWR-D-11-00233.1
Relationship between dimensionless wavenumber and dimensionless theoretical wave span. Stars represent model results while the black line represents the similarity theory fit.
Citation: Monthly Weather Review 140, 6; 10.1175/MWR-D-11-00233.1
The SAR-observed average wave span (36 km) falls in the upper left quadrant of (U, N) space in Fig. 5. To test the validity of (15), North American Regional Reanalysis (NARR) (Mesinger et al. 2006) data corresponding to 0300 UTC 16 March 2004 and the apex of the warm front found within Fig. 1 (56°N, 142.5°W) were examined. The corresponding U is approximately 2.5 m s−1 and the corresponding N is approximately 0.01 s−1, matching the upper left quadrant of Fig. 5 quite well.
2) Location of maximum growth rate




Relationship between dimensionless wavenumber and dimensionless fluid depth at the location of maximum growth rate. Stars represent model results while the black line represents the similarity theory fit.
Citation: Monthly Weather Review 140, 6; 10.1175/MWR-D-11-00233.1





Along-front mean and standard deviation of the filtered NRCS for the IGW packet shown in the inset of Fig. 1. The front is located at the sharp minimum in mean of the filtered NRCS. The standard deviation of the filtered NRCS serves as a proxy for wave amplitude.
Citation: Monthly Weather Review 140, 6; 10.1175/MWR-D-11-00233.1
b. Crest tracing
IGW signatures observed within SAR images often are not perpendicular to the surface warm front but rather are oriented at angle θ to the front (e.g., see Fig. 1 inset), although the thermal wind is expected to be parallel to the front. This behavior is hypothesized to result from the refraction experienced by an IGW traveling along a sloping front (Howe 2007). A wave crest-tracing algorithm is employed to explore this hypothesis using the transect of c in the cross-frontal direction (i.e., the functional dependence of phase speed on distance from the front), expressed as a function of H.
The wave crest-tracing algorithm proceeds as follows. One first chooses a discrete number of points along an initial wave crest oriented perpendicular to the surface warm front (Fig. 9). Then for some small time interval Δt, where Δt << period of oscillation (i.e., 1/N), one allows the wave to propagate in the x direction. If c changes with H and, therefore, with horizontal distance from the surface warm front, the wave refracts. Therefore, at later times the crest is no longer perpendicular to the front, but rather it is bent at some angle θ that itself can vary with horizontal distance from the front. Thus, the two-dimensional linear theory model is also rotated so as to be locally perpendicular to the wave front.
Plan view evolution of wave whose crest is initially perpendicular to the surface warm front. Here, θ is defined as the angle between the line tangent to the crest at t + Δt and the initial wave crest at time t. In this figure, θ decreases with horizontal distance from the front.
Citation: Monthly Weather Review 140, 6; 10.1175/MWR-D-11-00233.1
The initial transect of the complex phase speed is from a point in the upper left quadrant of (U, N) space in Fig. 5. This point is chosen because, we recall, the SAR-observed wave spans lies near this region of (U, N) space. The real part of this initial transect varies with horizontal distance from the surface warm front, as illustrated in Fig. 10. Given this initial transect, the wave will refract toward the surface warm front, much as an ocean swell refracts when approaching a beach. Because the SAR data found within Fig. 1 represent a snapshot at some point during IGW evolution, one cannot compare a theoretical final (i.e., asymptotic) steady-state value of θ with that computed from Fig. 1.
Initial real part of the complex phase speed cx, as a function of horizontal distance perpendicular from the surface warm front for a point in the upper left quadrant in (U, N) space from Fig. 5.
Citation: Monthly Weather Review 140, 6; 10.1175/MWR-D-11-00233.1
It is worth noting that while Fig. 1 shows a similar alignment of the wave crests relative to the front, it does not show the curvature which this linear theory predicts. Thus, while answering one question, it raises another: what process maintains the straightness of the observed wave crests?
4. Conclusions
SAR images of the ocean surface often reveal the signature of vertical wind shear-driven atmospheric internal gravity waves (IGWs) on the immediate cold side of warm fronts. A two-layer semi-infinite Boussinesq fluid with a standard Kelvin–Helmholtz velocity profile and a sloping interface is used to model vertical wind shear-driven IGWs in the vicinity of a synoptic-scale warm front. The wave span predicted through this classical linear theory is consistent with the SAR-observed IGW span. More specifically, the SAR-observed IGW span corresponds to the location along the frontal vertical wind shear zone of a bifurcation from unstable to neutral solutions. This change in wave stability is caused by the decrease in reflection by the rigid lower boundary back to the vertical wind shear zone as a function of horizontal distance perpendicular from the surface warm front.
Similarity formulas are developed for both wave span and the distance from the front of maximum growth rate in terms of static stability, vertical wind shear, frontal slope, and wavenumber. The variation of the SAR-observed IGW amplitude with horizontal distance perpendicular from the surface warm front is explained by the distance from the surface front at which maximum wave growth rate occurs. This distance is nearly as great as that for the bifurcation point which marks the end of wave growth and hence explains why the SAR-observed IGW amplitude reaches a maximum near the away-from-front end of the IGW signature.
Finally, the angle that the IGWs make with respect to the surface warm front is addressed using a simple wave crest-tracing procedure. An individual wave with its crest initially perpendicular to the surface warm front refracts in the direction of the vertical wind shear vector.
One observation that cannot be explained by the crest-tracing model is that the SAR-observed wave crests are generally straight rather than curved as suggested by the theory presented herein. Two possible explanations are apparent. First, this discrepancy could be the result of young, as yet unbent, IGWs forming in an environment with an along-front temperature gradient and thus nonfront parallel thermal wind. While plausible for a single image, this fails to explain the frequency with which straight wave crests were observed by the authors in the JHUAPL SAR image archive. Second, the theory presented herein may fail to capture some aspect of wave dynamics that acts to preserve crest linearity. This latter hypothesis could be tested with a high-resolution nested-grid numerical weather prediction model provided it featured enough levels in the lower troposphere to fully resolve the frontal inversion and vertical wind shear. Such a model would also be appropriate for prediction of IGW in warm front zones.
Acknowledgments
This work was supported in part by Grants N00014-10-1-0569, N00014-07-1-0934, N00014-07-1-0577, and N00014-06-1-0046 from the Office of Naval Research. The authors heartily thank the two anonymous reviewers for insights that greatly improved the presentation of this work. The authors dedicate this work to Donald R. Thompson, a pioneer in the geophysical uses of synthetic aperture radar.
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The slight kinks in the contours are due to the fact that solutions are numerical and hence there is not infinite precision.